EPA 260-K-07-001
October 2008

Toxic Chemical Release
Inventory Reporting Forms
and Instructions

Revised 2008 Version

Section 313

of the Emergency Planning and
Community Right-to-Know Act

(Title III of the Superfund Amendments
and Reauthorization Act of 1986)


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Important Information for Reporting Year 2008

Table of Contents

New Information for Reporting Year 2008	v

Other Important Information for RY 2008	vi

TRI-ME 2008	vii

Web Sites and Points of Contact for Assistance	viii

A. General Information	1

A. 1 Who Must Report	1

A.2 How to Submit Forms	1

A.2.a. How to Submit Form R(s) and/or Form A(s) to EPA via the Internet (EPA's Central

Data Exchange (CDX))	1

A.2.b. How to Send Your Disks Containing Form R(s) and/or Form A(s)	2

A.2.c	How to Submit Paper Form R(s) and/or Form A(s)	3

A.3 Trade Secret Claims	3

A.4 Recordkeeping	4

A.5 How to Revise or Withdraw TRI Data	4

A.6 When the Report Must Be Submitted	7

A.7	How to Obtain the TRI Reporting Forms	7

B.	How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A....8

B.l Full-Time Employee Determination	8

B.2 Primary NAICS Code Determination	8

B.2.a.	Auxiliary Facilities	11

B.2.b. Multi Establishment Facilities	11

B.2.c. Property Owners	12

B.3 Activity Determination	12

B.3.a. Definitions of Manufacture, Process, and Otherwise Use	12

B.3.b. Persistent Bioaccumulative Toxic (PBT)	15

B.3.c. Activity Exemptions	16

B .4 Threshold Determinations	22

B.4.a. How to Determine if Your Facility Has Exceeded Thresholds	23

B.4.b. Threshold Determinations for On-Site Reuse Operations	24

B.4.C. Threshold Determinations for Ammonia	25

B.4.d. Threshold Determinations for Chemical Categories	25

B.4.e Threshold Determination for Persistent Bioaccumulative Toxic (PBT) Chemicals	26

B.4.f. Mixtures and Other Trade Name Products	26

B.5	Release and Other Waste Management Determinations for Metals, Metal Category Compounds,
and Nitrate Compounds	27

C.	Instructions for Completing TRI Form R	33

Part I. Facility Identification Information	33

Section 1. Reporting Year	33

Section 2. Trade Secret Information	33

Section 3. Certification	33

Section 4. Facility Identification	33

Section 5. Parent Company Information	35

Part II. Chemical Specific Information	36

Section 1. EPCRA Section 313 Chemical Identity	36

Section 2. Mixture Component Identity	37

Section 3. Activities and Uses of the EPCRA Section 313 Chemical at the Facility	37

Section 4. Maximum Amount of the EPCRA Section 313 Chemical On-site at Any Time

during the Calendar Year	39

Section 5. Quantity of the EPCRA Section 313 Chemical Entering Each Environmental

Medium On-site	40

Toxics Release Inventory Reporting Forms and Instructions	i


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Section 6. Transfers of the EPCRA Section 313 Chemical in Wastes to Off-Site Locations.. 48

Section 7. On-Site Waste Treatment, Energy Recovery, and Recycling Methods	57

Section 8. Source Reduction and Recycling Activities	64

D. Instructions for Completing Form R Schedule 1 (Dioxin and Dioxin-like Compounds)	76

D. 1 What is the Form R Schedule 1?	76

D.2 Who is required to file a Form R Schedule 1?	76

D.3	What information is reported on the Form R Schedule 1?	76

E.	Facility Eligibility Determination for Alternate Threshold and for Reporting on EPA Form
A	79

E. 1 Alternate Threshold	79

E.2 What is the Form A Certification Statement?	79

E.3 What Is the Annual Reportable Amount?	79

E.4 Recordkeeping	80

E.5 Multi establishment Facilities	80

E.6 Trade Secrets	80

E.7	Metals and Metal Category Compounds	80

F.	Instructions for Completing EPA Form A	82

Part I. Facility Identification Information	82

Section 1. Reporting Year	82

Section 2. Trade Secret Information	82

Section 3. Certification	82

Section 4. Facility Identification	82

Section 5. Parent Company Information	84

Part II. Chemical Identification	85

Section 1. Toxic Chemical Identity	85

Section 2. Mixture Component Identity	86

Index 	87

11

Toxics Release Inventory Reporting Forms and Instructions


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Important Information for Reporting Year 2008

Figures

Figure 1. EPCRA Section 313 Reporting Decision Diagram	14

Figure 2A. EPCRA Section 313 Non-PBT Chemical Reporting Threshold Worksheet	33

Figure 2B. EPCRA Section 313 Reporting Threshold Worksheet for PBT Chemicals with 100 Pound

Thresholds	34

Figure 2C. EPCRA Section 313 Reporting Threshold Worksheet for PBT Chemicals with 10 Pound

Thresholds	35

Figure 2D. EPCRA Section 313 Reporting Threshold Worksheet for Dioxin and Dioxin-Like Compounds

Chemical Category	36

Figure 3. Reporting EPCRA Section 313 Chemicals	43

Figure 4. Hypothetical Section6.2 Completed for Two Off-Site Locations	60

Figure 5. Hypothetical Section7A	64

Tables

Table I NAICS Codes	1-1

Table II EPCRA Section 313 Chemical List (including chemical categories)

for Reporting Year 2008	II-1

Table III State Abbreviations	Ill-1

Table IV Federal Information Processing Standards (FIPS) Codes	IV-1

Appendices

Appendix A Federal Facility Reporting Information	A-l

Appendix B Reporting Codes for EPA Form R and Instructions for Reporting Metals	B-l

Appendix C Facility Data Profiles and Common Errors in Completing Form R Reports and Form A

Certification Statements	C-l

Appendix D Supplier Notification Requirements	D-l

Appendix E TRI State Contacts	E-l

Appendix F TRI Regional Contacts	F-l

Appendix G Other Relevant Section 313 Materials	G-l

Appendix H Guidance Documents	H-l

Index

Toxics Release Inventory Reporting Forms and Instructions

in


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iv	Toxics Release Inventory Reporting Forms and Instructions


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Important Information for Reporting Year 2008

New Information for Reporting Year 2008

•	Please note that the 2008 version of the Toxics Release Inventory (TRI) Reporting Forms and Instructions
document supersedes previous versions of the document.

•	Reporting Year (RY) 2008 will be the last year that the TRI-ME desktop software will be offered. Starting
RY2009, EPA intends to offer only TRI-MEwcb.

•	Toxics Release Inventory (TRI) reporting requirements changed on March 11, 2009, as a result of a
change in federal law. The 2009 Omnibus Appropriations Act, returned TRI reporting requirements
back to the rules in effect prior to December 22, 2006. These changes affect TRI reports due July 1,

2009.

The change requires that all reports on persistent, bioaccumulative, and toxic (PBT) chemicals be
submitted on "Form R," the more detailed form. For all other chemicals the shorter form, "Form A"
may be used only if the "annual reporting amount" is 500 pounds or less and that the chemical was
manufactured, processed or otherwise used in an amount not exceeding 1 million pounds during the
reporting year. Refer to Section E.3 of this document for information regarding annual reportable
amounts for Form A.

•	New Reporting Requirements for Dioxin and Dioxin-like Compounds: Beginning with Reporting Year
2008 facilities that file reports for the dioxin and dioxin-like compounds category may also need to file a
Form R Schedule 1. The Form R Schedule 1 is a four-page form that mirrors the data elements from Form
R Part II. Chemical-Specific information Section 5, 6, and 8 (current year only). The Form R Schedule 1
requires the reporting of the individual grams data for each member of the dioxin and dioxin-like
compounds category and is submitted as an adjunct to the Form R. Facilities that have any of the
information required by Form R Schedule 1 must submit a Form R Schedule 1 in addition to the Form R.
Since the Form R Schedule 1 captures information on the individual members of the dioxin and dioxin-like
compounds category, EPA has removed Part II Section 1.4 of the Form R that required the reporting of a
single distribution of the members of the category.

•	Facilities will not be able to report Dioxin and Dioxin-like Compounds using the TRI-ME software.

Instead, they will either need to report using TRI-MEweb or via paper submissions.

•	IRI-MEweb will be available to all reporting facilities in RY 2008, including first time filers. TRI-MEweb
is a Web-based version of the popular TRI-ME reporting Software. Facility Technical Contacts will be
emailed an access key by February, 2009. Please note that, if you are using TRI-MEweb for the first time,
certifying officials must register for the application at https://cdx.epa.gov. This registration requires the
printing, completion, and mailing of an electronic signature agreement. Please allow adequate time
for the mailing and processing of this form, which is estimated to take a minimum of five (5) business
days.

TRI-MEweb can be accessed anywhere you have a connection to the Internet. Unlike the PC-based TRI-ME
software, TRI-MEweb requires no downloads or software installs. You no longer have to contact your
"system administrator" to get rights to install the software because it's on the Web!

TRI-MEweb is similar to its predecessor TRI-ME in that it assists you in preparing your forms, but TRI-
MEweb offers so much more. TRI-Ml'.\xcb is not only an interactive, intelligent, user-friendly reporting
application; it also provides many new features:

• Enhanced Data Quality and Validation	• Quick Lists

assistance	• Enhanced Section 8 Calculator

Toxics Release Inventory Reporting Forms and Instructions

v


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•	Prior Year revision capability

•	Trend Analysis Reports

•	Electronic withdrawals

•	Third Party Load

•	Multi-establishment reporting

•	First-time filer reporting

To learn more about this new solution to TRI reporting, please visit www.epa.gov/tri.

Other Important Information for RY 2008

• Public Availability of 2008 TRI Reports. EPA plans to issue an electronic Facility Data Release
(e-FDR) for RY 2008 in the fall of 2009. The e-FDR provides early access to the individual forms
submitted by regulated facilities. The annual Public Data Release for RY 2008, which includes
summary data, analyses, and trends, will be released by the Spring of 2010.

¦	Reporting by Federal Facilities. Executive Order (EO) 13148, pertaining to federal facilities has
been superseded by EO 13423, which was signed on January 24, 2007. Please refer to this new
EO and the associated Implementing Instructions. (See the TRI Web site for more information.)

¦	EPA's Audit Policy. If you discover your facility is or may have been in violation of Section 313
of EPCRA (TRI Reporting), please refer to EPA's Policy entitled, "Incentives for Self-Policing:
Discovery, Disclosure, Correction, and Prevention of Violations" (Audit Policy), 65 FR 19618,
April 11, 2000. You may qualify for having all gravity based penalties waived if your facility
meets all nine (9) conditions of the Audit Policy. For more information on EPA's Audit Policy,
see the Agency's Web site http://www.epa.gov/compliance/incentives/auditing/auditpolicy.html.

¦	EPA's Small Business Compliance Policy. If you have 100 or fewer employees and discover
that your facility is or may have been in violation of Section 313 of EPCRA (TRI Reporting),
please refer to EPA's Small Business Compliance Policy. EPA will eliminate or significantly
reduce penalties for small businesses that meet the conditions of the Policy, including voluntarily
discovering violations and promptly disclosing and correcting them. This Policy implements
Section223 of the Small Business Regulatory Enforcement Fairness Act (SBREFA) of 1996. For
more information, see the Agency's Web site

http://www.epa.gov/compliance/incentives/smallbusiness/index.html.

¦	North American Industry Classification System (NAICS) Codes. Facilities were first
required to report to TRI using NAICS codes in place of Standard Industry Classification (SIC)
codes for RY 2006. EPA published a rule to adopt OMB's 2007 NAICS codes beginning with
RY 2008, for TRI reporting forms that are due by July 1, 2009, facilities will be required to use
2007 NAICS codes. For a complete listing of covered TRI NAICS codes for RY 2008, including
NAICS codes changes, exceptions and limitations, refer to the TRI web page at

www. epa. gov/tri/lawsandre gs/naic/ncode s .htm

VI

Toxics Release Inventory Reporting Forms and Instructions


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Important Information for Reporting Year 2008

TRI-ME 2008 Software

***This is the last year the TRI-ME Software will be offered by EPA***

The TRI-ME 2008 software helps facilities in determining and completing their Emergency Planning and
Community Right-to-Know (EPCRA) Section 313 and Pollution Prevention Act (PPA) Section6607
obligations. TRI-ME is an interactive, intelligent, user friendly software tool that guides facilities through
the TRI reporting experience. By leading prospective reporters through a series of logically ordered
questions, TRI-ME streamlines the analysis needed to determine if a user must complete a Form R Report
or Form A Certification Statement for a particular chemical. For those facilities required to report, the
software provides the user with guidance for each data element on the reporting forms. Additionally, this
software has a one stop guidance feature, the TRI Assistance Library that allows users to search the
statute, regulations, and many EPCRA Section 313 guidance documents by key word. For the more
experienced reporter, TRI-ME allows direct data entry onto electronic versions of the Form R and Form A
Certification Statement. TRI-ME will check the data for common errors and then prepare the forms. All of
the information contained in this RY 2008 Reporting Forms and Instructions book is contained within
TRI-ME.

TRI-ME allows the user to submit the forms via the Internet through CDX or on diskette. TRI-ME
supports submitting electronically over the Internet using EPA's CDX without mailing any paper to EPA.

TRI-ME RY 2008 will not support the reporting of Dioxin and Dioxin-like Compounds due to the new
Form R Schedule 1 reporting requirements.

Toxics Release Inventory Assistance Library (TRIAL)

TRIAL is a searchable, indexed file that contains the statutes, the regulations, and most of the key
guidance documents a facility is likely to need for TRI reporting. TRIAL is integrated into TRI-Ml'.\xcb
and TRI-ME.

Can I Use or Load Past Year's data into TRI-ME1

You may load prior year data from Reporting Year 2007 submission diskettes or from TRI-ME Reporting
Year 2007 facility files. With few exceptions, all of your prior year data will be loaded directly into the
Reporting Year 2008 forms. To load Reporting Year 2006 data into TRI-ME 2008, you must first load
your data into TRI-ME 2007. If you have questions about loading data from 2005 or prior years, please
visit the TRI Web site at http://www.epa.gov/tri/contacts/contacts.htm.

Can I Use TRI-ME if I Have My Own TRI Software?

Yes. Some facilities have their own software or use private software to assist in preparing their TRI
reports. This "third party software" is often designed to produce output files that match EPA's Magnetic
Media File Formats (sometimes called the TRI 18 flat files). These file formats can be found on the TRI
Home page at . You may load these flat files directly into TRI-ME and then use TRI-
ME to check your forms for common errors. You can then also use TRI-ME to submit the forms to U.S.
EPA and your state.

Toxics Release Inventory Reporting Forms and Instructions

Vll


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Web Sites and Points of Contact for Assistance

Technical Support:

For TRI information and contacts for technical support refer to the "Contact Us" page at
www. epa.gov/tri/contacts/contacts .htm

Frequently Asked Questions (FAQ) Service:

TRI users can scan frequently asked questions or submit a new question through the TRI Programs FAQ
service. Access to the service is available from the "Contact Us" page on the TRI Web site:
http: //www .epa.gov/tri/contacts/contacts .htm..

TRI Reporting Materials:

You can use TRI-MEweb, TRI-ME and the TRI Assistance Library to electronically search and read TRI
guidance documents, including this document. The TRI Web site contains links and guidance on filling
out and submitting TRI reporting forms:
http: //www .epa.gov/tri/report/index.htm.

TRI Regional Contacts:

EPA Regional Coordinators often work closely with reporting facilities in their area providing training,
outreach, and assistance in completing forms. For a list of TRI Regional Coordinators, see Appendix F.

TRI State Contacts:

EPCRA Section 313 requires facilities to submit reports to both EPA and their state. For a list of state-
designated Section 313 contacts, see Appendix E.

Vlll

Toxics Release Inventory Reporting Forms and Instructions


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(IMPORTANT: Type or print; read instructions before completing form)

Form Approved OMB Number: 2070-0093

Approval Expires: 03/31/2011	Page 1 of 5

EPA

United States

Environmental Protection Agency

FORM R

Section 313 of the Emergency Planning and Community
Right-to-Know Act of 1986, also Known as Title III of the
Superfund Amendments and Reauthorization Act

TRI Facility ID Number

Toxic Chemical, Category or Generic Name

WHERE TO SEND COMPLETED FORMS: 1. TRI Data Processing Center

P. O. Box 1513
Lanham. MD 20703-1513

2. APPROPRIATE STATE OFFICE
(See instructions in Appendix E)

This section only applies if you are
revising or withdrawing a previously
submitted form, otherwise leave blank.

Revision (enter up to two code(s))

Withdrawal (enter up to two code(s))

IMPORTANT: See instructions to determine when "Not Applicable (NA)" boxes should be checked.

PART 1. FACILITY IDENTIFICATION INFORMATION

SECTION 1. REPORTING YEAR

SECTION 2. TRADE SECRET INFORMATION

2.1

Are you claiming the toxic chemical identified on page 2 trade secret?

~

Yes (Answer question 2.2;

Attach substantiation forms)

~

No

(Do not answer 2.2;
Go to Section 3)

2.2

Is this copy ~ Sanitized

(Answer only if "YES" in 2.1)

~

Unsanitized

SECTION 3. CERTIFICATION (Important: Read and sign after completing all form sections.)

I hereby certify that I have reviewed the attached documents and that, to the best of my knowledge and belief, the submitted information is true and
complete and that the amounts and values in this report are accurate based on reasonable estimates using data available to the preparers of this report.

Name and official title of owner/operator or senior management official:

Signature:

Date Signed:

SECTION 4. FACILITY IDENTIFICATION

4.1

TRI Facility ID Number

Facility or Establishment Name|

Facility or Establishment Name or Mailing Address (If different from street address)

Street

Mailing Address

City/County/State/Zip Code

Citv/State/Zip Code

Country (Non-US;

4.2

This report contains information for:

(Important: Check a or b: check c or d if applicable)

~

An entire
facility

~

Part of a
facility

~

A Federal
facility d.

~

GOCO

Telephone Number (include area code) |

4.3

Technical Contact Name

Email Address

T^Iephon^^umbe^m^lud^^re^^ode)]*"

4.4

Public Contact Name

Email Address

4.5

NAICS Code (s)
(6 digits)

Primary

4.6

Dun & Bradstreet
Number (s) (9 digits)

SECTION 5. PARENT COMPANY INFORMATION

5.1

Name of Parent Company

NA

~

5.2

Parent Company's Dun & Bradstreet Number

NA

~

EPA Form 9350 -1 (Rev. 08/2008) - Previous editions are obsolete.


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rRI Facility ID Number

FORM R

PART II. TOXIC CHEMICAL RELEASE INVENTORY REPORTING FORM

Toxic Chemical, Category or Generic Name

SECTION 1. TOXIC CHEMICAL IDENTITY	(Important: DO NOT complete this section if you completed Section 2 below.)

1.1

CAS Number (Important: Enter only one number exactly as it appears on the Section 313 list. Enter category code if reporting a chemical category.)

1.2

Toxic Chemical or Chemical Category Name (Important: Enter only one name exactly as it appears on the Section 313 list.)

1.3

Generic Chemical Name (Important: Complete only if Part 1, Section 2.1 is checked "yes". Generic Name must be structurally descriptive.)

SECTION 2. MIXTURE COMPONENT IDENTITY

(Important: DO NOT complete this section if you completed Section 1 above.)

2.1

Generic Chemical Name Provided by Supplier (Important: Maximum of 70 characters, including numbers, letters, spaces and punctuation.)

SECTION 3. ACTIVITIES AND USES OF THE TOXIC CHEMICAL AT THE FACILITY
(Important: Check all that apply.)

3.1 Manufacture the toxic chemical:

3.2

Process the toxic chemical:

3.3

Otherwise use the toxic chemical:

~ Produce b. ~ Import

If produce or import
For on-site use/processing
For sale/distribution
As a byproduct
As an impurity

aO	As a reactant

bO	As a formulation component

cO	As an article component

dO	Repackaging

ea	As an impurity

a.n As a chemical processing aid
b n As a manufacturing aid
c-n Ancillary or other use

SECTION 4. MAXIMUM AMOUNT OFTHE TOXIC CHEMICAL ON SITE AT ANY TIME DURING THE CALENDAR YEAR

4.1

(Enter two digit code from instruction package.)

SECTION 5. QUANTITY OF THE TOXIC CHEMICAL ENTERING EACH ENVIRONMENTAL MEDIUM ONSITE

A. Total Release (pounds/year*)
(Enter a range code** or estimate)

B. Basis of Estimate

(enter code)

C. % From Stormwater

5.1

Fugitive or non-point
air emissions

NA

~

5.2

Stack or point
air emissions

NA

~

5.3

Discharges to receiving streams or
water bodies (enter one name per box)

Stream or Water Body Name

5.3.1

5.3.2

5.3.3

If additional pages of Part II, Section 5.3 are attached, indicate the total number of pages in this box
and indicate the Part II, Section 5.3 page number in this box. I I (example: 1,2,3, etc.)

EPA Form 9350 -1 (Rev. 08/2008) - Previous editions are obsolete.

*For Dioxin or Dioxin-like compounds, report in grams/year.
** Range Codes: A= 1-10 pounds; B= 11-499 pounds; C= 500-999 pounds.


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Form Approved OMB Number: 2070-0093
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FORM R

PART II. CHEMICAL - SPECIFIC INFORMATION (CONTINUED)

TRI Facility ID Number

Toxic Chemical, Category or Generic Name

SECTION 5. QUANTITY OF THE TOXIC CHEMICAL ENTERING EACH ENVIRONMENTAL MEDIUM ON SITE (continued)



NA

A. Total Release (pounds/year*) (enter range
code ** or estimate )

B. Basis of Estimate

(enter code)

5.4.1

Underground Injection onsite
to Class I Wells

~





5.4.2

Underground Injection onsite
to Class II-V Wells

~





5.5

Disposal to land onsite







5.5.1A

RCRA Subtitle C landfills

1 1





5.5.IB

Other landfills

1 1





5.5.2

Land treatment/application
fanning

1 1





5.5.3A

RCRA Subtitle C
surface impoundments

1 1





5.5.3B

Other surface impoundments

1 1





5.5.4

Other disposal

1 1





SECTION 6. TRANSFERS OF THE TOXIC CHEMICAL IN WASTES TO OFF-SITE LOCATIONS

6.1 DISCHARGES TO PUBLICLY OWNED TREATMENT WORKS (POTWs)

6.1. A Total Quantity Transferred to POTWs and Basis of Estimate

g 1 A ] Total Transfers (pounds/year*)
(enter range code ** or estimate)

6.1.A.2 Basis of Estimate

(enter code)





POTW Name
6.1.B 	



POTW Address



City



State



County



Zip



POTW Name
n.l.n 	



POTW Address



City



State



County



Zip



If additional pages of Part II, Section 6.1 are attached, indicate the total number of pages

in this box 1 1 and indicate the Part II, Section 6.1 page number in this box | | (example: 1,2,3, etc.)

SECTION 6.2 TRANSFERS TO OTHER OFF-SITE LOCATIONS

6.2. Off-Site EPA Identification Number (RCRA ID No.)

Off-Site Location Name

Off-Site Address

City



State



County

Zip

Country
(Non-US)

Is location under control of reporting facility or parent company?

Yes | | No

EPA Form 9350 -1 (Rev. 08/2008) - Previous editions are obsolete.	* For Dioxin or Dioxin-like compounds, report in grams/year

** Range Codes: A=l-10 pounds: B= 1-499 pounds; C=500 - 999 pounds.


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(IMPORTANT: Type or print; read instructions before completing form)

Form Approved OMB Number: 2070-0093
Approval Expires: 03/31/2011

Page 4 of 5

FORM R

PART II. CHEMICAL-SPECIFIC INFORMATION (CONTINUED)

TRI Facility ID Number

Toxic Chemical, Category or Generic Name

SECTION 6.2 TRANSFERS TO OTHER OFF-SITE LOCATIONS (CONTINUED)

A. Total Transfers (pounds/year*)
(enter range code**or estimate)

B. Basis of Estimate

(enter code)

C. Type of Waste Treatment/Disposal/
Recycling/Energy Recovery (enter code)

1.

1.

1. M

2.

2.

2. M

3.

3.

3. M

4.

4.

4. M

2 Off-Site EPAIdentificationNumber(RCRAIDNo.)



Off-Site Location Name



Off-Site Address



City

State Count}

Country

P (Non-US)

Is location under control of reporting facility or parent company? Yes | | No | |

A. Total Transfers (pounds/year*)
(enter range code**or estimate)

B. Basis of Estimate

(enter code)

C. Type of Waste Treatment/Disposal/

Recycling/Energy Recovery (enter code)

1.

1.

1. M

2.

2.

2. M

3.

3.

3. M

4.

4.

4. M

SECTION 7A. ON-SITE WASTE TREATMENT METHODS AND EFFICIENCY

c

i Check here if no on-site waste treatment is applied to any
Not Applicable (NA)-

J waste stream containing the toxic chemical or chemical category.

a. General
Waste Stream
[enter code]

b. Waste Treatment Method(s) Sequence
[enter 3- or 4- character code(s)]

d. Waste Treatment Efficiency
[enter 2 character code]

7A.la

7A.lb

1



2



7A.ld



3
6



4
7



5









8



7A.2a

7A.2b

1



2



7A.2d

7A.3a

3



4
7



5





6





8



7A.3b 1

1



2
5
8



7A.3d



3
6



4
7













7A.4a

7A.4b |

1



2
5
8



7A.4d



3
6



4
7













7A.5a

7A.5b I

1



2
5
8



7A.5d



3
6



4
7













If additional pages of Part II. Section 6.2/7A are attached, indicate the total number of pages in this box
and indicate the Part II. Section 6.2/7 page number in this box: | | (example: 1.2.3.etc.)

n

EPA Form 9350 -1 (Rev. 08/2008) - Previous editions are obsolete.	*ForDioxin or Dioxin-like compounds, report in grams/year

"Range Codes: A=1 - 10 pounds; B=ll - 499 pounds C= 500-999 pounds.


