Last Updated - April 2020

TSCAFEES
AMENDING INITIAL RESPONSE IN CDX

Step-By-Step Instructions For
Amending Self-Identification and Other Certifications

AS PART OF THE INITIAL RESPONSE FOR EPA-lNITIATED RISK EVALUATIONS

40 CFR 700.45(B)(5)

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Step 1. Log into CDX (https://cdx.epa.gov,)

For general questions about CDX; see the "FAQ" or "Help" tabs, or the "Contact Us" link at the
top of the screen.

The CDX link is also available on the TSCA Fees website at www.eDa.gov/TSCA-fees under the
"Reporting and Paying Fees" section

vvEPA

United States Environmental Protection Agency

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CDX: Central Data Exchange

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1

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Warning Notice and Privacy Policy

Welcome

Welcome to the Environmental Protection Agency (EPA) Central Data Exchange (CDX) - the Agency's electronic reporting site. The
Central Data Exchange concept has been defined as a central point which supplements EPA reporting systems by performing new
and existing functions for receiving legally acceptable data in various formats, including consolidated and integrated data.

Warning Notice and Privacy Policy

Warning Notice

In proceeding and accessing U.S. Government information and information systems, you acknowledge that you fully understand and consent to
all of the following:

1.	you are accessing U.S. Government information and information systems that are provided for official U.S. Government purposes only;

2.	unauthorized access to or unauthorized use of U.S. Government information or information systems is subject to criminal, civil,
administrative, or other lawful action;

3.	the term U.S. Government information system includes systems operated on behalf of the U.S. Government;

4.	you have no reasonable expectation of privacy regarding any communications or information used, transmitted, or stored on U.S.
Government information systems;

5.	at any time, the U.S. Government may for any lawful government purpose, without notice, monitor, intercept, search, and seize any
authorized or unauthorized communication to or from U.S. Government information systems or information used or stored on U.S.

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Step 2. Open the "CSPP: Submissions for Chemical Safety and Pesticide
Programs" link as the Primary Authorized Official

Lvyycu in oa wuiu/lim iuiu uuu

Status » Program Service Name	» Roje

CSPP: Submissions for Chemical	Accreditation Body fAB)

Safety and Pesticide Programs	Authorized Official

S CSPP: Submissions for Chemical	Accreditation Body fAB)

Safety and Pesticide Programs	Support

CSPP: Submissions for Chemical Primary Authorized Official
^^_^^J5afety_andjjffitiddeiPro2rams^^^^^^_^^^^^^_

&

CSPP: Submissions for Chemical
Safety and Pesticide Programs

Prinw Support

&

CSPP: Submissions for Chemical
Safety and Pesticide Programs

Secondary Authorized
Official

a

CSPP: Submissions for Chemical
Safety and Pesticide Programs

Third-Partv Certifier fTPCl
Authorized Official

a

CSPP: Submissions for Chemical
Safety and Pesticide Programs

Third-Partv Certifier fTPCl
Support

:

TRIMEweb: Toxic Release Inventory
Made Easy Web

TRI-MEweb (Certify™
Official)

Add Program Service ¦ Manage Your Program Services

See the status for all program services

News and Updates

No news/updates,

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Step 3. Select "TSCA Risk Evaluation Rule" from the drop-down list and click

OK"

CHEMICAL INFORMATION SUBMISSION SYSTEM

TSCA Chemical Data Reporting (CDR)

TSCA Section 5 Notices and Supports - ePMN

TSCA Section 4

TSCA Section 8(e) Notice

TSCA Section 12(b)

TSCA Section 8(a) Nanoscale Materials

TSCA Section 8(b) - Notice of Activity

j'		—:		 j

TSCA Risk Evaluation Rule

Mercury Electronic Reporting - MER
TSCA Chemical Data Reporting (CDR) 2020

Welcome to the EPA's Chemical
drop-down menu.

TSCA FYI Submission

;e select an application from the

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Step 4. Click on the Lock icon in the Action column for the submission you need
to amend.

The lock icon should appear to be locked. If the icon is appearing as unlocked\ this step can be
ignored.

