Clean Water SRF Program Information for the State of Maine CWSRF Agency Information 1 Lead State Agency Name: Maine Municipal Bond Bank 18 Secondary Agency Name: Department of Environmental Protection 2 Type of Agency: Financial 19 Type of Agency: Environmental 3 Mailing Address: P.O. Box 2268 20 Mailing Address: 4 City: Augusta 21 City: 5 Zip Code: 04330-2268 22 Zip Code: 6 Street Address: 127 Community Drive 23 Street Address: State House Station #17 7 City: Augusta 24 City: Augusta 8 Zip Code: 04330-2268 25 Zip Code: 04333-0017 9 Director: 26 Director: John True 10 Director's Title: Executive Director 27 Director's Title: Director 11 Phone Number: 207-622-9386 28 Phone Number: (207) 287-7808 12 Fax Number: (207) 623-5359 29 Fax Number: (207) 287-7191 13 E-mail Address: 30 E-mail Address: john.n.true@maine.gov 14 Contact Person: Greg Connors 31 Contact Person: 15 Phone Number: (207) 622-9386 32 Phone Number: 16 Fax Number: (207) 623-5359 33 Fax Number: 17 E-mail Address: gdc@mmbb.com 34 E-mail Address: Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - 06/15/89 03/30/90 09/25/91 09/25/92 09/28/93 09/26/94 03/23/95 09/19/96 53 Title II Funds 0 88,895 0 24,579 0 0 0 2,250,500 300 54 Title VI - Current Year's Appropriation 0 7,275,200 7,528,700 15,886,629 15,040,674 14,878,611 9,225,300 9,531,000 15,617,891 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 7,364,095 7,528,700 15,911,208 15,040,674 14,878,611 9,225,300 11,781,500 15,618,191 57 Cumulative Federal Grants 0 7,364,095 14,892,795 30,804,003 45,844,677 60,723,288 69,948,588 81,730,088 97,348,279 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 4,411,925 1,763,348 2,924,007 1,766,459 1,384,026 2,466,041 63 Second Quarter Outlays 0 0 131,498 1,017,151 1,155,152 1,601,365 1,195,042 968,294 1,601,236 64 Third Quarter Outlays 0 0 1,006,537 910,447 933,357 1,243,504 2,435,692 3,436,613 2,946,461 65 Fourth Quarter Outlays 0 147,282 1,500,882 1,484,409 3,944,347 4,428,340 2,182,739 2,369,330 2,580,557 66 *Total Annual Outlays 0 147,282 2,638,917 7,823,932 7,796,204 10,197,216 7,579,932 8,158,263 9,594,295 67 Cumulative Outlays 0 147,282 2,786,199 10,610,131 18,406,335 28,603,551 36,183,483 44,341,746 53,936,041 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 1,285,317 7,840,405 5,336,266 9,713,223 9,825,533 7,971,672 9,383,068 69 "Cumulative 0 0 1,285,317 9,125,722 14,461,988 24,175,211 34,000,744 41,972,416 51,355,484 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/26/97 09/24/98 09/23/99 08/31/00 09/19/01 09/27/02 08/26/03 09/14/04 53 Title II Funds 2,800,000 0 0 0 0 2,551 0 0 54 Title VI - Current Year's Appropriation 4,773,200 10,423,809 10,424,601 10,389,258 10,296,891 10,319,859 10,252,836 10,258,974 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 7,573,200 10,423,809 10,424,601 10,389,258 10,296,891 10,322,410 10,252,836 10,258,974 57 Cumulative Federal Grants 104,921,479 115,345,288 125,769,889 136,159,147 146,456,038 156,778,448 167,031,284 177,290,258 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 2,009,493 4,397,380 3,408,455 4,563,424 3,415,351 3,348,433 1,728,555 3,747,353 63 Second Quarter Outlays 2,133,001 3,165,073 2,305,114 3,448,608 3,155,210 3,171,851 7,417,753 2,910,797 64 Third Quarter Outlays 3,406,237 2,808,217 1,983,771 2,106,005 1,779,930 2,557,680 4,783,823 2,756,506 65 Fourth Quarter Outlays 4,917,805 2,988,802 3,493,359 2,330,529 1,465,014 2,447,150 5,445,067 1,999,138 66 *Total Annual Outlays 12,466,536 13,359,472 11,190,699 12,448,566 9,815,505 11,525,114 19,375,198 11,413,794 67 Cumulative Outlays 66,402,577 79,762,049 90,952,748 103,401,314 113,216,819 124,741,933 144,117,131 155,530,925 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 10,129,288 15,288,475 10,686,142 13,611,396 10,681,020 10,542,978 16,377,281 14,859,723 69 "Cumulative 61,484,772 76,773,247 87,459,389 101,070,785 111,751,805 122,294,783 138,672,064 153,531,787 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/27/05 09/20/06 09/18/07 09/10/08 07/22/09 09/15/10 09/15/11 07/03/12 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 5,000,000 6,747,200 8,268,800 5,220,800 5,220,800 15,773,000 11,431,000 10,940,000 55 Title VI - Prior Year's Appropriation 0 3,325,800 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 30,336,800 0 0 0 56 *Total Annual Federal Grants 5,000,000 10,073,000 8,268,800 5,220,800 35,557,600 15,773,000 11,431,000 10,940,000 57 Cumulative Federal Grants 182,290,258 192,363,258 200,632,058 205,852,858 241,410,458 257,183,458 268,614,458 279,554,458 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 5,355,559 2,303,513 2,017,757 2,405,947 2,828,488 9,135,425 4,507,164 1,294,086 63 Second Quarter Outlays 1,758,307 1,796,959 2,784,171 3,105,428 593,981 8,844,689 1,678,463 3,598,022 64 Third Quarter Outlays 2,109,547 1,323,026 3,246,386 194,194 2,626,358 3,964,884 2,064,490 2,378,182 65 Fourth Quarter Outlays 1,841,408 1,070,882 3,138,861 1,927,562 5,846,576 8,025,222 3,253,483 808,103 66 *Total Annual Outlays 11,064,821 6,494,380 11,187,175 7,633,131 11,895,402 29,970,220 11,503,600 8,078,394 67 Cumulative Outlays 166,595,746 173,090,126 184,277,301 191,910,432 203,805,834 233,776,054 245,279,653 253,358,047 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 11,222,551 7,264,906 9,119,196 8,844,430 7,976,388 27,791,573 16,275,339 10,523,774 69 "Cumulative 164,754,338 172,019,244 181,138,440 189,982,870 197,959,258 225,750,831 242,026,170 252,549,944 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/09/13 08/05/14 09/11/15 08/23/16 09/12/17 08/06/18 08/07/19 07/02/20 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 10,335,000 10,853,000 10,798,000 10,343,000 10,263,000 12,424,000 12,300,000 12,302,000 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 10,335,000 10,853,000 10,798,000 10,343,000 10,263,000 12,424,000 12,300,000 12,302,000 57 Cumulative Federal Grants 289,889,458 300,742,458 311,540,458 321,883,458 332,146,458 344,570,458 356,870,458 369,172,458 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 588,713 2,722,695 907,998 9,822,895 2,082,650 1,572,060 2,196,781 1,234,703 63 Second Quarter Outlays 460,441 229,222 1,848,418 11,287,315 3,624,835 1,448,921 1,032,048 3,022,913 64 Third Quarter Outlays 205,162 913,879 690,282 7,174,430 1,904,257 2,533,400 1,219,277 610,693 65 Fourth Quarter Outlays 849,909 1,599,980 1,830,823 6,181,995 2,032,013 2,787,957 1,478,023 1,507,336 66 *Total Annual Outlays 2,104,225 5,465,776 5,277,521 34,466,635 9,643,755 8,342,339 5,926,129 6,375,644 67 Cumulative Outlays 255,462,273 260,928,049 266,205,570 300,672,205 310,315,960 318,658,299 324,584,428 330,960,073 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 2,062,420 4,715,705 5,046,678 30,115,463 13,793,737 7,586,395 7,236,063 6,346,332 69 "Cumulative 254,612,363 259,328,069 264,374,747 294,490,210 308,283,947 315,870,342 323,106,405 329,452,737 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 7,364,095 7,364,095 7,528,700 14,892,795 0 14,892,795 15,911,208 30,804,003 15,040,674 45,844,677 14,878,611 60,723,288 21,006,800 81,730,088 10,019,691 91,749,779 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 73 Cumulative Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 75 Cumulative 0 0 7,364,095 7,364,095 7,528,700 14,892,795 0 14,892,795 15,911,208 30,804,003 15,040,674 45,844,677 14,878,611 60,723,288 21,006,800 81,730,088 10,019,691 91,749,779 Total State Contributions (Dollars) 76 *Annual 77 Cumulative 0 0 1,800,000 1,800,000 1,800,000 3,600,000 3,600,000 7,200,000 0 7,200,000 2,400,000 9,600,000 3,100,469 12,700,469 4,000,000 16,700,469 1,700,000 18,400,469 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 79 Cumulative - 24% 24% 24% 24% 48% 0% 23% 16% 21% 21% 21% 19% 20% 17% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 79a Cumulative - - 117% 232% 41% 68% 0% 43% 25% 35% 30% 34% 36% 34% 18% 31% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 5,598,500 7,573,200 10,423,809 10,424,601 10,389,258 10,296,891 10,322,410 10,252,836 71 "Cumulative 97,348,279 104,921,479 115,345,288 125,769,889 