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(IMPORTANT: Type or print; read instructions before completing form)

Form Approved OMB Number: 2070-0093

Approval Expires: 03/31/2011	Page 5 of 5

FORM R

PART II. CHEMICAL-SPECIFIC INFORMATION (CONTINUED)

TRI Facility ID Number
Toxic Chemical. Category or Generic Name

SECTION 7B. ON-SITE ENERGY RECOVERY PROCESSES



~

"1 .... Check here if no on-site energy recovery is applied to any waste

Not Applicable (NA)- 6' '
J stream containing the toxic chemical or chemical category.



Energy Recovery Methods [enter 3-character code(s)]









1



2



3



SECTION 7C. ON-SITE RECYCLING PROCESSES



~

~\ .... Check here if no on-site recycling is applied to any waste
1 Not Applicable (NA)- ' 6

stream containing the toxic chemical or chemical category.



Recycling Methods [enter 3-character code(s)











1



2



3















SECTION 8. SOURCE REDUCTION AND RECYLING ACTIVITIES



Column A
Prior Year
(pounds/year*)

Column B

Current Reporting Year
(pounds/year*)

Column C
Following Year
(pounds/year*)

Column D

Second Following Year
(pounds/year*)

8.1











8.1a

Total on-site disposal to Class I
Underground InjectionWells, RCRA
Subtitle C landfills, and other landfills









8.1b

Total other on-site disposal or other
releases









8.1c

Total off-site disposal to Class I
Underground InjectionWells. RCRA
Subtitle C landfills, and other landfills









8.1d

Total other off-site disposal or other
releases









8.2

Quantity used for energy recovery
onsite









8.3

Quantity used for energy recovery
offsite









8.4

Quantity recycled
onsite









8.5

Quantity recycled offsite









8.6

Quantity treated onsite









8.7

Quantity treated offsite









8.8

Quantity released to the environment as a result of remedial actions, catastrophic events,
or one-time events not associated with production processes (pounds/year)*



8.9

Production ratio or activity index



8.10

Did your facility engage in any source reduction activities for this chemical during the reporting
year? If not. enter "NA" in Section 8.10.1 and answer Section 8.11.



Source Reduction Activities
[enter code(s)]

Methods to Identify Activity (enter codes)

8.10.1



a.

b.

c.

8.10.2



a.

b.

c.

8.10.3



a.

b.

c.

8.10.4



a.

b.

c.

8.11

If you wish to submit additional optional information on source reduction, recycling, or pollution Yes
control activities, check "Yes." 1 1

EPA Form 9350 -1 (Rev. 08/2008) - Previous editions are obsolete.

*For Dioxin or Dioxin-like compounds, report in grams/year.


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Form Approved OMB Number: 2070-0143

(IMPORTANT: Type or print; read instructions before completing form)	Approval Expires: 03/31/2011	Page 1 of

<>EPA

United States

Environmental Protection Agency

TOXICS RELEASE INVENTORY

FORMA

WHERE TO SEND COMPLETED FORMS: 1. TRI Data Processing Center 2. APPROPRIATE STATE OFFICE

P. O. Box 1513 (See instruction in Appendix E)
Lanham. MD 20703-1513

ATTN: TONIC CHEMICAL RELEASE INVENTORY

TRI Facility ID Number

This section only applies if you are revising
or withdrawing a previously submitted form,
otherwise leave blank.

Revision (enter up to two code(s)

Withdrawal (enter up to two code(s)





















IMPORTANT: See instructions to determine when "Not Applicable (NA)" boxes should be checked.

PART 1. FACILITY IDENTIFICATION INFORMATION

SECTION 1. REPORTING YEAR

SECTION 2. TRADE SECRET INFORMATION

2.1

Are you claiming the toxic chemical identified on page 2 trade secret?
1 1 Yes (Answer question 2.2; 1 1 No (Do not answer 2.2;
1	1 Attach substantiation forms) |	| Go to Section 3)

2.2

Is this copy | | Sanitized

(Answer only if "YES" in 2.1)

Unsanitized

SECTION 3. CERTIFICATION (Important: Read and sign after completing all form sections.)

I hereby certify that to the best of my knowledge and belief, for each toxic chemical listed in the statement, the annual reportable amount as defined in 40 CFR
372.27 (a), did not exceed 500 pounds for this reporting year and that the chemical was manufactured, processed, or otherwise used in an amount not exceeding 1
million pounds during this reporting year.

Name and offical title of owner/operator or senior management official:

Signature:

Date Signed:





SECTION 4. FACILITY IDENTIFICATION

4.1



TRI Facility ID Number



Facility or Establishment Name |





Facility or Establishment Name or Mailing Address (If different from street address) |





Street |





Mailing Address







City/County/State/Zip Code |





City/State/Zip Code |



Country (Non-US)







4.2

This report contains information lor: (Important: Check c old ifannlicable) i	1 \ |o,|..r,| 1	1 _ _ _

„ 1 1 II CjOC-O
c-1	| facility d. |	|

4.3

Technical Contact Name



Telephone Number (include area code)



Email Address





4.4

Public Contact Name



Telephone Number (include area code)



Email Address





4.5

NAICS Code (s)
(6 digits)

Primary

a.

b.

C.

d. e.

f.

4.7

Dun & Bradstreet
Number (s) (9 digits)

a

b.

SECTION 5. PARENT COMPANY INFORMATION

5.1

Name of Parent Company

NA ~



5.2

Parent Company's Dun & Bradstreet Number

NA

~



EPA Form 9350 -2 (Rev. 03/2009) - Previous editions are obsolete.


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(IMPORTANT: Type or print; read instructions before completing form)	Page	of

EPA FORM A
PART II. CHEMICAL IDENTIFICATION trifid:

Do not use this form for reporting PBT chemicals including Dioxin and Dioxin-like Compounds*

SECTION 1. TOXIC CHEMICAL IDENTITY Report _of _

1.1

CAS Number (Important: Enter only one number exactly as it appears on the Section 313 list. Enter category code if reporting a chemical category.)



1.2

Toxic Chemical or Chemical Category Name (Important: Enter only one name exactly as it appears on the Section 313 list.)



1.3

Generic Chemical Name (Important: Complete only if Part 1, Section 2.1 is checked "yes". Generic Name must be structurally descriptive.)



SECTION 2. MIXTURE COMPONENT IDENTITY (Important: DO NOT complete this section if you completed Section 1 above)

2.1

Generic Chemical Name Provided by Supplier (Important: Maximum of 70 characters, including numbers, letters, spaces, and punctuation.)



SECTION 1. TOXIC CHEMICAL IDENTITY Report of

1.1

CAS Number (Important: Enter only one number exactly as it appears on the Section 313 list. Enter category code if reporting a chemical category.)



1.2

Toxic Chemical or Chemical Category Name (Important: Enter only one name exactly as it appears on the Section 313 list.)



1.3

Generic Chemical Name (Important: Complete only if Part 1, Section 2.1 is checked "yes". Generic Name must be structurally descriptive.)



SECTION 2. MIXTURE COMPONENT IDENTITY (Important: DO NOT complete this section if you completed Section 1 above)

2.1

Generic Chemical Name Provided by Supplier (Important: Maximum of 70 characters, including numbers, letters, spaces, and punctuation.)



SECTION 1. TOXIC CHEMICAL IDENTITY Report	of	

1.1

CAS Number (Important: Enter only one number exactly as it appears on the Section 313 list. Enter category code if reporting a chemical category.)



1.2

Toxic Chemical or Chemical Category Name (Important: Enter only one name exactly as it appears on the Section 313 list.)



1.3

Generic Chemical Name (Important: Complete only if Part 1, Section 2.1 is checked "yes". Generic Name must be structurally descriptive.)



SECTION 2. MIXTURE COMPONENT IDENTITY (Important: DO NOT complete this section if you completed Section 1 above.)

2.1

Generic Chemical Name Provided by Supplier (Important: Maximum of 70 characters, including numbers, letters, spaces, and punctuation.)



SECTION 1. TOXIC CHEMICAL IDENTITY Report	of	

1.1

CAS Number (Important: Enter only one number exactly as it appears on the Section 313 list. Enter category code if reporting a chemical category.)



1.2

Toxic Chemical or Chemical Category Name (Important: Enter only one name exactly as it appears on the Section 313 list.)



.3

Generic Chemical Name (Important: Complete only if Part 1, Section 2.1 is checked "yes". Generic Name must be structurally descriptive.)



SECTION 2. MIXTURE COMPONENT IDENTITY (Important: DO NOT complete this section if you completed Section 1 above.)

l 1

Generic Chemical Name Provided by Supplier (Important: Maximum of 70 characters, including numbers, letters, spaces, and punctuation.)





*See the TRI Reporting Forms and Instructions Manual for the list of PBT Chemicals (including Dioxin and Dioxin-like Compounds)
EPA Form 9350 -2 (Rev. 03/2009) - Previous editions are obsolete.

(Make additional copies of this page, if needed)


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Form Approved OMB Number: 2025-0007

(IMPORTANT: Type or print; read instructions before completing form)	Approval Expires 04/30/2010	



TRI Facility ID Number
I (continued)

£EPA FORM R Schedule 1

United States

Environmental Protection PARJ ||_ CHEMICAL-SPECIFIC IN FORMATION

Agency

SECTION 5. QUANTITY OF DIOXIN AND DIOXIN-LIKE COMPOUNDS ENTERING EACH ENVIRONMENTAL MEDIUM ONSITE



5.1 NA

5.2 NA

g 2 Discharges to receiving streams or water bodies
(enter data for one stream or water body per box)

Fugitive or non-
point air emissions

Stack or point
air emissions

5.3.1

5.3.2

5.3.3

D. Mass (grams) of Each Compound in the category (1-17)

1











2











3











4











5











6











7











8











9











10











11











12











13











14











15











16











17











If additional pages of Section 5.3 are attac
and indicate the Section 5.3 page numbe

hed, indicate the total nur

nber of pages in this bo;
imple: 1,2,3, etc.)

<



r in this box (exa



EPA Form 9350-3


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Form Approved OMB Number: 2025-0007

(IMPORTANT: Type or print; read instructions before completing form)	Approval Expires 04/30/2010	

FORM R Schedule 1

TRI Facility ID Number



PART II. CHEMICAL-SPECIFIC IN FORMATION (continued)

SECTION 5. QUANTITY OF DIOXIN AND DIOXIN-LIKE COMPOUNDS ENTERING EACH ENVIRONMENTAL MEDIUM ONSITE



Underground Injection

5.5 Disposal to land onsite



5.4.1 NA

5.4.2 NA

5.5.1.A NA

5.5.1.B NA

5.5.2 NA

5.5.3A NA

5.5.3B NA

5.5.4 NA

Underground
Injection onsite
to Class I Wells

Underground
Injection onsite
to Class ll-V
Wells

RCRA Subtitle C
landfills

Other landfills

Land treatment/
application farming

RCRA Subtitle C
surface

impoundments

Other surface
impoundments

Other disposal

C. Mass (grams) of Each Compound in the category (1-17)

1

















2

















3

















4

















5

















6

















7

















8

















9

















10

















11

















12

















13

















14

















15

















16

















17

















EPA Form 9350-3


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Form Approved OMB Number: 2025-0007

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FORM R Schedule 1
PART II. CHEMICAL-SPECIFIC INFORMATION (continued)

TRI Facility ID Number

SECTION 6. TRANSFERS OF DIOXIN AND DIOXIN-LIKE COMPOUNDS IN WASTES TO OFF-SITE LOCATIONS

6.1 DISCHARGES TO PUBLICLY OWNED TREATMENT WORKS (POTWs)

6.1.A.3 Mass (grams) of Each Compound in the Category (1-17)

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17





6.2 TRANSFERS TO OTHER OFF-SITE LOCATIONS

6.2.

D. Mass (grams) of Each Compound in the Category

/ (1-17)

1.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



2.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



3.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



4.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



6.2.

D. Mass (grams) of Each Compound in the Category (1-17)

1.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



2.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



3.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



4.

1



2



3



4



5



6



7



8



9



10



11



12



13



14



15



16



17



If additional pages of Section 5.3 are attached, indica
and indicate the Section 5.3 page number in this bo.

te the total nu

mber of pages in th
ixample: 1,2,3, etc.)

is box



K (f





EPA Form 9350-3


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Form Approved OMB Number: 2025-0007

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FORM R Schedule 1
PART II. CHEMICAL-SPECIFIC INFORMATION (continued)

TRI Facility ID Number

SECTION 8. SOURCE REDUCTION AND RECYCLING ACTIVITIES FOR DIOXIN AND DIOXIN-LIKE COMPOUNDS (current year only)



8.1a

8.1b

8.1c

8.1d

8.2

8.3

8.4

8.5

8.6

8.7

8.8

Total onsite
disposal to
Class 1
Underground
Injection
Wells,

RCRA Subtitle
C landfills, and
other landfills

Total other
onsite disposal
or other
releases

Total offsite
disposal to
Class 1
Underground
Injection
Wells,

RCRA Subtitle
C landfills, and
other landfills

Total other
offsite disposal
or other
releases

Quantity used
for energy
recovery
onsite

Quantity used
for energy
recovery
offsite

Quantity
recycled
onsite

Quantity
recycled
offsite

Quantity

treated

onsite

Quantity

treated

offsite

Quantity released
to the environment
as a result of
remedial actions,
catastrophic
events, or one-
time events not
associated with
production
processes

Column f. Mass (grams) of Each Compound in the category (1-17)

1























2























3























4























5























6























7























8























9























10























11























12























13























14























15























16























17























EPA Form 9350-3


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General Information

A. General Information

Reporting to the Toxic Chemical Release
Inventory (i.e., Toxics Release Inventory (TRI)) is
required by Section 313 of the Emergency
Planning and Community Right to Know Act
(EPCRA, or Title III of the Superfund
Amendments and Reauthorization Act of 1986),
Public Law 99 499. The information contained in
the Form R constitutes a "report," and the
submission of a report to the appropriate
authorities constitutes "reporting."

The Pollution Prevention Act, passed into law in
October, 1990 (Pub. L. 101 508), added reporting
requirements to Form R. These requirements
affect all facilities required to submit Form R
under Section 313 of EPCRA. The data were
required beginning with reports for calendar year
1991.

Reporting is required to provide the public with
information on the releases and other waste
management of EPCRA Section 313 chemicals in
their communities and to provide EPA with
release and other waste management information
to assist the Agency in determining the need for
future regulations. Facilities must report the
quantities of routine and accidental releases, and
releases resulting from catastrophic or other one
time events of EPCRA Section 313 chemicals, as
well as the maximum amount of the EPCRA
Section 313 chemical on-site during the calendar
year and the amount contained in wastes managed
on-site or transferred off-site.

A completed Form R or Form A must be
submitted for each EPCRA Section 313 chemical
manufactured, processed, or otherwise used at
each covered facility as described in the reporting
rules in 40 CFR Part 372 (originally published
February 16, 1988, in the Federal Register and
November 30, 1994, in the Federal Register (for
Form A)).

1.1 Who Must Report

• Section 313 of EPCRA requires that reports be
filed by owners and operators of facilities that
meet all of the following criteria.

•	The facility has 10 or more full time employee
equivalents (i.e., a total of 20,000 hours or
greater; see 40 CFR 372.3); and

•	The facility is included in a North American
Industry Classification System (NAICS) code
listed on Table I. NAICS codes found in Table
I correspond to the following Standard
Industrial Classification (SIC) Codes: SIC 10
(except 1011, 1081, and 1094), 12 (except
1241), 20-39, 4911 (limited to facilities that
combust coal and/or oil for the purpose of
generating electricity for distribution in
commerce), 4931 (limited to facilities that
combust coal and/or oil for the purpose of
generating electricity for distribution in
commerce), 4939 (limited to facilities that
combust coal and/or oil for the purpose of
generating electricity for distribution in
commerce), 4953 (limited to facilities
regulated under RCRA Subtitle C, 42 U.S.C.
Section6921 et seq), 5169, 5171, and 7389
(limited to facilities primarily engaged in
solvents recovery services on a contract or fee
basis); and

•	The facility manufactures (defined to include
importing), processes, or otherwise uses any
EPCRA Section 313 chemical in quantities
greater than the established threshold in the
course of a calendar year.

Executive Order 13423 extends these reporting
requirements to federal facilities, regardless of
their SIC or NAICS code.

1.2 How to Submit Forms

A.2.a. How to Submit Form R(s)

and/or Form A(s) to EPA via
the Internet (EPA's Central
Data Exchange (CDX))

The preferred method to report to TRI is by the
use of the TRI-Made Easy web (TRI-MEweb)
application via CDX. TRI-MEweb is an intelligent,
web-based version of the popular TR1-ME
software. There are several advantages to using
TRI-MEweb. They are as follows: your prior year
data will be pre-populated, electronic signature
which allows for paperless filing, higher data
quality and instant confirmation that EPA has
received your submission. Facilities may also
submit reports electronically via the TR1-ME

Toxics Release Inventory Reporting Forms and Instructions

1


-------
software and submittal through the Internet via
CDX. CDX allows facilities to file a paperless
report, significantly reduce data errors, and receive
instant receipt confirmation of their submission.
Facilities that use TRI-MEweb or the TRI-ME
software, submit through the Internet via CDX,
and reside in a state participating in the TRI State
Data Exchange, will have their forms sent
simultaneously to EPA and their respective State
officials via the Environmental Information
Exchange Network. Once a TRI submission is
certified it will be electronically forwarded to state
officials. Once the TRI submission has been
certified your obligation to report to EPA and your
state will be satisfied.

EPA encourages you to use TRI-MEweb or the
TRI-ME software to submit your TRI
submission(s) via CDX. Both TRI-MEweb and the
TRI-ME software allow you to submit a
completely paperless report to EPA (Internet and
diskette submissions are not available for trade
secret claims). If you choose to submit via the
Internet, do not send duplicate paper or diskette
copies of the reports. Please be aware that if your
facility does not reside in a state participating in
the TRI State Data Exchange submitting via the
Internet does not satisfy your state reporting
requirements for your facility. You must report to
your state separately and in the required format
specified by your state (i.e., diskette, paper, etc.).

For questions or additional information about
CDX, please see: .

A.2.b. How to Send Your Disks

Containing Form R(s) and/or
Form A(s)

If you do not have Internet access, EPA still
encourages you to use the TRI-ME software and
submit your reports using a diskette. If you choose
to submit your TRI Form R(s) and/or Form A(s)
on magnetic media/diskette using TRI-ME, please
follow the instructions below. If you choose to
submit on diskette, do not submit duplicate CDX
or paper copies of the reports that are on the
diskette. Please note that TRI-MEweb now
supports a diskette submission process.

A.2.b.l Labeling Your Submission Diskette

Company Name

Date: 6/30/2009

Density: HD

Reporting Year: 2008

Number: 1 of 1

Contact: Technical Contact Name

505.555.5369



A label should be attached to each diskette. The
label may be typed or legibly handwritten. A
sample label above shows the necessary
information. The types of packaging and shipping
used for magnetic media submissions are left to
the discretion of the submitting facility. Please
send completed diskettes, along with a cover letter
and an original certification signature from each
submitting facility to:

TRI Data Processing Center
P.O. Box 1513
Lanham, MD 20703-1513

Certified mail, overnight mail, and hand delivered
submissions only should be addressed to:

Attn: TRI Magnetic Media Submission

TRI Data Processing Center
c/o Computer Sciences Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
301.429.5005

If you are submitting reports on magnetic
media/diskette to EPA, you must enclose a cover
letter signed by the official listed in Section 3 of
Part I of the Form R or Form A (name and official
title of senior management official) for each
separate facility. The TRI-ME software assists the
user in preparing cover letters for both EPA and
states. Since you are filing by diskette, do not
include duplicate paper copies of the reports that
are on the diskette.

A.2.b.2 Submitting by Diskette to States

Submitters must submit a copy of each Form R or
Form A to the appropriate state agency. For more
information about state requirements, please see:


2

Toxics Release Inventory Reporting Forms and Instructions


-------
General Information

A.2.c How to Submit Paper Form
R(s) and/or Form A(s)

It is EPA's ultimate goal to move away from
processing diskette and paper submissions and
receive all TRI submissions via CDX. Although
EPA strongly discourages paper submissions due
to increased possibility of errors, paper
submissions are currently still accepted. Paper
submissions must be sent to both EPA and the
state (or the designated official of an Indian tribe).
If a report is not received by both EPA and the
state (or the designated official of an Indian tribe),
the submitter is considered out of compliance and
subject to enforcement action. To send requests by
regular mail:

TRI Data Processing Center
P.O. Box 1513
Lanham, MD 20703-1513

To send requests by certified mail or overnight
mail (i.e. Fed Ex, UPS, etc.):

TRI Data Processing Center
c/o Computer Sciences Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
301.429.5005

Also send a copy of the report to the state in which
the facility is located. "State" also includes: the
District of Columbia, the Commonwealth of
Puerto Rico, Guam, American Samoa, Marshall
Islands, the U.S. Virgin Islands, the
Commonwealth of the Northern Mariana Islands,
and any other jurisdiction and Indian Country.
Refer to Appendix E for the appropriate state
submission addresses.

Facilities located on Indian land should send a
copy to the Chief Executive Officer of the
applicable Indian tribe. Some tribes have entered
into a cooperative agreement with states; in this
case, report submissions should be sent to the
entity designated in the cooperative agreement.

A.3 Trade Secret Claims

For any EPCRA Section 313 chemical whose
identity is claimed as trade secret, you must
submit to EPA two versions of the substantiation
form as prescribed in 40 CFR Part 350, published
July 29, 1988, in the Federal Register (53 FR

28772) as well as two versions of the EPCRA
Section 313 report. The current substantiation
form is available on the TRI Website at
. One
set of reports, the unsanitized version, must
provide the actual identity of the EPCRA Section
313 chemical. The other set of reports, i.e., the
"sanitized" version, must provide a generic class
or category for the chemical that is structurally
descriptive of the EPCRA Section 313 chemical. If
EPA deems the trade secret substantiation form
valid, only the sanitized set of forms will be made
available to the public.

Use the order form in this document to obtain
copies of the rule and substantiation form. Further
explanation of the trade secret provisions is
provided in Part I, Sections 2.1 and 2.2, and Part
II, Section 1.3, of the instructions.

In summary, a complete report to EPA for an
EPCRA Section 313 chemical claimed as a trade
secret must include all of the following:

•	A completed unsanitized version of Form R or
Form A report including the EPCRA Section
313 chemical identity (staple the pages
together); and

•	A sanitized version of a completed Form R or
Form A report in which the EPCRA Section
313 chemical identity items (Part II, Sections
1.1 and 1.2) have been left blank but in which
a generic chemical name that is structurally
descriptive has been supplied (Part II, Section
1.3) (staple the pages together); and

•	A completed unsanitized version of a trade
secret substantiation form (staple the pages
together); and

•	A sanitized version of a completed trade secret
substantiation form (staple the pages together).

Securely fasten all four reports together.

Some states also require submission of both
sanitized and unsanitized reports for EPCRA
Section 313 chemicals whose identity is claimed
as a trade secret. Others require only a sanitized
version. Facilities may jeopardize the trade secret
status of an EPCRA Section 313 chemical by
submitting an unsanitized version of the EPCRA
Section 313 report to a state agency or Indian tribe
that does not require unsanitized forms. You may
identify an individual state's submission
requirements by contacting the appropriate state

Toxics Release Inventory Reporting Forms and Instructions

3


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designated EPCRA Section 313 contact (see
Appendix E).

Where to send your trade secret submission

Please send only trade secret submissions to the
P.O. Box below.

To send trade secret submissions by regular mail:

EPCRA Substantiation Packages

P.O. Box 1515

Lanham, MD 20703-1515

To send trade secret submissions by certified mail
or overnight mail (i.e. Fed Ex, UPS, etc.):

TRI Data Processing Center
c/o Computer Sciences Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
Attention: EPCRA Substantiation
Packages

301.429.5005

A. 4 Recordkeeping

Sound recordkeeping practices are essential for
accurate and efficient TRI reporting. It is in the
facility's interest, as well as EPA's, to maintain
records properly.

Facilities must keep a copy of each report filed for
at least three years from the date of submission.
These reports will be of use when completing
future reports.

Facilities must also maintain those documents,
calculations, worksheets, and other forms upon
which they relied to gather information for prior
reports. In the event of a problem with data
elements on a facility's Form R or Form A report,
EPA may request documentation from the facility
that supports the information reported.

EPA may conduct data quality reviews of Form R
or Form A submissions. An essential component
of this process involves reviewing a facility's
records for accuracy and completeness. EPA
recommends that facilities keep a record for those
EPCRA Section 313 chemicals for which they did
not file EPCRA Section 313 reports.

A partial list of records, organized by year, that a
facility should maintain include:

•	Previous years' EPCRA Section 313 reports;

•	EPCRA Section 313 Reporting Threshold
Worksheets;

•	Engineering calculations and other notes;

•	Purchase records from suppliers;

•	Inventory data;

•	EPA (NPDES) permits and monitoring
reports;

•	EPCRA Section312 Tier II Reports;

•	Monitoring records;

•	Flowmeter data;

•	RCRA Hazardous Waste Generator's Report;

•	Pretreatment reports filed by the facility with
the local government;

•	Invoices from waste management companies;

•	Manufacturer's estimates of treatment
efficiencies;

•	RCRA manifests;

•	Process diagrams that indicate emissions and
other releases; and

•	Records for those EPCRA Section 313
chemicals for which they did not file EPCRA
Section 313 reports.

