Clean Water SRF Program Information for the State of Rhode Island CWSRF Agency Information 1 Lead State Agency Name: Rhode Island Infrastructure Bank 18 Secondary Agency Name: Department of Environmental Management 2 Type of Agency: Financial 19 Type of Agency: Environmental 3 Mailing Address: 235 Promenade Street, Suite 119 20 Mailing Address: 235 Promenade Street, Suite 400 4 City: Providence 21 City: Providence 5 Zip Code: 02908 22 Zip Code: 02908 6 Street Address: 235 Promenade Street, Suite 119 23 Street Address: 235 Promenade Street, Suite 400 7 City: Providence 24 City: Providence 8 Zip Code: 02908 25 Zip Code: 02908 9 Director: Jeffrey R. Diehl 26 Director: Janet L. Coit 10 Director's Title: Executive Director/CEO 27 Director's Title: Director, RIDEM 11 Phone Number: (401) 415-8134 28 Phone Number: (401)222-4700 x2409 12 Fax Number: (401) 453-4094 29 Fax Number: (401) 222-6802 13 E-mail Address: jdiehl@riib.org 30 E-mail Address: janet.coit@dem.ri.gov 14 Contact Person: Robin K. Hedges 31 Contact Person: John J. Manning, P.E. 15 Phone Number: (401) 808-6418 32 Phone Number: (401) 222-4700 x7254 16 Fax Number: (401) 453-4094 33 Fax Number: (401) 222-3564 17 E-mail Address: rhedges@riib.org 34 E-mail Address: jay.manning@dem.ri.gov Other Agency: 35 Other Agency Name: 36 Type of Agency: 37 Mailing Address: 38 City: 39 Zip Code: 40 Street Address: 41 City: 42 Zip Code: 43 Director: 44 Director's Title: 45 Phone Number: 46 Fax Number: 47 E-mail Address: 48 Contact Person: 49 Phone Number: 50 Fax Number: 51 E-mail Address: Page 1 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island For Federal Fiscal Year Ending September 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Federal Grants (Dollars) 52 Date of Last Award in the Year - - 09/26/90 - 09/25/92 08/20/93 09/21/94 04/14/95 09/24/96 53 Title II Funds 0 0 563,881 0 0 0 0 0 100 54 Title VI - Current Year's Appropriation 0 0 6,517,300 0 13,046,517 12,905,937 7,988,800 8,254,100 13,547,400 55 Title VI - Prior Year's Appropriation 0 0 6,297,300 0 13,780,305 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 0 13,378,481 0 26,826,822 12,905,937 7,988,800 8,254,100 13,547,500 57 Cumulative Federal Grants 0 0 13,378,481 13,378,481 40,205,303 53,111,240 61,100,040 69,354,140 82,901,640 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 59 Amount of Federal Funds Transferred out of CWSRF 60 *Net Transfer into/(outof) CWSRF 61 Cumulative Net Transfer into/(out of) CWSRF Quarterly Outlays (Dollars) 62 First Quarter Outlays 0 0 0 0 29,650 657,165 1,303,113 2,137,080 2,780,014 63 Second Quarter Outlays 0 0 0 23,844 636,314 1,784,775 1,084,668 1,309,133 1,470,048 64 Third Quarter Outlays 0 0 0 32,444 542,257 677,630 894,481 2,554,850 5,249,816 65 Fourth Quarter Outlays 0 0 0 85,551 1,733,927 1,305,295 1,444,733 4,222,903 794,093 66 *Total Annual Outlays 0 0 0 141,839 2,942,148 4,424,865 4,726,995 10,223,966 10,293,971 67 Cumulative Outlays 0 0 0 141,839 3,083,987 7,508,852 12,235,847 22,459,813 32,753,784 For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Outlays (Dollars) 68 *Annual 0 0 0 56,288 1,293,772 4,853,497 4,587,557 7,445,796 13,722,781 69 "Cumulative 0 0 0 56,288 1,350,060 6,203,557 10,791,114 18,236,910 31,959,691 * Calculated values. Page 2 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island For Federal Fiscal Year Ending September 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Federal Grants (Dollars) 52 Date of Last Award in the Year - 09/28/98 09/17/99 09/01/00 09/19/01 09/27/02 09/30/03 09/28/04 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 0 9,033,100 9,033,800 9,002,900 8,921,900 8,942,000 8,883,300 8,888,700 55 Title VI - Prior Year's Appropriation 0 4,127,100 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 0 13,160,200 9,033,800 9,002,900 8,921,900 8,942,000 8,883,300 8,888,700 57 Cumulative Federal Grants 82,901,640 96,061,840 105,095,640 114,098,540 123,020,440 131,962,440 140,845,740 149,734,440 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 2,405,255 3,433,396 3,133,361 3,861,894 3,236,118 4,646,755 6,845,855 1,319,538 63 Second Quarter Outlays 375,057 1,950,364 2,383,303 2,603,474 2,552,820 2,369,649 4,229,289 1,083,171 64 Third Quarter Outlays 5,045,732 2,800,507 2,452,227 2,850,538 3,728,617 5,578,569 6,726,254 3,321,197 65 Fourth Quarter Outlays 2,181,229 3,500,806 3,933,067 2,001,253 4,546,928 3,053,258 3,761,057 3,067,565 66 *Total Annual Outlays 10,007,273 11,685,073 11,901,958 11,317,159 14,064,483 15,648,231 21,562,455 8,791,471 67 Cumulative Outlays 42,761,057 54,446,130 66,348,088 77,665,247 91,729,730 107,377,961 128,940,416 137,731,887 For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Outlays (Dollars) 68 *Annual 8,620,137 10,365,496 11,469,697 13,248,973 11,518,808 17,141,901 20,854,656 9,484,963 69 "Cumulative 40,579,828 50,945,324 62,415,021 75,663,994 87,182,802 104,324,703 125,179,359 134,664,322 * Calculated values. Page 3 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island For Federal Fiscal Year Ending September 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/23/05 - 11/29/06 09/25/08 04/09/09 09/24/10 09/22/11 09/19/12 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 7,208,600 0 0 4,515,300 0 13,681,000 9,915,000 9,486,000 55 Title VI - Prior Year's Appropriation 0 0 5,839,300 7,159,200 0 4,515,300 0 0 55a ARRA Grant 0 0 0 0 26,314,600 0 0 0 56 *Total Annual Federal Grants 7,208,600 0 5,839,300 11,674,500 26,314,600 18,196,300 9,915,000 9,486,000 57 Cumulative Federal Grants 156,943,040 156,943,040 162,782,340 174,456,840 200,771,440 218,967,740 228,882,740 238,368,740 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 1,096,188 273,456 87,031 79,635 864,613 2,908,370 10,838,481 3,311,492 63 Second Quarter Outlays 3,349,821 2,874,275 4,174,197 68,079 67,860 962,359 4,643,584 3,781,784 64 Third Quarter Outlays 3,872,745 4,611,721 1,675,673 2,928,709 65,556 4,624,467 1,736,385 3,697,842 65 Fourth Quarter Outlays 2,254,998 202,042 445 3,258,113 78,856 10,044,169 2,416,707 6,089,306 66 *Total Annual Outlays 10,573,752 7,961,494 5,937,346 6,334,536 1,076,885 18,539,364 19,635,157 16,880,424 67 Cumulative Outlays 148,305,639 156,267,133 162,204,479 168,539,015 169,615,900 188,155,264 207,790,421 224,670,845 For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Outlays (Dollars) 68 *Annual 11,386,319 10,014,450 6,138,943 3,076,868 4,256,143 8,574,051 27,262,619 13,207,824 69 "Cumulative 146,050,641 156,065,091 162,204,034 165,280,902 169,537,045 178,111,096 205,373,714 218,581,539 * Calculated values. Page 4 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island For Federal Fiscal Year Ending September 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Federal Grants (Dollars) 52 Date of Last Award in the Year 09/03/13 08/11/14 08/31/15 09/06/16 09/01/17 08/14/18 08/09/19 08/07/20 53 Title II Funds 0 0 0 0 0 0 0 0 54 Title VI - Current Year's Appropriation 8,955,000 9,410,000 9,361,000 8,962,000 8,892,000 10,777,000 10,669,000 10,670,000 55 Title VI - Prior Year's Appropriation 0 0 0 0 0 0 0 0 55a ARRA Grant 0 0 0 0 0 0 0 0 56 *Total Annual Federal Grants 8,955,000 9,410,000 9,361,000 8,962,000 8,892,000 10,777,000 10,669,000 10,670,000 57 Cumulative Federal Grants 247,323,740 256,733,740 266,094,740 275,056,740 283,948,740 294,725,740 305,394,740 316,064,740 Transfer of Federal Funds Between CWSRF and DWSRF 58 Amount of Federal Funds Transferred into CWSRF 0 0 0 0 0 0 0 0 59 Amount of Federal Funds Transferred out of CWSRF 0 0 0 0 0 0 0 0 60 *Net Transfer into/(outof) CWSRF 0 0 0 0 0 0 0 0 61 Cumulative Net Transfer into/(out of) CWSRF 0 0 0 0 0 0 0 0 Quarterly Outlays (Dollars) 62 First Quarter Outlays 2,355,165 1,299,149 2,529,441 12,423,353 655,224 3,658,112 0 4,379,796 63 Second Quarter Outlays 780,404 910,802 2,021,704 8,006,351 223,410 5,114,022 4,489,309 1,728,417 64 Third Quarter Outlays 931,605 3,165,122 1,694,001 1,538,469 2,223,992 2,862,475 5,134,696 24,581 65 Fourth Quarter Outlays 252,764 1,929,219 1,548,995 659,073 2,245,069 203,214 5,501,884 174,744 66 *Total Annual Outlays 4,319,938 7,304,293 7,794,141 22,627,246 5,347,695 11,837,823 15,125,890 6,307,539 67 Cumulative Outlays 228,990,783 236,295,075 244,089,216 266,716,462 272,064,157 283,901,981 299,027,870 305,335,409 For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Outlays (Dollars) 68 *Annual 10,156,480 5,627,838 8,174,365 23,517,168 3,761,699 13,879,678 9,827,219 11,634,679 69 "Cumulative 228,738,018 234,365,856 242,540,221 266,057,389 269,819,088 283,698,767 293,525,986 305,160,665 * Calculated values. Page 5 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 71 "Cumulative 0 0 0 0 0 0 13,378,481 13,378,481 13,780,305 27,158,786 13,046,517 40,205,303 12,905,937 53,111,240 16,242,900 69,354,140 576,300 69,930,440 72 73 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF *Annual Cumulative 74 75 Federal CWSRF Contributions Adjusted for Transfers *Annual Cumulative 0 0 0 0 0 0 13,378,481 13,378,481 13,780,305 27,158,786 13,046,517 40,205,303 12,905,937 53,111,240 16,242,900 69,354,140 576,300 69,930,440 76 77 Total State Contributions (Dollars) *Annual Cumulative 0 0 0 0 0 0 2,675,696 2,675,696 2,756,061 5,431,757 4,196,187 9,627,944 1,597,760 11,225,704 1,650,820 12,876,524 2,709,500 15,586,024 78 79 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) *Annual Cumulative - - - 20% 20% 20% 20% 32% 24% 12% 21% 10% 19% 470% 22% 78a 79a State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) *Annual Cumulative - - - 4754% 4754% 213% 402% 86% 155% 35% 104% 22% 71% 20% 49% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 