136,159,147 146,456,038 156,778,448 167,031,284 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 5,598,500 7,573,200 10,423,809 10,424,601 10,389,258 10,296,891 10,322,410 10,252,836 75 Cumulative 97,348,279 104,921,479 115,345,288 125,769,889 136,159,147 146,456,038 156,778,448 167,031,284 Total State Contributions (Dollars) 76 *Annual 2,300,000 2,400,000 2,100,000 2,100,000 3,500,000 2,034,886 642,175 4,322,938 77 Cumulative 20,700,469 23,100,469 25,200,469 27,300,469 30,800,469 32,835,355 33,477,530 37,800,468 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 41% 32% 20% 20% 34% 20% 6% 42% 79 Cumulative 21% 22% 22% 22% 23% 22% 21% 23% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 14% 14% 20% 15% 33% 19% 4% 29% 79a Cumulative 28% 26% 25% 24% 24% 24% 22% 22% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 10,258,974 8,325,800 6,747,200 8,268,800 35,557,600 5,220,800 15,773,000 11,431,000 71 "Cumulative 177,290,258 185,616,058 192,363,258 200,632,058 236,189,658 241,410,458 257,183,458 268,614,458 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 10,258,974 8,325,800 6,747,200 8,268,800 35,557,600 5,220,800 15,773,000 11,431,000 75 Cumulative 177,290,258 185,616,058 192,363,258 200,632,058 236,189,658 241,410,458 257,183,458 268,614,458 Total State Contributions (Dollars) 76 *Annual 0 1,700,000 1,400,000 1,700,000 1,700,000 1,700,000 3,000,000 850,000 77 Cumulative 37,800,468 39,500,468 40,900,468 42,600,468 44,300,468 46,000,468 49,000,468 49,850,468 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 0% 20% 21% 21% 33% 33% 19% 7% 79 Cumulative 21% 21% 21% 21% 22% 22% 22% 21% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 0% 23% 15% 19% 27% 39% 28% 9% 79a Cumulative 21% 21% 21% 21% 21% 21% 21% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 10,940,000 10,335,000 10,853,000 10,798,000 10,343,000 10,263,000 12,424,000 12,300,000 71 "Cumulative 279,554,458 289,889,458 300,742,458 311,540,458 321,883,458 332,146,458 344,570,458 356,870,458 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 10,940,000 10,335,000 10,853,000 10,798,000 10,343,000 10,263,000 12,424,000 12,300,000 75 Cumulative 279,554,458 289,889,458 300,742,458 311,540,458 321,883,458 332,146,458 344,570,458 356,870,458 Total State Contributions (Dollars) 76 *Annual 0 4,335,000 4,000,000 2,259,903 2,052,600 2,484,800 2,460,000 2,460,400 77 Cumulative 49,850,468 54,185,468 58,185,468 60,445,371 62,497,971 64,982,771 67,442,771 69,903,171 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 0% 42% 37% 21% 20% 24% 20% 20% 79 Cumulative 20% 21% 22% 21% 21% 22% 21% 21% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 0% 92% 79% 8% 15% 33% 34% 39% 79a Cumulative 21% 22% 23% 22% 21% 22% 22% 22% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 1,472,819 1,505,740 3,182,242 0 2,400,000 2,975,722 2,845,040 1,700,000 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 1,472,819 1,505,740 3,182,242 0 2,400,000 2,975,722 2,845,040 1,700,000 91 Cumulative Match Contribution 0 1,472,819 2,978,559 6,160,801 6,160,801 8,560,801 11,536,523 14,381,563 16,081,563 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 327,181 294,260 417,758 0 0 124,747 1,154,960 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 327,181 294,260 417,758 0 0 124,747 1,154,960 0 99 Cumulative Additional Contribution 0 327,181 621,441 1,039,199 1,039,199 1,039,199 1,163,946 2,318,906 2,318,906 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 1,423,638 2,084,762 2,084,920 2,100,000 3,500,000 2,034,886 642,175 4,322,938 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 1,423,638 2,084,762 2,084,920 2,100,000 3,500,000 2,034,886 642,175 4,322,938 91 Cumulative Match Contribution 17,505,201 19,589,963 21,674,883 23,774,883 27,274,883 29,309,769 29,951,944 34,274,882 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 876,362 315,238 15,080 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 876,362 315,238 15,080 0 0 0 0 0 99 Cumulative Additional Contribution 3,195,268 3,510,506 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 850,000 85 GO Bonds Retired Outside the CWSRF 0 1,700,000 1,400,000 1,700,000 1,700,000 1,700,000 3,000,000 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 1,700,000 1,400,000 1,700,000 1,700,000 1,700,000 3,000,000 850,000 91 Cumulative Match Contribution 34,274,882 35,974,882 37,374,882 39,074,882 40,774,882 42,474,882 45,474,882 46,324,882 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Federal and State Investment For the Reporting Year Ending June 30 of. 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 4,000,000 2,068,600 2,052,600 2,484,800 2,460,000 2,460,400 85 GO Bonds Retired Outside the CWSRF 0 4,335,000 0 191,303 0 0 0 0 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 4,335,000 4,000,000 2,259,903 2,052,600 2,484,800 2,460,000 2,460,400 91 Cumulative Match Contribution 46,324,882 50,659,882 54,659,882 56,919,785 58,972,385 61,457,185 63,917,185 66,377,585 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 3,525,586 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 18,223,219 27,8 36,550 14,355,000 21,333,073 12,794,373 12,923,822 13,065,859 101 "Cumulative Dollar Amount 0 0 18,223,219 46,109,769 60,464,769 81,797,842 94,592,215 107,516,037 120,581,896 102 Annual Number 0 0 3 7 4 7 7 8 11 103 Cumulative Number 0 0 3 10 14 21 28 36 47 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 17,502,600 27,8 36,550 14,355,000 21,333,073 12,794,373 12,923,822 12,465,859 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 720,619 0 0 0 0 0 600,000 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 18,223,219 27,8i 16,550 14,355,000 21,333,073 12,794,373 12,923,822 13,065,859 110 Cumulative Assistance 0 0 18,223,219 46,109,769 60,464,769 81,797,842 94,592,215 107,516,037 120,581,896 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 2 7 4 7 7 8 10 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 1 0 0 0 0 0 1 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 3 7 4 7 7 8 11 117 Cumulative Number of Agreements 0 0 3 10 14 21 28 36 47 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 30,480,317 23,621,347 22,141,444 19,522,005 36,056,317 27,974,768 22,261,186 48,459,881 101 "Cumulative Dollar Amount 151,062,213 174,683,560 196,825,004 216,347,009 252,403,326 280,378,094 302,639,280 351,099,161 102 Annual Number 17 17 23 28 21 28 24 29 103 Cumulative Number 64 81 104 132 153 181 205 234 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 30,480,317 17,453,516 19,739,699 18,957,485 32,338,129 19,438,638 20,044,938 39,419,679 105 Refinance Short-term Debt 0 6,167,831 0 0 0 85,000 0 0 106 Refinance Long-term Debt 0 0 2,401,745 564,520 3,718,188 8,451,130 2,216,248 9,040,202 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 30,480,317 23,621,347 22,141,444 19,522,005 36,056,317 27,974,768 22,261,186 48,459,881 110 Cumulative Assistance 151,062,213 174,683,560 196,825,004 216,347,009 252,403,326 280,378,094 302,639,280 351,099,161 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 17 15 21 27 19 22 15 21 112 Refinance Short-term Debt 0 2 0 0 0 1 0 0 113 Refinance Long-term Debt 0 0 2 1 2 5 9 8 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 17 17 23 28 21 28 24 29 117 Cumulative Number of Agreements 64 81 104 132 153 181 205 234 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 25,271,414 29,964,400 19,6 38,523 42,096,025 46,849,288 46,646,868 29,674,133 47,463,906 101 "Cumulative Dollar Amount 376,370,575 406,334,975 426,023,498 468,119,523 514,968,811 561,615,679 591,289,812 638,753,718 102 Annual Number 22 24 46 53 47 59 37 26 103 Cumulative Number 256 280 326 379 426 485 522 548 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 20,143,673 28,074,605 19,6 38,523 42,096,025 44,719,735 38,933,756 26,121,922 46,065,286 105 Refinance Short-term Debt 1,000,000 0 0 0 600,000 0 0 0 106 Refinance Long-term Debt 4,127,741 1,889,795 0 0 1,529,553 7,713,112 3,552,211 1,398,620 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 25,271,414 29,964,400 19,688,523 42,096,025 