1.5 How to Revise or Withdraw TRI
Data

EPA has received several questions relating to
withdrawing and revising TRI data submitted by
facilities, such as:

•	What are the reasons for revising?

•	How do I revise my submission?

•	To whom should this request be sent?

Submitting a Request to Revise TRI Data

Facilities that filed a Form R and/or Form A
Certification Statement under EPCRA Section 313
may submit a request to revise a form that was
previously submitted, stored in the Toxics Release
Inventory Processing System (TRIPS), and made
available to the public through Envirofacts and
TRI Explorer. Facilities may request a revision for
one or more of the following reasons:

RR1 - New Monitoring Data

RR2 - New Emission Factor(s)

RR3 - New Chemical Concentration Data

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RR4 - Recalculation(s)

RR5 - Other Reason(s)

The revision code(s) should be entered in the
"Revision" box on the first page of the reporting
form. You may enter up to two revision codes on
the form.

Please note that late submissions for chemicals not
reported in a previous reporting year are not
considered revisions for that year.

How do I revise my submission(s)?

If you have determined that your facility wishes to
revise a TRI submission, you must send your
revised report to EPA and the appropriate State
agency. For submitting a revision to EPA, please
use one of the following methods:

1.	IRI-MEweb. The preferred method for revising
TRI forms from Reporting Year 2005 through the
current year is to use TRI-MEweb. For more
information regarding access to TRI-MEweb,
please visit http://www.epa.gov/tri. TRI-MEweb
provides several advantages compared to hard-
copy reporting, such as pre-populating the form
with the previous year's data, allowing reporters to
electronically sign and submit the form over the
Internet, providing automated data quality checks,
and electronically confirming EPA's receipt of a
submitted form. If you have questions about
accessing TRI-MEweb, please refer to the TRI-ME
web	page	at
http://www.epa.gOv/tri/report/software/index.htm#
usetrime

2.	TRI-ME via CDX. The preferred method for
revising TRI forms from Reporting Year 2002
through Reporting Year 2004 is to use the TRI
Made-Easy (TRI-ME) software and submit the
report via CDX and the Internet. You can
download the TRI-ME software at
http://www.epa.gov/tri. If revising a report from a
particular reporting year, you must use the TRI-
ME software for that same reporting year. For
example, if you are revising a form for Reporting
Year 2003, you must use the Reporting Year 2003
version of TRI-ME, which is available at
http://www.epa.gov/tri. If you have questions
about using the TRI-ME software and submitting a
report through CDX, please refer to the TRI-ME
web	page	at

http: //www. epa.gov/tri/report/soft ware/index.htm#
usetrime.

3.	TRI-ME via Diskette. If you do not have
Internet access and you wish to revise a form for
Reporting Year 2004 or a prior year, EPA
encourages you to use the TRI-ME software and to
submit your revised report by diskette to one of
the addresses below. All diskette submissions
must be accompanied by a signed Certification
Statement. If you do not have the TRI-ME
software for the reporting year that you need,
please contact EPA at 301.429.5005.

Send revision requests by regular mail to the
following address:

TRI Data Processing Center
P.O. Box 1513
Lanham, MD 20703-1513
Attention: TRI Revision Request

Send revision requests by certified mail or
overnight mail to the following address:

TRI Data Processing Center
c/o Computer Sciences Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
Attention: TRI Revision Request
Phone: 301.429.5005

4.	Hard Copy Form. EPA strongly discourages
paper submissions due to the increased possibility
of data entry errors; however, if necessary, you
may revise a previously submitted hard-copy form
by using either 1) a photocopy of the original or 2)
a blank form.

•	Photocopy of Original Submission. You may

submit a photocopy of your original
submission (from your file) with the
corrections made in blue ink. Please re-sign
and re-date the certification statement on Page
1. For RY 2007 revisions and beyond, please
enter the appropriate revision code(s). For RY
2006 and prior years, please enter an "X" in
the space marked "Enter 'X" here if this is a
revision," on Page 1 of the form.

•	Blank Form. Hard copy submissions may be
submitted using the form applicable for that
particular reporting year or the most recent
form available. You can request prior year
reporting forms at tridocs@epa.gov. For RY

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2007 revisions and beyond, please enter all
information including in the appropriate
revision code(s). For RY 2006 and prior years,
please enter all information including an "X"
in the space marked "Enter 'X' here if this is a
revision," on Page 1 of the form. Please sign
and date the certification statement on Page 1.

Send revision requests by regular mail to the
following address:

TRI Data Processing Center
P.O. Box 1513
Lanham, MD 20703-1513
Attention: TRI Revision Request

Send revision requests by certified mail or
overnight mail to the following address:

TRI Data Processing Center
c/o Computer Sciences Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
Attention: TRI Revision Request
Phone: 301.429.5005

Submitting a Request Withdraw TRI Data

Facilities that filed a Form R and/or Form A
Certification Statement under EPCRA Section 313
may submit a request to withdraw a form that was
previously submitted, stored in the Toxics Release
Inventory Processing System (TRIPS), and made
available to the public through Envirofacts and
TRI Explorer. EPA may periodically review
withdrawals.

Facilities may request a withdrawal for one or
several reasons, such as:

•	WT1 - Did not meet the reporting threshold
for manufacturing, processing, or otherwise
use

•	WT2 - Did not meet the reporting threshold
for number of employees

•	WT3 - Not in a covered NAICS Code

•	WOl - Other reason(s)

The withdrawal code(s) should be entered in the
"Withdrawal" box on the first page of the
reporting form. You may enter up to two
withdrawal codes on the form.

How do I withdraw my submission(s)?

If you have determined that your facility wishes to
withdraw a TRI submission, you must send your
request to EPA and the appropriate State agency.
For submitting a withdrawal to EPA, please use
one of the following methods:

1.	IRI-MEweb The preferred method for
requesting a withdrawal of a previously submitted
TRI form from Reporting Year 2005 through the
current year is TRI-MEweb. For more information
regarding access to TRI-MEweb, please visit
http: //www. epa.gov/tri/report/software/index.htm#
usetrime.

2.	TRI-ME via CDX. For the RY 2007 and 2008
versions of the software, withdrawals may be
submitted electronically using the TRI-ME
software and submitting the report via CDX and
the Internet. You can download the TRI-ME
software at http://www.epa.gov/tri.

3.	TRI-ME via Diskette. For the RY 2007 and
2008 versions of the software, withdrawals can be
submitted via diskette to one of the addresses
below. Withdrawals submitted on diskette using
the prior versions of the TRI-ME software will not
be accepted.

Send withdrawal requests by regular mail to the
following address:

TRI Data Processing Center
P.O. Box 1513
Lanham, MD 20703-1513
Attention: TRI Withdrawal Request

Send withdrawal requests by certified mail or
overnight mail to the following address:

TRI Data Processing Center
c/o Computer Sciences Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
Attention: TRI Withdrawal Request
Phone: 301.429.5005

4.	Hard Copy Form. All other withdrawal
requests may be submitted by hard copy as
follows:

• Reporting Year 2007 Forward. You may
submit a photocopy of your original
submission (from your file). Using blue ink,
re-sign and re-date the certification statement

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General Information

on Page 1 and enter the appropriate
withdrawal code(s) in the space provided on
Page 1 of the form.

• Reporting Year 2006 and Prior Years. Please
submit a photocopy of the form you wish to
withdraw (from your file), and attach - as a
cover page - Page 1 of the current year's
reporting form, which includes a field for the
withdrawal codes. Using blue ink, please sign
and date the certification statement and enter
all information including the appropriate
withdrawal code(s) in the space provided on
Page 1 of the current year's form.

Send withdrawal requests by regular mail to the
following address:

TRI Data Processing Center
P.O. Box 1513
Lanham, MD 20703-1513
Attention: TRI Withdrawal Request

Send withdrawal requests by certified mail or
overnight mail to the following address:

TRI Data Processing Center
c/o Computer Sciences Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
Attention: TRI Withdrawal Request
Phone: 301.429.5005

Technical Contact provided an email address in
the Form R/Form A, they will receive an email
notifying them when their FDP has been updated
and posted to the FDP website. You can retrieve
your FDPs at . If you have
questions regarding your FDP, please send an e-
mail to tri.efdp@csc.com or call 301.429.5005.

A. 7 How to Obtain the TRI
Reporting Forms

Copies of both forms are included in the first part
of this document.

The forms and related guidance documents may
also be obtained from EPA's TRI Web site:
http://www.epa.gov/tri

1.6 When the Report Must Be
Submitted

As specified in EPCRA Section 313, the report for
any calendar year must be submitted on or before
luly 1 of the following year whether using Form R
or Form A. If the reporting deadline falls on a
Saturday or Sunday, EPA will accept the forms
which are postmarked on the following Monday
(i.e., the next business day). If you submit using
TRI-ME web or TRI-ME via the Central Data
Exchange (CDX), you will receive your Facility
Data Profile (FDP) in an expedited fashion. Any
voluntary revision to a report can be submitted
anytime during the calendar year for the current or
any previous reporting year. However, voluntary
revisions for the current reporting year should be
submitted by luly 31 in order to be included in that
year's Public Data Release. Always remember to
review your FDP. The FDP presents the
information you have submitted to EPA. If the

Toxics Release Inventory Reporting Forms and Instructions

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B. How to Determine if Your
Facility Must Submit a
Form R or Is Eligible to
Use Form A

This section will help you determine whether you
must submit an EPCRA Section 313 report (EPA
Form R or Form A Certification Statement). This
section discusses EPCRA Section 313 reporting
requirements such as the number of full-time
employees, primary NAICS code, and chemical
activity threshold quantities. The EPCRA Section
313 chemicals and chemical categories subject to
reporting are listed in Table II (also see 40 CFR
372.65). (See Figure 1 for more information.)

B.l Full-Time Employee
Determination

The number of full time employees is dependent
only upon the total number of hours worked by all
employees and other individuals (e.g., contractors)
for the facility during the calendar year and not the
number of persons working. Therefore, a full time
employee, for purposes of EPCRA Section 313
reporting, is defined as 2,000 work hours per year.
When making the full-time employee
determination, the facility must consider all paid
vacation and sick leave used as hours worked by
each employee. In addition, EPA interprets the
hours worked by an employee to include paid
holidays. To determine the number of full time
employees working for your facility, add up the
hours worked by all employees during the
calendar year, including contract employees and
sales and support staff working for the facility, and
divide the total by 2,000 hours. The result is the
number of full time employees. In other words, if
the total number of hours worked by all employees
for your facility is 20,000 hours or more, your
facility meets the ten employee threshold.

Examples include:

• A facility consists of 11 employees who each
worked 1,500 hours for the facility in a
calendar year. Consequently, the total number
of hours worked by all employees for the
facility during the calendar year is 16,500
hours. The number of full time employees for
this facility is equal to 16,500 hours divided
by 2,000 hours per full time employee, or 8.3
full time employees. Therefore, even though
11 persons worked for this facility during the

calendar year, the number of hours worked is
equivalent to 8.3 full time employees. This
facility does not meet the employee criteria
and is not subject to EPCRA Section 313
reporting.

• Another facility consists of six workers and
three sales staff. The six workers each worked
2,000 hours for the facility during the calendar
year. The sales staff also each worked 2,000
hours during the calendar year although they
may have been on the road half of the year. In
addition, five contract employees were hired
for a period during which each worked 400
hours for the facility. The total number of
hours is equal to the time worked by the
workers (12,000 hours), plus the time worked
by the sales staff for the facility (6,000 hours),
plus the time worked by the contract
employees (2,000 hours), or 20,000 hours.
Dividing the 20,000 hours by 2,000 yields 10
full time employees. This facility has met the
full-time employee criteria and may be subject
to reporting if the other criteria are met.

B.2 Primary NAICS Code
Determination

Beginning with 2006 EPCRA Section 313
reporting, the TRI Program requires North
American Industry Classification System (NAICS)
codes instead of Standard Industrial Classification
(SIC) codes. Please refer to the TRI Program's
final rule titled Community Right-to-Know; Toxic
Chemical Release Reporting Using North
American Industry Classification System (NAICS)
published in the Federal Register on June 6, 2006
(71 FR 32464). For Reporting Year 2008, facilities
should use 2007 NAICS codes.

For Reporting Year 2008, facilities should use
2007 NAICS codes. EPA published a final rule on
June 9, 2008 to incorporate 2007 Office of
Management and Budget (OMB) revisions and
other corrections to the NAICS codes used for TRI
Reporting. [Federal Register (FR) notice 73 FR
32466.] With this rule, facilities are required to use
2007 NAICS codes on TRI reporting forms that
are due on July 1, 2009, covering releases and
other waste management quantities at the facility
for 2008.

The full list of NAICS codes for facilities that
must report to TRI (including exceptions and/or
limitations) if all other threshold determinations
are met can be found in Table I and also at the TRI
web	site	at

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

www. epa. gov/tri/lawsandre gs/naic/ncode s .htm.
The facility should determine its own NAICS code
(s), based on its activities on-site, using the
NAICS Manual and by referring to the extensive
OMB crosswalk tables found on the Census
Bureau website: www.census.gov. State agencies
and other organizations may assign NAICS codes
on a different basis than the one used by the SIC
Manual. However, for purposes of EPCRA
Section 313 reporting, these state assigned codes
should not be used if they differ from ones
assigned using the NAICS Manual.

The TRI Information Center can assist facilities
with determining which NAICS codes are
assigned for specific business activities as
referenced in the NAICS Manual. Clothbound
editions of the NAICS Manual are available in
most major libraries or may be ordered through the
National Technical Information Service, 5285 Port
Royal Road, Springfield, VA 22161, 703-605
6000. The access number for the hardbound
manual is PB2002-101430, $49.00+ shipping and
handling. The access number for the CD-ROM
version with search and retrieval software is
PB2002-502024, $60 + shipping and handling.

Paperwork Reduction Act Notice: The annual public burden related to the Form R, which is
approved under OMB Control No. 2070-0093, is estimated to average 29.6 hours per response
for non-PBT chemicals and 51.3 hours per response for PBT chemicals. The annual public
burden related to the Form A, which is approved under OMB Control No. 2070-0143, is
estimated to average 20.5 hours per response for non-PBT chemicals and 35.89 hours per
responses for PBT chemicals.

Burden means the total time, effort, or financial resources expended by persons to
generate, maintain, retain, or disclose or provide information to or for a Federal agency. This
includes the time needed to review instructions; develop, acquire, install, and utilize technology
and systems for the purposes of collecting, validating, and verifying information, processing and
maintaining information, and disclosing and providing information; adjust the existing ways to
comply with any previously applicable instructions and requirements; train personnel to be able
to respond to a collection of information; search data sources; complete and review the
collection of information; and transmit or otherwise disclose the information. An agency may
not conduct or sponsor, and a person is not required to respond to, a collection of information
unless it displays a currently valid OMB control number. The OMB control numbers for EPA's
regulations are listed in 40 CFR Part 9 and 48 CFR Chapter 15.

Send comments on the Agency's need for this information, the accuracy of the provided
burden estimates, and any suggested methods for minimizing respondent burden, including
through the use of automated collection techniques, to the Director, Collection Strategies
Division, U.S. Environmental Protection Agency (2822), 1200 Pennsylvania Ave., NW,
Washington, D.C. 20460; and to the Office of Information and Regulatory Affairs, Office of
Management and Budget, 725 17th Street, NW, Washington, DC 20503, Attention: Desk
Officer for EPA. Include the EPA ICR number and OMB control number in any
correspondence.

The completed forms should be submitted in accordance with the instructions
accompanying the form, or as specified in the corresponding regulation.

Toxics Release Inventory Reporting Forms and Instructions

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Figure 1. EPCRA Section 313 Reporting Decision Diagram

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

B.2.a. Auxiliary Facilities

Under the Standard Industrial Classification (SIC)
system, an auxiliary facility was defined as one
that supported another covered establishment's
activities (e.g., research and development
laboratories, warehouses, and storage facilities).
An auxiliary facility could assume the SIC code of
another covered establishment if its primary
function was to service that other covered
establishment's operations. The North American
Industry Classification System (NAICS), that
replaces the SIC system for TRI reporting, does
not recognize the concept of auxiliary facilities
and assigns NAICS codes to all establishments
based on the economic activity. In its rulemaking,
"Toxic Chemical Release Reporting Using North
American Industry Classification System," the
TRI Program has adopted NAICS for TRI
reporting and also the NAICS treatment of former
"auxiliary facilities" as entities with their own
distinct NAICS code.

B.2.b. Multi Establishment Facilities

Your facility may include multiple establishments
that have different NAICS codes. A multi
establishment facility is a facility that consists of
two or more distinct and separate economic units.
If your facility is a multi establishment facility,
calculate the value added of the products
produced, shipped, or services provided from each
establishment within the facility and then use the
following rule to determine if your facility meets
the NAICS code criterion:

•	If the total value added of the products
produced, shipped, or services provided at
establishments with covered NAICS codes is
greater than 50 percent of the value added of
the entire facility's products and services, the
entire facility meets the NAICS code criterion.

•	If any one establishment with a covered
NAICS code has a value added of services or
products shipped or produced that is greater
than any other establishment within the
facility (40 CFR Section372.22(b)(3)) the
facility also meets the NAICS code criterion.

The value added of production or service
attributable to a particular establishment may be
isolated by subtracting the product value obtained

from other establishments within the same facility
from the total product or service value of the
facility. This procedure eliminates the potential for
"double counting" production and services in
situations where establishments are engaged in
sequential production or service activities at a
single facility.

Examples include:

•	A facility in coating, engraving and allied
services has two establishments. The first
establishment, a general automotive repair
service, is in NAICS code 811113 (SIC 7537),
which is not a covered NAICS code. However,
the second establishment, a metal paint shop is
in NAICS code 332812 (SIC 3479, which is a
covered NAICS code). The metal paint shop
paints the parts received from general
automotive repair service. The facility
determines the product is worth $500/unit as
received from the general automotive repair
service (in non-covered NAICS code 811113)
and the value of the product is $1500/unit after
processing by the metal paint shop (in covered
NAICS code 332812). TTie value added by the
metal paint shop is obtained by subtracting the
value of the products from the general
automotive repair service from that of the
value of the products of the metal paint shop.
(In this example, the value added =
$l,500/unit - $500/unit = $l,000/unit.) The
value added ($l,000/unit) by the establishment
in NAICS code 332812 is more than 50
percent of the product value. Therefore, the
facility's primary NAICS code is 332812,
which is a covered NAICS code.

•	A food processing establishment in a facility
processes crops grown at the facility in a
separate establishment. To determine the value
added of the products of each establishment
the facility could first determine the value of
the crops grown at the agricultural
establishment, and then calculate the
contribution of the food processing
establishment by subtracting the crop value
from the total value of the product shipped
from the processing establishment (value of
product shipped from processing - crop value
= value of processing establishment).

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A covered multi establishment facility must make
EPCRA Section 313 chemical threshold
determinations and, if required, must report all
relevant information about releases and other
waste management activities, and source reduction
activities associated with an EPCRA Section 313
chemical for the entire facility, even from
establishments that are not in covered NAICS
codes. EPA realizes, however, that certain
establishments in a multi establishment facility can
be, for all practical purposes, separate and distinct
business units. Therefore, while threshold
determinations must be made for the entire
facility, individual establishments which compose
the entire facility may report their individual
releases and other waste management activities
separately. However, the total releases and other
waste management quantities for the entire facility
must be represented by the sum of the releases and
other quantities managed as waste reported by
each of the separate establishments.

B.2.c. Property Owners

You are not required to report if you merely own
real estate on which a facility covered by this rule
is located; that is, you have no other business
interest in the operation of that facility (e.g., your
company owns an industrial park). The operator of
that facility, however, is subject to reporting
requirements.

B.3 Activity Determination

B.3.a. Definitions of Manufacture,
Process, and Otherwise Use

Manufacture: The term "manufacture" means to
produce, prepare, compound, or import an EPCRA
Section 313 chemical. (See Part II, Section 3.1 of
these instructions for further clarification.)

Import is defined as causing the EPCRA Section
313 chemical to be imported into the customs
territory of the United States. If you order an
EPCRA Section 313 chemical (or a mixture
containing the chemical) from a foreign supplier,
then you have imported the chemical when that
shipment arrives at your facility directly from a
source outside of the United States. By ordering
the chemical, you have caused it to be imported,
even though you may have used an import
brokerage firm as an agent to obtain the EPCRA
Section 313 chemical.

Do Not Overlook Coincidental Manufacture

The term "manufacture" also includes
coincidental production of an EPCRA Section 313
chemical (e.g., as a byproduct or impurity) as a
result of the manufacture, processing, otherwise
use or disposal of another chemical or mixture of
chemicals. In the case of coincidental production
of an impurity (i.e., an EPCRA Section 313
chemical that remains in the product that is
distributed in commerce), the de minimis
exemption, discussed in Section B.3.c of these
instructions, applies. The de minimis exemption
does not apply to byproducts (e.g., an EPCRA
Section 313 chemical that is separated from a
process stream and further processed or disposed).
Certain EPCRA Section 313 chemicals may be
manufactured as a result of wastewater treatment
or other treatment processes. For example,
neutralization of wastewater containing nitric acid
can result in the coincidental manufacture of a
nitrate compound (solution), reportable as a
member of the nitrate compounds category.

Process: The term "process" means the
preparation of a listed EPCRA Section 313
chemical, after its manufacture, for distribution in
commerce. Processing is usually the incorporation
of an EPCRA Section 313 chemical into a product
(see Part II, Section 3.2 of these instructions for
further clarification), however, a facility may
process an impurity that already exists in a raw
material by distributing that impurity in
commerce. Processing includes preparation of the
EPCRA Section 313 chemicals in the same
physical state or chemical form as that received by
your facility, or preparation that produces a change
in physical state or chemical form. The term also
applies to the processing of a mixture or other
trade name product (see Section B.4.b of these
instructions) that contains a listed EPCRA Section
313 chemical as one component.

Otherwise Use: The term "otherwise use" means
any use of an EPCRA Section 313 chemical,
including an EPCRA Section 313 chemical
contained in a mixture or other trade name product
or waste, that is not covered by the terms
manufacture or process. Otherwise use of an
EPCRA Section 313 chemical does not include
disposal, stabilization (without subsequent
distribution in commerce), or treatment for
destruction unless:

(1) The EPCRA Section 313 chemical that was
disposed, stabilized, or treated for destruction was

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

received from off-site for the purposes of further
waste management;

Or

(2) The EPCRA Section 313 chemical that was
disposed, stabilized, or treated for destruction was
manufactured as a result of waste management
activities on materials received from off-site for

the purposes of waste management activities.
Relabeling or redistributing of the EPCRA Section
313 chemical where no repackaging of the
EPCRA Section 313 chemical occurs does not
constitute an otherwise use or processing of the
EPCRA Section 313 chemical. (See 62 FR 23846
and Part II, Section 3.3 of these instructions for
further clarification).

Example 1: Coincidental Manufacture

~	Your company, a nitric acid manufacturer, uses aqueous ammonia in a waste treatment system
to neutralize an acidic wastewater stream containing nitric acid. The reaction of ammonia and
nitric acid produces a solution of ammonium nitrate. Ammonium nitrate (solution) is reportable
under the nitrate compounds category and is manufactured as a byproduct. If the ammonium
nitrate is produced in a quantity that exceeds the 25,000-pound manufacturing threshold, the
facility must report under the nitrate compounds category.

The aqueous ammonia is considered to be otherwise used and 10 percent of the total aqueous
ammonia would be counted towards the 10,000-pound otherwise use threshold. Reports for
releases of ammonia must also include 10 percent of the total aqueous ammonia from the
solution of ammonium nitrate (see the qualifier for the ammonia listing).

~	As another example, combustion of coal or other fuel in boilers/furnaces can result in the
coincidental manufacture of metal category compounds and sulfuric acid (acid aerosols),
hydrochloric acid (acid aerosols), and hydrogen fluoride.

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Example 2: Typical Process and Manufacture Activities

~	Your company receives toluene, an EPCRA Section 313 chemical, from another facility, and
reacts the toluene with air to form benzoic acid, which the company distributes in commerce.
Your company processes toluene and manufactures and processes benzoic acid. Benzoic acid,
however, is not an EPCRA Section 313 chemical and thus does not trigger reporting
requirements.

~	Your facility combines toluene purchased from a supplier with various materials to form paint
which it then sells. Your facility processes toluene.

~	Your company receives a nickel compound (nickel compounds is a listed EPCRA Section 313
chemical category) as a bulk solid and performs various size-reduction operations (e.g.,
grinding) before packaging the compound in 50-pound bags, which the company sells. Your
company processes the nickel compound.

~	Your company receives a prepared mixture of resin and chopped fiber to be used in the
injection molding of plastic products. The resin contains a listed EPCRA Section 313 chemical
that becomes incorporated into the plastic, which the company distributes in commerce. Your
facility processes the EPCRA Section 313 chemical.

~	In the combustion of coal or oil, metal category compounds may be produced from either the
parent metal or a metal compound contained in the coal or oil. If a metal undergoes a change of
valence, a metal compound is considered to be manufactured. For example, during the
combustion process copper in valence state zero changes to copper in valence state +2 in a
compound such as copper (II) oxide (CuO). Furthermore, a metallic compound could be
transformed to another metallic compound without a change in valency (e.g., copper (II)
chloride (CuC12) is transformed to copper (II) oxide (CuO)). The transformation to a new
compound by combustion without a change in valence state is also considered to be
"manufactured" for purposes of EPCRA Section 313.