81 Annual Net Non-Federal Funds Transferred 82 *Annual Net Federal and Non-Federal Funds Transferred 83 Cumulative Net Federal and Non-Federal Funds Transferred * Calculated values. Page 6 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 12,971,200 4,127,100 9,033,100 9,033,800 9,002,900 8,921,900 8,942,000 8,883,300 71 "Cumulative 82,901,640 87,028,740 96,061,840 105,095,640 114,098,540 123,020,440 131,962,440 140,845,740 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 12,971,200 4,127,100 9,033,100 9,033,800 9,002,900 8,921,900 8,942,000 8,883,300 75 Cumulative 82,901,640 87,028,740 96,061,840 105,095,640 114,098,540 123,020,440 131,962,440 140,845,740 Total State Contributions (Dollars) 76 *Annual 994,304 825,420 1,806,620 1,806,760 1,800,580 1,784,380 1,788,400 1,776,660 77 Cumulative 16,580,328 17,405,748 19,212,368 21,019,128 22,819,708 24,604,088 26,392,488 28,169,148 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 8% 20% 20% 20% 20% 20% 20% 20% 79 Cumulative 20% 20% 20% 20% 20% 20% 20% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 12% 8% 16% 14% 16% 10% 9% 19% 79a Cumulative 41% 34% 31% 28% 26% 24% 21% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 7 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 8,888,700 7,208,600 5,839,300 7,159,200 30,829,900 4,515,300 13,681,000 9,915,000 71 "Cumulative 149,734,440 156,943,040 162,782,340 169,941,540 200,771,440 205,286,740 218,967,740 228,882,740 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 8,888,700 7,208,600 5,839,300 7,159,200 30,829,900 4,515,300 13,681,000 9,915,000 75 Cumulative 149,734,440 156,943,040 162,782,340 169,941,540 200,771,440 205,286,740 218,967,740 228,882,740 Total State Contributions (Dollars) 76 *Annual 1,777,740 1,441,720 1,167,860 1,431,840 903,060 903,060 2,736,200 1,983,000 77 Cumulative 29,946,888 31,388,608 32,556,468 33,988,308 34,891,368 35,794,428 38,530,628 40,513,628 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 20% 20% 20% 20% 20% 20% 20% 20% 79 Cumulative 20% 20% 20% 20% 20% 20% 20% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 16% 14% 19% 47% 22% 171% 30% 15% 79a Cumulative 21% 20% 20% 21% 21% 21% 22% 21% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 8 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Investment Summary Total Federal CWSRF Capitalization Grants (Dollars) 70 *Annual 9,486,000 8,955,000 9,410,000 9,361,000 8,962,000 8,892,000 10,777,000 10,669,000 71 "Cumulative 238,368,740 247,323,740 256,733,740 266,094,740 275,056,740 283,948,740 294,725,740 305,394,740 Net Transfer of Federal Funds with DWSRF into/(out of) CWSRF 72 *Annual 0 0 0 0 0 0 0 0 73 Cumulative 0 0 0 0 0 0 0 0 Federal CWSRF Contributions Adjusted for Transfers 74 *Annual 9,486,000 8,955,000 9,410,000 9,361,000 8,962,000 8,892,000 10,777,000 10,669,000 75 Cumulative 238,368,740 247,323,740 256,733,740 266,094,740 275,056,740 283,948,740 294,725,740 305,394,740 Total State Contributions (Dollars) 76 *Annual 1,897,200 1,791,000 1,882,000 1,872,200 1,792,400 1,778,400 2,155,400 2,133,800 77 Cumulative 42,410,828 44,201,828 46,083,828 47,956,028 49,748,428 51,526,828 53,682,228 55,816,028 Total State Contributions as a % of Federal CWSRF Capitalization Grants (excludes ARRA) 78 *Annual 20% 20% 20% 20% 20% 20% 20% 20% 79 Cumulative 20% 20% 20% 20% 20% 20% 20% 20% State Contributions as a % of Federal CWSRF Capitalization Outlays (excludes ARRA and Net Federal Transfers) 78a *Annual 19% 32% 23% 8% 48% 13% 22% 18% 79a Cumulative 21% 21% 21% 20% 20% 20% 20% 20% Net Transfer of Funds with DWSRF into/(out of) the CWSRF 80 *Annual Net Federal Funds Transferred 0 0 0 0 0 0 0 0 81 Annual Net Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 82 *Annual Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 83 Cumulative Net Federal and Non-Federal Funds Transferred 0 0 0 0 0 0 0 0 * Calculated values. Page 9 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 0 0 0 2,675,696 2,756,061 4,196,187 1,597,760 1,650,820 2,709,500 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 0 0 0 2,675,696 2,756,061 4,196,187 1,597,760 1,650,820 2,709,500 91 Cumulative Match Contribution 0 0 0 2,675,696 5,431,757 9,627,944 11,225,704 12,876,524 15,586,024 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 0 * Calculated values. Page 10 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 994,304 825,420 1,806,620 1,806,760 1,800,580 1,784,380 1,788,400 1,776,660 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 994,304 825,420 1,806,620 1,806,760 1,800,580 1,784,380 1,788,400 1,776,660 91 Cumulative Match Contribution 16,580,328 17,405,748 19,212,368 21,019,128 22,819,708 24,604,088 26,392,488 28,169,148 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 11 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 1,777,740 1,441,720 1,167,860 1,431,840 903,060 903,060 2,736,200 1,983,000 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 1,777,740 1,441,720 1,167,860 1,431,840 903,060 903,060 2,736,200 1,983,000 91 Cumulative Match Contribution 29,946,888 31,388,608 32,556,468 33,988,308 34,891,368 35,794,428 38,530,628 40,513,628 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 12 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Federal and State Investment For the Reporting Year Ending June 30 of. 2013 2014 2015 2016 2017 2018 2019 2020 State Match Contributions (Dollars) 84 Cash or Appropriations 0 0 0 0 0 0 0 0 85 GO Bonds Retired Outside the CWSRF 1,897,200 1,791,000 1,882,000 1,872,200 1,792,400 1,778,400 2,155,400 2,133,800 86 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 87 Revenue Bonds 0 0 0 0 0 0 0 0 88 Pre-existing Loans 0 0 0 0 0 0 0 0 89 Other Sources 0 0 0 0 0 0 0 0 90 *Total Annual Match Contribution 1,897,200 1,791,000 1,882,000 1,872,200 1,792,400 1,778,400 2,155,400 2,133,800 91 Cumulative Match Contribution 42,410,828 44,201,828 46,083,828 47,956,028 49,748,428 51,526,828 53,682,228 55,816,028 Additional State Contributions in Excess of Match (Dollars) 92 Cash or Appropriations 0 0 0 0 0 0 0 0 93 GO Bonds Retired Outside the CWSRF 0 0 0 0 0 0 0 0 94 GO Bonds Retired From the CWSRF 0 0 0 0 0 0 0 0 95 Revenue Bonds 0 0 0 0 0 0 0 0 96 Pre-existing Loans 0 0 0 0 0 0 0 0 97 Other Sources 0 0 0 0 0 0 0 0 98 *Total Annual Additional Contribution 0 0 0 0 0 0 0 0 99 Cumulative Additional Contribution 0 0 0 0 0 0 0 0 * Calculated values. Page 13 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Binding Commitments 100 Annual Dollar Amount 0 0 0 0 16,543,493 10,768,358 13,456,983 30,399,656 5,960,330 101 "Cumulative Dollar Amount 0 0 0 0 16,543,493 27,311,851 40,768,834 71,168,490 77,128,820 102 Annual Number 0 0 0 0 14 14 11 16 8 103 Cumulative Number 0 0 0 0 14 28 39 55 63 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 0 0 0 0 16,543,493 10,768,358 13,456,983 30,399,656 5,960,330 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 0 0 0 0 16,543,493 10,768,358 13,456,983 30,399,656 5,960,330 110 Cumulative Assistance 0 0 0 0 16,543,493 27,311,851 40,768,834 71,168,490 77,128,820 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 0 0 0 0 14 14 11 16 8 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 0 0 0 0 14 14 11 16 8 117 Cumulative Number of Agreements 0 0 0 0 14 28 39 55 63 * Calculated values. Page 14 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Binding Commitments 100 Annual Dollar Amount 23,180,883 17,140,347 17,861,066 27,932,297 29,205,669 37,137,211 349,782,086 34,266,680 101 "Cumulative Dollar Amount 100,309,703 117,450,050 135,311,116 163,243,413 192,449,082 229,586,293 579,368,379 613,635,059 102 Annual Number 14 9 12 15 25 25 23 13 103 Cumulative Number 77 86 98 113 138 163 186 199 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 23,180,883 17,140,347 17,861,066 27,932,297 29,205,669 37,137,211 349,782,086 34,266,680 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 23,180,883 17,140,347 17,861,066 27,932,297 29,205,669 37,137,211 349,782,086 34,266,680 110 Cumulative Assistance 100,309,703 117,450,050 135,311,116 163,243,413 192,449,082 229,586,293 579,368,379 613,635,059 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 14 9 12 15 25 25 23 13 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 14 9 12 15 25 25 23 13 117 Cumulative Number of Agreements 77 86 98 113 138 163 186 199 * Calculated values. Page 15 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Binding Commitments 100 Annual Dollar Amount 27,600,038 77,592,492 32,569,206 22,839,932 6,814,907 132,734,646 231,373,045 246,799,273 101 "Cumulative Dollar Amount 641,235,097 718,827,589 751,396,795 774,236,727 781,051,634 913,786,280 1,145,159,325 1,391,958,598 102 Annual Number 14 12 15 15 5 25 27 17 103 Cumulative Number 213 225 240 255 260 285 312 329 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 27,600,038 77,592,492 32,569,206 22,839,932 6,814,907 132,734,646 231,373,045 246,799,273 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 27,600,038 77,592,492 32,569,206 22,839,932 6,814,907 132,734,646 231,373,045 246,799,273 110 Cumulative Assistance 641,235,097 718,827,589 751,396,795 774,236,727 781,051,634 913,786,280 1,145,159,325 1,391,958,598 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 14 12 15 15 5 25 27 17 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 14 12 15 15 5 25 27 17 117 Cumulative Number of Agreements 213 225 240 255 260 285 312 329 * Calculated values. Page 16 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Binding Commitments 100 Annual Dollar Amount 54,106,229 100,012,857 0 50,028,824 54,788,888 132,520,142 15,817,631 10,585,500 101 "Cumulative Dollar Amount 