Submission History

Show | 10 t entries	Search:

Form Alias Ji

Form Type

Case
Number

Submission
Date

Status

Action

EIRE-20191204-
10:09:15

EPA Initiated Risk
Evaluation

El RE-19-
0011

12/19/2019

In Progress

i m

Eval for
Formaldehyde

Manufacturer Requested
Risk Evaluation

MRRE-17-

0007

06/27/2017

Completed

± <2

Fees Test
Submission

Manufacturer Requested
Risk Evaluation

MRRE-18-
0029

06/24/2019

Failed - Awaiting
Payment

± $

IR-20191114-
11:46:45

Initial Response

IR-19-0006

12/17/2019

In Progress

± i6













IR-20200210-
12:16:23

Initial Response

IR-20-0007

03/30/2020

Completed

i a





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Step 5. Click "Ok" to confirm unlocking of the submission.

Clicking 'Cancel' will end the process of unlocking the submission.

Attention

This will begin the amendment process. Please be aware that
once this form is unlocked, the only way to lock it again is to
resubmit it to EPA. Do you wish to proceed?

Cancel

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Step 6. Enter your Passphrase and click "Continue".

HOME USER MANAGEMENT

TSCA Risk Evaluation Eval for Formaldehyde
Enter Passphrase

Form Alias

Eval for Formaldehyde

Enter Passphrase

>



V



A You are responsible for remembering your passphrase!

If you lose or forget your passphrase, you will not be able to access your Risk Evaluation Form
to print, submit, or make changes. You will also not be able to make a payment or access an
invoice without the passphrase. You will need to complete a new Risk Evaluation Form and
create a new passphrase for the form. For security reasons, the system administrator will not
have access to your passphrase and will not be able to retrieve it or reset it.

/

		N

Cancel 1

Continue

LI

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Step 7. Enter your reason for amending the submission. Edit contact
information if necessary and click "Continue".



\

HOME

USER MANAGEMENT

TSCA Risk Evaluation IR-20191114-11:46:45

Step 1 Step 2

Contact

Company

Contact

* Amendment Explanation

test

Submission Alias

IR-20191114-11:46:45

Please do not include CBI information in the Submission Alias field.

Contact (U.S./non-U.S.)	~ cbi

Copy From CDX

- First Name

C

- Last Name

G

Position

- ComDanv Name

H Save ~ Validate

Preview Gf Submit

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Step 8. Edit your company information if necessary and click "Continue".

This screen includes the certification as to whether the company is a "small business concern"
For more information on how to determine whether your company is a "small business concern"
as defined in the TSCA Fees Rule, see our website at httos://www.epa.gov/tsca-fees/tsca-fees-
and-small-businesses





HOME

USER MANAGEMENT

t

| Company

Response Information Submitting Official Information Certification

Company

Manufacturer/Importer (in U.S.)

* Company Name

I ~ CBI

* Mailing Address 1

Mailing Address 2





* City

* State





Please select a state...

T

* Postal Code

* Country





United States

T

-	Company Size Certification

The company named above is not a "small business concern" as defined under 40 CFR 700.43.

O The company named above is a "small business concern" as defined under 40 CFR 700.43.

* The criteria for a "small business concern" has been changed in the final fees rule. View the full definition of a small business concern. A PDF version of the final fees rule is available at
https://www.regulations.gov/contentStreamer?documentld=EPA-HQ-OPPT-2016-0401-0072&contentType=pdf

-	Will you be joining a consortium?

Q Yes
O No
O Not sure

[ Previous l I

HSave ^Validate O Preview G Submit

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Step 9. Edit the "Response Option" if necessary and click "Continue".

Options include Self-Identification"Certification of No Manufactureor "Certification of
CessationSee next page for closer view.

For specific questions on how to respond, please review EPA's FAQs on reporting for EPA-
Initiated Risk Evaluations on our website at www.epa.gov/tsca-fees.

There is an Additional Information" box below the Response Options for any additional
information companies feel necessary to provide. Note that EPA is not requiring any upfront
submission of supporting information for purposes of completing the Initial Response.

1 H0ME USERMANAGEMENT







ICG.a

wstest (Primary Authorized Olidar) 1

TSCA Risk Evaluation IR-20200210-12:16:23

¦ Response Information

¦ Submitting Official Information

Certification

Substantiating CBI Claims





Response Information

Please select the Risk Evaluation Activity you are responding to in the drop-down below.
- Risk Evaluation Activity

Response Options
/"

Self-Identification - 40 CFR 700.45(b)(5): I represent a company that is a manufacturer or importer of the chemical substance subject to this Risk Evaluation Activity I understand the fee obSgation for this activity
The company was included on the Preliminary List.