Example 3: Typical Otherwise Use Activities

~	When your facility cleans equipment with toluene, you are otherwise using toluene. Your
facility also separates two components of a mixture by dissolving one component in toluene,
and subsequently recovers the toluene from the process for reuse or disposal. Your facility
otherwise uses toluene.

~	A covered facility receives a waste containing 12,000 pounds of Chemical A, a non-PBT
EPCRA Section 313 chemical, from off-site. The facility treats the waste, destroying Chemical
A and in the treatment process manufactures 10,500 pounds of Chemical B, another non-PBT
EPCRA Section 313 chemical. Chemical B is disposed on-site. Since the waste containing
Chemical A was received from off-site for the purpose of waste management, the amount of
Chemical A must be included in the otherwise use threshold determination for Chemical A. The
otherwise use threshold for a non-PBT chemical is 10,000 pounds and since the amount of
Chemical A exceeds this threshold, all releases and other waste management activities for
Chemical A must be reported. Chemical B was manufactured in the treatment of a waste
received from off-site. The facility disposed of Chemical B on-site. Since Chemical B was
generated from waste received from off-site for treatment for destruction, disposal, or
stabilization, the disposal of Chemical B is considered to be an otherwise use. Thus, the amount
of Chemical B must be considered in the otherwise use threshold determination. Thus, the
reporting threshold for Chemical B has also been exceeded and all releases and other waste
management activities for Chemical B must be reported.

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

B.3.b. Persistent Bioaccumulative
Toxic (PBT) Chemicals and
Chemical Categories Overview

On October 29, 1999, EPA published a final rule
(64 FR 58666) adding certain chemicals and
chemical categories to the EPCRA Section 313 list
of toxic chemicals and lowering the reporting
threshold for persistent bioaccumulative toxic
(PBT) chemicals. In addition, on January 17, 2001
EPA published a final rule (66 FR 4500) that
classified lead and lead compounds as PBT
chemicals and lowered their reporting thresholds.
The lower reporting thresholds for lead applies to
all lead except when lead is contained in a
stainless steel, brass or bronze alloy.

Dioxin and dioxin-like compounds, lead
compounds, mercury compounds and polycyclic
aromatic compounds (PACs) are the four PBT
chemical categories with lower reporting
thresholds. The 17 members of the dioxin and
dioxin-like compounds category and the 21
members of the PACs category are listed in Table
lie of these instructions. The dioxin and dioxin-
like compounds category has the qualifier,
"Manufacturing; and the processing or otherwise
use of dioxin and dioxin-like compounds if the
dioxin and dioxin-like compounds are present as
contaminants in a chemical and if they were
created during the manufacturing of that
chemical."

EPA has added six individual chemicals to the
EPCRA Section 313 list of toxic chemicals that
also had their thresholds lowered:
benzo(g,h,i)perylene, benzo(j ,k)fluorene
(fluoranthene), 3 -methylcholanthrene,
octachlorostyrene, pentachlorobenzene, and
tetrabromobisphenol A (TBBPA).
Benzo(j,k)fluorene and 3-methylcholanthrene
were added as members of the polycyclic aromatic
compounds (PACs) chemical category.

EPA lowered the reporting thresholds for PBT
chemicals to either 100 pounds, 10 pounds, or in
the case of the dioxin and dioxin-like compounds
chemical category, to 0.1 grams. The table at the
beginning of Section B.4 of these instructions lists
the applicable manufacture, process, and otherwise
use thresholds for the listed PBT chemicals.

EPA eliminated the de minimis exemption for all
PBT chemicals (except lead when contained in
stainless steel, brass or bronze alloy). However,
this action does not affect the applicability of the
de minimis exemption to the supplier notification
requirements (40 CFR Section372.45(d)(1)). In
addition, PBT chemicals are ineligible for range
reporting for on site releases and transfers off site
for further waste management. This will not affect
the applicability of range reporting of the
maximum amount on site as required by EPCRA
Section 313(g).

All releases and other waste management
quantities greater than 0.1 pounds of a PBT
chemical (except the dioxin and dioxin like
compounds chemical category) should be reported
at a level of precision supported by the accuracy of
the underlying data and estimation techniques on
which the estimate is based. If a facility's release
or other waste management estimates support
reporting an amount that is more precise than
whole numbers, then the more precise amount
should be reported.

For the dioxin and dioxin like compounds
chemical category, which has a reporting threshold
of 0.1 grams, facilities need only report all release
and other waste management quantities greater
than 100 micrograms (i.e., 0.0001 grams).
Notwithstanding the numeric precision used when
determining reporting eligibility thresholds,
facilities should report on the Form R to the level
of accuracy that their data supports, up to seven
digits to the right of the decimal. EPA's reporting
software and data management systems support
data precision to seven digits to the right of the
decimal. If a facility has information on the
individual members of the dioxin and dioxin-like
compounds category they will also need to file a
Form R Schedule 1 (see instructions in Section D).

Lead and Lead Compounds

Beginning January 1, 2001, lead and lead
compounds are classified as PBT chemicals and
are subject to the lower manufacturing, processing
and otherwise use threshold of 100 pounds.
However, when lead is contained in stainless steel,
brass, or bronze alloys it remains subject to the
higher 25,000 pound manufacturing and
processing thresholds and the 10,000 pound
otherwise use threshold. Listed below are some
important guidelines to use when calculating

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threshold and release and other waste management
quantities for lead and lead compounds:

1)	quantities of lead not contained in
stainless steel, brass or bronze alloy are applied to
both the 100 pound threshold and the
25,000/10,000 pound thresholds;

2)	quantities of lead that are contained in
stainless steel, brass or bronze alloys are only
applied toward the 25,000/10,000 pound
thresholds;

3)	a facility may take the de minimis
exemption for those quantities of lead in stainless
steel, brass, or bronze alloys that meet the de
minimis standard (e.g., manufactured as an
impurity). Accordingly, the de minimis exemption
may be considered for quantities of lead in
stainless steel, brass, or bronze alloys but it may
not be considered for lead not in stainless steel,
brass, or bronze alloys;

4)	If a facility exceeds the 100-pound
threshold for lead other than in stainless steel,
brass, or bronze alloys, the facility may not apply
Form A eligibility as a non-PBTs, range reporting
in Sections 5 and 6 of the Form R or the use of
whole numbers and 2 significant digits to any of
the lead they report though they may be eligible
for Form A using the PBT eligibility criteria. If a
facility that exceeds the 25,000/10,000 pound
threshold for lead in stainless steel, brass, or
bronze alloy without tripping the 100-pound
threshold for non-alloyed lead, the facility may
consider the Form A requirements for non-PBTs,
range reporting in Sections 5 and 6 of the Form R,
and the use of whole numbers and 2 significant
digits.

B.3.c. Activity Exemptions

Otherwise Use Exemptions. Certain otherwise
uses of listed EPCRA Section 313 chemicals are
specifically exempted:

•	Otherwise use as a structural component of the
facility;

•	Otherwise use in routine janitorial or facility
grounds maintenance;

•	Personal uses by employees or other persons;

•	Otherwise use of products containing EPCRA
Section 313 chemicals for the purpose of
maintaining motor vehicles operated by the
facility; and

16

• Otherwise use of EPCRA Section 313
chemicals contained in intake water (used for
processing or non contact cooling) or in intake
air (used either as compressed air or for
combustion).

The exemption of an EPCRA Section 313
chemical otherwise used 1) as a structural
component of the facility; or 2) in routine
janitorial or facility grounds maintenance; or 3) for
personal use by an employee cannot be taken for
activities involving process related equipment.

Articles Exemption. EPCRA Section 313
chemicals contained in articles that are processed
or otherwise used at a covered facility are exempt
from threshold determinations and release and
other waste management calculations. The
exemption applies when the facility receives the
article from another facility or when the facility
produces the article itself. The exemption applies
only to the quantity of EPCRA Section 313
chemical present in the article. If the EPCRA
Section 313 chemical is manufactured (including
imported), processed, or otherwise used at the
covered facility other than as part of the article, in
excess of an applicable threshold quantity, the
facility is required to report that use of a chemical
(40 CFR Section372.38(b)). For an EPCRA
Section 313 chemical in an item to be exempt as
part of the article, the item must meet all the
following criteria in the EPCRA Section 313
article definition; that is, it must be a
manufactured item (1) which is formed to a
specific shape or design during manufacture, (2)
which has end use functions dependent in whole or
in part upon its shape or design during end use,
and (3) which does not release a toxic chemical
under normal conditions of processing or use of
the item at the facility.

If the processing or otherwise use of all like items
results in a total release of 0.5 pound or less of an
EPCRA Section 313 chemical in a reporting year
to any environmental medium, EPA will allow this
release to be rounded to zero, and the
manufactured items retain their article status. The
0.5 pound threshold does not apply to each
individual article, but applies to the sum of all
releases from processing or otherwise use of all
like articles. If all the releases of like articles over
a reporting year are completely captured and
recycled/reused on-site or off-site, those items
retain their article status. Any amount that is
released and is not recycled/reused will count
toward the 0.5 pound per year cut off value.

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

The articles exemption applies to the normal
processing or use of articles. This exemption does
not apply to the manufacture of the article.
EPCRA Section 313 chemicals incorporated into
articles produced at a facility must be factored into
threshold determinations and release and other
waste management calculations.

If, in the course of processing or use, an item
retains its initial thickness or diameter, in whole or
in part, it meets the first part (i.e., it must be a
manufactured item which is formed to a specific
shape or design during manufacture) of the article
definition. If the item's basic dimensional
characteristics are totally altered during processing
or otherwise use, the item does not meet the first
part of the definition. An example of items that do
not meet the definition would be items which are
cold extruded, such as lead ingots, which are
formed into wire or rods. On the other hand,
cutting a manufactured item into pieces which are
recognizable as the article would not change the

De Minimis Exemption. The de minimis
exemption allows facilities to disregard certain
minimal concentrations of non-PBT chemicals
in mixtures or other trade name products when
making threshold determinations and release and
other waste management calculations. The de
minimis exemption does not apply to the
manufacture of an EPCRA Section 313 chemical
except if that EPCRA Section 313 chemical is
manufactured as an impurity and remains in the

original dimensions as long as the diameter or the
thickness of the item remained the same; the
articles exemption would continue to apply. Metal
wire may be bent and sheet metal may be cut,
punched, stamped, or pressed without losing their
article status as long as the diameter of the wire or
tubing or the thickness of the sheet is not totally
changed.

What constitutes a release of an EPCRA Section
313 chemical is important since processing or
otherwise use of articles that result in a release to
the environment (or more than 0.5 pounds) negate
the article status and precludes eligibility for the
exemption. Cutting, grinding, melting, or other
processing of manufactured items could result in a
release of an EPCRA Section 313 chemical during
normal conditions of processing or otherwise use
and therefore negate the exemption as articles.

product distributed in commerce, or if the
EPCRA Section 313 chemical is imported below
the appropriate de minimis level. The de minimis
exemption does not apply to a byproduct
manufactured coincidentally as a result of
manufacturing, processing, otherwise use, or any
waste management activities. The de minimis
exemption does not apply to any PBT chemical
(except lead when it is contained in stainless
steel, brass or bronze alloy) or PBT chemical

Example 4: Articles Exemption

~	Nickel that is incorporated into a brass doorknob is processed to manufacture the brass
doorknob, and therefore must be counted toward threshold determinations and release and other
waste management calculations. However, the use of the brass doorknobs elsewhere in the
facility does not have to be counted. Disposal of the brass doorknob after its use does not
constitute a "release;" thus, the brass doorknob remains an article.

~	If an item used in the facility is fragmented, the item is still an article if those fragments being
discarded remain identifiable as the article (e.g., recognizable pieces of a cylinder, pieces of
wire). For instance, an eight-foot piece of wire is cut into two four-foot pieces of wire, without
releasing any EPCRA Section 313 chemicals. Each four-foot piece is identifiable as a piece of
wire; therefore, the article status for these pieces of wire remains intact.

~	EPCRA Section 313 chemicals received in the form of pellets are not articles because the pellet
form is simply a convenient form for further processing of the material.

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category. A list of PBT chemicals may be found
in Section B.4 of these instructions.

When determining whether the de minimis
exemption applies to an EPCRA Section 313
chemical, the owner/operator must consider the
concentration of the non-PBT EPCRA Section
313 chemical in mixtures and other trade name
products. If the non-PBT EPCRA Section 313
chemical in a mixture or other trade name
product is manufactured as an impurity,
imported, processed, or otherwise used and is
below the appropriate de minimis concentration
level, then the quantity of the non-PBT EPCRA
Section 313 chemical in that mixture or other
trade name product does not have to be applied
to threshold determinations nor included in
release or other waste management
determinations. If a non-PBT EPCRA Section
313 chemical in a mixture or other trade name
product is below the appropriate de minimis
level, all releases and other waste management
activities associated with the EPCRA Section
313 chemical in that mixture or other trade name
product are exempt from EPCRA Section 313
reporting. It is possible to meet an activity (e.g.,
processing) threshold for an EPCRA Section
313 chemical on a facility wide basis, but not be
required to calculate releases or other waste
management quantities associated with a
particular process because that process involves
only mixtures or other trade name products
containing the non-PBT EPCRA Section 313
chemical below the de minimis level.

EPA interprets the de minimis exemption such
that once a non-PBT EPCRA Section 313
chemical concentration is at or above the

appropriate de minimis level in the mixture or
other trade name product threshold
determinations and release and other waste
management calculations must be made, even if
that chemical later falls below the de minimis
level in the same mixture or other trade name
product. Thus, EPA considers reportable all
releases and other quantities managed as waste
that occur after the de minimis level has been
met or exceeded. If an EPCRA Section 313
chemical in a mixture or other trade name
product at or above de minimis is brought on-
site, the de minimis exemption never applies.

De minimis levels for non-PBT EPCRA Section
313 chemicals and chemical categories are set at
concentration levels of either 1 percent or 0.1
percent; PBT chemicals and chemical categories
do not have de minimis levels with regard to this
exemption. The 0.1 percent de minimis levels are
dictated by determinations made by the National
Toxicology Program (NTP) in its Annual Report
on Carcinogens, the International Agency for
Research and Cancer (IARC) in its Monographs,
or 29 CFRpart 1910, subpart Z. Therefore, once
a non-PBT chemical's status under NTP, IARC,
or 29 CFR part 1910, subpart Z indicates that the
chemical is a carcinogen or potential carcinogen,
the reporting facility may disregard levels of the
chemical below the 0.1 percent de minimis
concentration provided that the other criteria for
the de minimis exemption are met. De minimis
levels for chemical categories apply to the total
concentration of all chemicals in the category
within a mixture, not the concentration of each
individual category member within the mixture.

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

Example 5: De Minimis Applications to Process and Otherwise Use Scenarios for Non-PBT
Chemicals

There are many cases in which the de minimis "limit" is crossed or recrossed by non-PBT chemicals
within a process or otherwise use scenario. The following examples are meant to illustrate these complex
reporting scenarios.

Increasing Concentration To or Above De Minimis Levels During Processing for Non-PBT
Chemicals

A manufacturing facility receives toluene that contains chlorobenzene at a concentration below its de
minimis limit. Through distillation, the chlorobenzene content in process streams is increased over the de
minimis concentration of 1 percent. From the point at which the chlorobenzene concentration equals 1
percent in process streams, the amount present must be factored into threshold determinations and release
and other waste management estimates. The facility does not need to consider the amount of
chlorobenzene in the raw material when below de minimis levels, i.e., prior to distillation to 1 percent,
when making threshold determinations. The facility does not have to report emissions of chlorobenzene
from storage tanks or any other equipment associated with that specific process where the chlorobenzene
content is less than 1 percent.

Fluctuating Concentration During Processing for Non-PBT Chemicals

A manufacturer produces an ink product that contains toluene, an EPCRA Section 313 chemical, below
the de minimis level. The process used causes the percentage of toluene in the mixture to fluctuate: it rises
above the de minimis level for a time but drops below the level as the process winds down. The facility
must consider the chemical toward threshold determinations from the point at which it first equals the de
minimis limit. Once the de minimis limit has been met the exemption cannot be taken.

De Minimis Application to the Processing or
Otherwise Use of a Mixture

The de minimis exemption applies to the
processing or otherwise use of a non-PBT
EPCRA Section 313 chemical in a mixture.
Threshold determinations and release and other
waste management calculations begin at the
point where the chemical meets or exceeds the
de minimis level. If a non-PBT EPCRA Section
313 chemical is present in a mixture at a
concentration below the de minimis level, this
quantity of the substance does not have to be
included for threshold determinations, release
and other waste management reporting, or
supplier notification requirements. The
exemption will apply as long as the mixture
containing de minimis amounts of a non-PBT
EPCRA Section 313 chemical never equals or
goes above the de minimis limit.

Concentration Ranges Straddling the De
Minimis Value

There may be instances in which the
concentration of a non-PBT chemical is given as
a range straddling the de minimis limit. Example
6 illustrates how the de minimis exemption
should be applied in such a scenario.

De Minimis Application in the Manufacture
of the Listed Chemical in a Mixture

The de minimis exemption generally does not
apply to the manufacturing of an EPCRA
Section 313 chemical. However, the de minimis
exemption may apply to mixtures and other
trade name products containing non-PBT
EPCRA Section 313 chemicals that are imported
into the United States. (See Example 5.)

The exemption also applies to non-PBT EPCRA
Section 313 chemicals that are manufactured as

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impurities that remain in the product distributed
in commerce below the de minimis levels. The
amount remaining in the product is exempt from
threshold determinations. If the chemical is
separated from the final product, it cannot
qualify for the exemption. Any amount that is
separated, or is separate, from the product, is
considered a byproduct and is subject to
threshold determinations and release and other

waste management calculations. Any amount of
an EPCRA Section 313 chemical that is
manufactured in a waste stream must be
considered toward threshold determinations and
release and other waste management
calculations and accounted for on Form R even
if that chemical is manufactured below the c/e
minimis level.

Example 6: Concentration Ranges Straddling the De Minimis Value

~ A facility processes 8,000,000 pounds of a mixture containing 0.25 to 1.25 percent manganese.
Manganese is eligible for the de minimis exemption at concentrations up to 1 percent. The amount of
mixture subject to reporting is the quantity containing manganese at or above the de minimis
concentration:

[(8,000,000) H (1.25% - 0.99%)] ) (1.25% + 0.25%)

The average concentration of manganese that is not exempt (above the de minimis) is:

(1.25%+ 1.00%)) (2)
(8,000,000)x(l .25% - 0.99%)"
(1.25%-0.25%)

(l.25%+ 1.00%)"

. (2) .

= 23,400pounds

Therefore, the amount of manganese that is subject to threshold determination and release and other waste
management estimates is:

= 23,400 pounds manganese (which is below the processing threshold for manganese)

In this scenario, because the facility's information pertaining to manganese was available to two decimal
places, 0.99 was used to determine the amount below the de minimis concentrations. If the information
was available to one decimal place, 0.9 should be used, as in the scenario below.

~ As in the previous example, manganese is present in a mixture, of which 8,000,000 pounds is
processed. The MSDS states the mixture contains 0.2 percent to 1.2 percent manganese. The amount of
mixture subject to reporting (at or above de minimis limit) is:

[(8,000,000) H (1.2% - 0.9%)] ) (1.2% - 0.2%)

The average concentration of manganese that is not exempt (at or above de minimis limit) is:

(1.2%+ 1.0%)) (2)

Therefore, the amount of manganese that is subject to threshold determinations and release and other
waste management estimates is:

(8,000,000)x(l.2% - 0.9%)
(1.2%-0.2%)

'(1.2%+ 1.0%)"

(2)

= 26,400pounds

= 26,400 pounds manganese (which is above the processing threshold for manganese)

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

Example 7: De Minimis Application in the Manufacture of a Toxic Chemical in a Mixture
Manufacture as a Product Impurity

Toluene 2,4 diisocyanate reacts with trace amounts of water to form trace quantities of 2,4-
diaminotoluene. The resulting product contains 99 percent toluene 2,4-diisocyanate and 0.05 percent 2,4-
diaminotoluene. The 2,4 diaminotoluene would not be subject to EPCRA Section 313 reporting nor
would supplier notification be required because the concentration of 2,4- diaminotoluene is below its de
minimis limit of 0.1 percent in the product.

Manufacture as a Commercial Byproduct and Impurity

Chloroform is a reaction byproduct in the production of carbon tetrachloride. It is removed by distillation
to a concentration of less than 150 ppm (0.0150 percent) remaining in the carbon tetrachloride. The
separated chloroform at 90 percent concentration is sold as a byproduct. Chloroform is subject to a 0.1
percent (1000 ppm) de minimis limit. Any amount of chloroform manufactured and separated as
byproduct must be included in threshold determinations because EPA does not interpret the de minimis
exemption to apply to the manufacture of a chemical as a byproduct. Releases of chloroform prior to and
during purification of the carbon tetrachloride must be reported. The de minimis exemption can, however,
be applied to the chloroform remaining in the carbon tetrachloride as an impurity. Because the
concentration of chloroform remaining in the carbon tetrachloride is below the de minimis limit, this
quantity of chloroform is exempt from threshold determinations, release and other waste management
reporting, and supplier notification.

Manufacture as a Waste Byproduct

A small amount of formaldehyde is manufactured as a reaction byproduct during the production of
phthalic anhydride. The formaldehyde is separated from the phthalic anhydride as a waste gas and burned,
leaving no formaldehyde in the phthalic anhydride. The amount of formaldehyde produced and removed
must be included in threshold determinations and release and other waste management estimates even if
the formaldehyde were present below the de minimis level in the process stream where it was
manufactured or in the waste stream to which it was separated because EPA does not interpret mixtures
and trade name products to includes wastes.	

The de minimis exemption also does not apply to
situations where a toxic chemical in waste is
diluted to below the de minimis level.

Laboratory Activities Exemption. EPCRA
Section 313 chemicals that are manufactured,
processed, or otherwise used in a laboratory at a
covered facility under the direct supervision of a
technically qualified individual do not have to be
considered for threshold determinations and
release and other waste management calculations.
However, pilot plant scale and specialty chemical
production does not qualify for this laboratory
activities exemption, nor does the use of EPCRA
Section 313 chemicals for laboratory support

activities, such as the use of chemicals for
equipment maintenance.

Coal Extraction Activities Exemption. If an

EPCRA Section 313 chemical is manufactured,
processed, or otherwise used in extraction by
facilities in NAICS codes 212111, 212112 and
212113, a person is not required to consider the
quantity of the EPCRA Section 313 chemical so
manufactured, processed, or otherwise used when
considering threshold determinations and release
and other waste management calculations (see
Example 8). Reclamation activities occurring
simultaneously with coal extraction activities (e.g.,
cast blasting) are included in the exemption.
However, otherwise use of ash, waste rock, or

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fertilizer for reclamation purposes are not
considered part of extraction; non-exempt amounts
of EPCRA Section 313 chemicals contained in
these materials must be considered toward
threshold determinations and release and other
waste management calculations.

Metal Mining Overburden Exemption. If an

EPCRA Section 313 chemical that is a constituent
of overburden is processed or otherwise used by
facilities in NAICS codes 212221, 212222,
212231, 212234, and 212299, a person is not
required to consider the quantity of the EPCRA
Section 313 chemical so processed or otherwise
used when considering threshold determinations
and release and other waste management
calculations.

PBT chemical, that is otherwise used at your
facility in excess of .10,000 pounds per toxic
chemical or category over the calendar year.

You must submit a report for any EPCRA Section
313 chemical that is listed as a PBT chemical and
which is manufactured, processed or otherwise
used at your facility above the designated
threshold for that chemical.

The PBT chemical names, CAS numbers and their
reporting thresholds are listed in the table below.
See Table lie of these instructions for lists of
individual members of the dioxin and dioxin-like
compounds chemical category and the polycyclic
aromatic compounds chemical category.

For purposes of EPCRA Section 313 reporting,
overburden is the unconsolidated material that
overlies a deposit of useful material or ore. It does
not include any portion of the ore or waste rock.

Example 8: Coal mining extraction activities

Included among these are explosives for
blasting operations, solvents, lubricants, and
fuels for extraction related equipment
maintenance and use, as well as overburden
and mineral deposits. The EPCRA Section 313
chemicals contained in these materials are
exempt from threshold determinations and
release and other waste management
calculations, when manufactured, processed or
otherwise used during extraction activities at
coal mines.

B.4 Threshold Determinations

EPCRA Section 313 reporting is required if
threshold quantities are exceeded. Separate
thresholds apply to the amount of the EPCRA
Section 313 chemical that is manufactured,
processed or otherwise used.

You must submit a report for any EPCRA Section
313 chemical that is not listed as a PBT chemical
and which is manufactured or processed at your
facility in excess of the following threshold:

•	25,000 pounds per toxic chemical or category
over the calendar year.