1,446,064,827 1,546,077,684 1,546,077,684 1,596,106,508 1,650,895,396 1,783,415,538 1,799,233,169 1,809,818,669 102 Annual Number 11 6 0 18 10 7 9 3 103 Cumulative Number 340 346 346 364 374 381 390 393 Type of CWSRF Assistance Provided (Dollars) 104 Assistance (includes pass-through and linked-deposit loans) 54,106,229 100,012,857 0 50,028,824 54,788,888 132,520,142 15,817,631 10,585,500 105 Refinance Short-term Debt 0 0 0 0 0 0 0 0 106 Refinance Long-term Debt 0 0 0 0 0 0 0 0 107 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 108 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 109 *Total Annual Assistance 54,106,229 100,012,857 0 50,028,824 54,788,888 132,520,142 15,817,631 10,585,500 110 Cumulative Assistance 1446,064,827 1,546,077,684 1,546,077,684 1,596,106,508 1,650,895,396 1,783,415,538 1,799,233,169 1,809,818,669 Type of CWSRF Assistance Provided (Number of Assistance Agreements) 111 Assistance (includes linked-deposit and pass-through loans) 11 6 0 18 10 7 9 3 112 Refinance Short-term Debt 0 0 0 0 0 0 0 0 113 Refinance Long-term Debt 0 0 0 0 0 0 0 0 114 Guarantee/Purchase Insurance 0 0 0 0 0 0 0 0 115 Sub-state Revolving Funds 0 0 0 0 0 0 0 0 116 *Total Annual Number of Agreements 11 6 0 18 10 7 9 3 117 Cumulative Number of Agreements 340 346 346 364 374 381 390 393 * Calculated values. Page 17 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 0 0 0 0 0 0 0 119 3,500 to 9,999 0 0 0 0 1,722,600 468,600 0 1,597,000 0 120 10,000 to 99,999 0 0 0 0 11,623,193 5,623,308 4,304,430 10,032,283 5,267,330 121 100,000 and Above 0 0 0 0 3,197,700 4,676,450 9,152,553 18,770,373 693,000 122 *Total Annual Assistance 0 0 0 0 16,543,493 10,768,358 13,456,983 30,399,656 5,960,330 123 Cumulative Assistance 0 0 0 0 16,543,493 27,311,851 40,768,834 71,168,490 77,128,820 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 0 0 0 0 0 0 0 125 3,500 to 9,999 0 0 0 0 3 1 0 1 0 126 10,000 to 99,999 0 0 0 0 9 10 7 10 6 127 100,000 and Above 0 0 0 0 2 3 4 5 2 128 *Total Annual Number of Agreements 0 0 0 0 14 14 11 16 8 129 Cumulative Number of Agreements 0 0 0 0 14 28 39 55 63 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 0 * Calculated values. Page 18 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Assistance by Population Size (Dollars) 118 Less than 3,500 0 0 0 5,587,949 11,557,906 9,738,488 10,422,028 9,263,784 119 3,500 to 9,999 0 0 0 1,157,178 3,000,425 8,985,326 12,367,023 13,288,973 120 10,000 to 99,999 15,449,883 13,875,347 14,741,282 13,769,170 7,830,193 18,163,397 28,609,265 5,712,967 121 100,000 and Above 7,731,000 3,265,000 3,119,784 7,418,000 6,817,145 250,000 298,383,770 6,000,956 122 *Total Annual Assistance 23,180,883 17,140,347 17,861,066 27,932,297 29,205,669 37,137,211 349,782,086 34,266,680 123 Cumulative Assistance 100,309,703 117,450,050 135,311,116 163,243,413 192,449,082 229,586,293 579,368,379 613,635,059 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 0 0 0 6 9 6 8 5 125 3,500 to 9,999 0 0 0 2 6 3 5 4 126 10,000 to 99,999 10 7 9 4 8 15 2 3 127 100,000 and Above 4 2 3 3 2 1 8 1 128 *Total Annual Number of Agreements 14 9 12 15 25 25 23 13 129 Cumulative Number of Agreements 77 86 98 113 138 163 186 199 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 19 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Assistance by Population Size (Dollars) 118 Less than 3,500 8,047,208 13,007,741 12,676,600 6,465,980 6,670,382 18,396,425 296,177 2,552,584 119 3,500 to 9,999 12,731,313 4,969,751 5,695,708 4,790,068 144,525 400,000 5,770,760 18,313,236 120 10,000 to 99,999 6,821,517 5,080,000 14,196,898 4,438,884 0 17,399,221 207,114,002 225,933,453 121 100,000 and Above 0 54,535,000 0 7,145,000 0 96,539,000 18,192,106 0 122 *Total Annual Assistance 27,600,038 77,592,492 32,569,206 22,839,932 6,814,907 132,734,646 231,373,045 246,799,273 123 Cumulative Assistance 641,235,097 718,827,589 751,396,795 774,236,727 781,051,634 913,786,280 1,145,159,325 1,391,958,598 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 7 6 5 5 4 12 2 2 125 3,500 to 9,999 3 4 4 4 1 1 5 6 126 10,000 to 99,999 4 1 6 5 0 8 17 9 127 100,000 and Above 0 1 0 1 0 4 3 0 128 *Total Annual Number of Agreements 14 12 15 15 5 25 27 17 129 Cumulative Number of Agreements 213 225 240 255 260 285 312 329 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 20 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Assistance by Population Size (Dollars) 118 Less than 3,500 7,300,000 1,090,000 0 1,880,689 9,998,245 4,053,542 1,995,000 33,000 119 3,500 to 9,999 0 0 0 14,370,135 37,032,485 18,876,600 4,606,861 0 120 10,000 to 99,999 12,232,215 77,400,000 0 17,566,000 7,758,158 15,310,000 9,215,770 10,552,500 121 100,000 and Above 34,574,014 21,522,857 0 16,212,000 0 94,280,000 0 0 122 *Total Annual Assistance 54,106,229 100,012,857 0 50,028,824 54,788,888 132,520,142 15,817,631 10,585,500 123 Cumulative Assistance 1446,064,827 1,546,077,684 1,546,077,684 1,596,106,508 1,650,895,396 1,783,415,538 1,799,233,169 1,809,818,669 Assistance by Population Size (Number of Assistance Agreements) 124 Less than 3,500 6 1 0 2 4 1 1 1 125 3,500 to 9,999 0 0 0 6 3 2 4 0 126 10,000 to 99,999 3 3 0 5 3 3 4 2 127 100,000 and Above 2 2 0 5 0 1 0 0 128 *Total Annual Number of Agreements 11 6 0 18 10 7 9 3 129 Cumulative Number of Agreements 340 346 346 364 374 381 390 393 Assistance to Hardship Communities (Excludes EPA's Rural Community Hardship Grants) 130 Annual Dollar Amount 0 0 0 0 0 0 0 0 131 "Cumulative Dollar Amount 0 0 0 0 0 0 0 0 132 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 133 Cumulative Number of Agreements 0 0 0 0 0 0 0 0 Assistance to Indian Tribes 134 Annual Dollar Amount 0 0 0 0 0 0 0 0 135 Annual Number of Assistance Agreements 0 0 0 0 0 0 0 0 * Calculated values. Page 21 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 0 0 0 0 16,543,493 10,768,358 13,456,983 30,399,656 5,960,330 137 "Cumulative Dollar Amount 0 0 0 0 16,543,493 27,311,851 40,768,834 71,168,490 77,128,820 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 0 0 0 5,959,000 2,897,700 301,000 16,088,745 693,000 139 Advanced Treatment 0 0 0 0 0 0 0 0 0 140 Infiltration/Inflow 0 0 0 0 2,030,000 0 0 0 0 141 Sewer System Rehabilitation 0 0 0 0 1,217,700 3,396,450 4,943,430 324,000 281,000 142 New Collector Sewers 0 0 0 0 4,044,793 2,009,208 804,000 1,789,085 3,637,400 143 New Interceptors 0 0 0 0 3,292,000 1,925,000 1,450,000 3,795,453 1,348,930 144 CSO Correction 0 0 0 0 0 540,000 5,958,553 5,208,373 0 144.1 *Total Annual Dollar Amount 0 0 0 0 16,543,493 10,768,358 13,456,983 27,205,656 5,960,330 144.2 Cumulative Dollar Amount 0 0 0 0 16,543,493 27,311,851 40,768,834 67,974,490 73,934,820 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 * Calculated values. Page 22 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 23,180,883 17,140,347 17,861,066 27,932,297 29,205,669 37,137,211 349,782,086 34,266,680 137 "Cumulative Dollar Amount 100,309,703 117,450,050 135,311,116 163,243,413 192,449,082 229,586,293 579,368,379 613,635,059 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 351,000 3,265,000 3,050,000 1,433,385 6,660,225 11,758,640 31,910,149 1,202,967 139 Advanced Treatment 1,240,000 0 0 960,000 4,938,468 3,602,877 28,345,000 7,510,000 140 Infiltration/Inflow 0 398,000 0 789,190 0 1,087,303 1,524,148 335,000 141 Sewer System Rehabilitation 6,590,639 0 0 300,000 1,809,208 4,612,194 4,888,572 1,427,468 142 New Collector Sewers 12,549,244 12,277,347 14,718,082 16,767,544 14,298,106 7,874,715 8,780,486 9,004,536 143 New Interceptors 2,450,000 0 92,984 447,178 0 7,779,908 6,780,486 4,275,753 144 CSO Correction 0 0 0 6,035,000 803,100 421,574 267,553,245 6,000,956 144.1 *Total Annual Dollar Amount 23,180,883 15,940,347 17,861,066 26,732,297 28,509,107 37,137,211 349,782,086 29,756,680 144.2 Cumulative Dollar Amount 97,115,703 113,056,050 130,917,116 157,649,413 186,158,520 223,295,731 573,077,817 602,834,497 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 569,062 0 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 569,062 0 0 0 145.4 Cumulative Dollar Amount 0 0 0 0 569,062 569,062 569,062 569,062 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 23 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 27,600,038 77,592,492 32,569,206 22,839,932 6,814,907 132,734,646 231,373,045 246,799,273 137 "Cumulative Dollar Amount 641,235,097 718,827,589 751,396,795 774,236,727 781,051,634 913,786,280 1,145,159,325 1,391,958,598 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 450,884 3,331,000 5,495,984 59,483 0 4,100,000 27,152,387 450,000 139 Advanced Treatment 5,927,654 0 0 7,145,000 0 95,987,450 63,437,593 8,160,072 140 Infiltration/Inflow 1,999,979 703,474 0 2,422,243 144,525 1,823,127 4,304,641 1,035,042 141 Sewer System Rehabilitation 7,058,162 6,376,196 3,802,608 8,258,031 1,049,920 2,109,060 13,088,197 17,614,717 142 New Collector Sewers 7,308,110 7,073,411 9,123,372 2,833,275 2,732,181 15,955,606 0 0 143 New Interceptors 4,855,249 5,573,411 3,123,372 2,121,900 2,732,181 1,052,862 0 0 144 CSO Correction 0 54,535,000 11,023,870 0 0 2,498,537 123,390,227 218,177,400 144.1 *Total Annual Dollar Amount 27,600,038 77,592,492 32,569,206 22,839,932 6,658,807 123,526,642 231,373,045 245,437,231 144.2 Cumulative Dollar Amount 630,434,535 708,027,027 740,596,233 763,436,165 770,094,972 893,621,614 1,124,994,659 1,370,431,890 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 0 0 0 0 156,100 7,402,754 0 0 145.2 Green Infrastructure 0 0 0 0 0 0 0 0 145.3 *Total Annual Dollar Amount 0 0 0 0 156,100 7,402,754 0 0 145.4 Cumulative Dollar Amount 569,062 569,062 569,062 569,062 725,162 8,127,916 8,127,916 