46,849,288 46,646,868 29,674,133 47,463,906 110 Cumulative Assistance 376,370,575 406,334,975 426,023,498 468,119,523 514,968,811 561,615,679 591,289,812 638,753,718 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 17 20 46 52 45 53 34 24 112 Refinance Short-term Debt 1 0 0 0 1 0 0 0 113 Refinance Long-term Debt 4 4 0 0 1 6 3 2 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 22 24 46 52 47 59 37 26 117 Cumulative Number of Agreements 256 280 326 378 425 484 521 547 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 45,975,784 17,603,145 15,041,571 62,233,432 31,922,902 16,532,850 51,971,666 49,631,781 101 "Cumulative Dollar Amount 684,729,502 702,332,647 717,374,218 779,607,650 811,530,552 828,063,402 880,035,068 929,666,849 102 Annual Number 21 13 22 13 23 36 35 49 103 Cumulative Number 569 582 604 617 640 676 711 760 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 40,174,563 17,603,145 4,056,455 61,963,432 31,058,460 16,532,850 51,971,666 49,631,781 105 Refinance Short-term Debt 295,000 0 0 0 864,442 0 0 0 106 Refinance Long-term Debt 5,506,221 6,225,000 10,985,116 270,000 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 45,975,784 23,828,145 15,041,571 62,233,432 31,922,902 16,532,850 51,971,666 49,631,781 110 Cumulative Assistance 684,729,502 708,557,647 723,599,218 785,832,650 817,755,552 834,288,402 886,260,068 935,891,849 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 16 12 15 12 22 36 35 49 112 Refinance Short-term Debt 1 0 0 0 1 0 0 0 113 Refinance Long-term Debt 4 1 7 1 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 21 13 22 13 23 36 35 49 117 Cumulative Number of Agreements 568 581 603 616 639 675 710 759 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 0 300,000 0 0 5,071,050 600,000 2,039,140 119 3,500 to 9,999 0 0 720,619 3,024,254 14,125,000 12,074,400 3,873,323 3,085,000 10,195,695 120 10,000 to 99,999 0 0 17,502,600 24,562,296 230,000 9,258,673 3,850,000 9,238,822 831,024 121 100,000 and Above 0 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 0 0 18,223,219 27,886,550 14,355,000 21,333,073 12,794,373 12,923,822 13,065,859 123 Cumulative Assistance 0 0 18,223,219 46,109,769 60,464,769 81,797,842 94,592,215 107,516,037 120,581,896 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 0 1 0 0 2 1 5 125 3,500 to 9,999 0 0 1 2 3 3 3 3 4 126 10,000 to 99,999 0 0 2 4 1 4 2 4 2 127 100,000 and Above 0 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 0 0 3 7 4 7 7 8 11 129 Cumulative Number of Agreements 0 0 3 10 14 21 28 36 47 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 1,501,341 2,271,516 3,641,070 6,537,005 11,535,179 3,637,906 4,560,676 11,852,774 119 3,500 to 9,999 7,036,500 17,577,621 17,769,374 10,488,000 9,625,000 16,535,000 8,886,689 7,465,053 120 10,000 to 99,999 21,942,476 3,772,210 731,000 2,497,000 14,896,138 7,801,862 8,813,821 29,142,054 121 100,000 and Above 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 30,480,317 23,621,347 22,141,444 19,522,005 36,056,317 27,974,768 22,261,186 48,459,881 123 Cumulative Assistance 151,062,213 174,683,560 196,825,004 216,347,009 252,403,326 280,378,094 302,639,280 351,099,161 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 8 10 13 17 10 14 15 11 125 3,500 to 9,999 5 6 8 9 6 11 5 10 126 10,000 to 99,999 4 1 2 2 5 3 4 8 127 100,000 and Above 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 17 17 23 28 21 28 24 29 129 Cumulative Number of Agreements 64 81 104 132 153 181 205 234 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 325,000 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 1 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 1,194,917 1,917,427 2,492,933 8,563,763 13,655,342 9,001,308 19,699,562 6,684,416 119 3,500 to 9,999 13,811,497 15,672,973 5,149,382 13,646,262 4,740,553 13,093,294 1,953,752 4,245,000 120 10,000 to 99,999 10,265,000 12,374,000 12,046,208 19,886,000 28,453,393 24,552,266 3,573,819 36,534,490 121 100,000 and Above 0 0 0 0 0 0 4,447,000 0 122 *Total Annual Assistance 25,271,414 29,964,400 19,688,523 42,096,025 46,849,288 46,646,868 29,674,133 47,463,906 123 Cumulative Assistance 376,370,575 406,334,975 426,023,498 468,119,523 514,968,811 561,615,679 591,289,812 638,753,718 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 8 9 35 38 35 41 31 20 125 3,500 to 9,999 7 7 5 8 3 12 1 3 126 10,000 to 99,999 7 8 6 6 9 6 4 3 127 100,000 and Above 0 0 0 0 0 0 1 0 128 *Total Annual Number of Agreements 22 24 46 52 47 59 37 26 129 Cumulative Number of Agreements 256 280 326 378 425 484 521 547 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 5,103,000 2,823,000 131 "Cumulative Dollar Amount 0 0 0 0 0 0 5,103,000 7,926,000 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 4 4 133 Cumulative Number of Agreements 0 0 0 0 0 0 4 8 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 26,399,662 5,623,145 -970,472 6,538,210 13,712,902 10,559,850 20,995,666 30,536,749 119 3,500 to 9,999 1,338,000 6,325,000 13,012,043 7,750,000 3,830,000 4,498,000 12,636,000 16,695,032 120 10,000 to 99,999 18,238,122 11,880,000 3,000,000 47,945,222 14,380,000 1,475,000 18,340,000 2,400,000 121 100,000 and Above 0 0 0 0 0 0 0 0 122 *Total Annual Assistance 45,975,784 23,828,145 15,041,571 62,233,432 31,922,902 16,532,850 51,971,666 49,631,781 123 Cumulative Assistance 684,729,502 708,557,647 723,599,218 785,832,650 817,755,552 834,288,402 886,260,068 935,891,849 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 18 10 15 4 19 28 28 38 125 3,500 to 9,999 1 2 6 2 2 6 4 9 126 10,000 to 99,999 2 1 1 7 2 2 3 2 127 100,000 and Above 0 0 0 0 0 0 0 0 128 *Total Annual Number of Agreements 21 13 22 13 23 36 35 49 129 Cumulative Number of Agreements 568 581 603 616 639 675 710 759 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 2,721,600 839,000 499,603 2,131,197 950,000 4,656,777 9,436,161 25,887,818 131 "Cumulative Dollar Amount 10,647,600 11,486,600 11,986,203 14,117,400 15,067,400 19,724,177 29,160,338 55,048,156 132 Annual Number of Assistance Agreements 4 2 3 3 1 6 4 8 133 Cumulative Number of Agreements 12 14 17 20 21 27 31 39 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 18,223,219 27,886,550 14,355,000 21,333,073 12,794,373 12,923,822 13,065,859 137 "Cumulative Dollar Amount 0 0 18,223,219 46,109,769 60,464,769 81,797,842 94,592,215 107,516,037 120,581,896 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 18,223,219 25,889,815 14,125,000 20,652,073 10,808,373 3,715,808 9,796,019 139 Advanced Treatment 0 0 0 0 0 0 0 0 0 140 Infiltration/Inflow 0 0 0 0 0 0 0 0 0 141 Sewer System Rehabilitation 0 0 0 0 230,000 681,000 0 415,191 3,055,700 142 New Collector Sewers 0 0 0 0 0 0 0 0 0 143 New Interceptors 0 0 0 0 0 0 0 0 0 144 CSO Correction 0 0 0 1,996,735 0 0 1,986,000 8,792,823 0 144.1 *Total Annual Dollar Amount 0 0 18,223,219 27,886,550 14,355,000 21,333,073 12,794,373 12,923,822 12,851,719 144.2 Cumulative Dollar Amount 0 0 18,223,219 46,109,769 60,464,769 81,797,842 94,592,215 107,516,037 120,367,756 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 30,480,317 23,621,347 22,141,444 19,522,005 36,056,317 27,974,768 22,261,186 48,459,881 137 "Cumulative Dollar Amount 151,062,213 174,683,560 196,825,004 216,347,009 252,403,326 280,378,094 302,639,280 351,099,161 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 9,144,776 20,440,710 14,992,146 14,271,190 15,234,188 24,182,782 11,561,902 16,908,865 139 Advanced Treatment 0 0 0 0 0 0 0 19,170,554 140 Infiltration/Inflow 0 0 0 997,000 0 1,000,000 20,321 333,272 141 Sewer System Rehabilitation 0 2,773,621 3,182,924 1,500,000 2,727,300 85,000 875,000 5,624,273 142 New Collector Sewers 0 0 0 0 3,100,000 708,000 4,500,000 0 143 New Interceptors 0 0 1,500,000 0 2,750,000 1,200,000 0 5,602,000 144 CSO Correction 16,853,500 0 2,231,000 1,500,000 11,946,138 378,862 5,265,799 800,000 144.1 *Total Annual Dollar Amount 25,998,276 23,214,331 21,906,070 18,268,190 35,757,626 27,554,644 22,223,022 48,438,964 144.2 Cumulative Dollar Amount 146,366,032 169,580,363 191,486,433 209,754,623 245,512,249 273,066,893 295,289,915 343,728,879 