•	You must submit a report for any EPCRA
Section 313 chemical, which is not listed as a

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

Chemical or chemical
category name

CAS

number or
chemical
category
code

Threshold

(pounds,

unless

noted

otherwise)

Aldrin

309-00-2

100

Benzo [g,h,i]perylene

191-24-2

10

Chlordane

57-74-9

10

Dioxin and dioxin-like
compounds category
(manufacturing; and
the processing or
otherwise use of dioxin
and dioxin-like
compounds category if
the dioxin and dioxin-
like compounds are
present as
contaminants in a
chemical and if they
were created during
the manufacturing of
that chemical

N150

0.1 gram

Heptachlor

76-44-8

10

Hexachlorobenzene

118-74-1

10

Isodrin

465-73-6

10

Lead (this lower
threshold does not
apply to lead when it is
contained in stainless
steel, brass or bronze
alloy)

7439-92-1

100

Lead compounds

N420

100

Mercury

7439-97-6

10

Mercury compounds

N458

10

Methoxychlor

72-43-5

100

Octachlorostyrene

29082-74-4

10

Pendimethalin

40487-42-1

100

Pentachlorobenzene

608-93-5

10

Polychlorinated
biphenyls (PCBs)

1336-36-3

10

Polycyclic aromatic
compounds category
(PACs)

N590

100

T etrabromobisphenol
A

79-94-7

100

Toxaphene

8001-35-2

10

Trifluralin

1582-09-8

100

B.4.a. How to Determine if Your
Facility Has Exceeded
Thresholds

To determine whether your facility has exceeded
an EPCRA Section 313 reporting threshold,
compare quantities of EPCRA Section 313
chemicals that you manufacture, process, or
otherwise use to the respective thresholds for those
activities. A worksheet is provided in Figure 2A to
assist facilities in determining whether they exceed
any of the reporting thresholds for non-PBT
chemicals; Figures 2B-D provide worksheets for
PBT chemicals. This worksheet also provides a
format for maintaining reporting facility records.
Use of this worksheet is not required and the
completed worksheet(s) should not accompany
Form R reports submitted to EPA and the state.

Complete the appropriate worksheet for each
EPCRA Section 313 chemical or chemical
category. (The worksheets can be found at the end
of section B.4.) Base your threshold determination
for EPCRA Section 313 chemicals with qualifiers
only on the quantity of the EPCRA Section 313
chemical satisfying the qualifier.

Use of the worksheets is divided into three steps:

• Step 1 allows you to record the gross amount
of the EPCRA Section 313 chemical or
chemical category involved in activities
throughout the facility. Pure forms as well as
the amounts of the EPCRA Section 313
chemical or chemical category present in
mixtures or other trade name products must be
considered. The types of activity (i.e.,
manufacturing, processing, or otherwise
using) for which the EPCRA Section 313
chemical is used must be identified because
separate thresholds apply to each of these
activities. A record of the information
source(s) used should be kept. Possible
information sources include purchase records,
inventory data, and calculations by a process
engineer. The data collected in Step 1 will be
totaled for each activity to identify the overall

Toxics Release Inventory Reporting Forms and Instructions

23


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amount of the EPCRA Section 313 chemical
or chemical category manufactured (including
imported), processed, or otherwise used.

•	Step 2 allows you to identify uses of the
EPCRA Section 313 chemical or chemical
category that were included in Step 1 but are
exempt under EPCRA Section 313. Do not
include in Step 2 exempt quantities of the
EPCRA Section 313 chemical not included in
the calculations in Step 1. For example, if
Freon contained in the building's air
conditioners was not reported in Step 1, you
would not include the amount as exempt in
Step 2. Step 2 is intended for use when a
quantity or use of the EPCRA Section 313
chemical is exempt while other quantities
require reporting. Note the type of exemption
for future reference. Also identify, if
applicable, the fraction or percentage of the
EPCRA Section 313 chemical present that is
exempt. Add the amounts in each activity to
obtain a subtotal for exempted amounts of the
EPCRA Section 313 chemical or chemical
categories at the facility.

•	Step 3 involves subtracting the result of Step 2
from the results of Step 1 for each activity.
Compare this net sum to the applicable
activity threshold. If the threshold is exceeded
for any of the three activities, a facility must
submit a Form R for that EPCRA Section 313
chemical or chemical category. Do not sum
quantities of the EPCRA Section 313 chemical
that are manufactured, processed, and
otherwise used at your facility, because each
of these activities requires a separate threshold
determination. For example, if in a calendar
year you processed 20,000 pounds of a non-
PBT EPCRA Section 313 chemical and you
otherwise used 6,000 pounds of that same
chemical, your facility has not exceeded any
applicable threshold and thus is not required to
report for that chemical.

Worksheets should be retained to document your
determination for reporting or not reporting, but
should not be submitted with the report.

You must submit a report if you exceed any
threshold for any EPCRA Section 313 chemical or
chemical category. For example, if your facility
processes 22,000 pounds of a non-PBT EPCRA
Section 313 chemical and also otherwise uses
16,000 pounds of that same chemical, it has
exceeded the otherwise use threshold (10,000
pounds for a non-PBT chemical) and your facility

must report even though it did not exceed the
process threshold (25,000 pounds for a non-PBT
chemical). In preparing your reports, you must
consider all non exempted activities and all
releases and other waste management quantities of
the EPCRA Section 313 chemical from your
facility, not just releases and other waste
management quantities from the otherwise use
activity.

Also note that threshold determinations are based
upon the actual amounts of an EPCRA Section
313 chemical manufactured, processed, or
otherwise used over the course of the calendar
year. The threshold determination may not relate
to the amount of an EPCRA Section 313 chemical
brought on-site during the calendar year. For
example, if a stockpile of 100,000 pounds of a
non-PBT EPCRA Section 313 chemical is present
on-site but only 20,000 pounds of that chemical is
applied to a process, only the 20,000 pounds
processed is counted toward a threshold
determination, not the entire 100,000 pounds of
the stockpile.

B.4.b. Threshold Determinations for
On-Site Reuse Operations

Threshold determinations of EPCRA Section 313
chemicals that are reused at the facility are based
only on the amount of the EPCRA Section 313
chemical that is added during the year, not the
total volume in the system. For example, a facility
operates a refrigeration unit that contains 15,000
pounds of anhydrous ammonia at the beginning of
the year. The system is charged with 2,000 pounds
of anhydrous ammonia during the year. The
facility has therefore "otherwise used" only 2,000
pounds of anhydrous ammonia, a non-PBT
EPCRA Section 313 chemical, which is below the
otherwise use threshold for anhydrous ammonia
and is not required to report (unless there are other
"otherwise use" activities of ammonia, that when
taken together, exceed the reporting threshold). If,
however, the whole refrigeration unit was
recharged with 15,000 pounds of anhydrous
ammonia during the year, then the facility would
have exceeded the otherwise use threshold, and
would be required to report.

This does not apply to EPCRA Section 313
chemicals "recycled" or "reused" off-site and
returned to a facility. Such EPCRA Section 313
chemicals returned to a facility are treated as the
equivalent of newly purchased material for

24

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

purposes of EPCRA Section 313 threshold
determinations.

B.4.c. Threshold Determinations for
Ammonia

The listing for ammonia includes the modifier
"includes anhydrous ammonia and aqueous
ammonia from water dissociable ammonium salts
and other sources; 10 percent of total aqueous
ammonia is reportable under this listing." The
qualifier for ammonia means that anhydrous forms
of ammonia are 100 percent reportable and
aqueous forms are limited to 10 percent of total
aqueous ammonia. Therefore, when determining
threshold quantities, 100 percent of anhydrous
ammonia is included but only 10 percent of total
aqueous ammonia is included. If any ammonia
evaporates from aqueous ammonia solutions, 100
percent of the evaporated ammonia is included in
threshold determinations.

For example, if a facility processes aqueous
ammonia, it has processed 100 percent of the
aqueous ammonia in that solution. If the ammonia
remains in solution, then 10 percent of the total
aqueous ammonia is counted towards the
threshold. If there are any evaporative losses of
anhydrous ammonia, then 100 percent of those
losses must be counted towards the processing
threshold. If the manufacturing, processing, or
otherwise use threshold for the ammonia listing
are exceeded, the facility must report 100 percent
of these evaporative losses in Sections 5 and 8 of
the Form R.

B.4.d. Threshold Determinations for
Chemical Categories

A number of chemical compound categories are
subject to reporting. See Table lie for a listing of
these EPCRA Section 313 chemical categories.
When preparing threshold determinations for one
of these EPCRA Section 313 chemical categories,
all individual members of a category that are
manufactured, processed, or otherwise used must
be counted. Where generic names are used at a
facility, threshold determinations should be based
on CAS numbers. For example, Poly-Solv EB
does not appear among the reportable chemicals in
Table Ha or lib but its CAS number indicates
Poly-Solv EB is a synonym for ethylene glycol
mono-n-butyl ether, a member of the certain
glycol ethers chemical category (code N230). For

chemical compound categories threshold
determinations must be made separately for each
of the three activities. Do not include in these
threshold determinations for a category any
chemicals that are also individually listed EPCRA
Section 313 chemicals (see Table Ha or lib).
Individually listed EPCRA Section 313 chemicals
are subject to their own, individual threshold
determination.

Organic Compounds

For the organic compound categories, you are
required to account for the entire weight of all
compounds within a specific compound category
(e.g., glycol ethers) at the facility for BOTH the
threshold determination and release and other
waste management estimates.

Metal Category Compounds

Threshold determinations for metal category
compounds present a special case. If, for example,
your facility processes several different nickel
compounds, base your threshold determination on
the total weight of all nickel compounds
processed. However, if your facility processes
both the "parent" metal (nickel) as well as one or
more nickel compounds, you must make threshold
determinations for both nickel (CAS number
7440-02-0) and nickel compounds (chemical
category code N495) because they are separately
listed EPCRA Section 313 chemicals. If your
facility exceeds thresholds for both the parent
metal and compounds of that same metal, EPA
allows you to file one combined report (e.g., one
report for nickel compounds, including nickel)
because the release information you will report in
connection with metal category compounds will be
the total pounds of the metal released. If you file
one combined report, you should put the name of
the metal compound category on the Form R. In
the example above, the facility that exceeded
reporting thresholds for both the nickel and nickel
compounds chemical category could submit a
single Form R for the nickel compounds chemical
category, which would contain release and other
waste management information for both nickel and
nickel compounds. Do not put both names on the
Form R.

The case of metal category compounds involving
more than one metal should be noted. Some metal
category compounds may contain more than one

Toxics Release Inventory Reporting Forms and Instructions

25


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listed metal. For example, lead chromate is both a
lead compound and a chromium compound. In
such cases, if applicable thresholds are exceeded,
you are required to file two separate reports, one
for lead compounds and one for chromium
compounds. Apply the total weight of the lead
chromate to the threshold determinations for both
lead compounds and chromium compounds.
(Note: Only the amount of each parent metal
released or otherwise managed as waste, not the
amount of the compound, would be reported on
the appropriate sections of both Form Rs. See
B.5.)

Nitrate Compounds (water dissociable;
reportable only when in aqueous solution)

For the category nitrate compounds (water
dissociable; reportable only when in aqueous
solution), the entire weight of the nitrate
compound is counted in making threshold
determinations. A nitrate compound is covered by
this listing only when in water and only if
dissociated. If no information is available on the
identity of the type of nitrate that is manufactured,
processed or otherwise used, assume that the
nitrate compound exists as sodium nitrate.

B.4.e Threshold Determination for
Persistent Bioaccumulative
Toxic (PBT) Chemicals

There are two separate thresholds for EPCRA
Section 313 PBT chemicals; these thresholds are
set based on the chemicals' potential to persist and
bioaccumulate in the environment. The
manufacturing, processing and otherwise use
thresholds for PBT chemicals is 100 pounds, while
for the subset of PBTs chemicals that are highly
persistent and highly bioaccumulative, it is 10
pounds. One exception is the dioxin and dioxin-
like compounds chemical category. The threshold
for this category is 0.1 gram. The PBT chemicals,
their CAS numbers or chemical category code, and
their reporting thresholds are listed in a table in the
introductory section of B.4. See Table lie of these
instructions for lists of individual members of the
dioxin and dioxin-like compounds chemical
category and the polycyclic aromatic compounds
(PACs) chemical category.

B.4.f. Mixtures and Other Trade
Name Products

EPCRA Section 313 chemicals contained in
mixtures and other trade name products must be

factored into threshold determinations and release
and other waste management calculations.

If your facility processed or otherwise used
mixtures or other trade name products during the
calendar year, you are required to use the best
readily available data (or reasonable estimates if
such data are not readily available) to determine
whether the toxic chemicals in a mixture meet or
exceed the de minimis concentration and,
therefore, whether they must be included in
threshold determinations and release and other
waste management calculations. If you know that
a mixture or other trade name product contains a
specific EPCRA Section 313 chemical, combine
the amount of the EPCRA Section 313 chemical in
the mixture or other trade name product with other
amounts of the same EPCRA Section 313
chemical processed or otherwise used at your
facility for threshold determinations and release
and other waste management calculations. If you
know that a mixture contains an EPCRA Section
313 chemical but it is present below the de
minimis level, you do not have to consider the
amount of the EPCRA Section 313 chemical
present in that mixture for purposes of threshold
determinations and release and other waste
management calculations. PBT chemicals are not
eligible for the de minimis exemption except lead
when it is contained in stainless steel, brass or
bronze alloy.

Observe the following guidelines in estimating
concentrations of EPCRA Section 313 chemicals
in mixtures when only limited information is
available:

•	If you only know the upper bound
concentration, you must use it for threshold
determinations (40 CFR Section372.30(b)(ii)).

•	If you know the lower and upper bound
concentrations of an EPCRA Section 313
chemical in a mixture, EPA recommends you
use the midpoint of these two concentrations
for threshold determinations.

•	If you know only the lower bound
concentration, EPA recommends you subtract
out the percentages of any other known
components to determine a reasonable upper
bound concentration, and then determine a
midpoint.

•	If you have no information other than the
lower bound concentration, EPA recommends

26

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

you calculate a midpoint assuming an upper
bound concentration of 100 percent.

• In cases where you only have a concentration
range available, EPA recommends you use the
midpoint of the range extremes.

B.5 Release and Other Waste

Management Determinations
for Metals, Metal Category
Compounds, and Nitrate
Compounds

Metal Category Compounds

Although the complete weight of the metal
category compounds must be used in threshold
determinations for the metal compounds category,
only the weight of the metal portion of the metal
category compound must be considered for release
and other waste management determinations.
Remember that for metal category compounds that
consist of more than one metal, release and other
waste management reporting must be based on the
weight of each metal, provided that the appropriate
thresholds have been exceeded.

Metals and Metal Category Compounds

For compounds within the metal compound
categories, only the metal portion of the metal
category compound must be considered in
determining release and other waste management
quantities for the metal category compounds.

Therefore, if thresholds are separately exceeded
for both the "parent" metal and its compounds,
EPA allows you to file a combined Form R for the
"parent" metal and its category compounds. This
Form R would contain all of the release and other
waste management information for both the
"parent" metal and metal portion of the related
metal category compounds. For example, you
exceed thresholds for chromium. You also exceed
thresholds for chromium compounds. Instead of
filing two Form Rs you can file one combined
Form R. This Form R would contain information
on quantities of chromium released or otherwise
managed as waste and the quantities of the
chromium portion of the chromium compounds
released or otherwise managed as waste. When
filing one combined Form R for an EPCRA
Section 313 metal and metal compound category,
facilities should identify the chemical reported as
the metal compound category name and code in
Section 1 of the Form R. Note that this does not
apply to the Form A. See the section in these
instructions on the Form A. See Appendix B for
more information about reporting the release and
other waste management of metals and metal
compounds.

Nitrate Compounds (water dissociable;
reportable only in aqueous solution)

Although the complete weight of the nitrate
compound must be used for threshold
determinations for the nitrate compounds category
only the nitrate portion of the compound should be
used for release and other waste management
calculations.

Toxics Release Inventory Reporting Forms and Instructions

27


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Example 9: Mixtures and Other Trade Name Products

Scenario #1: Your facility otherwise uses 12,000 pounds of an industrial solvent (Solvent X) for
equipment cleaning. The Material Safety Data Sheet (MSDS) for the solvent indicates that it contains at
least 50 percent n-hexane, an EPCRA Section 313 chemical; however, it also states that the solvent
contains 20 percent non-hazardous surfactants. This is the only n-hexane-containing mixture used at the
facility.

EPA recommends you follow these steps to determine if the quantity of the EPCRA Section 313 chemical
in solvent X exceeds the threshold for otherwise use.

1)	Determine a reasonable maximum concentration for the EPCRA Section 313 chemical by
subtracting out the non-hazardous surfactants (i.e., 100% - 20% = 80%).

2)	Determine the midpoint between the known minimum (50%) and the reasonable maximum
calculated above (i.e., (80% + 50%)/2 = 65%).

3)	Multiply total weight of Solvent X otherwise used by 65% (0.65).

12,000 pounds x 0.65 = 7,800 pounds

4)	Because the total amount of n-hexane otherwise used at the facility was less than the 10,000-pound
otherwise use threshold, the facility is not required to file a Form R for n-hexane.

Scenario #2: Your facility otherwise used 15,000 pounds of Solvent Y to clean printed circuit boards.
The MSDS for the solvent lists only that Solvent Y contains at least 80 percent of an EPCRA Section 313
chemical that is only identified as chlorinated hydrocarbons.

EPA recommends you follow these steps to determine if the quantity of the EPCRA Section 313 chemical
in the solvent exceeds the threshold for otherwise use.

1)	Because the specific chemical is unknown, the Form R will be filed for "chlorinated hydrocarbons."
This name will be entered into Part II, Section 2.1, "Mixture Component Identity/' (Note: Because
your supplier is claiming the EPCRA Section 313 chemical identity a trade secret, you do not have
to file substantiation forms.)

2)	The upper bound limit is assumed to be 100 percent and the lower bound limit is known to be 80
percent. Using this information, the specific concentration is estimated to be 90 percent (i.e., the
mid-point between upper and lower limits).

(100% + 80%)/2 = 90%

3)	The total weight of Solvent Y is multiplied by 90 percent (0.90) when calculating for thresholds.

15,000x0.90 = 13,500

4)	Because the total amount of chlorinated hydrocarbons exceeds the 10,000-pound otherwise use
	threshold, you must file a Form R for this chemical.	

28

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

Facility Name:	 Date Worksheet Prepared:

EPCRA Section 313 Chemical or Chemical Category:		Prepared By:	

CAS Registry Number:	

Reporting Year:	

Amounts of the EPCRA Section 313 chemical or chemical category manufactured, processed, or otherwise used.

Mixture Name or Other
Identifier

Information Source

Total Weight (lb)

Percent EPCRA
Section 313 Chemical
by Weight

epcra Section 313

Chemical Weight
(lb)

Amount of the EPCRA Section 313 Chemical or
Chemical Category by Activity (lb.):

Manufactured

Processed

Otherwise Used

l.















2.















3.















4.















Subtotal:









(A) lb

(B) lb

(C) lb

Exempt quantity of the EPCRA Section 313 chemical or chemical category that should be excluded.

Mixture Name as Listed Above

Applicable Exemption (de minimis,
articles, facility, activity)

Fraction or Percent Exempt (if
Applicable)

Amount of the EPCRA Section 313 Chemical Exempt from
Above (lb):

Manufactured

Processed

Otherwise Used

l.











2.











3.











4.











Subtotal:





(Ai) lb

(Bi) lb

(C,) lb

Amount subject to threshold:	(A-Al)	lb (B-Bl)	lb (C-Cl)	lb

Compare to threshold for EPCRA Section 313 reporting.	25,000 lbs 25,000 lbs 10,000 lbs

If any threshold is exceeded, reporting is required for all activities. Do not submit this worksheet with Form R or Form A; retain it for your records.

Figure 2A. EPCRA Section 313 Non-PBT Chemical Reporting Threshold Worksheet1

1 Note: Chemicals listed as PBT have separate thresholds (dioxin and dioxin-like compounds chemical category = 0.1 g; highly persistent, highly bioaccumulative toxic
chemicals = 10 lbs; all other PBT chemicals = 100 lbs). Make certain you are using the appropriate worksheet for the toxic chemical of concern.

Toxics Release Inventory Reporting Forms and Instructions

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Facility Name:		Date Worksheet Prepared:

EPCRA Section 313 Chemical or Chemical Category:	 Prepared By:	

CAS Registry Number:	

Reporting Year:	

Amounts of the EPCRA Section 313 chemical or chemical category manufactured, processed, or otherwise used.	

Mixture Name or
Other Identifier

Information
Source

Total Weight (lb)

Percent EPCRA
Section 313 Chemical
by Weight

EPCRA Section 313
Chemical Weight
(lb)

Amount of the EPCRA Section 313 Chemical or
Chemical Category by Activity (lb.):

Manufactured

Processed

Otherwise Used

1.















2.















3.















4.















Subtotal:









(A) lb

(B) lb

(C) lb

Exempt quantity of the EPCRA Section 313 chemical or chemical category that should be excluded.

Mixture Name as Listed Above

Applicable Exemption (articles,
facility, activity)1

Fraction or Percent Exempt (if
Applicable)

Amount of the EPCRA Section 313 Chemical
Exempt from Above (lb):

Manufactured

Processed

Otherwise Used

1.











2.











3.











4.











Subtotal:





(A,) lb

(B,) lb

(C,) lb

Amount subject to threshold:	(A-Al)	lb (B-Bl)	lb (C-Cl)	lb

Compare to threshold for EPCRA Section 313 reporting.	100 lbs 100 lbs 100 lbs

If any threshold is exceeded, reporting is required for all activities. Do not submit this worksheet with Form R or Form A; retain it for your records.

Figure 2B. EPCRA Section 313 Reporting Threshold Worksheet for PBT Chemicals with 100 Pound Thresholds

1 Note: Chemicals listed as PBT are not eligible for the de minimis exemption.

30

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How to Determine if Your Facility Must Submit a Form R or Is Eligible to Use Form A

Facility Name:		Date Worksheet Prepared:

EPCRA Section 313 Chemical or Chemical Category:		Prepared By:	

CAS Registry Number:	

Reporting Year:	

Amounts of the EPCRA Section 313 chemical or chemical category manufactured, processed, or otherwise used.	

Mixture Name or
Other Identifier

Information
Source

Total Weight (lb)

Percent EPCRA
Section 313 Chemical
by Weight

EPCRA Section 313
Chemical Weight
(lb)

Amount of the EPCRA Section 313 Chemical or
Chemical Category by Activity (lb.):

Manufactured

Processed

Otherwise Used

1.















2.















3.















4.















Subtotal:









(A) lb

(B) lb

(C) lb

Exempt quantity of the EPCRA Section 313 chemical or chemical category that should be excluded.

Mixture Name as Listed Above

Applicable Exemption (articles,
facility, activity)1

Fraction or Percent Exempt (if
Applicable)

Amount of the EPCRA Section 313 Chemical
Exempt from Above (lb):

Manufactured

Processed

Otherwise Used

1.











2.











3.











4.











Subtotal:





(A,) lb

(B,) lb

(C,) lb

Amount subject to threshold:	(A-Al)	lb (B-Bl)	lb (C-Cl)	lb

Compare to threshold for EPCRA Section 313 reporting.	10 lbs 10 lbs 10 lbs

If any threshold is exceeded, reporting is required for all activities. Do not submit this worksheet with Form R or Form A; retain it for your records..

Figure 2C. EPCRA Section 313 Reporting Threshold Worksheet for PBT Chemicals with 10 Pound Threshold

1 Note: Chemicals listed as PBT are not eligible for the de minimis exemption.

Toxics Release Inventory Reporting Forms and Instructions

31


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Facility Name:		Date Worksheet Prepared:

EPCRA Section 313 Chemical or Chemical Category: Dioxin and Dioxin-Like Compounds	Prepared By:	

CAS Registry Number: N150_

Reporting Year:	

Amounts of the EPCRA Section 313 chemical or chemical category manufactured, processed, or otherwise used.	

Mixture Name or
Other Identifier

Information
Source

Total Weight (lb)

Percent EPCRA
Section 313 Chemical
by Weight

EPCRA Section 313
Chemical Weight
(lb)

Amount of the EPCRA Section 313 Chemical or
Chemical Category by Activity (g.):

Manufactured

Processed

Otherwise Used

1.















2.















3.















4.















Subtotal:









(A) lb

(B) lb

(C) lb

Exempt quantity of the EPCRA Section 313 chemical or chemical category that should be excluded.

Mixture Name as Listed Above

Applicable Exemption (articles,
facility, activity)1

Fraction or Percent Exempt (if
Applicable)

Amount of the EPCRA Section 313 Chemical
Exempt from Above (g):

Manufactured

Processed

Otherwise Used

1.











2.











3.











4.











Subtotal:





(A,) lb

(B,) lb

(C,) lb

Amount subject to threshold:	(A-Al)	lb (B-Bl)	lb (C-Cl)	lb

Compare to threshold for EPCRA Section 313 reporting.	0.1 gram	0.1 gram 0.1 gram

If any threshold is exceeded, reporting is required for all activities. Do not submit this worksheet with Form R; retain it for your records.

Figure 2D. EPCRA Section 313 Reporting Threshold Worksheet for Dioxin and Dioxin-Like Compounds Chemical Category

1 Note: Chemicals listed as PBT are not eligible for the de minimis exemption.

32

Toxics Release Inventory Reporting Forms and Instructions


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Instructions for Completing TRI Form R

C. Instructions for

Completing TRI Form R

Part I. Facility Identification
Information

Section 1. Reporting Year

The reporting year is the calendar year to which
the reported information applies, not the year in
which you are submitting the report. Information
for the 2008 reporting year must be submitted on
or before July 1, 2009.

Section 2. Trade Secret Information

2.1	Are you claiming the EPCRA Section
313 chemical identified on Page 2 a
trade secret?

Answer this question only after you have
completed the rest of the report. The specific
identity of the EPCRA Section 313 chemical being
reported in Part II, Section 1 may be designated as
a trade secret. If you are making a trade secret
claim, mark "yes" and proceed to Section 2.2.
Only check yes if you manufacture, process, or
otherwise use the EPCRA Section 313 chemical
whose identity is a trade secret. (See Section A.3
of these instructions for specific information on
trade secrecy claims.) If you checked "no,"
proceed to Section 3; do not answer Section 2.2.