The company was not included on the Preliminary List

Certification of No Manufacture - 40 CFR 700.45(b)(5)(n«): I represent a company that was included In error on EPA's Preliminary List of responsible fee payers for this Risk Evaluation Activity I certify that the company has not manufactured or imported the chemical substance subject to the Risk Evaluation Acfivity at any point in the five-year penod preceding
publication of the Preliminary List The company s not subject to fee obligations for this activity.

Certification of Cessation - 40 CFR 700.45fb)(S)(ii): I represent a company that was a manufacturer or importer of the chemical substance subject to this Risk Evaluation Activity, and either was or was not included on the Preliminary List. I certify that Bie company has ceased manufacturingi'importing the chemical substance prior to initiation of the prioritization process
for Bie chemical substance (March 21,2019) and further certify that the company will not manufacture or import the chemical substance again for at least five years from the date of this certification The company is not subject to fee obligations for this activity.

Additional Information and Attachments (Only if Requested by Agency)

Page Count

No document information found

Additional Information

HSave ~Validate 8Preview C7Submit

Raise a Bug COX Links . COX Hetpdesk: (888) 890-1995

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Response Options*

Self-Identification - 40 CFR 700.45(b)(5): I represent a company that is a manufacturer or importer of the chemical substance subject to this Risk Evaluation
Activity. I understand the fee obligation for this activity.

The company was included on the Preliminary List.

The company was not included on the Preliminary List.

• Certification of No Manufacture - 40 CFR 700.45(b)(5)(iii): I represent a company that was or was not included on the Preliminary List. I certify that the

company EITHER has not manufactured or imported the chemical substance subject to the Risk Evaluation Activity at any point in the five-year period preceding
publication of the Preliminary List, OR falls into one or more of the following categories: (1) imports the chemical in an article, (2) produces the chemical as a
byproduct, or (3) produces or imports the chemical as an impurity.

***Based on this certification, the company should not be included on the final list of responsible fee payers subject to fee obligations for this activity.
Certification of Cessation - 40 CFR 700.45(b)(5)(ii): I represent a company that was a manufacturer or importer of the chemical substance subject to this Risk
Evaluation Activity, and either was or was not included on the Preliminary List. I certify that the company has ceased manufacturing/importing the chemical
substance prior to initiation of the prioritization process for the chemical substance (March 21, 2019) and further certify that the company will not manufacture or
import the chemical substance again for at least five years from the date of this certification. The company is not subject to fee obligations for this activity.

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Step 10. Confirm "Submitting Official" information and click "Continue'

HOME USER MANAGEMENT

TSCA Risk Evaluation IR-20200210-12:16:23

Step 1	Step 2	Step 3

Contact	Company	Response Information

Submitting Official Information

The information below has been pre-populated from CDX registration If the information listed is incorrect please make the appropriate edits to your user information in CDX registration
Check the associated checkbox to confirm your acknowledgement of the legally responsible certification statement and activate the Continue' button

~ Submitter is CBI

First Name:

Last Name:

Company Name:

Phone Number:

Email:

Mailing Address 1:

City:

State:

Postal Code:

Country:

St£

Ce

c
G

Christest

2025640710

clg6783@gmail.com

123 Main Street

City

WA

12345

US

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Step 11. Certify as to completeness and accuracy of submission and click
"Continue".

TSCA Risk Evaluation IR-20200210-12:16:23

Step 1	Step 2	Step 3

Contact	Company	Response Information

Step 4

Submitting Official Information

Step 5

Submission of Referenced Information

Upon request I commit to provide to EPA any referenced information contained in this request
I certify that to the best of my knowledge and belief:

This confirmation is required to proceed with the submission process
I certify to the above statement. ~

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Step 12. Substantiate any Confidential Business Information (CBI) Claims and
click "Start Submission Process".

Note that this screen will riot be generated unless information in your response is claimed CBI,
Click on "Attach Document for CBI Substantiation" link and provide CBI substantiations as
required. Additional information on substantiating CBI claims can be found at

https://www.epa.gov/tsca-cbi.

HOME USER MANAGEMENT

TSCA Risk Evaluation IR-20200210-12:16:23

Contact	Company	Response Information	Submitting Official Information

Instructions for Substantiating Confidential Business Information (CBI) Claims

StepS

Certification

Substantiating CBI Claims

iv requirements for those making confidential

information (CBI) claims in TSCA

Among these requirements is an obligation to substantiate

The Frank R Lautenberg Chemical Safety for the 21st Century Act created a nun
most CBI claims at the time of submission.