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 600,000 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 600,000 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 600,000 600,000 600,000 600,000 600,000 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 25,271,414 29,964,400 19,688,523 42,096,025 46,849,288 46,646,868 29,674,133 47,463,906 137 "Cumulative Dollar Amount 376,370,575 406,334,975 426,023,498 468,119,523 514,968,811 561,615,679 591,289,812 638,753,718 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 13,603,756 17,405,548 9,293,382 15,446,687 11,690,867 5,578,093 16,193,699 32,353,862 139 Advanced Treatment 0 0 2,157,208 0 0 0 0 0 140 Infiltration/Inflow 1,250,000 5,139,780 0 2,950,000 0 2,528,371 25,260 1,000,000 141 Sewer System Rehabilitation 3,722,741 4,374,986 125,000 7,235,575 4,133,571 8,424,189 5,540,071 1,323,000 142 New Collector Sewers 1,000,000 0 0 0 0 0 0 768,620 143 New Interceptors 0 0 0 6,800,000 9,759,461 0 0 0 144 CSO Correction 5,650,000 2,708,000 6,192,100 6,800,000 19,600,600 21,021,066 4,447,000 9,295,000 144.1 *Total Annual Dollar Amount 25,226,497 29,628,314 17,767,690 39,232,262 45,184,499 37,551,719 26,206,030 44,740,482 144.2 Cumulative Dollar Amount 368,955,376 398,583,690 416,351,380 455,583,642 500,768,141 538,319,860 564,525,890 609,266,372 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 300,000 220,000 180,000 230,000 5,095,000 203,752 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 300,000 220,000 180,000 230,000 5,095,000 203,752 0 145.4 Cumulative Dollar Amount 600,000 900,000 1,120,000 1,300,000 1,530,000 6,625,000 6,828,752 6,828,752 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 45,975,784 23,828,145 15,041,571 62,233,432 31,922,902 16,532,850 51,971,666 49,631,781 137 "Cumulative Dollar Amount 684,729,502 708,557,647 723,599,218 785,832,650 817,755,552 834,288,402 886,260,068 935,891,849 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 13,420,551 360,000 7,562,733 29,447,000 12,059,278 4,553,277 23,189,740 20,931,571 139 Advanced Treatment 0 0 0 0 0 0 0 0 140 Infiltration/Inflow 0 0 0 320,000 7,154,000 -4,072 1,379,000 3,285,600 141 Sewer System Rehabilitation 1,793,064 1,540,000 4,014,556 4,050,000 1,886,282 4,851,925 7,506,570 2,981,431 142 New Collector Sewers 4,400,075 0 -3,620,075 270,000 0 0 0 4,090,000 143 New Interceptors 4,498,984 -25,000 -2,892,250 11,909,025 3,330,000 0 0 3,400,000 144 CSO Correction 16,663,300 12,185,000 5,860,931 11,445,197 4,280,000 2,351,210 16,140,000 4,693,248 144.1 *Total Annual Dollar Amount 40,775,974 14,060,000 10,925,895 57,441,222 28,709,560 11,752,340 48,215,310 39,381,850 144.2 Cumulative Dollar Amount 650,042,346 664,102,346 675,028,241 732,469,463 761,179,023 772,931,363 821,146,673 860,528,523 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 300,000 0 445,000 0 989,242 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 300,000 0 445,000 0 989,242 0 0 0 145.4 Cumulative Dollar Amount 7,128,752 7,128,752 7,573,752 7,573,752 8,562,994 8,562,994 8,562,994 8,562,994 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 214,140 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 214,140 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 214,140 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 450,445 298,691 420,124 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 4,000,000 0 0 0 0 0 17,057 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 482,041 407,016 235,374 203,370 0 0 21,107 20,917 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 4,482,041 407,016 235,374 653,815 298,691 420,124 38,164 20,917 165 Cumulative Dollar Amount 4,696,181 5,103,197 5,338,571 5,992,386 6,291,077 6,711,201 6,749,365 6,770,282 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 165,000 0 0 0 0 0 153 Silviculture 0 0 1,327,578 2,486,157 1,134,789 3,607,807 3,207,706 2,704,764 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 192,031 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 44,917 36,086 208,255 197,606 300,000 200,311 56,645 18,660 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 44,917 36,086 1,700,833 2,683,763 1,434,789 4,000,149 3,264,351 2,723,424 165 Cumulative Dollar Amount 6,815,199 6,851,285 8,552,118 11,235,881 12,670,670 16,670,819 19,935,170 22,658,594 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 440,182 3,504,681 3,545,570 4,792,210 2,224,100 4,137,510 3,259,483 9,030,141 155 Ground Water (Unknown Source) 0 0 100,000 0 0 215,500 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 400,000 369,373 691,790 160 Sanitary Landfills 4,438,121 6,225,000 0 0 0 0 0 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 400,000 162 Individual/Decentralized Sewage Treatment 21,507 38,464 25,106 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 4,899,810 9,768,145 3,670,676 4,792,210 2,224,100 4,753,010 3,628,856 10,121,931 165 Cumulative Dollar Amount 27,558,404 37,326,549 W,997,225 45,789,435 48,013,535 52,766,545 56,395,401 66,517,332 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 27,500 127,500 128,000 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 27,500 127,500 128,000 167 Cumulative Dollar Amount 0 0 0 0 0 27,500 155,000 283,000 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 534,000 0 0 0 0 0 0 171 "Cumulative Dollar Amount 0 534,000 534,000 534,000 534,000 534,000 534,000 534,000 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 3 6 3 6 6 4 4 173 Advanced Treatment 0 0 0 0 0 0 0 0 0 174 Infiltration/Inflow 0 0 0 0 0 0 0 0 0 175 Sewer System Rehabilitation 0 0 0 0 1 1 0 1 4 176 New Collector Sewers 0 0 0 0 0 0 0 0 0 177 New Interceptors 0 0 0 0 0 0 0 0 0 178 CSO Correction 0 0 0 1 0 0 1 3 0 178.1 *Total Annual Number 0 0 3 7 4 7 7 8 8 178.2 Cumulative Number 0 0 3 10 14 21 28 36 44 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 7 7 7 11 9 15 14 15 173 Advanced Treatment 0 0 0 0 0 0 0 2 174 Infiltration/Inflow 0 0 0 1 0 1 0 2 175 Sewer System Rehabilitation 0 2 2 1 2 1 2 5 176 New Collector Sewers 0 0 0 0 1 2 1 0 177 New Interceptors 0 0 1 0 3 1 0 2 178 CSO Correction 4 0 4 1 2 1 4 1 178.1 *Total Annual Number 11 9 14 14 17 21 21 27 178.2 Cumulative Number 55 64 78 92 109 130 151 178 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 1 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 1 0 0 0 0 179.4 Cumulative Number 0 0 0 1 1 1 1 1 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 9 10 5 6 6 4 16 7 173 Advanced Treatment 0 0 1 0 0 0 0 0 174 Infiltration/Inflow 1 3 0 2 0 3 1 1 175 Sewer System Rehabilitation 2 4 1 3 4 6 5 2 176 New Collector Sewers 1 0 0 0 0 0 0 2 177 New Interceptors 0 0 0 2 3 0 0 0 178 CSO Correction 4 3 5 4 5 8 2 2 178.1 *Total Annual Number 17 20 12 17 18 21 24 14 178.2 Cumulative Number 195 215 227 244 262 283 307 321 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 1 1 1 2 3 1 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 1 1 1 2 3 1 0 179.4 Cumulative Number 1 2 3 4 6 9 10 10 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 5 4 9 6 4 6 7 8 173 Advanced Treatment 0 0 0 0 0 0 0 0 174 Infiltration/Inflow 0 0 0 1 2 0 1 2 175 Sewer System Rehabilitation 4 4 5 2 3 7 6 2 176 New Collector Sewers 2 0 0 1 0 0 0 2 177 New Interceptors 3 0 3 2 0 0 2 178 CSO Correction 4 2 4 4 1 2 2 2 178.1 *Total Annual Number 18 10 19 17 12 15 16 18 178.2 Cumulative Number 339 349 368 385 397 412 428 446 Stormwater (Number in each category)** 179.1 Grey Infrastructure 1 0 0 3 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 1 0 1 0 3 0 0 0 179.4 Cumulative Number 11 11 12 12 15 15 15 15 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 3 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 0 3 197 Cumulative Number 0 0 0 0 0 0 0 0 3 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 3 4 7 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 1 0 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 5 8 9 10 0 0 3 2 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 6 8 9 13 4 7 3 2 197 Cumulative Number 9 17 26 39 43 50 53 55 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 1 0 0 0 0 0 185 