~ See last year's Reporting Forms and
Instructions.

2.2	If "yes" in 2.1, is this copy sanitized or
unsanitized?

Answer this question only after you have
completed the rest of the report. Check "sanitized"
if this copy of the report is the public version that
does not contain the EPCRA Section 313 chemical
identity but does contain a generic name that is
structurally descriptive in its place, and if you
have claimed the EPCRA Section 313 chemical
identity trade secret in Part I, Section 2.1.
Otherwise, check "unsanitized."

Section 3. Certification

The certification statement must be signed by a
senior official with management responsibility for
the person (or persons) completing the form. A
senior management official must certify the
accuracy and completeness of the information
reported on the form by signing and dating the
certification statement. Each report must contain
an original signature. You should print or type the
name and title of the person who signs the
statement in the space provided. This certification
statement applies to all the information supplied
on the form and should be signed only after the
form has been completed.

Section 4. Facility Identification

4.1 Facility Name, Location, and TRI
Facility Identification Number

Enter the full name that the facility presents to the
public and its customers in doing business (e.g.,
the name that appears on invoices, signs, and other
official business documents). Do not use a
nickname for the facility (e.g., Main Street Plant)
unless that is the legal name of the facility under
which it does business. Also enter the street
address, mailing address, city, county, state, and
zip code in the space provided. Do not use a post
office box number as the street address. The street
address provided must be the location where the
EPCRA Section 313 chemicals are manufactured,
processed, or otherwise used. If your mailing
address and street address are the same, you
should enter NA in the space for the mailing
address.

If your facility is not in a county, put the name of
your city, district (for example, District of
Columbia), or parish (if you are in Louisiana) in
the county block of the Form R and Form A as
well as in the county field of TRI-ME OR TRI-
MEweb. "NA" or "None" are not acceptable
entries.

If you have submitted a Form R or Form A for
previous reporting years, a TRI Facility
Identification Number has been assigned to your
facility. If you know your TRI Facility
Identification Number, you should complete
Section 4. If you do not know your TRI Facility
Identification Number, you should visit the TRI

Toxics Release Inventory Reporting Forms and Instructions

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web	page	at

htto: //www .epa. gov/tri/contacts/contacts .htm for
more information or contact your Regional TRI
Program representative, or utilize Envirofacts on
the Web to look up the address or facility name
. If your facility has
moved, do not enter your TRI Facility
Identification Number, enter New Facility. If you
are filing a separate Form R for each establishment
at your facility, you should use the same TRI
Facility Identification Number for each
establishment.

The TRI Facility Identification Number is
established by the first Form R submitted by a
facility at a particular location. Only a change in
address warrants filing as a new facility;
otherwise, the TRI Facility Identification Number
is retained by the facility even if the facility
changes name, ownership, production processes,
SIC or NAICS codes, etc. This identification
number will stay with this location. If a new
facility moves to this location it should use this
TRI Facility Identification Number.
Establishments of a facility that report separately
should use the TRI Facility Identification Number
of the facility.

You should enter "New Facility" in the space for
the TRI Facility Identification number if this is
your first submission.

4.2 Full or Partial Facility Indication

EPCRA Section 313 requires reports by
"facilities," which are defined as "all buildings,
equipment, structures, and other stationary items
which are located on a single site or on contiguous
or adjacent sites and which are owned or operated
by the same person (or by any person which
controls, is controlled by, or under common
control with such person). A facility may contain
more than one establishment."

EPCRA Section 313 defines establishment as "an
economic unit, generally at a single physical
location, where business is conducted or where
services or industrial operations are performed."
Under Section372.30(c) of the reporting rule, you
may submit a separate Form R for each
establishment, or for groups of establishments in
your facility, provided all releases and other waste
management activities and source reduction
activities involving the EPCRA Section 313
chemical from the entire facility are reported. This
allows you the option of reporting separately on

the activities involving an EPCRA Section 313
chemical at each establishment, or group of
establishments (e.g., part of a covered facility),
rather than submitting a single Form R for that
EPCRA Section 313 chemical for the entire
facility. However, if an establishment or group of
establishments does not manufacture, process, or
otherwise use or release or otherwise manage as
waste an EPCRA Section 313 chemical, you do
not have to submit a report for that establishment
or group of establishments for that particular
chemical. (See also Section B.2.a of these
instructions.)

A covered facility must report all releases and
other waste management activities and source
reduction activities of an EPCRA Section 313
chemical if the facility meets a reporting threshold
for that EPCRA Section 313 chemical. Whether
submitting a report for the entire facility or
separate reports for the establishments, the
threshold determination must be made based on
the entire facility. Indicate in Section 4.2 whether
your report is for the entire covered facility as a
whole or for part of a covered facility (i.e., one or
more establishments).

Federal facilities and contractors at federal
facilities (GOCOs: Government-owned,
contractor-operated facilities) should check either
4.2c or 4.2d, but not both. Federal facilities should
check 4.2c, even if their TRI reports contain
release and other waste management information
from contractors located at the facility.
Contractors at federal facilities, which are required
by EPCRA Section 313 to file TRI reports
independently of the federal facility, should check
4.2d. This information is important to prevent
duplication of federal facility data. (See Appendix
A for further guidance on these instructions.)

4.3 Technical Contact

Enter the name and telephone number (including
area code) of a technical representative whom
EPA or state officials may contact for clarification
of the information reported on Form R. You
should also enter an email address for this person.
EPA encourages facilities to provide an email
address for its Technical Contact on their TRI
submissions because they will be able to receive
important program updates and email alerts
notifying them when their FDP has been updated
and is available on the FDP website. If the
technical contact does not have an email address
you should enter NA. This contact person does not

34

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Instructions for Completing TRI Form R

have to be the same person who prepares the
report or signs the certification statement and does
not necessarily need to be someone at the location
of the reporting facility. However, this person
should be familiar with the details of the report so
that he or she can answer questions about the
information provided.

4.4	Public Contact

Enter the name and telephone number (including
area code) of a person who can respond to
questions from the public about the form. You
should also enter an e-mail address for this person.
If you choose to designate the same person as both
the Technical and the Public Contact, or you do
not have a Public Contact, you may enter "Same
as Section 4.3" in this space. This contact person
does not have to be the same person who prepares
the form or signs the Certification Statement and
does not necessarily need to be someone at the
location of the reporting facility.

4.5	North American Industry Classification
System (NAICS) Codes

The North American Industry Classification
System (NAICS) is the economic classification
system that replaces the 1987 SIC code system for
TRI Reporting beginning with the RY 2006
EPCRA Section 313 reporting (71 FR 32464).
Enter the appropriate six digit North American
Industry Classification System (NAICS) Code that
is the primary NAICS code for your facility in
Section 4.5(a). For Reporting Year 2008, use 2007
NAICS codes. Enter any other applicable NAICS
for your facility in 4.5 (b)-(f). The table on p.8 of
this document lists the covered NAICS codes. If
you do not know your NAICS code, consult the
2007 NAICS Manual (see Section B.2 of these
instructions for ordering information) or check the
SIC to NAICS crosswalk tables at
www.census.gov.

4.6	Dun & Bradstreet Number(s)

Enter the nine digit number assigned by Dun &
Bradstreet (D & B) for your facility or each
establishment within your facility. These numbers
code the facility for financial purposes. This
number may be available from your facility's
treasurer or financial officer. You can also obtain
the numbers from your local Dun & Bradstreet
office (check the telephone book White Pages). If
a facility does not subscribe to the D & B service,
a number can be obtained, toll free at 800 234-

3867 (8:00 AM to 6:00 PM, Local Time) or on the
Web at . If none of your
establishments has been assigned a D & B
number, you should enter NA in box (a). If only
some of your establishments have been assigned D
& B numbers, enter those numbers in Part I,
section 4.6.

Section 5. Parent Company
Information

You must provide information on your parent
company. For purposes of the Form R, a parent
company is defined as the highest level company,
located in the United States, that directly owns at
least 50 percent of the voting stock of your
company. If your facility is owned by a foreign
entity, enter NA in this space. Corporate names
should be treated as parent company names for
companies with multiple facility sites. For
example, the Bestchem Corporation is not owned
or controlled by any other corporation but has sites
throughout the country whose names begin with
Bestchem. In this case, Bestchem Corporation
should be listed as the parent company. Note that a
facility that is a 50:50 joint venture is its own
parent company. When a facility is owned by
more than one company and none of the facility
owners directly owns at least 50 percent of its
voting stock, the facility should provide the name
of the parent company of either the facility
operator or the owner with the largest ownership
interest in the facility. If neither the operator nor
this owner has a parent company, then the NA box
should be checked.

5.1	Name of Parent Company

Enter the name of the corporation or other
business entity that is your ultimate U.S. parent
company. If your facility has no parent company,
you should check the NA box.

5.2	Parent Company's Dun & Bradstreet
Number

Enter the D & B number for your ultimate U.S.
parent company, if applicable. The number may be
obtained from the treasurer or financial officer of
the company. If your parent company does not
have a D & B number, you should check the NA
box.

Toxics Release Inventory Reporting Forms and Instructions

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Part II. Chemical Specific
Information

In Part II, you are to report on:

•	The EPCRA Section 313 chemical being
reported;

•	The general uses and activities involving the
EPCRA Section 313 chemical at your facility;

•	On-site releases of the EPCRA Section 313
chemical from the facility to air, water, and
land;

•	Quantities of the EPCRA Section 313
chemical transferred to off-site locations;

•	Information for on-site and off-site disposal,
treatment, energy recovery, and recycling of
the EPCRA Section 313 chemical; and

•	Source reduction activities.

Section 1. EPCRA Section 313
Chemical Identity

1.1 CAS Number

Enter the Chemical Abstracts Service (CAS)
registry number in Section 1.1 exactly as it
appears in Table II of these instructions for the
chemical being reported. CAS numbers are cross-
referenced with an alphabetical list of chemical
names in Table II. If you are reporting one of the
EPCRA Section 313 chemical categories (e.g.,
chromium compounds), you should enter the
applicable category code in the CAS number
space. EPCRA Section 313 chemical category
codes are listed below and can also be found in
Table lie and Appendix B.

EPCRA Section 313 Chemical Category Codes:

NO 10	Antimony compounds

N020	Arsenic compounds

N040	Barium compounds

N050	Beryllium compounds

N078	Cadmium compounds

N084	Chlorophenols

N090	Chromium compounds

N096	Cobalt compounds

N100	Copper compounds

N106	Cyanide compounds

N120	Diisocyanates

N150	Dioxin and dioxin-like compounds

N171	Ethylenebisdithiocarbamic acid, salts and

esters (EBDCs)

N230	Certain glycol ethers

N420	Lead compounds	

36

N450 Manganese compounds

N458 Mercury compounds

N495 Nickel compounds

N503 Nicotine and salts

N511 Nitrate compounds (water dissociable,

reportable only in aqueous solution)
N575 Polybrominated biphenyls (PBBs)
N583 Polychlorinated alkanes (CIO to C13)
N590 Polycyclic aromatic compounds (PACs)
N725 Selenium compounds
N740 Silver compounds
N746 Strychnine and salts
N760 Thallium compounds
N770 Vanadium compounds
N874 Warfarin and salts
N982 Zinc compounds

If you are making a trade secret claim, you must
report the CAS number or category code on your
unsanitized Form R and unsanitized substantiation
form. Do not include the CAS number or category
code on your sanitized Form R or sanitized
substantiation form.

1.2 EPCRA Section 313 Chemical or
Chemical Category Name

Enter the name of the EPCRA Section 313
chemical or chemical category exactly as it
appears in Table II. If the EPCRA Section 313
chemical name is followed by a synonym in
parentheses, report the chemical by the name that
directly follows the CAS number (i.e., not the
synonym). If the EPCRA Section 313 chemical
identity is actually a product trade name (e.g.,
Dicofol), the 9th Collective Index name is listed
below it in brackets. You may report either name
in this case.

Do not list the name of a chemical that does not
appear in Table II, such as individual members of
an EPCRA Section 313 chemical category. For
example, if you use silver chloride, do not report
silver chloride with its CAS number. Report this
chemical as "silver compounds" with its category
code, N740.

If you are making a trade secret claim, you must
report the specific EPCRA Section 313 chemical
identity on your unsanitized Form R and
unsanitized substantiation form. Do not report the
name of the EPCRA Section 313 chemical on your
sanitized Form R or sanitized substantiation form.
Include a generic name that is structurally
descriptive in Part II, Section 1.3 of your sanitized
Form R report.

Toxics Release Inventory Reporting Forms and Instructions


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Instructions for Completing Part II of EPA Form R

EPA requests that the EPCRA Section 313
chemical, chemical category, or generic name also
be placed in the box marked "Toxic Chemical,
Category, or Generic Name" in the upper right-
hand corner on all pages of Form R. While this
space is not a required data element, providing this
information will help you in preparing a complete
Form R report.

1.3 Generic Chemical Name

Complete Section 1.3 only if you are claiming the
specific EPCRA Section 313 chemical identity of
the EPCRA Section 313 chemical as a trade secret
and have marked the trade secret block in Part I,
Section 2.1 on Page 1 of Form R. Enter a generic
chemical name that is descriptive of the chemical
structure. You should limit the generic name to
seventy characters (e.g., numbers, letters, spaces,
punctuation) or less. Do not enter mixture names
in Section 1.3; see Section 2 below.

In-house plant codes and other substitute names
that are not structurally descriptive of the EPCRA
Section 313 chemical identity being withheld as a
trade secret are not acceptable as a generic name.
The generic name must appear on both sanitized
and unsanitized Form Rs, and the name must be
the same as that used on your substantiation forms.

Section 2. Mixture Component Identity

Do not complete this section if you have
completed Section 1 of Part II. Report the generic
name provided to you by your supplier in this
section if your supplier is claiming the chemical
identity proprietary or trade secret. Do not answer
"yes" in Part I, Section 2.1 on Page 1 of the form
if you complete this section. You do not need to
supply trade secret substantiation forms for this
EPCRA Section 313 chemical because it is your
supplier who is claiming the chemical identity a
trade secret.

Example 10: Mixture Containing
Unidentified EPCRA Section 313
Chemical

Your facility uses 20,000 pounds of a
solvent that your supplier has told you
contains 80 percent "chlorinated aromatic,"
their generic name for a non-PBT EPCRA
Section 313 chemical subject to reporting
under EPCRA Section 313. You, therefore,
have used 16,000 pounds of some EPCRA
Section 313 chemical and that exceeds the
"otherwise use" threshold for a non-PBT
chemical. You would file a Form R and enter
the name "chlorinated aromatic" in the space
provided in Part II, Section 2.

2.1 Generic Chemical Name Provided by

Supplier

Enter the generic chemical name in this section
only if the following three conditions apply:

1.)	You determine that the mixture
contains an EPCRA Section 313 chemical but the
only identity you have for that chemical is a
generic name;

2.)	You know either the specific
concentration of that EPCRA Section 313
chemical component or a maximum or average
concentration level; and

3.)	You multiply the concentration level
by the total annual amount of the whole mixture
processed or otherwise used and determine that
you meet the process or otherwise use threshold
for that single, generically identified mixture
component.

Section 3. Activities and Uses of the
EPCRA Section 313
Chemical at the Facility

Indicate whether the EPCRA Section 313
chemical is manufactured (including imported),
processed, or otherwise used at the facility and the
general nature of such activities and uses at the
facility during the calendar year (see Figure 3).
You are not required to report on Form R the
quantity manufactured, processed or otherwise
used. Report activities that take place only at your
facility, not activities that take place at other

37

Toxics Release Inventory Reporting Forms and Instructions


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facilities involving your products. You must check
all the boxes in this section that apply. Refer to the
definitions of "manufacture," "process," and
"otherwise use" in the general information section
of these instructions or Part 40, Section372.3 of
the Code of Federal Regulations for additional
explanations.

3.1 Manufacture the EPCRA Section 313
Chemical

Persons who manufacture (including import) the
EPCRA Section 313 chemical must check at least
one of the following:

a.	Produce — The EPCRA Section 313
chemical is produced at the facility.

b.	Import — The EPCRA Section 313
chemical is imported by the facility into the
Customs Territory of the United States. (See
Section B.3.a of these instructions for
further clarification of import.)

And check at least one of the following:

c.	For on-site use/processing — The EPCRA
Section 313 chemical is produced or
imported and then further processed or
otherwise used at the same facility. If you
check this block, generally you should also
check at least one item in Part II, Section 3.2
or 3.3.

d.	For sale/distribution — The EPCRA
Section 313 chemical is produced or
imported specifically for sale or distribution
outside the manufacturing facility.

e.	As a byproduct — The EPCRA Section 313
chemical is produced coincidentally during
the manufacture, processing, or otherwise
use of another chemical substance or
mixture and, following its production, is
separated from that other chemical
substance or mixture. EPCRA Section 313
chemicals produced as a result of waste
management are also considered byproducts.

f.	As an impurity — The EPCRA Section 313
chemical is produced coincidentally as a
result of the manufacture, processing, or
otherwise use of another chemical but is not
separated and remains in the mixture or
other trade name product with that other
chemical.

In summary, if you are a manufacturer of the
EPCRA Section 313 chemical, you must check (a)
and/or (b), and at least one of (c), (d), (e), and (f)
in Section 3.1.

3.2	Process the EPCRA Section 313
Chemical

Persons who process the EPCRA Section 313
chemical must check at least one of the following:

a.	As a reactant — A natural or synthetic
EPCRA Section 313 chemical is used in
chemical reactions for the manufacture of
another chemical substance or of a product.
Includes but is not limited to, feedstocks, raw
materials, intermediates, and initiators.

b.	As a formulation component — An EPCRA
Section 313 chemical is added to a product
(or product mixture) prior to further
distribution of the product that acts as a
performance enhancer during use of the
product. Examples of EPCRA Section 313
chemicals used in this capacity include, but
are not limited to, additives, dyes, reaction
diluents, initiators, solvents, inhibitors,
emulsifiers, surfactants, lubricants, flame
retardants, and rheological modifiers.

c.	As an article component — An EPCRA
Section 313 chemical becomes an integral
component of an article distributed for
industrial, trade, or consumer use. One
example is the pigment components of paint
applied to a chair that is sold.

d.	Repackaging — This consists of processing
or preparation of an EPCRA Section 313
chemical (or product mixture) for distribution
in commerce in a different form, state, or
quantity. This includes, but is not limited to,
the transfer of material from a bulk container,
such as a tank truck to smaller containers
such as cans or bottles.

e.	As an impurity — The EPCRA Section 313
chemical is processed but is not separated
and remains in the mixture or other trade
name product with that/those other
chemical(s).

3.3	Otherwise Use the EPCRA Section 313
Chemical (non-incorporative activities)

Persons who otherwise use the EPCRA Section
313 chemical must check at least one of the
following:

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Instructions for Completing Part II of EPA Form R

a.	As a ch emical processing aid — An EPCRA
Section 313 chemical that is added to a
reaction mixture to aid in the manufacture or
synthesis of another chemical substance but
is not intended to remain in or become part of
the product or product mixture is otherwise
used as chemical processing aid. Examples of
such EPCRA Section 313 chemicals include,
but are not limited to, process solvents,
catalysts, inhibitors, initiators, reaction
terminators, and solution buffers.

b.	As a manufacturing aid — An EPCRA
Section 313 chemical that aids the
manufacturing process but does not become
part of the resulting product and is not added
to the reaction mixture during the

Section 4. Maximum Amount of the

EPCRA Section 313 Chemical
On-site at Any Time during
the Calendar Year

For data element 4.1 of Part II, insert the code (see
codes below) that indicates the maximum quantity
of the EPCRA Section 313 chemical (e.g., in storage
tanks, process vessels, on-site shipping containers,

manufacture or synthesis of another chemical
substance is otherwise used as a
manufacturing aid. Examples include, but are
not limited to, process lubricants,
metalworking fluids, coolants, refrigerants,
and hydraulic fluids.

c. Ancillary or other use — An EPCRA
Section 313 chemical that is used at a facility
for purposes other than aiding chemical
processing or manufacturing as described
above is otherwise used as an ancillary or
other use. Examples include, but are not
limited to, cleaners, degreasers, lubricants,
fuels, EPCRA Section 313 chemicals used
for treating wastes, and EPCRA Section 313
chemicals used to treat water at the facility.

or in wastes generated) at your facility at any time
during the calendar year. If the EPCRA Section 313
chemical was present at several locations within
your facility, use the maximum total amount present
at the entire facility at any one time. While range
reporting is not allowed for PBT chemicals
elsewhere on the Form R, range reporting for PBT
chemicals is allowed for the Maximum Amount On
Site.

SECTION 1. TOXIC CHEMICAL IDENTITY

(Important: DO NOT complete this section if you completed Section 2 below.)

1.1

CAS Number (Important: Enter only one number exactly as it appears on the Section 313 list- Enter category code if reporting a chemical category.)

334-88-3

1.2

Toxic Chemical or Chemical Category Name (Important: Enter only one name exactly as it appears on the Section 313 list.)

Diazomethane

1.3

Generic Chemical Name (Important: Complete only if Part 1, Section 2.1 is checked 'yes". Generic Name must be structurally descriptive.)

1.4 Distribution of Each Member of the Dioxin and Dioxin-like Compounds Category.

(If there are any numbers in boxes 1-17. then every field must be filled in with either 0 or some number between 0.01 and 100. Distribution should
be reported in percentages and the total should equal 0 or 100%. If you do not have speciation data available, check NA.)

1	2	3	4	5	6	7	8	9 10 11 12 13 14 15 16 17

NA _|

































SECTION 2. MIXTURE COMPONENT IDENTITY (Important: DO NOT complete this section if you completed Section 1 above.)

2.1

Generic Chemical Name Provided by Supplier (Important: Maximum of 70 characters, including numbers, letters, spaces, and punctuation.)

SECTION 3. ACTIVITIES AND USES OF THE TOXIC CHEMICAL AT THE FACILITY

(Important: Check all that apply.)

3.1 Manufacture the toxic chemical:

3.2 Process the toxic chemical:

3.3 Otherwise use the toxic chemical:

a. | X | Produce b. [ | Import

If produce or import:
For on-site use/processing
For sale/distribution
As a byproduct
As an impurity

As a reactant

As a formulation component
As an article component
Repackaging
As an impurity

As a chemical processing aid
As a manufacturing aid
Ancillary or other use

Figure 3. Reporting EPCRA Section 313 Chemicals

Toxics Release Inventory Reporting Forms and Instructions

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Example 11: Manufacturing and Processing
Activities of EPCRA Section 313 Chemicals

In the two examples below, it is assumed that the
threshold quantities for manufacture, process, or
otherwise use (25,000 pounds, 25,000 pounds, and
10,000 pounds, respectively for non-PBT
chemicals; 100 pounds for certain PBT chemicals;
10 pounds for highly persistent, highly
bioaccumulative toxic chemicals; and 0.1 grams
for the PBT chemical category comprised of dioxin
and dioxin-like compounds) have been exceeded
and the reporting of EPCRA Section 313
chemicals is therefore required.

1.	Your facility manufactures diazomethane. Fifty
percent is sold as a product, thus it is processed.
The remaining fifty percent is reacted with alpha-
naphthylamine, forming N-methyl-alpha-
naphthylamine and also producing nitrogen gas.

~	Your company manufactures diazomethane,
an EPCRA Section 313 chemical, both for
sale/ distribution as a commercial product
and for on-site use/processing as a feedstock
in the N-methyl-alpha-naphthylamine
production process. Because the
diazomethane is a reactant, it is also
processed. See Figure 3 for how this
information would be reported in Part II,
Section 3 of Form R.

~	Your facility also processes alpha-
naphthylamine, as a reactant to produce N-
methyl-alpha-naphthylamine, a chemical not
on the EPCRA Section 313 list.

2.	Your facility is a commercial distributor of
Missouri bituminous coal, which contains mercury
at 1.5 ppm (w:w). You should check the box on the
Form R at Part II, Section 3.2.e for processing
mercury as an impurity.

Weight Range in Pounds

Range Code From...

To...

01

0

99

02

100

999

03

1,000

9,999

04

10,000

99,999

05

100,000

999,999

06

1,000,000

9,999,999

07

10,000,000

49,999,999

08

50,000,000

99,999,999

09

100,000,000

499,999,999

10

500,000,000

999,999,999

11

1 billion

more than 1 billion

If the EPCRA Section 313 chemical present at your
facility was part of a mixture or other trade name
product, determine the maximum quantity of the
EPCRA Section 313 chemical present at the facility
by calculating the weight percent of the EPCRA
Section 313 chemical only.

Do not include the weight of the entire mixture or
other trade name product. These data may be found
in the Tier II form your facility may have prepared
under Section312 of EPCRA. See Part 40,
Section372.30(b) of the Code of Federal
Regulations for further information on how to
calculate the weight of the EPCRA Section 313
chemical in the mixture or other trade name product.
For EPCRA Section 313 chemical categories (e.g.,
nickel compounds), include all chemical compounds
in the category when calculating the maximum
amount, using the entire weight of each compound.
When reporting for dioxin and dioxin-like
compounds you should convert the maximum
amount from grams to pounds before choosing the
appropriate range code in Section 4 of Part II.

Section 5. Quantity of the EPCRA
Section 313 Chemical
Entering Each
Environmental Medium On-
site

In Section 5, you must account for the total
aggregate on-site releases of the EPCRA Section
313 chemical to the environment from your facility
for the calendar year.

On-site releases to the environment include
emissions to the air, discharges to surface waters,
and releases to land and underground injection
wells.