8,127,916 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 0 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 0 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 * Calculated values. Page 24 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Total Assistance Provided (all categories) 136 *Annual Dollar Amount 54,106,229 100,012,857 0 50,028,824 54,788,888 132,520,142 15,817,631 10,585,500 137 "Cumulative Dollar Amount 1,446,064,827 1,546,077,684 1,546,077,684 1,596,106,508 1,650,895,396 1,783,415,538 1,799,233,169 1,809,818,669 Centralized Wastewater Treatment (Dollars in each category) 138 Secondary Treatment 0 19,833,000 0 10,684,700 46,763,813 17,796,600 152,770 3,200,000 139 Advanced Treatment 11,754,800 77,400,000 0 23,375,000 0 0 0 0 140 Infiltration/Inflow 6,625,000 0 0 0 0 5,133,542 920,000 33,000 141 Sewer System Rehabilitation 675,000 1,090,000 0 6,237,000 768,000 12,989,000 10,590,000 0 142 New Collector Sewers 0 0 0 1,498,219 7,257,075 0 0 0 143 New Interceptors 0 0 0 382,470 0 0 0 0 144 CSO Correction 0 1,689,857 0 0 0 94,280,000 1,050,000 0 144.1 *Total Annual Dollar Amount 19,054,800 100,012,857 0 42,177,389 54,788,888 130,199,142 12,712,770 3,233,000 144.2 Cumulative Dollar Amount 1,389,486,690 1,489,499,547 1,489,499,547 1,531,676,936 1,586,465,824 1,716,664,966 1,729,377,736 1,732,610,736 Stormwater (Dollars in each category) 145.1 Grey Infrastructure 25,051,429 0 0 0 0 0 0 3,676,250 145.2 Green Infrastructure 0 0 0 0 0 0 1,050,000 0 145.3 *Total Annual Dollar Amount 25,051,429 0 0 0 0 0 1,050,000 3,676,250 145.4 Cumulative Dollar Amount 33,179,345 33,179,345 33,179,345 33,179,345 33,179,345 33,179,345 34,229,345 37,905,595 Energy Conservation (Dollars in each category) 146.1 Energy Efficiency 0 0 0 0 0 0 59,861 0 146.2 Renewable Energy 0 0 0 0 0 0 0 0 146.3 *Total Annual Dollar Amount 0 0 0 0 0 0 59,861 0 146.4 Cumulative Dollar Amount 0 0 0 0 0 0 59,861 59,861 Water Conservation (Dollars in each category) 147.1 Water Efficiency 0 0 0 0 0 0 0 0 147.2 Water Reuse 0 0 0 0 0 0 0 3,676,250 148 *Total Annual Dollar Amount 0 0 0 0 0 0 0 3,676,250 149 Cumulative Dollar Amount 0 0 0 0 0 0 0 3,676,250 * Calculated values. Page 25 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 0 0 3,194,000 0 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 0 0 3,194,000 0 165 Cumulative Dollar Amount 0 0 0 0 0 0 0 3,194,000 3,194,000 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 0 0 0 0 3,292,000 1,496,540 6,029,553 7,975,376 1,651,930 171 "Cumulative Dollar Amount 0 0 0 0 3,292,000 4,788,540 10,818,093 18,793,469 20,445,399 * Calculated values. Page 26 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 1,200,000 0 1,200,000 127,500 0 0 3,510,000 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 1,000,000 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 1,200,000 0 1,200,000 127,500 0 0 4,510,000 165 Cumulative Dollar Amount 3,194,000 4,394,000 4,394,000 5,594,000 5,721,500 5,721,500 5,721,500 10,231,500 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 14,673,919 11,921,281 16,172,862 24,538,799 19,725,122 17,264,868 341,944,743 10,200,956 171 "Cumulative Dollar Amount 35,119,318 47,040,599 63,213,461 87,752,260 107,477,382 124,742,250 466,686,993 476,887,949 * Calculated values. Page 27 of 67 11/30/2020 ------- Clean Water SRF Proaram Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 0 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 0 0 1,805,250 0 1,362,042 161 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 0 0 0 0 0 1,805,250 0 1,362,042 165 Cumulative Dollar Amount 10,231,500 10,231,500 10,231,500 10,231,500 10,231,500 12,036,750 12,036,750 13,398,792 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 17,819,710 65,681,822 14,873,869 7,145,000 5,464,362 100,129,659 208,585,084 244,263,731 171 "Cumulative Dollar Amount 494,707,659 560,389,481 575,263,350 582,408,350 587,872,712 688,002,371 896,587,455 1,140,851,186 * Calculated values. Page 28 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Dollars in each category) 151 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 152 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 153 Silviculture 0 0 0 0 0 0 0 0 155 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 156 Marinas 0 0 0 0 0 0 0 0 157 Resource Extraction 0 0 0 5,522,435 0 0 0 0 158 Brownfields 0 0 0 0 0 0 0 0 159 Storage Tanks 0 0 0 0 0 0 0 0 160 Sanitary Landfills 0 0 0 2,329,000 0 2,321,000 1,995,000 0 161 Hydromodification/Habitat Restoration 10,000,000 0 0 0 0 0 0 0 162 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 163.1 Land Conservation 0 0 0 0 0 0 0 0 164 *Total Annual Dollar Amount 10,000,000 0 0 7,851,435 0 2,321,000 1,995,000 0 165 Cumulative Dollar Amount 23,398,792 23,398,792 23,398,792 31,250,227 31,250,227 33,571,227 35,566,227 35,566,227 Other (Dollars in each category) 166 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 166.1 Planning and Assessments 0 0 0 0 0 0 0 0 166.2 Desalination 0 0 0 0 0 0 0 0 166.3 *Total Annual Dollar Amount 0 0 0 0 0 0 0 0 167 Cumulative Dollar Amount 0 0 0 0 0 0 0 0 Amount of CWSRF assistance that impacts estuaries 168 Annual Dollar Amount 38,926,229 34,179,857 0 27,842,905 49,264,627 115,050,142 2,100,000 7,352,500 171 "Cumulative Dollar Amount 1,179,777,415 1,213,957,272 1,213,957,272 1,241,800,177 1,291,064,804 1,406,114,946 1,408,214,946 1,415,567,446 * Calculated values. Page 29 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 0 0 2 5 2 4 2 173 Advanced Treatment 0 0 0 0 0 0 0 0 0 174 Infiltration/Inflow 0 0 0 0 1 0 0 0 0 175 Sewer System Rehabilitation 0 0 0 0 2 1 5 3 1 176 New Collector Sewers 0 0 0 0 8 5 2 3 4 177 New Interceptors 0 0 0 0 1 2 1 3 1 178 CSO Correction 0 0 0 0 0 1 1 1 0 178.1 *Total Annual Number 0 0 0 0 14 14 11 14 8 178.2 Cumulative Number 0 0 0 0 14 28 39 53 61 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 179.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 30 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 2 2 2 2 2 11 4 1 173 Advanced Treatment 1 0 0 2 3 1 2 1 174 Infiltration/Inflow 0 1 0 1 0 2 2 1 175 Sewer System Rehabilitation 2 0 0 2 5 6 4 1 176 New Collector Sewers 8 5 8 5 13 2 2 4 177 New Interceptors 1 0 2 1 0 2 1 2 178 CSO Correction 0 0 0 1 1 1 8 1 178.1 *Total Annual Number 14 8 12 14 24 25 23 11 178.2 Cumulative Number 75 83 95 109 133 158 181 192 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 1 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 1 0 0 0 179.4 Cumulative Number 0 0 0 0 1 1 1 1 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 31 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 1 1 5 1 0 1 5 2 173 Advanced Treatment 1 0 0 1 0 3 3 1 174 Infiltration/Inflow 2 1 0 2 1 3 3 2 175 Sewer System Rehabilitation 6 4 4 9 1 3 8 5 176 New Collector Sewers 2 3 3 1 1 8 0 0 177 New Interceptors 2 2 1 1 1 1 0 0 178 CSO Correction 0 1 2 0 0 2 9 6 178.1 *Total Annual Number 14 12 15 15 4 21 28 16 178.2 Cumulative Number 206 218 233 248 252 273 301 317 Stormwater (Number in each category)** 179.1 Grey Infrastructure 0 0 0 0 1 3 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 0 0 179.3 *Total Annual Number 0 0 0 0 1 3 0 0 179.4 Cumulative Number 1 1 1 1 2 5 5 5 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 32 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Centralized Wastewater Treatment (Number in each category)** 172 Secondary Treatment 0 0 5 6 2 2 1 173 Advanced Treatment 2 3 0 4 0 0 0 0 174 Infiltration/Inflow 4 0 0 0 0 2 1 1 175 Sewer System Rehabilitation 2 0 4 1 2 4 0 176 New Collector Sewers 0 0 0 1 2 0 0 0 177 New Interceptors 0 0 0 1 1 0 0 0 178 CSO Correction 0 0 0 0 1 1 1 178.1 *Total Annual Number 8 6 0 15 10 6 8 3 178.2 Cumulative Number 325 331 331 346 356 362 370 373 Stormwater (Number in each category)** 179.1 Grey Infrastructure 2 0 0 0 0 0 0 0 179.2 Green Infrastructure 0 0 0 0 0 0 1 1 179.3 *Total Annual Number 2 0 0 0 0 0 1 1 179.4 Cumulative Number 7 7 7 7 7 7 8 9 Energy Conservation (Number in each category)** 180.1 Energy Efficiency 0 0 0 0 0 0 0 0 180.2 Renewable Energy 0 0 0 0 0 0 0 0 180.3 *Total Annual Number 0 0 0 0 0 0 0 0 180.4 Cumulative Number 0 0 0 0 0 0 0 0 Water Conservation (Number in each category)** 181.1 Water Efficiency 0 0 0 0 0 0 0 0 181.2 Water Reuse 0 0 0 0 0 0 0 0 181 *Total Annual Number 0 0 0 0 0 0 0 0 182 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 33 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 0 0 2 0 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 0 0 2 0 197 Cumulative Number 0 0 0 0 0 0 0 2 2 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 34 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 1 0 1 1 0 0 1 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 1 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 1 0 1 1 0 0 2 197 Cumulative Number 2 3 3 4 5 5 5 7 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 35 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 0 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 0 0 1 0 1 193 Hydromodification/Habitat Restoration 0 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 0 0 0 0 0 1 0 1 197 Cumulative Number 7 7 7 7 7 8 8 9 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 36 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Nonpoint Source (Number in each category)** 183 Agricultural Best Management Practices - Cropland 0 0 0 0 0 0 0 0 184 Agricultural Best Management Practices - Animals 0 0 0 0 0 0 0 0 185 Silviculture 0 0 0 0 0 0 0 0 187 Ground Water (Unknown Source) 0 0 0 0 0 0 0 0 188 Marinas 0 0 0 0 0 0 0 0 189 Resource Extraction 0 0 0 2 0 0 0 0 190 Brownfields 0 0 0 0 0 0 