Silviculture 0 0 5 12 11 13 10 9 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 1 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 6 4 27 22 16 21 7 3 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 6 4 34 27 35 17 12 197 Cumulative Number 61 65 98 132 159 194 211 223 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 1 1 8 18 13 25 187 Ground Water (Unknown Source) 0 0 0 0 1 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 1 3 5 192 Sanitary Landfills 2 0 0 0 0 0 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 1 194 Individual/Decentralized Sewage Treatment 1 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 4 3 3 1 8 20 16 31 197 Cumulative Number 227 230 233 234 242 262 278 309 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 2 3 2 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 2 3 2 199 Cumulative Number 0 0 0 0 0 2 5 7 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 0 18,223,219 26,859,030 15,382,520 21,333,073 12,794,373 12,793,014 12,680,643 201 "Cumulative Dollar Amount 0 0 18,223,219 45,082,249 60,464,769 81,797,842 94,592,215 107,385,229 120,065,872 202 Annual Number of Assistance Agreements 0 0 3 6 4 7 7 6 10 203 Cumulative Number of Agreements 0 0 3 9 13 20 27 33 43 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 720,619 20,064,896 4,720,000 28,289,000 14,192,073 19,498,570 214,140 205 Cumulative Dollar Amount 0 0 720,619 20,785,515 25,505,515 53,794,515 67,986,588 87,485,158 87,699,298 206 Annual Number of Assistance Agreements 0 0 1 3 5 3 4 8 3 207 Cumulative Number of Agreements 0 0 1 4 9 12 16 24 27 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 29,808,065 19,351,092 23,276,957 23,759,543 15,995,659 36,043,028 34,339,664 35,630,028 201 "Cumulative Dollar Amount 149,873,937 169,225,029 192,501,986 216,261,529 232,257,188 268,300,216 302,639,880 338,269,908 202 Annual Number of Assistance Agreements 15 15 20 28 13 27 14 14 203 Cumulative Number of Agreements 58 73 93 121 134 161 175 189 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 482,041 4,557,226 585,374 653,815 6,786,691 3,474,124 926,697 1,513,268 205 Cumulative Dollar Amount 88,181,339 92,738,565 93,323,939 93,977,754 100,764,445 104,238,569 105,165,266 106,678,534 206 Annual Number of Assistance Agreements 5 10 10 13 12 11 5 9 207 Cumulative Number of Agreements 32 42 52 65 77 88 93 102 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 30,035,853 12,545,414 45,172,923 42,096,025 34,607,135 58,488,323 23,949,231 28,486,534 201 "Cumulative Dollar Amount 368,305,761 380,851,175 426,024,098 468,120,123 502,727,258 561,215,581 585,164,812 613,651,346 202 Annual Number of Assistance Agreements 9 4 46 42 44 70 34 19 203 Cumulative Number of Agreements 198 202 248 290 334 404 438 457 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 23,176,982 31,410,245 5,349,833 14,380,972 14,736,020 52,047,057 26,341,918 5,988,000 205 Cumulative Dollar Amount 129,855,516 161,265,761 166,615,594 180,996,566 195,732,586 247,779,643 274,121,561 280,109,561 206 Annual Number of Assistance Agreements 8 5 42 38 3 38 14 6 207 Cumulative Number of Agreements 110 115 157 195 198 236 250 256 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 31,936,285 39,794,045 12,116,571 63,587,432 31,249,624 19,182,850 40,562,266 34,515,682 201 "Cumulative Dollar Amount 645,587,631 685,381,676 697,498,247 761,085,679 792,335,303 811,518,153 852,080,419 886,596,101 202 Annual Number of Assistance Agreements 19 16 22 13 23 38 32 43 203 Cumulative Number of Agreements 476 492 514 527 550 588 620 663 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 44,330,400 46,847,570 26,295,921 27,253,235 14,329,624 50,729,148 24,196,933 48,641,498 205 Cumulative Dollar Amount 324,439,961 371,287,531 397,583,452 424,836,687 439,166,311 489,895,459 514,092,392 562,733,890 206 Annual Number of Assistance Agreements 16 16 22 12 19 34 25 48 207 Cumulative Number of Agreements 272 288 310 322 341 375 400 448 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 12,315,000 19,810,000 0 20,300,000 6,545,000 0 6,795,000 209 Net Leveraged Bonds Issued - Annual 0 0 10,814,005 17,485,974 0 17,987,137 5,857,426 0 6,089,740 210 Cost of Leveraged Bond Issuance - Annual 0 0 269,495 343,026 0 341,243 121,319 0 177,372 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 260,000 710,000 1,895,000 2,380,000 2,580,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 1,231,500 1,981,000 0 1,971,620 566,255 0 527,888 213 Balance at End of Reporting Period 0 0 1,231,500 3,212,500 3,212,500 5,184,120 5,750,375 5,750,375 6,278,263 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 3,315,000 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 12,315,000 32,125,000 32,125,000 52,425,000 58,970,000 58,970,000 65,765,000 217 *Net Leveraged Bonds Issued - Cumulative 0 0 10,814,005 28,299,979 28,299,979 46,287,116 52,144,542 52,144,542 58,234,282 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 269,495 612,521 612,521 953,764 1,075,083 1,075,083 1,252,455 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 260,000 970,000 2,865,000 5,245,000 7,825,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 3,315,000 3,315,000 3,315,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 12,315,000 32,125,000 31,865,000 51,455,000 59,420,000 57,040,000 61,255,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 199,032 1,286,385 2,591,432 2,765,719 3,453,235 3,311,460 3,848,045 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 199,032 1,286,385 2,591,432 2,765,719 3,453,235 3,311,460 3,848,045 231 "Cumulative 0 0 199,032 1,485,417 4,076,849 6,842,568 10,295,803 13,607,263 17,455,308 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 20,835,000 0 0 0 0 15,285,000 16,065,000 209 Net Leveraged Bonds Issued - Annual 0 18,527,946 0 0 0 0 14,471,303 15,097,059 210 Cost of Leveraged Bond Issuance - Annual 0 257,933 0 0 0 0 171,899 245,073 211 Leveraged Bond Principal Repaid - Annual 2,660,000 3,015,000 3,920,000 3,980,000 4,005,000 4,035,000 4,065,000 5,230,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 2,049,121 0 0 0 0 641,798 722,868 213 Balance at End of Reporting Period 6,278,263 8,327,384 8,327,384 8,327,384 8,327,384 8,327,384 8,969,182 9,692,050 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 550,000 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 65,765,000 86,600,000 86,600,000 86,600,000 86,600,000 86,600,000 101,885,000 117,950,000 217 *Net Leveraged Bonds Issued - Cumulative 58,234,282 76,762,228 76,762,228 76,762,228 76,762,228 76,762,228 91,233,531 106,330,590 218 *Cost of Leveraged Bond Issuance - Cumulative 1,252,455 1,510,388 1,510,388 1,510,388 1,510,388 1,510,388 1,682,287 1,927,360 219 "Leveraged Bond Principal Repaid - Cumulative 10,485,000 13,500,000 17,420,000 21,400,000 25,405,000 29,440,000 33,505,000 38,735,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 3,315,000 3,315,000 3,315,000 3,315,000 3,315,000 3,315,000 3,865,000 3,865,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 58,595,000 76,415,000 72,495,000 68,515,000 64,510,000 60,475,000 72,245,000 83,080,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 3,374,360 4,136,909 3,902,551 3,680,296 3,454,041 3,189,364 2,942,169 3,982,840 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 3,374,360 4,136,909 3,902,551 3,680,296 3,454,041 3,189,364 2,942,169 3,982,840 231 "Cumulative 20,829,668 24,966,577 28,869,128 32,549,424 36,003,465 39,192,829 42,134,998 46,117,838 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 5,320,000 5,745,000 6,080,000 6,065,000 6,075,000 6,050,000 6,095,000 5,645,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 0 -680,847 0 0 213 Balance at End of Reporting Period 9,692,050 9,692,050 9,692,050 9,692,050 9,692,050 9,011,203 9,011,203 9,011,203 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 -1,960,000 0 -425,000 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 217 *Net Leveraged Bonds Issued - Cumulative 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 218 *Cost of Leveraged Bond Issuance - Cumulative 