40

Toxics Release Inventory Reporting Forms and Instructions


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Instructions for Completing Part II of EPA Form R

For all toxic chemicals (except the dioxin and
dioxin-like compound category), do not enter the
values in Section 5 in gallons, tons, liters, or any
measure other than pounds. You must also enter the
values as whole numbers (do not use scientific
notation). Numbers following a decimal point are
not acceptable for toxic chemicals other than those
designated as PBT chemicals. For PBT chemicals,
facilities should report release and other waste
management quantities greater than 0.1 pound
(except the dioxin and dioxin-like compounds
category), provided the accuracy and the underlying
data on which the estimate is based supports this
level of precision.

For the dioxin and dioxin-like compounds category,
facilities should report at a level of precision
supported by the accuracy of the underlying data
and the estimation techniques on which the estimate
is based. For the dioxin and dioxin like compounds
chemical category, which has a reporting threshold
of 0.1 gram, facilities need only report all release
and other waste management quantities greater than
100 micrograms (i.e., 0.0001 grams), (see Example
12.) Notwithstanding the numeric precision used
when determining reporting eligibility thresholds,
facilities should report on Form R to the level of
accuracy that their data supports, up to seven digits
to the right of the decimal. EPA's reporting software
and data management systems support data
precision up to seven digits to the right of the
decimal.

Example 12: Reporting Dioxins and Dioxin-
Like Compounds

If the total quantity for Section 5.2 of the Form
R (i.e., stack or point air emissions) is 0.00005
grams or less, then zero can be entered. If the
total quantity is between 0.00005 and 0.0001
grams, then 0.0001 grams can be entered or the
actual number can be entered (e.g., 0.000075).

NA vs. a Numeric Value (e.g., Zero). Generally,
NA is applicable if the waste stream that contains or
contained the EPCRA Section 313 chemical is not
directed to the relevant environmental medium, or if
leaks, spills and fugitive emissions cannot occur. If
the waste stream that contains or contained the
EPCRA Section 313 chemical is directed to the
environmental medium, or if leaks, spills or fugitive
emissions can occur, NA should not be used, even if
treatment or emission controls result in a release of

zero. If the annual aggregate release of that
chemical was equal to or less than 0.5 pound, the
value reported is zero (unless the chemical is a listed
PBT chemical).

For Section 5.1, NA generally is not applicable for
volatile organic compounds (VOCs). For Section
5.5.4, NA generally would not be applicable,
recognizing the possibility of accidental spills or
leaks of the EPCRA Section 313 chemical.

An example that illustrates the use of NA vs. a
numeric value (e.g., zero) would be nitric acid
involved in a facility's processing activities. If the
facility neutralizes the wastes containing nitric acid
to a pH of 6 or above, then the facility reports a
release of zero for the EPCRA Section 313
chemical, not NA. Another example is when the
facility has no underground injection well, in which
case NA should be entered in Part I, Section 4.10
and checked in Part II, Section 5.4.1 and 5.4.2 of
Form R. Also, if the facility does not landfill the
acidic waste, NA should be checked in Part II,
Section 5.5.1.B of Form R.

All releases of the EPCRA Section 313 chemical to
the air must be classified as either stack or fugitive
emissions, and included in the total quantity
reported for these releases in Sections 5.1 and 5.2.
Instructions for columns A, B, and C follow the
discussions of Sections 5.1 through 5.5.

5.1 Fugitive or Non-Point Air Emissions

Report the total of all releases of the EPCRA
Section 313 chemical to the air that are not released
through stacks, vents, ducts, pipes, or any other
confined air stream. You must include (1) fugitive
equipment leaks from valves, pump seals, flanges,
compressors, sampling connections, open-ended
lines, etc.; (2) evaporative losses from surface
impoundments and spills; (3) releases from building
ventilation systems; and (4) any other fugitive or
non-point air emissions. Engineering estimates and
mass balance calculations (using purchase records,
inventories, engineering knowledge or process
specifications of the quantity of the EPCRA Section
313 chemical entering product, hazardous waste
manifests, or monitoring records) may be useful in
estimating fugitive emissions. You should check the
NA box in Section 5.1 if you do not engage in
activities that result in fugitive or non-point air
emissions of this listed toxic chemical. For VOCs,
NA generally would not be applicable.

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5.2 Stack or Point Air Emissions

Report the total of all releases of the EPCRA
Section 313 chemical to the air that occur through
stacks, confined vents, ducts, pipes, or other
confined air streams. You must include storage tank
emissions. Air releases from air pollution control
equipment would generally fall in this category.
Monitoring data, engineering estimates, and mass
balance calculations may help you to complete this
section. You should check the NA box in Section

5.2	if there are no stack air activities involving the
waste stream that contains or contained the EPCRA
Section 313 chemical.

5.3	Discharges to Receiving Streams or
Water Bodies

In Section 5.3 you are to enter all the names of the
streams or water bodies to which your facility
directly discharges the EPCRA Section 313
chemical on which you are reporting. A total of
three spaces is provided on Page 2 of Form R. Enter
the name of each receiving stream or surface water
body to which the EPCRA Section 313 chemical
being reported is directly discharged. Report the
name of the receiving stream or water body as it
appears on the permit for the facility. If the stream is
not included in the NPDES permit or its name is not
identified in the NPDES permit, enter the name of
the off-site stream or water body by which it is
publicly known or enter the first publicly named
water body to which the receiving waters are a
tributary, if the receiving waters are unnamed. Do
not list a series of streams through which the
EPCRA Section 313 chemical flows. Be sure to
include all the receiving streams or water bodies that
receive stormwater runoff from your facility. Do not
enter names of streams to which off-site treatment
plants discharge. You should enter NA in Section
5.3.1 if there are no discharges to receiving streams
or water bodies of the waste stream that contains or
contained the EPCRA Section 313 chemical (See
discussion of NA vs. a Numeric Value (e.g., Zero)
in the introduction of Section 5).

Enter the total annual amount of the EPCRA Section
313 chemical released from all discharge points at
the facility to each receiving stream or water body.
Include process outfalls such as pipes and open
trenches, releases from on-site wastewater treatment
systems, and the contribution from stormwater
runoff, if applicable (see instructions for column C
below). Do not include discharges to a POTW or

other off-site wastewater treatment facilities in this
section. These off-site transfers must be reported in
Part II, Section 6 of Form R. Wastewater analyses
and flowmeter data may provide the quantities you
will need to complete this section.

Discharges of listed acids (e.g., hydrogen fluoride,
nitric acid) may be reported as zero if the discharges
have been neutralized to pH 6 or above. If
wastewater containing a listed acid is discharged
below pH 6, then releases of the acid must be
reported. In this case, pH measurements may be
used to estimate the amount of mineral acid
released.

5.4.1	Underground Injection On-Site to Class I
Wells

Enter the total amount of the EPCRA Section 313
chemical that was injected into Class I wells at the
facility. Chemical analyses, injection rate meters,
and RCRA Hazardous Waste Generator Reports are
good sources for obtaining data that will be useful in
completing this section. You should check the NA
box in Section 5.4.1 if you do not inject the waste
stream that contains or contained the EPCRA
Section 313 chemical into Class I underground
wells (See discussion of NA vs. a Numeric Value
(e.g., Zero) in the introduction of Section 5).

5.4.2	Underground Injection On-site to Class II-
V Wells

Enter the total amount of the EPCRA Section 313
chemical that was injected into wells at the facility
other than Class I wells. Chemical analyses and
injection rate meters are good sources for obtaining
data that will be useful in completing this section.
You should check the NA box in Section 5.4.2 if
you do not inject the waste stream that contains or
contained the EPCRA Section 313 chemical into
Class II-V underground wells (See discussion of NA
vs. a Numeric Value (e.g., Zero) in the introduction
of Section 5).

5.5 Disposal to Land On-site

Five predefined subcategories for reporting
quantities released to land within the boundaries of
the facility are provided. Do not report land disposal
at off-site locations in this section. Accident
histories and spill records may be useful (e.g.,
release notification reports required under
Section304 of EPCRA, Section 103 of CERCLA,
and accident histories required under
Section 112(r)(7)(B)(ii) of the Clean Air Act).
Where relevant, you should check the NA box in
sections 5.5.1A through 5.5.3 if there are no

42

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Instructions for Completing Part II of EPA Form R

disposal activities for the waste stream that contains
or contained the EPCRA Section 313 chemical (See
discussion of NA vs. a Numeric Value (e.g., Zero)
in the introduction of Section 5). For 5.5.4, facilities
generally should report zero, recognizing the
potential for spills or leaks.

5.5.1	A RCRA Subtitle C landfills

Enter the total amount of the EPCRA Section 313
chemical that was placed in RCRA Subtitle C
landfills. EPA has not required facilities to estimate
leaks from landfills because the amount of the
EPCRA Section 313 chemical has already been
reported as a release.

5.5. IB Other landfills

Enter the total amount of the EPCRA Section 313
chemical that was placed in landfills other than
RCRA Subtitle C landfills. EPA has not required
facilities to estimate leaks from landfills because the
amount of the EPCRA Section 313 chemical has
already been reported as a release.

5.5.2	Land treatment/application farming
Land treatment is a disposal method in which a
waste containing an EPCRA Section 313 chemical
is applied onto or incorporated into soil. While this
disposal method is considered a release to land, any
volatilization of EPCRA Section 313 chemicals into
the air occurring during the disposal operation must
not be included in this section but must be included
in the total fugitive air releases reported in Part II,
Section 5.1 of Form R.

Surface Impoundments

A surface impoundment is a natural topographic
depression, man-made excavation, or diked area
formed primarily of earthen materials (although
some may be lined with man-made materials), that
is designed to hold an accumulation of liquid wastes
or wastes containing free liquids. Examples of
surface impoundments are holding, settling, storage,
and elevation pits; ponds, and lagoons. If the pit,
pond, or lagoon is intended for storage or holding
without discharge, it would be considered to be a
surface impoundment used as a final disposal
method. A facility must determine, to the best of its
ability, the percentage of a volatile chemical, e.g.,
benzene, that is in waste sent to a surface
impoundment that evaporates during the reporting
year. The facility must report this as a fugitive air
emission in section 5.1. The balance should be
reported in either section 5.5.3A or 5.5.3B.

Quantities of the EPCRA Section 313 chemical
released to surface impoundments that are used
merely as part of a wastewater treatment process
generally should not be reported in this section.
However, if an impoundment accumulates sludges
containing the EPCRA Section 313 chemical, you
must include an estimate in this section unless the
sludges are removed and otherwise disposed (in
which case they must be reported under the
appropriate section of the form). For the purposes of
this reporting, storage tanks are not considered to be
a type of disposal and are not to be reported in this
section of Form R.

5.5.3A RCRA Subtitle C Surface Impoundments
Enter the total amount of the EPCRA Section 313
chemical that was placed in RCRA Subtitle C
surface impoundments.

5.5.3B Oth er Surface Impoun dments
Enter the total amount of the EPCRA Section 313
chemical that was placed in surface impoundments
other than RCRA Subtitle C surface impoundments.

5.5.4 Oth er Disposal

Includes any amount of an EPCRA Section 313
chemical released to land that does not fit the
categories of landfills, land treatment, or surface
impoundment. This other disposal would include
any spills or leaks of EPCRA Section 313 chemicals
to land. For example, 2,000 pounds of benzene leaks
from an underground pipeline into the land at a
facility. Because the pipe was only a few feet from
the surface at the erupt point, 30 percent of the
benzene evaporates into the air. The 600 pounds
released to the air would be reported as a fugitive air
release (Part II, Section 5.1) and the remaining
1,400 pounds would be reported as a release to land,
other disposal (Part II, Section 5.5.4).

Section 5 Column A: Total Release

Only on-site releases of the EPCRA Section 313
chemical to the environment for the calendar year
are to be reported in this section of Form R. The
total on-site releases from your facility do not
include transfers or shipments of the EPCRA
Section 313 chemical from your facility for sale or
distribution in commerce, or of wastes to other
facilities for disposal, treatment, energy recovery, or
recycling (see Part II, Section 6 of these
Instructions). Both routine releases, such as fugitive
air emissions, and accidental or non-routine

Toxics Release Inventory Reporting Forms and Instructions

43


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releases, such as chemical spills, must be included
in your estimate of the quantity released.

Releases of Less Than 1,000 Pounds. For total
annual releases or off-site transfers of an EPCRA
Section 313 chemical from the facility of less than
1,000 pounds, the amount may be reported either as
an estimate or by using the range codes that have
been developed (range reporting in section 5 does
not apply to PBT chemicals). The reporting range
codes to be used are:

Code	Range (pounds)

A	1-10

B	11-499

C	500-999

Do not enter a range code and an estimate in the
same box in column A. Total annual on-site releases
of an EPCRA Section 313 chemical from the facility
of less than 1 pound may be reported in one of
several ways. You should round the value to the
nearest pound. If the estimate is greater than 0.5
pound, you should either enter the range code "A"
for "1-10" or enter "1" in column A. If the release is
equal to or less than 0.5 pound, you may round to
zero and enter "0" in column A.

Note that total annual releases of 0.5 pound or less
from the processing or otherwise use of an article
maintain the article status of that item. Thus, if the
only releases you have are from processing an
article, and such releases are equal to or less than
0.5 pound per year, you are not required to submit a
report for that EPCRA Section 313 chemical. The
0.5-pound release determination does not apply to
just a single article. It applies to the cumulative
releases from the processing or otherwise use of the
same type of article (e.g., sheet metal or plastic film)
that occurs over the course of the reporting year.

Releases of 1,000 Pounds or More. For releases to
any medium that amount to 1,000 pounds or more
for the year, you must provide an estimate in pounds
per year in column A. Any estimate provided in
column A need not be reported to more than two
significant figures. This estimate should be in whole
numbers. Do not use decimal points.

Calculating On-Site Releases. To provide the
release information in column A, EPCRA Section
313(g)(2) requires a facility to use readily available
data (including monitoring data) collected pursuant
to other provisions of law, or, where such data are
not readily available, "reasonable estimates" of the
amounts involved. If available data (including

44

monitoring data) are known to be nonrepresentative,
facilities must make reasonable estimates using the
best readily available information.

Reasonable estimates of the amounts released
should be made using published emission factors,
material balance calculations, or engineering
calculations. You may not use emission factors or
calculations to estimate releases if more accurate
data are available.

No additional monitoring or measurement of the
quantities or concentrations of any EPCRA Section
313 chemical released into the environment, or of
the frequency of such releases, beyond that required
under other provisions of law or regulation or as
part of routine plant operations, is required for the
purpose of completing Form R.

You must estimate the quantity (in pounds) of the
EPCRA Section 313 chemical or chemical category
that is released annually to each environmental
medium on-site. Include only the quantity of the
EPCRA Section 313 chemical in this estimate. If the
EPCRA Section 313 chemical present at your
facility was part of a mixture or other trade name
product, calculate only the releases of the EPCRA
Section 313 chemical, not the other components of
the mixture or other trade name product. If you are
only able to estimate the releases of the mixture or
other trade name product as a whole, you should
assume that the release of the EPCRA Section 313
chemical is proportional to its concentration in the
mixture or other trade name product. See Part 40,
Section372.30(b) of the Code of Federal
Regulations for further information on how to
calculate the concentration and weight of the
EPCRA Section 313 chemical in the mixture or
other trade name product.

If you are reporting an EPCRA Section 313
chemical category listed in Table II of these
instructions rather than a specific EPCRA Section
313 chemical, you must combine the release data for
all chemicals in the EPCRA Section 313 chemical
category (e.g., all listed members of certain glycol
ethers or all listed members of chlorophenols) and
report the aggregate amount for that EPCRA
Section 313 chemical in that category separately.
For example, if your facility releases 3,000 pounds
per year of 2-chlorophenol, 4,000 pounds per year
of 3-chlorophenol, and 4,000 pounds per year of 4-
chlorophenol to air as fugitive emissions, you must
report that your facility releases 11,000 pounds per
year of chlorophenols to air as fugitive emissions in

Toxics Release Inventory Reporting Forms and Instructions


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Instructions for Completing Part II of EPA Form R

Part II, Section 5.1.

For aqueous ammonia solutions, releases must be
reported based on 10 percent of total aqueous
ammonia. Ammonia evaporating from aqueous
ammonia solutions is considered to be anhydrous
ammonia; therefore, 100 percent of the anhydrous
ammonia should be reported if it is released to the
environment. For dissociable nitrate compounds,
release estimates should be based on the weight of
the nitrate only.

For metal category compounds (e.g., chromium
compounds), report releases of only the parent
metal. For example, a user of various inorganic
chromium salts would report the total chromium
released regardless of the chemical compound and
exclude any contribution to mass made by the other
portion of the compound.

Section 5 Column B: Basis of Estimate

For each release and otherwise managed waste
estimate (Sections 5 & 6), you are required to
indicate the principal method used to determine the
amount of release and otherwise managed waste
reported. You should enter a letter code identifying
the method that applies to the largest portion of the
total estimated release and otherwise managed waste
quantity.

The codes are as follows:

Ml Estimate is based on continuous monitoring
data or measurements for the EPCRA Section
313 chemical
M2 Estimate is based on periodic or random
monitoring data or measurements for the
EPCRA Section 313 chemical
C Estimate is based on mass balance
calculations, such as calculation of the amount
of the EPCRA Section 313 chemical in
streams entering and leaving process
equipment.

El Estimate is based on published emission
factors, such as those relating release quantity
to through-put or equipment type (e.g., air
emission factors).

E2 Estimate is based on site specific emission
factors, such as those relating release quantity
to through-put or equipment type (e.g., air
emission factors).

O Estimate is based on other approaches such as
engineering calculations (e.g., estimating
volatilization using published mathematical

formulas) or best engineering judgment. This
would include applying an estimated removal
efficiency to a waste stream, even if the
composition of the stream before treatment
was fully identified through monitoring data.

For example, if 40 percent of stack emissions of the
reported EPCRA Section 313 chemical were derived
using source testing data, 30 percent by mass
balance, and 30 percent by published chemical-
specific emission factors, you should enter the code
letter "M2" for periodic or random emission
monitoring.

If the monitoring data, mass balance, or emission
factor used to estimate the release is not specific to
the EPCRA Section 313 chemical being reported,
the form should identify the estimate as based on
other methods of estimation (O).

If a mass balance calculation yields the flow rate of
a waste, but the quantity of reported EPCRA
Section 313 chemical in the waste is based on
solubility data, you should report "O" because
engineering calculations were used as the basis of
estimate of the quantity of the EPCRA Section 313
chemical in the waste.

If the concentration of the EPCRA Section 313
chemical in the waste was measured by continuous
emissions monitoring equipment and the flow rate
of the waste was determined by mass balance, then
the primary basis of the estimate should be
"continuous emission monitoring" (Ml). Even
though a mass balance calculation also contributed
to the estimate, "continuous emission monitoring"
should be indicated because monitoring data were
used to estimate the concentration of the chemical in
waste.

Mass balance (C) should only be indicated if it is
directly used to calculate the mass (weight) of
EPCRA Section 313 chemical released. Monitoring
data should be indicated as the basis of estimate
only if the EPCRA Section 313 chemical
concentration is measured in the waste. Monitoring
data should not be indicated, for example, if the
monitoring data relate to a concentration of the
EPCRA Section 313 chemical in other process
streams within the facility.

It is important to realize that the accuracy and
proficiency of release estimation will improve over
time. However, submitters are not required to use

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new emission factors or estimation techniques to
revise previous Form R submissions.

Section 5 Column C: Percent from Storm water

This column relates only to Section 5.3 - discharges
to receiving streams or water bodies. If your facility
has monitoring data on the amount of the EPCRA
Section 313 chemical in stormwater runoff
(including unchanneled runoff), you must include
that quantity of the EPCRA Section 313 chemical in
your water release in column A and indicate the
percentage of the total quantity (by weight) of the
EPCRA Section 313 chemical contributed by
stormwater in column C (Section 5.3C).

If your facility has monitoring data on the EPCRA
Section 313 chemical and an estimate of flow rate,
you must use these data to determine the percent
stormwater.

If you have monitored stormwater but did not detect
the EPCRA Section 313 chemical, enter zero in
column C. If your facility has no stormwater
monitoring data for the chemical, you should enter
NA in this space on the form.

If your facility does not have periodic measurements
of stormwater releases of the EPCRA Section 313
chemical, but has submitted chemical-specific
monitoring data in permit applications, then these
data must be used to calculate the percent
contribution from stormwater. One way to calculate
the flow rates from stormwater runoff is the
Rational Method. In this method, flow rates, Q, can
be estimated by multiplying the land area of the
facility, A, by the runoff coefficient, C, and then
multiplying that figure by the annual rainfall
intensity, I (i.e., Q = A*C*I). The rainfall intensity,
I, is specific to the geographical area of the country
where the facility is located, and may be obtained
from most standard engineering manuals for
hydrology. The flow rate, Q, will have volumetric
dimensions per unit time, and will have to be
converted to units of pounds per year. The runoff
coefficient represents the fraction of rainfall that
does not seep into the ground but runs off as
stormwater. The runoff coefficient is directly related
to how the land in the drainage area is used. (See
table below)

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Instructions for Completing Part II of EPA Form R

Description of Land Area

Runoff Coefficient

Lawns: Heavy Soil





Flat, 2 percent 0.13-0.17

Business



Average, 2 - 7 percent 0.18-0.22

Downtown areas

0.70-0.95

Steep, 7 percent 0.25-0.35

Neighborhood areas

0.50-0.70



Industrial



You should choose the most appropriate runoff

Light areas

0.50-0.80

coefficient for your site or calculate a weighted-

Heavy areas

0.60-0.90

average coefficient, which takes into account

Industrial



different types of land use at your facility:

Railroad yard areas

0.20-0.40



Unimproved areas

0.10-0.30

Weighted-average runoff coefficient =

Streets





Asphaltic

0.70-0.95

(Area 1 % of total)(Cl) + (Area 2 % of total)(C2)

Concrete

0.80-0.95

+ (Area 3 % of total)(C3) + ... + (Area i % of

Brick

0.70-0.85

total)(Ci)

Drives and walks

0.70-0.85

where

Roofs

0.75-0.95



Lawns: Sandy Soil



Ci = runoff coefficient for a specific land use

Flat, 2 percent

0.05-0.10

of Area i.

Average, 2-7 percent

0.10-0.15



Steep, 7 percent

0.15-0.20



Toxics Release Inventory Reporting Forms and Instructions	47


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Example 13: Stormwater Runoff

Your facility is located in a semi-arid region of the United States that has an annual precipitation
(including snowfall) of 12 inches of rain. (Snowfall should be converted to the equivalent inches of rain;
assume one foot of snow is equivalent to one inch of rain.) The total area covered by your facility is 42
acres (about 170,000 square meters or 1,829,520 square feet). The area of your facility is 50 percent
unimproved area, 10 percent asphaltic streets, and 40 percent concrete pavement.

The total stormwater runoff from your facility is therefore calculated as follows:

Runoff

Land Use	% Total Area	Coefficient

Unimproved area	50	0.20

Asphaltic streets	10	0.85

Concrete pavement	40	0.90

Weighted-average runoff coefficient = [(50%) x (0.20)] + [(10%) x (0.85)] + [(40%) x (0.90)] = 0.545

(Rainfall) x (land area) x (conversion factor) x (runoff coefficient) = stormwater runoff
(1 ft/year) x (1,829,520 ft2) x (7.48 gal/ft3) x (0.545) = 7,458,222 gallons/year

Total stormwater runoff = 7,458,222 gallons/year

Your stormwater monitoring data shows that the average concentration of zinc in the stormwater runoff
from your facility from a biocide containing a zinc compound is 1.4 milligrams per liter. The total
amount of zinc discharged to surface water through the plant wastewater discharge (non-stormwater) is
250 pounds per year. The total amount of zinc discharged with stormwater is:

(7,458,222 gallons stormwater)x(3.785 liters/gallon) = 28,229,370 liters stormwater

(28,229,370 liters stormwater)x( 1.4 mg zinc/liter) x 101 g/mg x (1/454) lb/g = 87 lb zinc.

The total amount of zinc discharged from all sources of your facility is:

250 pounds zinc from wastewater discharged
+87 pounds zinc from stormwater runoff
337 pounds zinc total water discharged

The percentage of zinc discharge through stormwater reported in section 5.3 column C on Form R is:

(87/337)xl00% = 26%

Section 6. Transfers of the EPCRA
Section 313 Chemical in
Wastes to Off-Site Locations

You must report in this section the total annual
quantity of the EPCRA Section 313 chemical in
wastes sent to any off-site facility for the purposes
of disposal, treatment, energy recovery, or
recycling. Report the total amount of the EPCRA
Section 313 chemical transferred off-site after any
on-site waste treatment, recycling, or removal is
completed.

For all toxic chemicals (except the dioxin and
dioxin-like compounds category), do not enter the
values in Section 6 in gallons, tons, liters, or any

measure other than pounds. You must also enter the
values as whole numbers. Numbers following a
decimal point are not acceptable for toxic chemicals
other than those designated as PBT chemicals. For
PBT chemicals, facilities should report release and
other waste management quantities greater than 0.1
pound (except the dioxin and dioxin-like
compounds category) provided the accuracy and the
underlying data on which the estimate is based
supports this level of precision. For the dioxin and
dioxin-like compounds category, facilities should
report at a level of precision supported by the
accuracy of the underlying data and the estimation
techniques on which the estimate is based.
However, the smallest quantity that need be reported
on the Form R for the dioxin and dioxin-like
compounds category is 0.0001 grams (see Example

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Instructions for Completing Part II of EPA Form R

12). Notwithstanding the numeric precision used
when determining reporting eligibility thresholds,
facilities should report on Form R to the level of
accuracy that their data supports, up to seven digits
to the right of the decimal. EPA's reporting software
and data management systems support data
precision to seven digits to the right of the decimal.