0 0 191 Storage Tanks 0 0 0 0 0 0 0 0 192 Sanitary Landfills 0 0 0 1 0 1 1 0 193 Hydromodification/Habitat Restoration 1 0 0 0 0 0 0 0 194 Individual/Decentralized Sewage Treatment 0 0 0 0 0 0 0 0 195.1 Land Conservation 0 0 0 0 0 0 0 0 196 *Total Annual Number 1 0 0 3 0 1 1 0 197 Cumulative Number 10 10 10 13 13 14 15 15 Other (Number in each category)** 198 Estuary (§320) Assistance 0 0 0 0 0 0 0 0 198.1 Planning and Assessments 0 0 0 0 0 0 0 0 198.2 Desalination 0 0 0 0 0 0 0 0 198.3 *Total Annual Number 0 0 0 0 0 0 0 0 199 Cumulative Number 0 0 0 0 0 0 0 0 * Calculated values. ** Assistance Agreements may be counted in more than one category when they fund more than one category. Page 37 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 0 0 0 0 10,371,193 13,316,518 10,907,693 32,258,836 5,709,250 201 "Cumulative Dollar Amount 0 0 0 0 10,371,193 23,687,711 34,595,404 66,854,240 72,563,490 202 Annual Number of Assistance Agreements 0 0 0 0 8 14 11 19 8 203 Cumulative Number of Agreements 0 0 0 0 8 22 33 52 60 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 0 0 0 0 401,493 8,001,068 17,148,303 12,012,505 14,402,871 205 Cumulative Dollar Amount 0 0 0 0 401,493 8,402,561 25,550,864 37,563,369 51,966,240 206 Annual Number of Assistance Agreements 0 0 0 0 3 10 12 16 12 207 Cumulative Number of Agreements 0 0 0 0 3 13 25 41 53 * Calculated values. Page 38 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 25,053,748 19,832,812 11,228,206 36,915,157 22,251,733 41,319,573 341,820,160 31,372,621 201 "Cumulative Dollar Amount 97,617,238 117,450,050 128,678,256 165,593,413 187,845,146 229,164,719 570,984,879 602,357,500 202 Annual Number of Assistance Agreements 16 10 11 16 25 24 21 15 203 Cumulative Number of Agreements 76 86 97 113 138 162 183 198 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 23,689,662 10,281,098 17,8 38,813 14,661,412 23,632,733 27,193,941 29,312,807 27,408,655 205 Cumulative Dollar Amount 75,655,902 85,937,000 103,745,813 118,407,225 142,039,958 169,233,899 198,546,706 225,955,361 206 Annual Number of Assistance Agreements 11 11 10 12 13 24 21 14 207 Cumulative Number of Agreements 64 75 85 97 110 134 155 169 * Calculated values. Page 39 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 88,623,017 21,743,456 38,672,822 22,839,932 17,722,218 115,254,441 70,951,354 311,962,862 201 "Cumulative Dollar Amount 690,980,517 712,723,973 751,396,795 774,236,727 791,958,945 907,213,386 978,164,740 1,290,127,602 202 Annual Number of Assistance Agreements 16 7 19 15 10 18 21 22 203 Cumulative Number of Agreements 214 221 240 255 265 283 304 326 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 124,470,926 49,583,849 251,766,123 25,568,699 88,796,586 12,723,506 116,619,379 30,856,733 205 Cumulative Dollar Amount 350,426,287 400,010,136 651,776,259 677,344,958 766,141,544 778,865,050 895,484,429 926,341,162 206 Annual Number of Assistance Agreements 22 13 16 13 20 11 17 15 207 Cumulative Number of Agreements 191 204 220 233 253 264 281 296 * Calculated values. Page 40 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island CWSRF Assistance For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Construction Starts (includes pass-through and linked deposit) 200 Annual Dollar Amount 128,541,986 87,257,286 51,233,000 23,646,905 61,048,014 124,495,716 23,692,080 19,358,270 201 "Cumulative Dollar Amount 1,418,669,588 1,505,926,874 1,557,159,874 1,580,806,779 1,641,854,793 1,766,350,509 1,790,042,589 1,809,400,859 202 Annual Number of Assistance Agreements 9 9 2 10 13 7 8 8 203 Cumulative Number of Agreements 335 344 346 356 369 376 384 392 Initiation of Operations (includes pass-through and linked deposit) 204 Annual Dollar Amount 118,389,917 37,753,434 328,591,650 13,104,470 115,417,820 52,749,815 16,213,451 59,972,040 205 Cumulative Dollar Amount 1,044,731,079 1,082,484,513 1,411,076,163 1,424,180,633 1,539,598,453 1,592,348,268 1,608,561,719 1,668,533,759 206 Annual Number of Assistance Agreements 15 14 12 3 13 12 7 14 207 Cumulative Number of Agreements 311 325 337 340 353 365 372 386 * Calculated values. Page 41 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 0 0 20,915,000 33,635,000 22,430,000 0 6,400,000 209 Net Leveraged Bonds Issued - Annual 0 0 0 0 19,899,378 31,301,257 21,512,672 0 6,016,905 210 Cost of Leveraged Bond Issuance - Annual 0 0 0 0 1,015,622 2,333,743 917,328 0 383,095 211 Leveraged Bond Principal Repaid - Annual 0 0 0 0 0 435,000 980,000 975,000 3,025,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 0 0 0 0 1,120,440 4,643,405 4,367,143 7,236,721 10,466,892 213 Balance at End of Reporting Period 0 0 0 0 1,120,440 5,763,845 10,130,988 17,367,709 27,834,601 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 0 0 0 0 20,915,000 54,550,000 76,980,000 76,980,000 83,380,000 217 *Net Leveraged Bonds Issued - Cumulative 0 0 0 0 19,899,378 51,200,635 72,713,307 72,713,307 78,730,212 218 *Cost of Leveraged Bond Issuance - Cumulative 0 0 0 0 1,015,622 3,349,365 4,266,693 4,266,693 4,649,788 219 "Leveraged Bond Principal Repaid - Cumulative 0 0 0 0 0 435,000 1,415,000 2,390,000 5,415,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 0 0 0 0 0 0 0 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 20,915,000 54,115,000 75,565,000 74,590,000 77,965,000 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 0 0 0 0 391,051 1,855,964 3,065,884 4,311,777 4,425,468 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 0 0 0 0 391,051 1,855,964 3,065,884 4,311,777 4,425,468 231 "Cumulative 0 0 0 0 391,051 2,247,015 5,312,899 9,624,676 14,050,144 "Calculated Values Page 42 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 0 0 25,825,000 24,010,000 26,550,000 29,305,000 94,769,921 70,993,005 209 Net Leveraged Bonds Issued - Annual 0 0 23,611,383 22,876,115 25,702,023 28,809,288 93,220,873 70,300,000 210 Cost of Leveraged Bond Issuance - Annual 0 0 2,213,617 1,133,885 847,977 495,712 1,549,048 693,005 211 Leveraged Bond Principal Repaid - Annual 3,390,000 3,575,000 4,040,000 3,830,000 5,370,000 6,620,000 9,835,000 11,340,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 5,894,097 2,343,957 -520,372 9,146,285 9,087,729 15,521,218 22,243,046 8,727,065 213 Balance at End of Reporting Period 33,728,698 36,072,655 35,552,283 44,698,568 53,786,297 69,307,515 91,550,561 100,277,626 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 1,895,000 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 83,380,000 83,380,000 109,205,000 133,215,000 159,765,000 189,070,000 283,839,921 354,832,926 217 *Net Leveraged Bonds Issued - Cumulative 78,730,212 78,730,212 102,341,595 125,217,710 150,919,733 179,729,021 272,949,894 343,249,894 218 *Cost of Leveraged Bond Issuance - Cumulative 4,649,788 4,649,788 6,863,405 7,997,290 8,845,267 9,340,979 10,890,027 11,583,032 219 "Leveraged Bond Principal Repaid - Cumulative 8,805,000 12,380,000 16,420,000 20,250,000 25,620,000 32,240,000 42,075,000 53,415,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 0 0 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 74,575,000 71,000,000 94,680,000 114,860,000 136,040,000 158,725,000 243,659,921 303,312,926 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 4,491,584 4,321,441 4,276,321 6,075,108 6,743,457 7,332,447 10,272,708 13,074,114 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 4,491,584 4,321,441 4,276,321 6,075,108 6,743,457 7,332,447 10,272,708 13,074,114 231 "Cumulative 18,541,728 22,863,169 27,139,490 33,214,598 39,958,055 47,290,502 57,563,210 70,637,324 "Calculated Values Page 43 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 73,748,400 50,275,289 60,888,230 41,177,906 0 77,596,617 42,597,749 28,701,729 209 Net Leveraged Bonds Issued - Annual 73,020,135 49,724,000 60,255,000 40,567,000 0 76,516,063 42,096,745 28,243,600 210 Cost of Leveraged Bond Issuance - Annual 728,266 551,289 663,230 550,906 0 1,080,554 501,004 458,129 211 Leveraged Bond Principal Repaid - Annual 16,745,000 19,145,000 23,575,000 24,395,000 25,585,000 26,870,000 28,115,000 31,590,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change 15,310,728 7,992,762 9,841,894 2,600,540 309,436 -2,093,165 -18,930,320 -8,322,542 213 Balance at End of Reporting Period 115,588,354 123,581,116 133,423,010 136,023,550 136,332,986 134,239,821 115,309,501 106,986,959 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 428,581,326 478,856,615 539,744,845 580,922,751 580,922,751 658,519,368 701,117,117 729,818,846 217 *Net Leveraged Bonds Issued - Cumulative 416,270,029 465,994,029 526,249,029 566,816,029 566,816,029 643,332,092 685,428,837 713,672,437 218 *Cost of Leveraged Bond Issuance - Cumulative 12,311,298 12,862,587 13,525,817 14,076,723 14,076,723 15,157,277 15,658,281 16,116,410 219 "Leveraged Bond Principal Repaid - Cumulative 70,160,000 89,305,000 112,880,000 137,275,000 162,860,000 189,730,000 217,845,000 249,435,000 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 360,316,326 391,446,615 428,759,845 445,542,751 419,957,751 470,684,368 485,167,117 482,278,846 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 15,109,877 17,226,303 18,864,488 20,156,542 20,034,833 20,000,820 21,078,681 21,088,594 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 15,109,877 17,226,303 18,864,488 20,156,542 20,034,833 20,000,820 21,078,681 21,088,594 231 "Cumulative 85,747,201 102,973,504 121,837,992 141,994,534 162,029,367 182,030,187 203,108,868 224,197,462 "Calculated Values Page 44 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Leveraged Bonds (Excludes State Match) 208 Gross Leveraged Bonds Issued - Annual 59,435,825 62,248,260 0 82,786,515 30,723,523 