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 219 "Leveraged Bond Principal Repaid - Cumulative 44,055,000 49,800,000 55,880,000 61,945,000 68,020,000 74,070,000 80,165,000 85,810,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 3,865,000 3,865,000 3,865,000 3,865,000 3,865,000 1,905,000 1,905,000 1,480,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 77,760,000 72,015,000 65,935,000 59,870,000 53,795,000 45,785,000 39,690,000 33,620,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 3,328,999 3,147,831 3,003,456 2,880,678 2,512,870 2,096,078 1,745,445 1,491,220 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 3,328,999 3,147,831 3,003,456 2,880,678 2,512,870 2,096,078 1,745,445 1,491,220 231 "Cumulative 49,446,837 52,594,668 55,598,124 58,478,802 60,991,672 63,087,750 64,833,195 66,324,415 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 0 0 0 0 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 0 0 0 0 211 Leveraged Bond Principal Repaid - Annual 6,040,000 6,435,000 3,380,000 3,065,000 2,910,000 3,015,000 2,765,000 1,380,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 -4,957,298 -816,805 -167,000 -165,223 380,751 -1,447,790 -42,414 213 Balance at End of Reporting Period 9,011,203 4,053,905 3,237,100 3,070,100 2,904,877 3,285,628 1,837,838 1,795,424 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 117,950,000 217 *Net Leveraged Bonds Issued - Cumulative 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 106,330,590 218 *Cost of Leveraged Bond Issuance - Cumulative 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 1,927,360 219 "Leveraged Bond Principal Repaid - Cumulative 91,850,000 98,285,000 101,665,000 104,730,000 107,640,000 110,655,000 113,420,000 114,800,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 1,480,000 1,480,000 1,480,000 1,480,000 1,480,000 1,480,000 1,480,000 1,480,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 27,580,000 21,145,000 17,765,000 14,700,000 11,790,000 8,775,000 6,010,000 4,630,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 1,313,041 894,241 717,091 603,105 546,724 442,499 267,252 195,718 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 1,313,041 894,241 717,091 603,105 546,724 442,499 267,252 195,718 231 "Cumulative 67,637,456 68,531,697 69,248,788 69,851,893 70,398,617 70,841,116 71,108,368 71,304,086 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 4,123,385 18,063,835 19,860,834 23,306,645 16,838,474 13,504,720 11,521,464 233 "Cumulative 0 0 4,123,385 22,187,220 42,048,054 65,354,699 82,193,173 95,697,893 107,219,357 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 0 408,280 1,193,164 3,150,795 4,101,743 4,708,232 235 Interest Payments - Annual 0 0 0 930,064 2,161,120 2,494,678 3,222,365 3,337,595 3,201,522 236 *Principal and Interest - Annual 0 0 0 930,064 2,569,400 3,687,842 6,373,160 7,439,338 7,909,754 237 *Principal Repayments - Cumulative 0 0 0 0 408,280 1,601,444 4,752,239 8,853,982 13,562,214 238 Interest Payments - Cumulative 0 0 0 930,064 3,091,184 5,585,862 8,808,227 12,145,822 15,347,344 239 *Principal and Interest - Cumulative 0 0 0 930,064 3,499,464 7,187,306 13,560,466 20,999,804 28,909,558 240 Weighted Average Interest Rate on Loans 0.000 0.000 5.060 4.800 3.000 4.190 3.040 3.000 2.980 Interest Earnings on Investments 241 Annual 0 0 174,778 1,452,431 1,204,212 958,848 1,073,613 1,389,962 1,671,770 242 "Cumulative 0 0 174,778 1,627,209 2,831,421 3,790,269 4,863,882 6,253,844 7,925,614 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 329,085 262,275 437,281 378,724 388,362 439,857 442,416 244 "Cumulative 0 0 329,085 591,360 1,028,641 1,407,365 1,795,727 2,235,584 2,678,000 Expenses as a % of Capitalization Grants 245 *Annual - 0.0% 4.4% - 2.7% 2.5% 2.6% 2.1% 4.4% 246 "Cumulative - 0.0% 2.2% 4.0% 3.3% 3.1% 3.0% 2.7% 2.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 0 0 0 47,933 105,036 72,186 248 "Cumulative 0 0 0 0 0 0 47,933 152,969 225,155 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 12,665,108 119,884,465 6,542,685 3,409,330 9,952,015 31,433,303 151,317,768 11,161,693 4,175,182 15,336,875 24,919,620 176,237,388 8,756,862 4,581,269 13,338,131 19,706,491 195,943,879 10,441,783 4,895,219 15,337,002 22,154,343 218,098,222 10,465,481 4,908,544 15,374,025 27,924,169 246,022,391 11,779,321 5,235,619 17,014,940 28,342,083 274,364,474 11,815,196 5,375,524 17,190,720 41,089,847 315,454,321 14,539,819 5,363,604 19,903,423 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 20,104,899 18,756,674 38,861,573 31,266,592 22,931,856 54,198,448 40,023,454 27,513,125 67,536,579 50,465,237 32,408,344 82,873,581 60,930,718 37,316,888 98,247,606 72,710,039 42,552,507 115,262,546 84,525,235 47,928,031 132,453,266 99,065,054 53,291,635 152,356,689 240 Weighted Average Interest Rate on Loans 3.000 3.000 2.550 3.000 2.960 2.610 2.000 1.970 Interest Earnings on Investments 241 Annual 242 "Cumulative 2,010,387 9,936,001 2,280,663 12,216,664 2,086,385 14,303,049 1,752,285 16,055,334 2,294,288 18,349,622 2,113,112 20,462,734 818,400 21,281,134 752,253 22,033,387 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 461,364 3,139,364 540,512 3,679,876 510,353 4,190,229 250,178 4,440,407 491,557 4,931,964 541,188 5,473,152 441,290 5,914,442 457,011 6,371,453 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 8.2% 3.2% 7.1% 3.5% 4.9% 3.6% 2.4% 3.5% 4.7% 3.6% 5.3% 3.7% 4.3% 3.8% 4.5% 3.8% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 0 225,155 104,186 329,341 110,017 439,358 127,159 566,517 226,127 792,644 229,614 1,022,258 184,850 1,207,108 320,200 1,527,308 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 34,235,378 349,689,699 18,563,099 5,247,771 23,810,870 19,370,743 369,060,442 18,816,380 4,944,984 23,761,364 31,640,310 400,700,752 20,821,406 5,064,211 25,885,617 38,012,480 438,713,232 23,269,595 5,226,160 28,495,755 29,611,133 468,324,365 29,182,582 5,391,655 34,574,237 53,605,066 521,929,431 25,457,662 4,267,994 29,725,656 37,913,567 559,842,998 31,122,891 4,091,539 35,214,430 32,832,191 592,675,189 28,064,483 4,203,002 32,267,485 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 117,628,153 58,539,406 176,167,559 136,444,533 63,484,390 199,928,923 157,265,939 68,548,601 225,814,540 180,535,534 73,774,761 254,310,295 209,718,116 79,166,416 288,884,532 235,175,778 83,434,410 318,610,188 266,298,669 87,525,949 353,824,618 294,363,152 91,728,951 386,092,103 240 Weighted Average Interest Rate on Loans 1.510 1.600 1.700 1.530 1.080 0.420 1.000 1.000 Interest Earnings on Investments 241 Annual 242 "Cumulative 993,201 23,026,588 1,409,212 24,435,800 2,483,518 26,919,318 2,941,858 29,861,176 1,890,903 31,752,079 1,080,684 32,832,763 736,865 33,569,628 266,940 33,836,568 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 562,813 6,934,266 267,323 7,201,589 402,920 7,604,509 273,490 7,877,999 208,831 8,086,830 968,217 9,055,047 785,005 9,840,052 345,724 10,185,776 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 5.5% 3.9% 3.2% 3.9% 6.0% 4.0% 3.3% 3.9% 0.6% 3.4% 18.5% 3.8% 5.0% 3.8% 3.0% 3.8% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 239,523 1,766,831 558,467 2,325,298 446,785 2,772,083 689,857 3,461,940 593,998 4,055,938 700,089 4,756,027 327,218 5,083,245 728,235 5,811,480 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 41,670,679 30,072,229 28,793,300 40,579,147 43,609,636 23,681,229 39,148,735 36,597,462 233 "Cumulative 634,345,868 664,418,097 693,211,397 733,790,544 777,400,180 801,081,409 840,230,144 876,827,606 CWSRF Loan Repayments 234 Principal Repayments - Annual 26,073,997 22,002,323 24,572,061 30,328,228 31,202,227 32,051,678 31,565,717 30,727,233 235 Interest Payments - Annual 3,648,327 2,650,621 2,768,507 3,397,921 3,723,760 3,306,768 3,048,443 3,111,618 236 *Principal and Interest - Annual 29,722,324 24,652,944 27,340,568 33,726,149 34,925,987 35,358,446 34,614,160 33,838,851 237 *Principal Repayments - Cumulative 320,437,149 342,439,472 367,011,533 397,339,761 428,541,988 460,593,666 492,159,383 522,886,616 238 Interest Payments - Cumulative 95,377,278 98,027,899 100,796,406 104,194,327 107,918,087 111,224,855 114,273,298 117,384,916 239 *Principal and Interest - Cumulative 415,814,427 440,467,371 467,807,939 501,534,088 536,460,075 571,818,521 606,432,681 640,271,532 240 Weighted Average Interest Rate on Loans 0.580 1.090 0.220 0.960 1.000 1.000 1.000 1.000 Interest Earnings on Investments 241 Annual 137,448 247,002 472,232 785,997 942,183 1,369,697 2,209,691 2,396,821 242 "Cumulative 33,974,016 34,221,018 34,693,250 35,479,247 36,421,430 37,791,127 40,000,818 42,397,639 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 231,516 528,940 756,180 253,192 468,100 534,868 259,696 671,245 244 "Cumulative 10,417,292 10,946,232 11,702,412 11,955,604 12,423,704 12,958,572 13,218,268 13,889,513 Expenses as a % of Capitalization Grants 245 *Annual 2.1% 5.1% 7.0% 2.3% 4.5% 5.2% 2.1% 5.5% 246 "Cumulative 3.7% 3.8% 3.9% 3.8% 3.9% 3.9% 3.8% 3.