Information which may be claimed as CBI without substantiation is identified at TSCA 14(c)(2). This information includes:

A. Specific information describing the processes used in manufacture or processing of a chemical substance, mixture, or article:

8 Marketing and sales information:

C. Information identifying a supplier or customer

D In the case of a mixture details of the full composition of the mixture and the respective percentages of constituents:

E Specific information regarding the use, function or application of a chemical substance or mixture m a process, mixture, or article;

F Specific production or import volumes of the manufacturer or processor and

G Prior to the date on which a chemical substance is first offered for commercial distribution, the specific chemical identity of the

information that would identify the specific chemical substance if the specific chemical identity was claimed as confidential at the time it
For other submissions where the submitter has claimed information as CBI, the submitter will be required to upload a document substantiating those CBI claims at the time of submission The substantiation document should provide EPA any information
believed to support the validity of the CBI claims In order to assist submitters in substantiating their CBI claims, EPA has developed substantiation templates that may be used as a starting point in preparing their CBI substantiations Submitters are
encouraged to use these substantiation template documents, but are not required to do so The templates and other information relating to substantiating CBI claims can be found at https://Vvww epa.goWtsca-cbi/what-information-tnclude-cbi-subsiantiations

The Agency is required to review and make a determination on the validity of many CBI claims. Failure to substantiate a CBI claim oi
of information. If you have any questions concerning the options or the substantiation process please contact:

a substantiation that does not adequately justify the claim may result in a denial of claims and subsequent public release

Scott Sherlock 202-564-8257. sherlock.scott@epa.gov
Jessica Barkas. 202-250-8880. barkas jessica@epa gov

If you believe all of the information you have claimed a
you believe substantiation is not required.

CBI is exempt from substantiation under TSCA section 14(c)(2) or has been previously substantiated, select the following "Substantiation Opt Out" checkbox and provide a detailed explanation why

Substantiation Opt-Out

O Attach Document for CBI Substantiation

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Step 13. Final Submission Process

Click on the blue "Start Submission Process" button and follow the steps to submit

TSCA Risk Evaluation IR-20200210-12:16:23

Contact	Company	Response Information	Submitting Official Information	Certification

Instructions for Substantiating Confidential Business Information (CBI) Claims

Substantiating CBI Claims

nents for those making confidential bi

is information (CBI) ct

nents is an obligation

:h may be claimed as CBI without substantiation is

id at TSCA 14(c)(2). This information in

A. Specific information describing the processes used in manufacture or processing of a chemical substance, mixture, or article;

B Marketing and sales information;

C Information identifying a supplier or customer

D In the case of a mixture details of the ftill composition of the mixture and the respective percentages of constituents:

E. Specific information regarding the use. function, or application of a chemical substance or mixture in a process, mixture, or article;

F Specific production or import volumes of the manufacturer or processor and

G Prior to the date on which a chemical substance is first offered for commercial distribution, the specific chemical identity of the chemical substance including the chemical name, molecular formula. Chei
information that would identify the specific chemical substance, if the specific chemical identity was claimed as confidential at the time it was submitted in a notice under TSCA 5
For other submissions where the submitter has claimed information as CBI. the submitter ivill be required to upload a document substantiating those CBI claims at the time of submission The substantiation document
believed to support the validity of the CBI claims In order to assist submitters in substantiating their CBI claims. EPA has developed substantiation templates that may be used as a starting point in preparing their CBI
encouraged to use these substantiation template documents, but are not required to do so The templates and other information relating to substantiating CBI claims can be found at httpstfwwwepa govrtsca-cbt/what-

Service number and
should provide

EPA any information

substantiations

The Agency is required to review and make a determination on the validity of many CBI claims. Failure to substantiate a CBI claim or a substantiation that does not adequately justify the claim may result in a denial of claims and subsequent public release
of information If you have any questions concerning the options or the substantiation process please contact
. Scott Sherlock. 202-564-8257 sherlock.scott@epa.gov
• Jessica Barkas. 202-250-8880. barkas jessica@epa gov

If you believe all of the information you have claimed as CBI is exempt from substantiation under TSCA section 14(c)(2) or has been previously substantiated, select the following 'Substantiation Opt Out" checkbox and provide a detailed explanation why
you believe substantiation is not required

Substantiation Opt-Out

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