18,439,565 0 0 209 Net Leveraged Bonds Issued - Annual 58,766,240 61,628,719 0 81,809,414 30,381,481 18,124,983 0 0 210 Cost of Leveraged Bond Issuance - Annual 669,585 619,542 0 977,101 342,043 314,582 0 0 211 Leveraged Bond Principal Repaid - Annual 23,955,000 31,495,000 34,335,000 46,666,737 43,012,536 40,105,000 39,550,000 41,205,000 Debt Service Reserve for Leveraged Bonds 212 *Annual Change -23,887,901 15,310,148 -32,744,873 -6,012,142 25,931,945 -15,925,174 -721,803 -20,424,524 213 Balance at End of Reporting Period 83,099,058 98,409,206 65,664,333 59,652,191 85,584,136 69,658,962 68,937,159 48,512,635 214 Net Change in Gross Bonds Resulting from Refunding - Annual 0 0 0 0 0 0 0 0 215 CWSRF Funds Used for Refunding (Excludes Bonds) - Annual 0 0 0 0 0 0 0 0 216 *Gross Leveraged Bonds Issued - Cumulative 789,254,671 851,502,931 851,502,931 934,289,446 965,012,969 983,452,534 983,452,534 983,452,534 217 *Net Leveraged Bonds Issued - Cumulative 772,438,677 834,067,396 834,067,396 915,876,810 946,258,291 964,383,274 964,383,274 964,383,274 218 *Cost of Leveraged Bond Issuance - Cumulative 16,785,995 17,405,537 17,405,537 18,382,638 18,724,681 19,039,263 19,039,263 19,039,263 219 "Leveraged Bond Principal Repaid - Cumulative 273,390,000 304,885,000 339,220,000 385,886,737 428,899,273 469,004,273 508,554,273 549,759,273 220 *Net Change in Gross Bonds Resulting from Refunding - Cumulative 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 1,895,000 221 *CWSRF Funds Used for Refunding (Excludes Bonds) - Cumulative 0 0 0 0 0 0 0 0 222 "Leveraged Bonds Outstanding - Balance at End of Reporting Period 517,759,671 548,512,931 514,177,931 550,297,709 538,008,696 516,343,261 476,793,261 435,588,261 State Match Bonds to be Repaid by CWSRF 223 "Match Bonds Issued - Annual 0 0 0 0 0 0 0 0 224 Match Bond Principal Repaid - Annual 0 0 0 0 0 0 0 0 225 "Match Bonds Issued - Cumulative 0 0 0 0 0 0 0 0 226 "Match Bond Principal Repaid - Cumulative 0 0 0 0 0 0 0 0 227 "Match Bonds Outstanding - Balance at End of Reporting Period 0 0 0 0 0 0 0 0 Interest Paid on Leveraged and Match Bonds 228 Interest Paid from Capitalized Interest Account and Other CWSRF Funds- Annual 19,598,101 20,885,956 21,067,695 24,675,819 19,168,748 18,497,924 16,808,864 16,406,851 229 Interest Paid from Capitalized Interest Account - Annual 0 0 0 0 0 0 0 0 Interest Paid from CWSRF Funds, Excluding Capitalized Interest Account Funds 230 "Annual 19,598,101 20,885,956 21,067,695 24,675,819 19,168,748 18,497,924 16,808,864 16,406,851 231 "Cumulative 243,795,563 264,681,519 285,749,214 310,425,033 329,593,781 348,091,705 364,900,569 381,307,420 "Calculated Values Page 45 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Project Assistance Disbursed 232 Annual 0 0 0 0 3,948,511 11,298,003 11,908,295 15,511,077 19,433,449 233 "Cumulative 0 0 0 0 3,948,511 15,246,514 27,154,809 42,665,886 62,099,335 CWSRF Loan Repayments 234 Principal Repayments - Annual 0 0 0 0 0 107,404 333,046 1,127,842 1,334,010 235 Interest Payments - Annual 0 0 0 0 25,390 354,024 633,417 1,074,785 1,788,905 236 *Principal and Interest - Annual 0 0 0 0 25,390 461,428 966,463 2,202,627 3,122,915 237 *Principal Repayments - Cumulative 0 0 0 0 0 107,404 440,450 1,568,292 2,902,302 238 Interest Payments - Cumulative 0 0 0 0 25,390 379,414 1,012,831 2,087,616 3,876,521 239 *Principal and Interest - Cumulative 0 0 0 0 25,390 486,818 1,453,281 3,655,908 6,778,823 240 Weighted Average Interest Rate on Loans 0.000 0.000 0.000 0.000 2.800 3.000 2.800 3.000 3.000 Interest Earnings on Investments 241 Annual 0 0 0 0 349,329 1,400,349 2,182,027 3,362,111 3,010,777 242 "Cumulative 0 0 0 0 349,329 1,749,678 3,931,705 7,293,816 10,304,593 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 0 0 0 105,341 135,525 209,619 211,090 200,233 186,509 244 "Cumulative 0 0 0 105,341 240,866 450,485 661,575 861,808 1,048,317 Expenses as a % of Capitalization Grants 245 *Annual - - 0.8% 1.0% 1.6% 1.6% 1.2% 32.4% 246 "Cumulative - - 0.8% 0.9% 1.1% 1.2% 1.2% 1.5% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 0 0 0 273,431 204,001 219,006 259,570 306,717 287,599 248 "Cumulative 0 0 0 273,431 477,432 696,438 956,008 1,262,725 1,550,324 * Calculated values. Page 46 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 13,570,217 75,669,552 3,580,647 2,251,552 5,832,199 19,443,690 95,113,242 3,841,481 2,661,634 6,503,115 17,305,310 112,418,552 4,570,319 2,962,851 7,533,170 28,790,594 141,209,146 5,004,580 3,385,026 8,389,606 22,209,417 163,418,563 5,567,518 3,631,919 9,199,437 33,743,658 197,162,221 7,547,594 4,434,050 11,981,644 81,278,554 278,440,775 8,303,236 5,403,394 13,706,630 84,995,336 363,436,111 11,922,291 7,267,202 19,189,493 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 6,482,949 6,128,073 12,611,022 10,324,430 8,789,707 19,114,137 14,894,749 11,752,558 26,647,307 19,899,329 15,137,584 35,036,913 25,466,847 18,769,503 44,236,350 33,014,441 23,203,553 56,217,994 41,317,677 28,606,947 69,924,624 53,239,968 35,874,149 89,114,117 240 Weighted Average Interest Rate on Loans 3.000 3.000 3.100 2.387 2.851 2.912 1.583 1.876 Interest Earnings on Investments 241 Annual 242 "Cumulative 2,920,068 13,224,661 2,748,801 15,973,462 3,133,788 19,107,250 4,659,563 23,766,813 5,397,475 29,164,288 4,964,764 34,129,052 6,830,074 40,959,126 4,769,644 45,728,770 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 183,811 1,232,128 159,882 1,392,010 165,997 1,558,007 178,900 1,736,907 239,419 1,976,326 244,275 2,220,601 230,334 2,450,935 248,718 2,699,653 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 1.4% 1.5% 3.9% 1.6% 1.8% 1.6% 2.0% 1.7% 2.7% 1.7% 2.7% 1.8% 2.6% 1.9% 2.8% 1.9% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 311,057 1,861,381 475,984 2,337,365 401,889 2,739,254 482,852 3,222,106 605,439 3,827,545 701,626 4,529,171 619,639 5,148,810 663,652 5,812,462 * Calculated values. Page 47 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 72,698,161 436,134,272 13,795,552 9,166,586 22,962,138 76,807,270 512,941,542 20,888,433 10,755,502 31,643,935 64,153,737 577,095,279 24,030,673 12,211,218 36,241,891 42,372,750 619,468,029 28,071,547 12,956,143 41,027,690 29,903,930 649,371,959 29,625,566 13,525,826 43,151,392 20,701,955 670,073,914 31,241,502 13,403,821 44,645,323 66,342,634 736,416,548 32,996,035 13,863,069 46,859,104 93,758,256 830,174,804 36,347,233 15,415,153 51,762,386 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 67,035,520 45,040,735 112,076,255 87,923,953 55,796,237 143,720,190 111,954,626 68,007,455 179,962,081 140,026,173 80,963,598 220,989,771 169,651,739 94,489,424 264,141,163 200,893,241 107,893,245 308,786,486 233,889,276 121,756,314 355,645,590 270,236,509 137,171,467 407,407,976 240 Weighted Average Interest Rate on Loans 1.519 1.865 1.831 1.919 1.904 2.752 3.000 2.837 Interest Earnings on Investments 241 Annual 242 "Cumulative 7,675,055 53,403,825 6,701,067 60,104,892 7,812,326 67,917,218 9,787,567 77,704,785 7,712,415 85,417,200 8,007,420 93,424,620 4,581,541 98,006,161 6,693,046 104,699,207 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 149,244 2,848,897 299,388 3,148,285 245,000 3,393,285 249,816 3,643,101 210,362 3,853,463 303,724 4,157,187 367,736 4,524,923 386,459 4,911,382 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 1.7% 1.9% 4.2% 2.0% 4.2% 2.1% 3.5% 2.1% 0.7% 1.9% 6.7% 2.0% 2.7% 2.1% 3.9% 2.1% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 745,545 6,558,007 794,071 7,352,078 811,323 8,163,401 881,614 9,045,015 1,308,421 10,353,436 1,207,900 11,561,336 1,146,308 12,707,644 1,223,355 13,930,999 * Calculated values. Page 48 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Information For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Project Assistance Disbursed 232 Annual 233 "Cumulative CWSRF Loan Repayments 234 Principal Repayments - Annual 235 Interest Payments - Annual 236 *Principal and Interest - Annual 64,810,704 894,985,508 38,610,134 16,269,788 54,879,922 56,784,841 951,770,349 41,232,903 16,553,208 57,786,111 86,184,088 1,037,954,437 43,969,875 17,610,036 61,579,911 59,065,672 1,097,020,109 49,604,878 21,464,129 71,069,007 38,795,672 1,135,815,781 51,378,312 27,986,330 79,364,642 47,371,741 1,183,187,522 57,438,450 17,867,280 75,305,730 63,760,853 1,246,948,375 60,393,219 17,630,955 78,024,174 41,402,929 1,288,351,304 59,374,495 16,367,082 75,741,577 237 *Principal Repayments - Cumulative 238 Interest Payments - Cumulative 239 *Principal and Interest - Cumulative 308,846,643 153,441,255 462,287,898 350,079,546 169,994,463 520,074,009 394,049,421 187,604,499 581,653,920 443,654,299 209,068,628 652,722,927 495,032,611 237,054,958 732,087,569 552,471,061 254,922,238 807,393,299 612,864,280 272,553,193 885,417,473 672,238,775 288,920,275 961,159,050 240 Weighted Average Interest Rate on Loans 2.594 2.547 0.000 2.675 2.232 2.200 2.200 2.196 Interest Earnings on Investments 241 Annual 242 "Cumulative 2,361,442 107,060,649 3,245,756 110,306,405 2,576,743 112,883,148 3,394,316 116,277,464 972,547 117,250,011 3,993,730 121,243,741 5,965,986 127,209,727 3,425,954 130,635,681 CWSRF Administrative Expenses Paid from the CWSRF 243 Annual 244 "Cumulative 659,715 5,571,097 757,939 6,329,036 788,077 7,117,113 628,224 7,745,337 779,890 8,525,227 795,950 9,321,177 349,664 9,670,841 538,025 10,208,866 Expenses as a % of Capitalization Grants 245 *Annual 246 "Cumulative 7.0% 2.3% 8.5% 2.6% 8.4% 2.8% 6.7% 2.9% 8.7% 3.1% 9.0% 3.3% 3.2% 3.3% 5.0% 3.3% CWSRF Administrative Expenses Paid Outside the CWSRF 247 Annual 248 "Cumulative 1,258,030 15,189,029 1,341,820 16,530,849 1,736,711 18,267,560 -83,949 18,183,611 