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 1,168,298 544,746 694,569 1,165,838 1,239,602 954,980 1,572,926 1,043,543 248 "Cumulative 6,979,778 7,524,524 8,219,093 9,384,931 10,624,533 11,579,513 13,152,439 14,195,982 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 643,800 0 0 0 0 0 0 250 State Match Amount 32,190 0 0 0 0 0 0 251 Cumulative Total 675,990 675,990 675,990 675,990 675,990 675,990 675,990 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 675,990 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 675,990 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 0 675,990 675,990 675,990 675,990 675,990 675,990 256 Number of Projects Receiving Hardship Assistance - Annual 0 1 0 0 0 0 0 257 Cumulative 0 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 675,990 675,990 675,990 675,990 675,990 675,990 675,990 675,990 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 675,990 675,990 675,990 675,990 675,990 675,990 675,990 675,990 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 675,990 675,990 675,990 675,990 675,990 675,990 675,990 675,990 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 675,990 675,990 675,990 675,990 675,990 675,990 675,990 675,990 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 174,624,225 174,624,225 21,906,070 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 66 66 14 80 0 80 0 80 0 80 0 80 0 80 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 66,261,710 66,261,710 2,607,587 68,869,297 3,330,263 72,199,560 2,900,000 75,099,560 2,226,508 77,326,068 5,717,598 83,043,666 1,497,342 84,541,008 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 1,178 1,178 249 1,427 162 1,589 95 1,684 229 1,913 195 2,108 212 2,320 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 240,885,935 24,513,657 265,399,592 3,330,263 268,729,855 2,900,000 271,629,855 2,226,508 273,856,363 5,717,598 279,573,961 1,497,342 281,071,303 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 1,244 263 1,507 162 1,669 95 1,764 229 1,993 195 2,188 212 2,400 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 80 0 80 0 80 0 80 0 80 0 80 0 80 0 80 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 5,118,025 89,659,033 3,652,519 93,311,552 1,186,189 94,497,741 7,193,111 101,690,852 6,358,776 108,049,628 1,294,576 109,344,204 6,823,602 116,167,806 508,292 116,676,098 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 169 2,489 78 2,567 126 2,693 60 2,753 104 2,857 22 2,879 72 2,951 31 2,982 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 5,118,025 286,189,328 3,652,519 289,841,847 1,186,189 291,028,036 7,193,111 298,221,147 6,358,776 304,579,923 1,294,576 305,874,499 6,823,602 312,698,101 508,292 313,206,393 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 169 2,569 78 2,647 126 2,773 60 2,833 104 2,937 22 2,959 72 3,031 31 3,062 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 0 196,530,295 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 80 0 80 0 80 0 80 0 80 0 80 0 80 0 80 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 564,463 117,240,561 646,849 117,887,410 189,768 118,077,178 183,381 118,260,559 42,000 118,302,559 54,865 118,357,424 92,038 118,449,462 19,365,778 137,815,240 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 34 3,016 52 3,068 20 3,088 15 3,103 3 3,106 6 3,112 5 3,117 72 3,189 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 564,463 313,770,856 646,849 314,417,705 189,768 314,607,473 183,381 314,790,854 42,000 314,832,854 54,865 314,887,719 92,038 314,979,757 19,365,778 334,345,535 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 34 3,096 52 3,148 20 3,168 15 3,183 3 3,186 6 3,192 5 3,197 72 3,269 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 8,869,531 8,869,531 18,585,803 27,455,334 20,201,084 47,656,418 16,196,940 63,853,358 34,025,535 97,878,893 24,773,645 122,652,537 27,304,368 149,956,905 20,034,234 169,991,140 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - 0% 0% 98% 66% 138% 97% 89% 95% 63% 84% 52% 77% 47% 72% 65% 71% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - 0% 0% 17% 9% 61% 34% 47% 65% 53% 66% 56% 38% 51% 94% 56% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - 0% 0% 22% 15% 89% 47% 123% 66% 68% 67% 68% 67% 49% 64% 58% 63% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - 0% 0% 98% 66% 133% 95% 95% 95% 63% 84% 52% 77% 47% 72% 63% 71% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - 0% 0% 4% 3% 99% 44% 29% 40% 83% 55% 57% 55% 71% 58% 1% 52% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - 0% 0% 0% 0% 0% 0% 3% 1% 4% 2% 13% 4% 15% 6% 24% 8% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 13,602,602 36,614,726 19,708,822 21,536,608 23,682,960 23,823,589 35,383,145 39,982,688 283 "Cumulative 183,593,742 220,208,468 239,917,289 261,453,897 285,136,857 308,960,446 344,343,591 384,326,279 CWSRF Assistance as a % of Funds Available 284 *Annual 224% 65% 112% 91% 152% 117% 63% 121% 285 "Cumulative 82% 79% 82% 83% 89% 91% 88% 91% Outlays as a % of Capitalization Grants 286 *Annual 181% 202% 103% 131% 103% 102% 159% 145% 287 "Cumulative 63% 73% 76% 80% 82% 84% 88% 92% Disbursements as a % of Funds Available 288 *Annual 93% 86% 126% 92% 94% 117% 80% 103% 289 "Cumulative 65% 69% 73% 75% 76% 80% 80% 82% Construction Starts as a % of Funds Available 290 *Annual 219% 53% 118% 110% 68% 151% 97% 89% 291 "Cumulative 82% 77% 80% 83% 81% 87% 88% 88% Initiation of Operations as a % of Funds Available 292 *Annual 4% 12% 3% 3% 29% 15% 3% 4% 293 "Cumulative 48% 42% 39% 36% 35% 34% 31% 28% Loan Principal Repayments as a % of Funds Available 294 *Annual 48% 30% 44% 48% 44% 49% 33% 36% 295 "Cumulative 11% 14% 17% 19% 21% 24% 25% 26% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 26,003,687 25,970,513 27,162,991 32,129,983 63,712,566 30,053,077 46,252,930 37,221,965 283 "Cumulative 410,329,966 436,300,479 463,463,470 495,593,453 559,306,019 589,359,096 635,612,026 672,833,991 CWSRF Assistance as a % of Funds Available 284 *Annual 97% 115% 72% 131% 74% 155% 64% 128% 285 "Cumulative 92% 93% 92% 94% 92% 95% 93% 95% Outlays as a % of Capitalization Grants 286 *Annual 109% 87% 135% 107% 22% 532% 103% 92% 287 "Cumulative 93% 93% 94% 95% 84% 94% 94% 94% Disbursements as a % of Funds Available 288 *Annual 132% 75% 116% 118% 46% 178% 82% 88% 289 "Cumulative 85% 85% 86% 89% 84% 89% 88% 88% Construction Starts as a % of Funds Available 290 *Annual 116% 48% 166% 131% 54% 195% 52% 77% 291 "Cumulative 90% 87% 92% 94% 90% 95% 92% 91% Initiation of Operations as a % of Funds Available 292 *Annual 89% 121% 20% 45% 23% 173% 57% 16% 293 "Cumulative 32% 37% 36% 37% 35% 42% 43% 42% Loan Principal Repayments as a % of Funds Available 294 *Annual 71% 72% 77% 72% 46% 85% 67% 75% 295 "Cumulative 29% 31% 34% 36% 37% 40% 42% 44% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 33,009,131 36,784,603 38,951,394 43,637,024 44,558,549 45,227,173 49,626,429 48,970,768 283 "Cumulative 705,843,122 742,627,725 781,579,119 825,216,143 869,774,692 915,001,865 964,628,294 1,013,599,062 CWSRF Assistance as a % of Funds Available 284 *Annual 139% 65% 39% 143% 72% 37% 105% 101% 285 "Cumulative 97% 95% 93% 95% 94% 91% 92% 92% Outlays as a % of Capitalization Grants 286 *Annual 19% 