EFAB Recommendations and EPA Responses

Updated January 2023

Evaluating Stormwater Infrastructure Funding and Financing
March 30, 2020

htips://www.epg.gov/sites/production/files/2020-04/documents/efab-evaluatina stormwater infrastructure funding and financing.pdf

Overarching EPA Response

•	Acknowledgement Letter (signed bv OWM Director, Julv 16, 2020)

o Acknowledges satisfaction of AWIA Section 4101 requirement of Stormwater

Infrastructure Funding Task Force
o Commits to providing copy of EPA Report to Congress as required under
AWIA Section 4101

•	EPA Report to Congress

o Delivered to Congress June 6, 2022

EFAB Recommendation

EPA Response

Develop a new and enhanced construction grant program specifically for stormwater
projects, similar to the federal Municipal Construction Grants Program that funded the
construction of wastewater treatment plants.

EPA finalized the Sewer Overflow and Stormwater Municipal Grant program. This new grant
program will provide funding for critical stormwater infrastructure projects in communities
including combined sewer overflows (CSO) and sanitary sewer overflows (SSO). Grants will be
awarded to states, which will then provide sub-awards to eligible entities for projects that
address infrastructure needs for CSOs, SSOs, and stormwater management.

States are required to prioritize funding projects for communities that are financially
distressed, have a long-term municipal CSO or SSO control plan, or for projects that have
requested a grant on their Clean Water State Revolving Fund (CWSRF) Intended Use Plan. The
program has received $161 million in funding since FY 2020.

Increase annual funding allocation for and modify the Clean Water Act section 319(h)
grant program to allow and encourage local capacity building, utility fee study and
implementation and asset management, and remove restrictions on use of grant funds
for MS4 permit compliance.

While many of the revisions listed would require congressional action, EPA is working to
promote the use of 319 programs in partnership with traditionally funded SRF projects and
vice versa. The CWSRF and NPS Programs partnered to produce a Best Practices Guide for
using CWSRF to address NPS needs. Several technical assistance pilots are happening over the
next year to promote this integrated funding approach.

Provide additional funds for the CWSRF and Water Infrastructure Finance and Innovation
Act (WIFIA) programs specifically for stormwater. The CWSRF and WIFIA programs are
integral tools among the many infrastructure financing options available to communities.
Whether stormwater receives consideration of its own through a new SRF program or

EPA is evaluating options responsive to this recommendation, in addition to highlighting the
case studies and current uses of CWSRF and WIFIA for stormwater.


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receives less restrictive eligibility considerations and larger appropriations within the
existing CWSRF, it is the view of the Task Force that stormwater would benefit from a
separate, additive, recurring financial commitment from EPA. This would provide
communities an incentive to create dedicated funding sources to demonstrate financial
capacity and capabilities, while still retaining the flexibility and local control as to the
actual method for repayment. This could be achieved by the implementation of one or
more of the following, each of which has associated risks and opportunities:

I.	Create a specific stormwater set-aside in the existing CWSRF framework and
increase awareness/guidance on the CWSRF for stormwater projects, including
the Green Project Reserve program.

II.	Create a "One Water" SRF with amounts allocated to drinking water, clean
water and stormwater.

III.	Create a new SRF program exclusive to stormwater programs and projects.

IV.	Expand the existing WIFIA program (e.g., explicit references to stormwater
project eligibility, priority points for stormwater projects, lower project
minimums for bundled stormwater projects) to allow funding for more
stormwater projects or fund the Army Corps of Engineers (USACE) Corps Water
Infrastructure Financing Program (CWIFP), also established in 2014.



Create a federal funding program (similar to the Low Income Home Energy Assistance
Program [LIHEAP]) to help address household affordability issues for customers who are
economically challenged in paying their water related charges, including stormwater.

The federal Low Income Housing Water Assistance Program has been funded in two separate
Acts for a total of $1.186B. The program is being administered by HHS with assistance from
EPA in a similar approach and program eligibilities to LIHEAP. HHS has an interactive
dashboard, with success stories and funding allocation updates on their website.
https://www.acf.hhs.gov/ocs/programs/lihwap

Provide funding to educate elected officials, professional administrative leaders and the
public on the benefit and need for sustainable local stormwater funding and
organizational capacity through, for example, the creation of stormwater utilities or the
expansion of existing utilities into the stormwater sector. Sustainable funding for
stormwater infrastructure builds long-term financial capacity, improves operational
performance and over time produces results for citizens and residents. For over two
hundred years, this has been the experience with drinking water and wastewater utilities
in this country. The educational goals for these three audiences are to demonstrate that
stormwater management investment directly benefits the health, safety and economic
opportunity for citizens and residents through the overall improvement of water quality
and resiliency of communities.

EPA is producing an interactive learning module geared towards educating city officials and
watershed managers about innovative stormwater financing options. These will include pay-
for-performance, in lieu fees, and generating private sector funding. The learning module will
include sections focused on the importance of dedicated revenue streams and long-term
funding strategies. EPA has also developed a training on how to engage local community and
key stakeholders to develop stormwater utilities that is publicly available. EPA will be hosting
a train-the-trainer on how to use this approach across the country.


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Provide technical assistance and funding to help communities create and maintain
sustainable and legally defensible funding sources and increase operational efficiency.
This could include assistance with funding need assessments, organization analysis, grant
applications, affordability assessments, integrated planning and/or establishing revenue
instruments.

EPA has recently announced technical assistance that is available for free to communities
through 29 Environmental Finance Centers. This technical assistance is aimed to change the
odds for communities around the country who have not previously accessed SRF funding. This
includes assistance for stormwater and green infrastructure SRF eligible projects.

Provide for a common application for different federal grants applicable to stormwater
across all federal agencies.

EPA is working with the Environmental Finance Centers to evaluate and streamline federal
reporting requirements for grants and loans. The EFC will produce a public tool to help under-
resourced communities more efficiently apply for and meet grant and loan requirements and
streamline the administrative burden they face.

Provide funding to build and maintain a compendium of case studies and other resources
to assist users to identify successful stormwater funding and financing approaches.

EPA is building on the case studies developed by the EFAB workgroup. These case studies will
all be presented on a new, interactive website that will allow users to search based on
geographic area, community size and funding source type.

Promote innovative financing, such as pay-for-performance or nutrient trading, to help
reduce costs and create efficiencies, (included in the EFAB report cover letter, not in the
full report)

EPA is working with the Freshwater Trust and other organizations in a workgroup to ground
truth and develop a framework for innovative nutrient financing approaches with a focus on
market driven financing. This workgroup will provide recommendations and strategies that
could be used to help incentivize private sector financing along with public financing.


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