2,804,186 20,987,797 3,223,913 24,211,710 3,030,988 27,242,698 3,694,400 30,937,098 * Calculated values. Page 49 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of. 1998 1999 2000 2001 2002 2003 2004 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 104,200 0 0 0 0 0 250 State Match Amount 0 5,210 0 0 0 0 0 251 Cumulative Total 0 109,410 109,410 109,410 109,410 109,410 109,410 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 107,445 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 107,445 255 Cumulative EPA Rural Hardship Assistance 0 0 0 0 0 0 107,445 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 1 257 Cumulative 0 0 0 0 0 0 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 * Calculated values. Page 50 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of 2005 2006 2007 2008 2009 2010 2011 2012 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 109,410 109,410 109,410 109,410 109,410 109,410 109,410 109,410 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 107,445 107,445 107,445 107,445 107,445 107,445 107,445 107,445 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 51 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 EPA's Rural Community Hardship Grants Program 249 EPA's Grants to State 0 0 0 0 0 0 0 0 250 State Match Amount 0 0 0 0 0 0 0 0 251 Cumulative Total 109,410 109,410 109,410 109,410 109,410 109,410 109,410 109,410 252 Technical Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 253 Project Assistance from Hardship Funds - Annual Dollars 0 0 0 0 0 0 0 0 254 *Total Annual EPA Rural Hardship Assistance 0 0 0 0 0 0 0 0 255 Cumulative EPA Rural Hardship Assistance 107,445 107,445 107,445 107,445 107,445 107,445 107,445 107,445 256 Number of Projects Receiving Hardship Assistance - Annual 0 0 0 0 0 0 0 0 257 Cumulative 1 1 1 1 1 1 1 1 Projects Receiving Hardship Assistance in Combination with CWSRF Loan Assistance 258 Number of Projects Receiving Hardship Assistance and CWSRF Loans - Annual 0 0 0 0 0 0 0 0 259 "Cumulative 0 0 0 0 0 0 0 0 260 Hardship Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 261 Cumulative 0 0 0 0 0 0 0 0 262 CWSRF Loan Portion of Combined Assistance - Annual Dollars 0 0 0 0 0 0 0 0 263 Cumulative 0 0 0 0 0 0 0 0 264 *Total Annual Combined Assistance 0 0 0 0 0 0 0 0 265 Cumulative Combined Assistance 0 0 0 0 0 0 0 0 * Calculated values. Page 52 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 1998 1999 2000 2001 2002 2003 2004 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 1,020,000 1,020,000 75,000 1,095,000 0 1,095,000 0 1,095,000 57,000,000 58,095,000 0 58,095,000 0 58,095,000 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 2 2 1 3 0 3 0 3 1 4 0 4 0 4 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 20,298,431 20,298,431 1,674,772 21,973,203 420,673 22,393,876 2,131,872 24,525,748 5,426,648 29,952,396 3,510,571 33,462,967 915,000 34,377,967 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 118 118 2 120 2 122 15 137 5 142 35 177 4 181 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 21,318,431 1,749,772 23,068,203 420,673 23,488,876 2,131,872 25,620,748 62,426,648 88,047,396 3,510,571 91,557,967 915,000 92,472,967 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 120 3 123 2 125 15 140 6 146 35 181 4 185 * Calculated values. Page 53 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 4 0 4 0 4 0 4 0 4 0 4 0 4 0 4 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 3,000,829 37,378,796 0 37,378,796 685,011 38,063,807 1,747,025 39,810,832 206,805 40,017,637 2,945,100 42,962,737 90,500 43,053,237 0 43,053,237 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 2 183 0 183 4 187 9 196 3 199 5 204 1 205 0 205 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 3,000,829 95,473,796 0 95,473,796 685,011 96,158,807 1,747,025 97,905,832 206,805 98,112,637 2,945,100 101,057,737 90,500 101,148,237 0 101,148,237 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 2 187 0 187 4 191 9 200 3 203 5 208 1 209 0 209 * Calculated values. Page 54 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Other Clean Water Programs (Separate from CWSRF) For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 State Funded Clean Water Loan Programs (Separate from CWSRF) 266 Cumulative Dollar Amount from 7/1/87 to 6/30/98 267 Annual Dollar Amount 268 Cumulative Dollar Amount 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 0 58,095,000 269 Cumulative Number of Loans from 7/1/87 to 6/30/98 270 Annual Number of Loans 271 Cumulative Number of Loans 0 4 0 4 0 4 0 4 0 4 0 4 0 4 0 4 State Funded Clean Water Grant Programs (Separate from CWSRF) 272 Cumulative Dollar Amount from 7/1/87 to 6/30/98 273 Annual Dollar Amount 274 Cumulative Dollar Amount 0 43,053,237 0 43,053,237 230,000 43,283,237 1,931,886 45,215,123 175,120 45,390,243 1,416,707 46,806,950 2,894,584 49,701,534 700,000 50,401,534 275 Cumulative Number of Grants from 7/1/87 to 6/30/98 276 Annual Number of Grants 277 "Cumulative Number of Grants 0 205 0 205 2 207 13 220 2 222 8 230 9 239 2 241 Total State Funded Clean Water Programs (Separate from CWSRF) 278 *Dollar Amount of Loans and Grants - Annual 279 *Dollar Amount of Loans and Grants - Cumulative 0 101,148,237 0 101,148,237 230,000 101,378,237 1,931,886 103,310,123 175,120 103,485,243 1,416,707 104,901,950 2,894,584 107,796,534 700,000 108,496,534 280 *Number of Loans and Grants - Annual 281 *Number of Loans and Grants - Cumulative 0 209 0 209 2 211 13 224 2 226 8 234 9 243 2 245 * Calculated values. Page 55 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 CWSRF Funds Available for Projects 282 *Annual (New Funds) 283 "Cumulative 0 0 0 0 0 0 15,519,038 15,519,038 34,747,760 50,266,798 42,949,508 93,216,306 30,235,595 123,451,900 10,285,244 133,737,144 -2,504,015 131,233,129 CWSRF Assistance as a % of Funds Available 284 *Annual 285 "Cumulative - - - 0% 0% 48% 33% 25% 29% 45% 33% 296% 53% 59% Outlays as a % of Capitalization Grants 286 *Annual 287 "Cumulative - - - 0% 0% 9% 5% 37% 15% 36% 20% 46% 26% 2381% 46% Disbursements as a % of Funds Available 288 *Annual 289 "Cumulative - - - 0% 0% 11% 8% 26% 16% 39% 22% 151% 32% -776% 47% Construction Starts as a % of Funds Available 290 *Annual 291 "Cumulative - - - 0% 0% 30% 21% 31% 25% 36% 28% 314% 50% -228% 55% Initiation of Operations as a % of Funds Available 292 *Annual 293 "Cumulative - - - 0% 0% 1% 1% 19% 9% 57% 21% 117% 28% -575% 40% Loan Principal Repayments as a % of Funds Available 294 *Annual 295 "Cumulative - - - 0% 0% 0% 0% 0% 0% 1% 0% 11% 1% -53% 2% * Calculated values. Page 56 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 CWSRF Funds Available for Projects 282 *Annual (New Funds) 8,423,242 3,798,954 36,960,788 27,353,099 29,541,113 26,631,435 81,779,543 71,422,586 283 "Cumulative 139,656,371 143,455,325 180,416,113 207,769,212 237,310,325 263,941,760 345,721,303 417,143,889 CWSRF Assistance as a % of Funds Available 284 *Annual 275% 451% 48% 102% 99% 139% 428% 48% 285 "Cumulative 72% 82% 75% 79% 81% 87% 168% 147% Outlays as a % of Capitalization Grants 286 *Annual 66% 251% 127% 147% 128% 192% 233% 107% 287 "Cumulative 49% 59% 65% 72% 76% 85% 95% 96% Disbursements as a % of Funds Available 288 *Annual 161% 512% 47% 105% 75% 127% 99% 119% 289 "Cumulative 54% 66% 62% 68% 69% 75% 81% 87% Construction Starts as a % of Funds Available 290 *Annual 297% 522% 30% 135% 75% 155% 418% 44% 291 "Cumulative 70% 82% 71% 80% 79% 87% 165% 144% Initiation of Operations as a % of Funds Available 292 *Annual 281% 271% 48% 54% 80% 102% 36% 38% 293 "Cumulative 54% 60% 58% 57% 60% 64% 57% 54% Loan Principal Repayments as a % of Funds Available 294 *Annual 43% 101% 12% 18% 19% 28% 10% 17% 295 "Cumulative 5% 7% 8% 10% 11% 13% 12% 13% * Calculated values. Page 57 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 CWSRF Funds Available for Projects 282 *Annual (New Funds) 66,802,615 52,066,913 58,801,423 52,534,847 35,434,302 89,628,899 79,143,989 53,844,380 283 "Cumulative 483,946,504 536,013,417 594,814,840 647,349,687 682,783,989 772,412,888 851,556,877 905,401,257 CWSRF Assistance as a % of Funds Available 284 *Annual 41% 149% 55% 43% 19% 148% 292% 458% 285 "Cumulative 133% 134% 126% 120% 114% 118% 134% 154% Outlays as a % of Capitalization Grants 286 *Annual 128% 139% 105% 43% 14% 190% 199% 133% 287 "Cumulative 98% 99% 100% 97% 84% 87% 94% 95% Disbursements as a % of Funds Available 288 *Annual 109% 148% 109% 81% 84% 23% 84% 174% 289 "Cumulative 90% 96% 97% 96% 95% 87% 86% 92% Construction Starts as a % of Funds Available 290 *Annual 133% 42% 66% 43% 50% 129% 90% 579% 291 "Cumulative 143% 133% 126% 120% 116% 117% 115% 142% Initiation of Operations as a % of Funds Available 292 *Annual 186% 95% 428% 49% 251% 14% 147% 57% 293 "Cumulative 72% 75% 110% 105% 112% 101% 105% 102% Loan Principal Repayments as a % of Funds Available 294 *Annual 21% 40% 41% 53% 84% 35% 42% 68% 295 "Cumulative 14% 16% 19% 22% 25% 26% 27% 30% * Calculated values. Page 58 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 CWSRF Funds Available for Projects 282 *Annual (New Funds) 107,346,164 65,357,282 52,414,432 101,801,083 33,001,361 65,061,413 40,854,419 54,356,244 283 "Cumulative 1,012,747,421 1,078,104,703 1,130,519,135 1,232,320,218 1,265,321,579 1,330,382,992 1,371,237,411 1,425,593,655 CWSRF Assistance as a % of Funds Available 284 *Annual 50% 153% 0% 49% 166% 204% 39% 19% 285 "Cumulative 143% 143% 137% 130% 130% 134% 131% 127% Outlays as a % of Capitalization Grants 286 *Annual 107% 63% 87% 251% 42% 156% 91% 109% 287 "Cumulative 96% 95% 94% 100% 98% 100% 100% 100% Disbursements as a % of Funds Available 288 *Annual 60% 87% 