46% 47% 279% 133% 74% 58% 52% 287 "Cumulative 91% 89% 88% 95% 96% 95% 94% 92% Disbursements as a % of Funds Available 288 *Annual 126% 82% 74% 93% 98% 52% 79% 75% 289 "Cumulative 90% 89% 89% 89% 89% 88% 87% 87% Construction Starts as a % of Funds Available 290 *Annual 97% 108% 31% 146% 70% 42% 82% 70% 291 "Cumulative 91% 92% 89% 92% 91% 89% 88% 87% Initiation of Operations as a % of Funds Available 292 *Annual 134% 127% 68% 62% 32% 112% 49% 99% 293 "Cumulative 46% 50% 51% 51% 50% 54% 53% 56% Loan Principal Repayments as a % of Funds Available 294 *Annual 79% 60% 63% 70% 70% 71% 64% 63% 295 "Cumulative 45% 46% 47% 48% 49% 50% 51% 52% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - 23% 23% 65% 48% 138% 70% 109% 80% 132% 87% 104% 89% 88% 89% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - 100% 100% 96% 98% 107% 100% 100% 100% 100% 100% 99% 100% 97% 100% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - 4% 4% 72% 45% 33% 42% 133% 66% 111 % 72% 151% 81% 2% 73% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - 0% 0% 0% 0% 3% 1% 6% 2% 25% 5% 32% 8% 36% 11% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative - 4% 4% 75% 46% 31% 42% 133% 66% 111 % 72% 152% 81% 2% 73% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 42% 133% 113% 101% 61% 100% 127% 85% 297 "Cumulative 79% 87% 90% 91% 86% 88% 91% 90% Construction Starts as a % of CWSRF Assistance 298 *Annual 98% 82% 105% 122% 44% 129% 154% 74% 299 "Cumulative 99% 97% 98% 100% 92% 96% 100% 96% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 2% 19% 3% 3% 19% 12% 4% 3% 301 "Cumulative 58% 53% 47% 43% 40% 37% 35% 30% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 21% 47% 40% 53% 29% 42% 53% 30% 303 "Cumulative 13% 18% 20% 23% 24% 26% 28% 28% Initiation of Operations as a % of Construction Starts 304 *Annual 2% 24% 3% 3% 42% 10% 3% 4% 305 "Cumulative 59% 55% 48% 43% 43% 39% 35% 32% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 135% 65% 161% 90% 63% 115% 128% 69% 297 "Cumulative 93% 91% 94% 94% 91% 93% 95% 93% Construction Starts as a % of CWSRF Assistance 298 *Annual 119% 42% 229% 100% 74% 125% 81% 60% 299 "Cumulative 98% 94% 100% 100% 98% 100% 99% 96% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 92% 105% 27% 34% 31% 112% 89% 13% 301 "Cumulative 35% 40% 39% 39% 38% 44% 46% 44% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 73% 63% 106% 55% 62% 55% 105% 59% 303 "Cumulative 31% 34% 37% 39% 41% 42% 45% 46% Initiation of Operations as a % of Construction Starts 304 *Annual 77% 250% 12% 34% 43% 89% 110% 21% 305 "Cumulative 35% 42% 39% 39% 39% 44% 47% 46% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 91% 126% 191% 65% 137% 143% 75% 74% 297 "Cumulative 93% 94% 96% 93% 95% 96% 95% 94% Construction Starts as a % of CWSRF Assistance 298 *Annual 69% 167% 81% 102% 98% 116% 78% 70% 299 "Cumulative 94% 97% 96% 97% 97% 97% 96% 95% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 96% 197% 175% 44% 45% 307% 47% 98% 301 "Cumulative 47% 52% 55% 54% 54% 59% 58% 60% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 57% 92% 163% 49% 98% 194% 61% 62% 303 "Cumulative 47% 48% 51% 51% 52% 55% 56% 56% Initiation of Operations as a % of Construction Starts 304 *Annual 139% 118% 217% 43% 46% 264% 60% 141 % 305 "Cumulative 50% 54% 57% 56% 55% 60% 60% 63% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - 321% 321% 230% 243% 372% 291% 240% 270% 171% 242% 169% 228% 123% 209% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 0% 0% 98% 66% 138% 97% 89% 95% 63% 84% 52% 77% 47% 72% 65% 71% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - 23% 23% 65% 48% 138% 70% 109% 80% 132% 87% 04% 89% 88% 89% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - 9,219,921 350,390 2% 23,190,440 23,540,830 107% -1,841,940 21,698,890 57% 3,323,055 25,021,945 45% -6,688,101 18,333,845 25% -14,380,546 3,953,299 4% -1,406,523 2,546,775 2% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 0.0% -24,254 -24,254 -0.1% 1,096,110 1,071,856 4.9% 773,900 1,845,756 4.9% 687,807 2,533,563 4.6% 842,743 3,376,306 4.6% 1,416,097 4,792,403 4.9% 1,025,247 5,817,650 5.3% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 125% 195% 206% 197% 233% 202% 145% 194% 207% 195% 265% 201% 173% 198% 277% 205% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 224% 82% 65% 79% 112% 82% 91% 83% 152% 89% 117% 91% 63% 88% 121% 91% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 42% 79% 133% 87% 113% 90% 101% 91% 61% 86% 100% 88% 127% 91% 85% 90% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 16,877,715 19,424,490 16% 3,485,446 22,909,936 18% 2,432,622 25,342,559 18% -2,014,603 23,327,956 15% 12,373,357 35,701,313 21% 4,151,179 39,852,492 22% 707,546 40,560,038 21% 22,851,384 63,411,422 31% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 2,045,357 7,863,007 6.7% 2,318,936 10,181,943 8.0% 2,765,103 12,947,046 9.2% 2,967,208 15,914,254 10.4% 3,748,791 19,663,045 11.8% 4,159,367 23,822,412 13.3% 3,251,755 27,074,167 14.2% 2,133,017 29,207,184 14.3% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 305% 212% 267% 215% 347% 221% 430% 231% 371% 237% 193% 231% 233% 231% 312% 235% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 97% 92% 115% 93% 72% 92% 131% 94% 74% 92% 155% 95% 64% 93% 128% 95% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 135% 93% 65% 91% 161% 94% 90% 94% 63% 91% 115% 93% 128% 95% 69% 93% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital -732,273 62,679,149 29% 3,993,887 66,673,036 30% -7,474,468 59,198,568 25% 9,966,042 69,164,610 28% -16,863,278 52,301,332 19% 17,274,638 69,575,970 24% -16,578,797 52,997,173 17% 10,241,941 63,239,114 20% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 2,911,973 32,119,157 14.9% 3,206,365 35,325,522 15.7% 4,544,273 39,869,795 17.1% 5,287,340 45,157,135 18.6% 4,769,688 49,926,823 18.4% 3,252,600 53,179,423 19.8% 3,082,959 56,262,382 19.8% 2,978,722 59,241,104 20.3% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 9,504,148 9,504,148 9,504,148 0 0 9,530,534 9,530,534 19,034,682 0 0 3,144,383 3,144,383 22,179,065 0 0 4,769,310 4,769,310 26,948,375 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 0 3,000,000 0 1,968,943 4,968,943 4,968,943 4,903,621 323,000 0 4,100,187 9,326,808 14,295,751 0 3,305,452 0 2,516,882 5,822,334 20,118,085 329,000 16,179,490 0 3,378,360 19,886,850 40,004,935 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Maine Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 2020% 249% 638% 256% 571% 262% 135% 249% 316% 252% 312% 254% 541 % 260% 577% 266% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 139% 97% 65% 95% 39% 93% 143% 95% 72% 94% 37% 91% 105% 92% 101% 92% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 91% 93% 126% 94% 191% 96% 65% 93% 137% 95% 143% 96% 75% 95% 74% 94% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 12,966,653 76,205,767 23% -7,999,160 68,206,607 20% -23,093,018 45,113,589 13% 18,763,408 63,876,997 17% -12,470,424 51,406,573 13% -29,075,074 22,331,499 6% 3,793,027 26,124,526 6% 703,427 26,827,953 6% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 2,472,734 61,713,838 20.5% 2,003,382 63,717,220 20.3% 2,523,648 66,240,868 20.2% 3,580,813 69,821,681 20.5% 4,119,219 73,940,900 21.0% 4,233,966 78,174,866 21.6% 4,990,882 83,165,748 22.2% 5,312,721 88,478,469 23.3% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 1,900,511 1,900,511 28,848,886 0 0 795,114 795,114 29,644,000 0 0 804,837 804,837 30,448,837 0 0 1,685,289 1,685,289 32,134,126 0 0 648,028 648,028 32,782,154 0 0 2,870,971 2,870,971 35,653,125 0 0 2,221,062 2,221,062 37,874,187 0 0 9,652,268 9,652,268 47,526,455 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 250,212 882,588 0 440,182 1,572,982 41,577,917 0 0 0 3,504,682 3,504,682 45,082,598 0 1,592,865 1,322,000 4,867,570 7,782,435 52,865,034 1,155,000 166,000 0 4,792,210 6,113,210 58,978,244 -137,592 0 0 2,224,100 2,086,508 61,064,752 250,000 91,000 0 4,177,510 4,518,510 65,583,262 102,160 0 0 3,319,483 3,421,643 69,004,905 2,300,000 275,000 0 9,110,141 11,685,141 80,690,046 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |