Implementing the Pesticide Registration
Improvement Act - Fiscal Year 2017

Fourteenth Annual Report

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March 1, 2018


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Implementing the Pesticide Registration Improvement Act — Fiscal Year 2017

Maintenance Fees

Reregistration and Expedited Processing Fund

Under FIFRA section 4(i)(5)(C), Maintenance Fees, EPA is authorized to collect an aggregate
amount of $27,800,000 for each of fiscal years 2013 through 2017 to support certain activities.
Maintenance fees are a yearly product registration renewal fee. Since the per product
maintenance fee is a "fitted value" based on estimates of the number of products that will pay the
fee each year, aggregate amounts collected may be less than or greater than the authorized
$27,800,000 million in any particular year. In FY' 17, the agency collected $27,987,514 million.
From this amount collected, $627,902.00 (supporting 3.88 work years) was spent to carry out
new inert ingredient reviews under section 4(k)(3), and $2,576,217.94 (supporting 18.5 work
years) was spent to process fast track amendments and new products under FIFRA section
3(c)(3)(B).

The Pesticide Registration Improvement Extension Act of 2012 (PRIA 3) created a new set-
aside, which allows the agency to set aside up to $800,000 annually for enhancements of
information technology systems for improvements in review of pesticide applications. Included
in these IT improvements over the course of the PRIA 3 statutory timeframe are: 1) enhancing
the information systems capabilities to improve the tracking of pesticide registration decisions;
2) implementing a system for tracking conditional registrations; 3) enhancing the capability to
review labels submitted with registration actions electronically; 4) enhancing the database for
information regarding endangered species assessments for Registration Review; and 5) acquiring
and implementing the capability to electronically assess and evaluate Confidential Statements of
Formula submitted with registration actions.

EPA launched a new electronic system for pesticide applications, the Pesticide Submission
Portal (PSP) on September 1, 2015. This was the first step in a phased approach that will
ultimately allow EPA to accept all pesticide applications electronically, a move that will help
modernize the pesticide registration process, increase operational efficiencies and reduce paper
waste. EPA will continue to accept paper, CD and DVD applications but encourages applicants
to take advantage of this new, more efficient option.

In March 2017, EPA launched Phase 3 of the Pesticide Submission Portal.

EPA has added new features expanding the functionality of the portal, to include:

•	Adding Voluntary Data Submissions (VDS)

•	Changed 90-Day Response

•	Adding Gold Seal Letter Requests

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Implementing the Pesticide Registration Improvement Act — Fiscal Year 2017

•	Adding Copy of Record Change

•	Adding Registration Review Label (RRL) Submissions

EPA will continue to accept DCI-response submissions via paper but encourages applicants to
take advantage of this new, more efficient option.

During FY' 17, the agency expended roughly $48,333.52 on the portal development project;
however, while it is a critical component for the IT infrastructure, the funding used to support
this work was not drawn from the IT set-aside since it is not specifically listed as a PRIA 3
improvement in the statute. The portal development project involves enhancing the capability to
review labels submitted with registration actions electronically.

The agency's payroll obligations charged against the Reregi strati on and Expedited Processing
Fund to offset the cost of the reregi strati on and registration review programs and other
authorized pesticide programs were approximately $12,029,148 (supporting 83.7 work years).
The Fund has two types of receipts: fee collections and interest earned on investments. Interest
earned in FY' 17 totaled $147,691.78

Appropriated funds are also used in addition to Reregi strati on and Expedited Processing Fund
dollars. In FY'17, the Enacted Operating Plan expended $17,692,854.68 in appropriated
funds for reregi strati on and registration review program activities. These funds supported
109.8 work years.

The table below provides a summary of the expenditures over a six-year period.

The EPA's FY'12 through FY'17 Expenditures from the FIFRA Reregistration and

Registration Review Fund

Expenditures (in thousands) by Fiscal Year (FY)

For

2012

2013

2014

2015

2016

2017

Payroll

$16,829.4

$15,963.4

$17,853.5

$13,041.3

$10,890.9

$12,029.1

Contracts

$2,068.0

$549.6

$3,429.3

$4,508.4

$2,096.8

$1,651.9

IT Set-Aside

0.0

$182.7

$242.0

$0.0

$0.0

$0.0

Other Expenses

$1,434.8

$358.0

$2,365.7

$2,646.3

$1,206.1

$1,697.3

Total

$20,332.2

$17,053.7

$23,890.5

$20,196.0

$14,193.8

$15,378.3

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Implementing the Pesticide Registration Improvement Act — Fiscal Year 2017

Impact of Maintenance Fees on Small Businesses

Section 33(k)(4)(B) requires the EPA to report on the number of small businesses (paying
maintenance fees) that have 10 or fewer employees and annual average gross global revenues not
exceeding $2,000,000.

Companies with < $2,000,000 in avg. annual gross global revenues and < 10 employees

#of

# of products per

Average annual gross global

Average # of

companies

company

revenues (in thousands)

employees

187

1

$564 K

4.5

51

2

$668 K

7.4

27

3

$676 K

7.1

8

4

$930 K

2.8

7

5

$584 K

3.6

Section 4(i)(l)(F) provides for a 25% reduction in the maintenance fee for the first product of
any small business with:

(a)	< 500 employees,

(b)	< $10,000,000 in average annual gross global revenues, and

(c)	< 5 registered products.

In FY' 17 the EPA granted this 25% reduction in maintenance fees on the first product for:

•	280 small businesses with 1 registered product,

•	74 small businesses with 2 registered products,

•	42 small businesses with 3 registered products,

•	19 small businesses with 4 registered products,

•	10 small businesses with 5 registered products.

All the small businesses that submitted data indicating not more than 10 employees and not more
than $2,000,000 in average gross global revenues received the 25% fee reduction on their first
product. Some small businesses that submitted data indicating more than 10 employees (but fewer
than 500) and more than $2,000,000 million in revenues (but less than $10,000,000) also received
the 25% fee reduction. The total amount of maintenance fees foregone in FY' 17 by the granting of
this 25% reduction on the first product's fee is $373,150.

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