164% 58% 118% 73% 156% 76% 289 "Cumulative 88% 88% 92% 89% 90% 89% 91% 90% Construction Starts as a % of Funds Available 290 *Annual 120% 134% 98% 23% 185% 191% 58% 36% 291 "Cumulative 140% 140% 138% 128% 130% 133% 131% 127% Initiation of Operations as a % of Funds Available 292 *Annual 110% 58% 627% 13% 350% 81% 40% 110% 293 "Cumulative 103% 100% 125% 116% 122% 120% 117% 117% Loan Principal Repayments as a % of Funds Available 294 *Annual 36% 63% 84% 49% 156% 88% 148% 109% 295 "Cumulative 30% 32% 35% 36% 39% 42% 45% 47% * Calculated values. Page 59 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Disbursements as a % of CWSRF Assistance 296 *Annual 297 "Cumulative - - 24% 24% 105% 56% 88% 67% 51% 60% 326% 81% Construction Starts as a % of CWSRF Assistance 298 *Annual 299 "Cumulative - - 63% 63% 124% 87% 81% 85% 106% 94% 96% 94% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 301 "Cumulative - - 2% 2% 74% 31% 127% 63% 40% 53% 242% 67% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 303 "Cumulative - - 0% 0% 1% 0% 2% 1% 4% 2% 22% 4% Initiation of Operations as a % of Construction Starts 304 *Annual 305 "Cumulative - - 4% 4% 60% 35% 157% 74% 37% 56% 252% 72% * Calculated values. Page 60 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Disbursements as a % of CWSRF Assistance 296 *Annual 59% 113% 97% 103% 76% 91% 23% 248% 297 "Cumulative 75% 81% 83% 87% 85% 86% 48% 59% Construction Starts as a % of CWSRF Assistance 298 *Annual 108% 116% 63% 132% 76% 111 % 98% 92% 299 "Cumulative 97% 100% 95% 101% 98% 100% 99% 98% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 102% 60% 100% 52% 81% 73% 8% 80% 301 "Cumulative 75% 73% 77% 73% 74% 74% 34% 37% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 15% 22% 26% 18% 19% 20% 2% 35% 303 "Cumulative 6% 9% 11% 12% 13% 14% 7% 9% Initiation of Operations as a % of Construction Starts 304 *Annual 95% 52% 159% 40% 106% 66% 9% 87% 305 "Cumulative 78% 73% 81% 72% 76% 74% 35% 38% * Calculated values. Page 61 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Disbursements as a % of CWSRF Assistance 296 *Annual 263% 99% 197% 186% 439% 16% 29% 38% 297 "Cumulative 68% 71% 77% 80% 83% 73% 64% 60% Construction Starts as a % of CWSRF Assistance 298 *Annual 321% 28% 119% 100% 260% 87% 31% 126% 299 "Cumulative 108% 99% 100% 100% 101% 99% 85% 93% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 451% 64% 773% 112% 1303% 10% 50% 13% 301 "Cumulative 55% 56% 87% 87% 98% 85% 78% 67% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 50% 27% 74% 123% 435% 24% 14% 15% 303 "Cumulative 10% 12% 15% 18% 22% 22% 20% 19% Initiation of Operations as a % of Construction Starts 304 *Annual 140% 228% 651% 112% 501% 11% 164% 10% 305 "Cumulative 51% 56% 87% 87% 97% 86% 92% 72% * Calculated values. Page 62 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Disbursements as a % of CWSRF Assistance 296 *Annual 120% 57% - 118% 71% 36% 403% 391% 297 "Cumulative 62% 62% 67% 69% 69% 66% 69% 71% Construction Starts as a % of CWSRF Assistance 298 *Annual 238% 87% - 47% 111 % 94% 150% 183% 299 "Cumulative 98% 97% 101% 99% 99% 99% 99% 100% Initiation of Operations as a % of CWSRF Assistance 300 *Annual 219% 38% - 26% 211% 40% 103% 567% 301 "Cumulative 72% 70% 91% 89% 93% 89% 89% 92% Loan Principal Repayments as a % of CWSRF Assistance 302 *Annual 71% 41% - 99% 94% 43% 382% 561% 303 "Cumulative 21% 23% 25% 28% 30% 31% 34% 37% Initiation of Operations as a % of Construction Starts 304 *Annual 92% 43% 641 % 55% 189% 42% 68% 310% 305 "Cumulative 74% 72% 91% 90% 94% 90% 90% 92% * Calculated values. Page 63 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 1988 1989 1990 1991 1992 1993 1994 1995 1996 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative - 0% 0% 305% 292% 233% 246% 260% 252% 208% 234% 142% 194% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative - 0% 0% 48% 33% 25% 29% 45% 33% 296% 53% -238% 59% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative - - 24% 24% 105% 56% 88% 67% 51% 60% 326% 81% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital - - 574,671 -14,944,367 -46% -5,523,298 -20,467,665 -41 % 366,917 -20,100,747 -31% 12,877,691 -7,223,056 -9% 4,014,358 -3,208,698 -4% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 0 0 0 0 0 0 0 0 0.0% -16,332 -16,332 -0.1% -101,591 -117,923 -0.2% -250,440 -368,363 -0.6% 125,119 -243,244 -0.3% 374,214 130,970 0.2% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 64 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 1997 1998 1999 2000 2001 2002 2003 2004 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 157% 186% 188% 187% 151% 180% 217% 187% 193% 187% 197% 189% 390% 222% 896% 270% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 275% 72% 451% 82% 48% 75% 102% 79% 99% 81% 139% 87% 428% 168% 48% 147% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 59% 75% 113% 81% 97% 83% 103% 87% 76% 85% 91% 86% 23% 48% 248% 59% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 8,863,544 5,654,846 6% 10,997,436 16,652,282 16% 5,032,033 21,684,315 19% 14,309,028 35,993,343 29% 16,278,850 52,272,193 38% 23,793,846 76,066,039 52% 338,980,370 415,046,409 262% 24,417,029 439,463,438 260% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital 680,036 811,006 0.8% 1,088,994 1,900,000 1.8% 1,820,318 3,720,318 3.2% 1,969,481 5,689,799 4.5% 2,285,937 7,975,736 5.8% 2,066,367 10,042,103 6.8% 1,960,760 12,002,863 7.6% -1,037,268 10,965,595 6.5% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR * Calculated values. Page 65 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 2005 2006 2007 2008 2009 2010 2011 2012 Financial Indicators Federal Return on Investment 306 *Annual 638% 767% 1045% 1377% 703% 241 % 243% 710% 307 "Cumulative 299% 329% 356% 375% 383% 376% 359% 380% Executed Loans as a % of Funds Available 308 *Annual 41% 149% 55% 43% 19% 148% 292% 458% 309 Cumulative 133% 134% 126% 120% 114% 118% 134% 154% Disbursements as a % of Executed Loans 310 *Annual 263% 99% 197% 186% 439% 16% 29% 38% 311 Cumulative 68% 71% 77% 80% 83% 73% 64% 60% Additional Loans Made Due to Leveraging 312 *Annual 18,506,830 67,256,817 24,180,889 8,271,545 -28,928,831 121,714,975 213,256,121 229,521,035 313 Cumulative 457,970,268 525,227,085 549,407,974 557,679,519 528,750,688 650,465,663 863,721,784 1,093,242,819 314 Cumulative Additional Loans as a % of Contributed Capital 255% 279% 281% 273% 224% 270% 335% 406% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 1,731,764 230,266 1,159,056 2,587,168 1,203,408 1,410,421 -2,634,071 1,019,605 319 Cumulative 12,697,359 12,927,625 14,086,681 16,673,849 17,877,257 19,287,678 16,653,607 17,673,212 320 Cumulative Retained Earnings as a % of Contributed Capital 7.1% 6.9% 7.2% 8.2% 7.6% 8.5% 6.9% 7.0% Subsidy Information from CBR as of Report Date 321 Grant Amount 0 0 0 0 322 Negative Interest 0 0 0 0 323 Principal Forgiven 0 13,157,301 2,048,980 918,782 324 * Total Annual Subsidy 0 13,157,301 2,048,980 918,782 325 * Total Cumulative Subsidy 0 13,157,301 15,206,281 16,125,063 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 0 750,000 866,864 2,676,313 327 Energy Efficiency 0 4,262,920 7,854,556 3,612,154 328 Water Conservation 0 0 0 0 329 Green Innovative 0 250,000 0 55,815 330 * Total Annual GPR 0 5,262,920 8,721,420 6,344,281 331 * Cumulative GPR 0 5,262,920 13,984,340 20,328,621 * Calculated values. Page 66 of 67 11/30/2020 ------- Clean Water SRF Program Information for the State of Rhode Island Fund Analysis For the Reporting Year Ending June 30 of: 2013 2014 2015 2016 2017 2018 2019 2020 Financial Indicators Federal Return on Investment 306 *Annual 307 "Cumulative 638% 391% 1009% 406% 1054% 428% 251% 412% 1031% 421% 341 % 417% 649% 425% 356% 422% Executed Loans as a % of Funds Available 308 *Annual 309 Cumulative 50% 143% 153% 143% 0% 137% 49% 130% 166% 130% 204% 134% 39% 131% 19% 127% Disbursements as a % of Executed Loans 310 *Annual 311 Cumulative 120% 62% 57% 62% 67% 118% 69% 71% 69% 36% 66% 403% 69% 391% 71% Additional Loans Made Due to Leveraging 312 *Annual 313 Cumulative 314 Cumulative Additional Loans as a % of Contributed Capital 29,414,206 1,122,657,025 400% 80,974,146 1,203,631,171 413% -19,669,559 1,183,961,612 391% 36,049,297 1,220,010,909 388% 26,237,063 1,246,247,972 384% 101,508,886 1,347,756,858 402% -24,314,985 1,323,441,873 380% -23,346,220 1,300,095,653 360% Sustainability (Retained Earnings) Excludes Subsidy 318 *Annual 319 Cumulative 320 Cumulative Retained Earnings as a % of Contributed Capital -966,871 16,706,341 6.3% -1,086,992 15,619,349 5.7% -880,916 14,738,433 5.2% 182,626 14,921,059 5.0% 9,790,129 24,711,188 8.1% 3,363,086 28,074,274 8.9% 6,788,077 34,862,351 10.6% 3,386,185 38,248,536 11.2% Subsidy Information from CBR as of Report Date 321 Grant Amount 322 Negative Interest 323 Principal Forgiven 324 * Total Annual Subsidy 325 * Total Cumulative Subsidy 0 0 527,198 527,198 16,652,261 0 0 1,012,070 1,012,070 17,664,331 0 0 0 0 17,664,331 0 0 512,070 512,070 18,176,401 0 0 896,200 896,200 19,072,601 0 0 889,200 889,200 19,961,801 0 0 1,000,000 1,000,000 20,961,801 0 0 77,700 77,700 21,039,501 Green Project Reserve (GPR) from CBR as of Report Date 326 Green Infrastructure 327 Energy Efficiency 328 Water Conservation 329 Green Innovative 330 * Total Annual GPR 331 * Cumulative GPR 4,134,447 547,450 0 0 4,681,897 25,010,518 0 1,836,500 0 0 1,836,500 26,847,018 0 0 0 0 0 26,847,018 0 941,000 0 0 941,000 27,788,018 896,200 0 0 0 896,200 28,684,218 889,200 0 0 0 889,200 29,573,418 1,000,000 0 0 0 1,000,000 30,573,418 77,700 0 0 0 77,700 30,651,118 * Calculated values. v. 06.11.2020 Page 67 of 67 11/30/2020 ------- |