NA vs. a Numeric Value (e.g., Zero). You must
enter a numeric value if you transfer an EPCRA
Section 313 chemical to a publicly owned treatment
works (POTW) or transfer wastes containing that
toxic chemical to other off-site locations. If the
aggregate amount transferred was less than 0.5
pound, then you should enter zero (unless the
chemical is listed as a PBT chemical). Also report
zero for transfers of listed mineral acids (i.e.,
hydrogen fluoride and nitric acid) if they have been
neutralized to a pH of 6 or above prior to discharge
to a POTW; do not check NA.

However, if you do not discharge wastewater
containing the reported EPCRA Section 313
chemical to a POTW, you should enter NA in the
box for the POTW's name in Section 6.1.B._ If you
do not ship or transfer wastes containing the
reported EPCRA Section 313 chemical to other off-
site locations, you should enter NA in the box for
the off-site location's EPA Identification Number in
Section 6.2._.

Important: You must number the boxes for
reporting the information for each POTW or other
off-site location in Sections 6.1 and 6.2. In the upper
left hand corner of each box, the section number is
either 6.1.B._. or 6.2._.

If you report a transfer of the listed EPCRA Section
313 chemical to one or more POTWs, you should
number the boxes in Section 6.1.B as 6.1.B.1,
6.1.B.2, etc. If you transfer the EPCRA Section 313
chemical to more than two POTWs, you should
photocopy Page 3 of Form R as many times as
necessary and then number the boxes consecutively
for each POTW. At the bottom of Part II Section 6.1
of the Form R you will find instructions for
indicating the total number of pages numbered "3"
that you are submitting as part of Form R, as well as
indicating the sequence of those pages. For
example, your facility transfers the reported EPCRA
Section 313 chemical in wastewaters to three
POTWs. You would photocopy Page 3 once,
indicate at the bottom of each Page 3 that there are a
total of two pages numbered "3" and then indicate

the first and second Page 3. The boxes for the two
POTWs on the first Page 3 should be numbered
6.1.B.1 and 6.1.B.2, while the box for third POTW
on the second Page 3 should be numbered 6.I.B.3.

If you report a transfer of the EPCRA Section 313
chemical to one or more other off-site locations, you
should number the boxes in section 6.2 as 6.2.1,
6.2.2, etc. If you transfer the EPCRA Section 313
chemical to more than two other off-site locations,
you should photocopy Page 4 of Form R as many
times as necessary and then number the boxes
consecutively for each off-site location. At the
bottom of Page 4 you will find instructions for
indicating the total number of Page 4s that you are
submitting as part of the Form R as well as
indicating the sequence of those pages. For
example, your facility transfers the reported EPCRA
Section 313 chemical to three other off-site
locations. You should photocopy page 4 once,
indicate at the bottom of Section 6.2 on each Page 4
that there are a total of two Page 4s and then
indicate the first and second Page 4. The boxes for
the two off-site locations on the first Page 4 would
be numbered 6.2.1 and 6.2.2, while the box for the
third off-site location on the second Page 4 should
be numbered 6.2.3.

6.1 Discharges to Publicly Owned Treatment
Works

In Section 6.1.A, estimate the quantity of the
reported EPCRA Section 313 chemical transferred
to all publicly owned treatment works (POTWs) and
the basis upon which the estimate was made. In
Section 6.1.B., you should enter the name and
address for each POTW to which your facility
discharges or otherwise transfers wastewater
containing the reported EPCRA Section 313
chemical. The most common transfers of this type
will be conveyances of the toxic chemical in facility
wastewater through underground sewage pipes;
however, materials may also be trucked or
transferred via some other direct methods to a
POTW.

If you do not discharge wastewater containing the
reported EPCRA Section 313 chemical to a POTW,
enter NA in the box for the POTW's name in
Section 6.1.B._ (See discussion of NA vs. a
Numeric Value (e.g., Zero) in the introduction of
Section 6).

6.1.A.1 Total Transfers

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Enter the total amount, in pounds, of the reported
EPCRA Section 313 chemical that is contained in
the wastewaters transferred to all POTWs. Do not
enter the total poundage of the wastewaters. If the
total amount transferred is less than 1,000 pounds,
you may report a range by entering the appropriate
range code (range reporting in section 6.1.A.1 does
not apply to PBT chemicals). The following
reporting range codes are to be used:

Code	Reporting Range (in pounds)

A	1-10

B	11-499

C	500-999

6. l.A. 2 Basis of Estimate

You must identify the basis for your estimate of the
total quantity of the reported EPCRA Section 313
chemical in the wastewater transferred to all
POTWs. You should enter one of the following
letter codes that applies to the method by which the
largest percentage of the estimate was derived.

Ml Estimate is based on continuous monitoring
data or measurements for the EPCRA Section
313 chemical.

M2 Estimate is based on periodic or random
monitoring data or measurements for the
EPCRA Section 313 chemical.

C Estimate is based on mass balance
calculations, such as calculation of the amount
of the EPCRA Section 313 chemical in
streams entering and leaving process
equipment.

El Estimate is based on published emission
factors, such as those relating release quantity
to through-put or equipment type (e.g., air
emission factors).

E2 Estimate is based on site specific emission
factors, such as those relating release quantity
to through-put or equipment type (e.g., air
emission factors).

O Estimate is based on other approaches such as
engineering calculations (e.g., estimating
volatilization using published mathematical
formulas) or best engineering judgment. This
would include applying an estimated removal
efficiency to a waste stream, even if the
composition of the stream before treatment
was fully identified through monitoring data.

If you transfer an EPCRA Section 313 chemical to
more than one POTW, you should report the basis
of estimate that was used to determine the largest
percentage of the EPCRA Section 313 chemical that
was transferred.

6.2 Transfers to Other Off-Site Locations

In Section 6.2 enter the EPA Identification Number,
name, and address for each off-site location to
which your facility ships or transfers wastes
containing the reported EPCRA Section 313
chemical for the purposes of disposal, treatment,
energy recovery, or recycling. Also estimate the
quantity of the reported EPCRA Section 313
chemical transferred and the basis upon which the
estimate was made. This would include any residual
chemicals in "empty" containers transferred off-site.
EPA expects that all containers (bags, totes, drums,
tank trucks, etc.) will have a small amount of
residual solids and/or liquids. Please see Example
14 for residue quantities left in drums and tanks
when emptied.

If appropriate, you must report multiple activities
for each off-site location. For example, if your
facility sends a reported EPCRA Section 313
chemical in a single waste stream to an off-site
location where some of the EPCRA Section 313
chemical is to be recycled while the remainder of
the quantity transferred is to be treated, you must
report both the waste treatment and recycle
activities, along with the quantity associated with
each activity.

If your facility transfers an EPCRA Section 313
chemical to an off-site location and that off-site
location performs more than four activities on that
chemical, provide the necessary information in Box
6.2.1 for the off-site facility and the first four
activities. Provide the information on the remainder
of the activities in Box 6.2.2 and provide again the
off-site facility identification and location
information.

If you do not ship or transfer wastes containing the
EPCRA Section 313 chemical to other off-site
locations, you should enter NA (See discussion of
NA vs. a Numeric Value (e.g., Zero) in the
introduction of Section 6) in the box for the off-site
location's EPA Identification Number (defined in 40
CFR 260.10 and therefore commonly referred to as
the RCRA ID Number). This number may be found
on the Uniform Hazardous Waste Manifest, which is
required by RCRA regulations. If you ship or
transfer wastes containing an EPCRA Section 313
chemical and the off-site location does not have an
EPA Identification Number (e.g., it does not accept
RCRA hazardous wastes) enter NA in the box for
the off-site location EPA Identification Number. If
you ship or transfer hazardous wastes containing an

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Instructions for Completing Part II of EPA Form R

EPCRA Section 313 chemical to a facility that
treats, stores, or disposes RCRA hazardous wastes,
make sure to include that facility's RCRA
Identification Number in the box for the off-site
location EPA Identification Number. This RCRA ID
is shown on the RCRA manifest that must
accompany the hazardous waste to the off-site
facility.

If you ship or transfer the reported EPCRA Section
313 chemical in wastes to another country, you do
not need to report a RCRA ID for that waste. You
should indicate NA in the RCRA ID field. Enter the
complete address of the non-U.S. facility in the off-
site address fields, the city in the city field, the non-
U.S. state or province in the county field, the postal
code in the zip code field, and the foreign country
code in the country field. The most commonly used
FIPs codes are listed in Table IV. To obtain a FIPS
code for a country not listed, contact the TRI
Information Center. There is nothing to enter in the
state field.

6.2a Column A: Total Transfers

For each off-site location, enter the total amount, in
pounds (in grams for dioxin and dioxin-like
compounds), of the EPCRA Section 313 chemical
that is contained in the waste transferred to that
location. Do not enter the total quantities of the
waste. If you do not ship or transfer wastes
containing the EPCRA Section 313 chemical to
other off-site locations, you should enter NA (See
discussion of NA vs. a Numeric Value (e.g., Zero)
in the introduction of Section 6) in the box for the
off-site location's EPA Identification Number
(defined in 40 CFR 260.10 and therefore commonly
referred to as the RCRA ID Number).

If the total amount transferred is less than 1,000
pounds, you may report a range by entering the
appropriate range code (range reporting in section
6.2 does not apply to PBT chemicals). The
following reporting range codes are to be used:

Code

Reporting Range (in pounds)

A

1-10

B

11-499

C

500-999

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Summary of Residue Quantities From Pilot-Scale Experimental Studya'b
	(weight percent of drum capacity)	

Unloading
Method





Material

Vessel Type

Value

Kerosene0

Water d

Motor Oile

Surfactant
Solution'

Pumping

Steel drum

Range
Mean

1.93-3.08
2.48

1.84-2.61
2.29

1.97-2.23
2.06

3.06
3.06

Pumping

Plastic drum

Range
Mean

1.69-4.08
2.61

2.54-4.67
3.28

1.70-3.48
2.30

Not

Available

Pouring

Bung-top steel
drum

Range
Mean

0.244
0.472
0.404

0.266
0.458
0.403

0.677
0.787
0.737

0.485
0.485

Pouring

Open-top steel
drum

Range
Mean

0.032
0.080
0.054

0.026
0.039
0.034

0.328
0.368
0.350

0.089
0.089

Gravity
Drain

Slope-bottom
steel tank

Range
Mean

0.020
0.039
0.033

0.016
0.024
0.019

0.100
0.121
0.111

0.048
0.048

Gravity
Drain

Dish-bottom
steel tank

Range
Mean

0.031
0.042
0.038

0.033
0.034
0.034

0.133
0.191
0.161

0.058
0.058

Gravity
Drain

Dish-bottom

glass-lined

tank

Range
Mean

0.024
0.049
0.040

0.020
0.040
0.033

0.112
0.134
0.127

0.040
0.040

aFrom "Releases During Cleaning of Equipment." Prepared by PEI Associates, Inc., for the U.S. Environmental Protection Agency,
Office of Pesticides and Toxic Substances, Washington DC, Contract No. 68-02-4248. June 30, 1986.

bThe values listed in this table should only be applied to similar vessel types, unloading methods, and bulk fluid materials. At

viscosities greater than 200 centipoise, the residue quantities can rise dramatically and the information on this table is not applicable.

Tor kerosene, viscosity = 5 centipoise, surface tension = 29.3 dynes/cm2

dFor water, viscosity = 4 centipoise, surface tension = 77.3 dynes/cm2

Tor motor oil, viscosity = 94 centipoise, surface tension = 34.5 dynes/cm2

fFor surfactant solution, viscosity = 3 centipoise, surface tension =31.4 dynes/cm2

Example 14: Container Residue

You have determined that a Form R for an EPCRA Section 313 chemical must be submitted. The facility
purchases and uses one thousand 55-gallon steel drums that contain a 10 percent solution of the chemical.
Further, it is assumed that the physical properties of the solution are similar to water. The solution is
pumped from the drums directly into a mixing vessel and the "empty" drums are triple-rinsed with water.
The rinse water is indirectly discharged to a POTW and the cleaned drums are sent to a drum reclaimer.

In this example, it can be assumed that all of the residual solution in the drums was transferred to the rinse
water. Therefore, the quantity transferred to the drum reclaimer should be reported as "zero." The annual
quantity of residual solution that is transferred to the rinse water can be estimated by multiplying the mean
weight percent of residual solution remaining in water from pumping a steel drum (2.29 percent from the
preceding table, "Summary of Residue Quantities From Pilot-Scale Experimental Study") by the total
annual weight of solution in the drum (density of solution multiplied by drum volume). If the density is not
known, it may be appropriate to use the density of water (8.34 pounds per gallon):

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Instructions for Completing Part II of EPA Form R

(2.29%) x (8.34 pounds/gallon) x (55 gallons/drum) x (1,000 drums) = 10,504 pounds solution
The concentration of the EPCRA Section 313 chemical in the solution is only 10%.

(10,504 pounds solution) x (10%) = 1,050 pounds
Therefore, 1,050 pounds of the chemical are transferred to the POTW.

Example 15: Reporting Metals and Metal
Category Compounds that are sent Off-site

A facility manufactures a product containing
elemental copper, exceeding the processing
threshold for copper. Various metal fabrication
operations for the process produce a wastewater
stream that contains some residual copper and
off-specification copper material. The
wastewater is collected and sent directly to a
POTW. Periodic monitoring data show that 500
pounds of copper were transferred to the POTW
in the reporting year. The POTW eventually
releases these chemicals to a stream. The off-
specification products (containing copper) are
collected and sent off-site to a RCRA Subtitle C
landfill. Sampling analyses of the product
combined with hazardous waste manifests were
used to determine that 1,200 pounds of copper
in the off-spec product were sent to the off-site
landfill.

Therefore, the facility must report 500 pounds in
Sections 6.1 and 8.Id, and 1200 pounds in
Sections 6.2 (waste code M65 (RCRA Subtitle
C Landfill) should be used) and 8. Id.

Note that for EPCRA Section 313 chemicals
that are not metals or metal category
compounds, the quantity sent for treatment at
POTWs and to other off-site treatment locations
must be reported in Section 8.7 - Quantity
Treated Off-site. However, if you know that
some or all of the chemical is not treated for
destruction at the off-site location you must
report that quantity in Section 8.1.

If you transfer the EPCRA Section 313 chemical in
wastes to an off-site facility for distinct and multiple
purposes, you must report those activities for each
off-site location, along with the quantity of the

reported EPCRA Section 313 chemical associated
with each activity. For example, your facility
transfers a total of 15,000 pounds of toluene to an
off-site location that will use 5,000 pounds for the
purposes of energy recovery, will enter 7,500
pounds into a recovery process, and will dispose of
the remaining 2,500 pounds. These quantities and
the associated activity codes must be reported
separately in Section 6.2. (See Figure 4 for a
hypothetical Section 6.2 completed for two off-site
locations, one of which receives the transfer of
15,000 pounds of toluene as detailed.) If you have
fewer than four total transfers in Section 6.2
Column A (see examples in Figure 4), an NA should
be placed in Column A of the first unused row to
indicate the termination of the sequence. If all four
rows are used, there is no need to terminate the
sequence. If there are more than four total transfers,
re-enter the name of the off-site location, address,
etc. in the next row (6.2.2) and then you should
enter NA when the sequence has terminated if there
are fewer than 8 (i.e. anytime there are fewer than 4
transfers listed in a Section 6.2 block, an NA should
be used to terminate the sequence).

Do not double or multiple count amounts transferred
off-site. For example, when a reported EPCRA
Section 313 chemical is sent to an off-site facility
for sequential activities, you should report the final
disposition of the toxic chemical.

6.2b Column B: Basis of Estimate
You must identify the basis for your estimates of the
quantities of the reported EPCRA Section 313
chemical in waste transferred to each off-site
location. Enter one of the following letter codes that
applies to the method by which the largest
percentage of the estimate was derived.

Ml Estimate is based on continuous monitoring
data or measurements for the EPCRA Section
313 chemical.

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M2 Estimate is based on periodic or random
monitoring data or measurements for the
EPCRA Section 313 chemical.

C Estimate is based on mass balance
calculations, such as calculation of the
amount of the EPCRA Section 313 chemical
in streams entering and leaving process
equipment.

El Estimate is based on published emission
factors, such as those relating release quantity
to through-put or equipment type (e.g., air
emission factors).

E2 Estimate is based on site specific emission
factors, such as those relating release quantity
to through-put or equipment type (e.g., air
emission factors).

O Estimate is based on other approaches such as
engineering calculations (e.g., estimating
volatilization using published mathematical
formulas) or best engineering judgment. This
would include applying an estimated removal
efficiency to a waste stream, even if the
composition of the stream before treatment
was fully identified through monitoring data.

6.2c Column C: Type of Waste Management:
Disposal/ Treatment/Energy
Recovery/Recycling
You should enter one of the following M codes to
identify the type of disposal, treatment, energy
recovery, or recycling methods used by the off-site
location for the reported EPCRA Section 313
chemical. You must use more than one line and
code for a single location when distinct quantities of
the reported EPCRA Section 313 chemical are
subject to different waste management activities,
including disposal, treatment, energy recovery, or
recycling. You must use the code that represents the
ultimate disposition of the chemical.

If the EPCRA Section 313 chemical is sent off-site
for further direct reuse (e.g., an EPCRA Section 313
chemical in used solvent that will be used as
lubricant at another facility) and does not undergo a
waste management activity (i.e., release (including
disposal), treatment, energy recovery, or recycling
(recovery)) prior to that reuse, it need not be
reported in section 6.2 or section 8.

Incineration vs. Energy Recovery

You must distinguish between incineration which is
waste treatment, and legitimate energy recovery. For
you to claim that a reported EPCRA Section 313

chemical sent off-site is used for the purposes of
energy recovery and not for treatment for
destruction, the EPCRA Section 313 chemical must
have a significant heating value and must be
combusted in an energy recovery unit such as an
industrial boiler, furnace, or kiln. In a situation
where the reported EPCRA Section 313 chemical is
in a waste that is combusted in an energy recovery
unit, but the EPCRA Section 313 chemical does not
have a significant heating value, e.g., CFCs, you
should use code M54, Incineration/Insignificant
Fuel Value, to indicate that the EPCRA Section 313
chemical was incinerated in an energy recovery unit
but did not contribute to the heating value of the
waste.

Metals and Metal Category Compounds

Metals and metal category compounds will be
managed in waste either by being released
(including disposed) or by being recycled.
Remember that the release and other waste
management information that you report for metal
category compounds will be the total amount of the
parent metal released or recycled and NOT the
whole metal category compound. The metal has no
heat value and thus cannot be combusted for energy
recovery and cannot be treated because it cannot be
destroyed. Thus, transfers of metals and metal
category compounds for further waste management
should be reported as either a transfer for recycling
or a transfer for disposal. The applicable waste
management codes for transfers of metals and metal
category compounds for recycling are M24, metals
recovery, M93, waste broker - recycling, or M26,
other reuse/recovery. Applicable codes for transfers
for disposal include M10, M41, M62, M64, M65,
M66, M67, M73, M79, M81, M82, M90, M94, and
M99. These codes are for off-site transfers for
further waste management in which the waste
stream may be treated but the metal contained in the
waste stream is not treated and is ultimately
released. For example, M41 should be used for a
metal or metal category compound that is stabilized
in preparation for disposal.

Applicable codes for Part II, Section 6.2, column C
are:

Disposal

M10 Storage Only

M41 Solidification/Stabilization - Metals and

Metal Category Compounds only
M62 Wastewater Treatment (Excluding POTW) -
Metals and Metal Category Compounds only
M64 Other Landfills

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Instructions for Completing Part II of EPA Form R

M65	RCRA Subtitle C Landfills

M66	Subtitle C Surface Impoundment

M67	Other Surface Impoundments

M73	Land Treatment

M79	Other Land Disposal

M81	Underground Injection to Class I Wells

M82	Underground Injection to Class II-V Wells

M90	Other Off-Site Management

M94	Transfer to Waste Broker - Disposal

M99	Unknown

Treatment

M40	Solidification/Stabilization

M50	Incineration/Thermal Treatment

M54	Incineration/Insignificant Fuel Value

M61	Wastewater Treatment (Excluding POTW)

M69 Other Waste Treatment
M95 Transfer to Waste Broker - Waste
Treatment

Energy Recovery
M56 Energy Recovery
M92 Transfer to Waste Broker - Energy
Recovery

Recycling

M20 Solvents/Organics Recovery

M24 Metals Recovery

M26 Other Reuse or Recovery

M28 Acid Regeneration

M93 Transfer to Waste Broker - Recycling

Toxics Release Inventory Reporting Forms and Instructions

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SECTION 6.2 TRANSFERS TO OTHER OFF-SITE LOCATION

6.2.1

Off-Site EPA Identification Number (RCRA No.)

COD566162461

Off-Site Location Name

Acme Waste Services

Street Address

5 Market Street

city Anywhere

County

Hill

State

CO

Zip Code

80461

is location under control of reporting
facility or parent company

~ Yes El No

-fir—Basis uf Estiiuuli
(enter code)

l.O
2.C

A. Total Transfers (pounds)/year)
(enter range code or estimate)

5,000
7,500
3. 2.500

2.

4.

NA

3.

4.

o

C. Type of Waste Treatment/Disposal/
Recycling/Energy Recovery (enter code)

1.

M56

M20

Mbi

M

This off-site location receives a transfer of 15,000 pounds of toluene and will combust 5,000 pounds for the
purposes of energy recovery, will enter 7,500 pounds into a recovery process, and will dispose of the
remaining 2,500 pounds.

SECTION 6.2 TRANSFERS TO OTHER OFF-SITE LOCATION

6.2.2

Off-Site EPA Identification Number (RCRA No.)

COD 167725432

Off-Site Location Name

Combustion, Inc.

Street Address

25 Facility Road

City

Dumfry

County

Burns

State

CO

Zip Code

80500

Is location under control of reporting
facility or parent company

I I Yes El No

A. Total Transfers (pounds)/year)
(enter range code or estimate)

1.

2.

3.

4.

12,500
NA

1. o

C. Type of Waste Treatment/Disposal/

Recycling/Energy Recovery (enter code)
—i	M33	

4.

M
M
M

This off-site location receives a transfer of 12,500 pounds of tetrachloroethylene (perchloroethylene) that is
part of a waste that is combusted for the purposes of energy recovery in an industrial furnace. Note that the
tetrachloroethylene should be reported using code M54 to indicate that it is combusted in an energy recovery
unit but it does not contribute to the heating value of the waste.

Figure 4. Hypothetical Section 6.2 Completed for Two Off-Site Locations

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Instructions for Completing Part II of EPA Form R

Section 7. On-Site Waste Treatment,
Energy Recovery, and
Recycling Methods

You must report in this section the methods of waste
treatment, energy recovery, and recycling applied to
the reported EPCRA Section 313 chemical in wastes
on-site. There are three separate sections for
reporting such activities. (Section 7 A column c and
Section 7 A column e were previously deleted from
Form R and are not addressed below.)

Section 7A: On-Site Waste Treatment
Methods and Efficiency

Most of the chemical-specific information required
by EPCRA Section 313 that is reported on Form R
is specific to the EPCRA Section 313 chemical
rather than the waste stream containing the EPCRA
Section 313 chemical. However, EPCRA Section
313 does require that waste treatment methods
applied on-site to waste streams that contain the
EPCRA Section 313 chemical be reported. This
information is reportable regardless of whether the
facility actively applies treatment or the treatment of
the waste stream occurs passively. This information
is collected in Section 7A of Form R.

In Section 7A, you must provide the following
information if you treat waste streams containing
the reported EPCRA Section 313 chemical on-site:

(a)	The general waste stream types containing the
EPCRA Section 313 chemical being reported;

(b)	The waste treatment method(s) or sequence
used on all waste streams containing the
EPCRA Section 313 chemical; and

(c)	The efficiency of each waste treatment
method or waste treatment sequence in
destroying or removing the EPCRA Section
313 chemical.

Use a separate line in Section 7A for each general
waste stream type. Report only information about
treatment of waste streams at your facility, not
information about off-site waste treatment.

If you do not perform on-site treatment of waste
streams containing the reported EPCRA Section 313
chemical, check the NA box at the top of Section
7A.

7A Column a: General Waste Stream
For each waste treatment method, indicate the type
of waste stream containing the EPCRA Section 313
chemical that is treated. Enter the letter code that
corresponds to the general waste stream type:

A Gaseous (gases, vapors, airborne particulates)

W Wastewater (aqueous waste)

L Liquid waste streams (non-aqueous waste)

S Solid waste streams (including sludges and
slurries)

If a waste is a combination of water and organic
liquid and the organic content is less than 50
percent, report it as a wastewater (W). Slurries and
sludges containing water should be reported as solid
waste if they contain appreciable amounts of
dissolved solids, or solids that may settle, such that
the viscosity or density of the waste is considerably
different from that of process wastewater.

7A Column b: Waste Treatment Method(s)
Sequence

Enter the appropriate waste treatment code from the
list below for each on-site waste treatment method
used on a waste stream containing the EPCRA
Section 313 chemical, regardless of whether the
waste treatment method actually removes the
specific EPCRA Section 313 chemical being
reported. Waste treatment methods must be reported
for each type of waste stream being treated (i.e.,
gaseous waste streams, aqueous waste streams,
liquid non-aqueous waste streams, and solids).
Except for the air emission treatment codes, the
waste treatment codes are not restricted to any
medium.

Waste streams containing the EPCRA Section 313
chemical may have a single source or may be
aggregates of many sources. For example, process
water from several pieces of equipment at your
facility may be combined prior to waste treatment.
Report waste treatment methods that apply to the
aggregate waste stream, as well as waste treatment
methods that apply to individual waste streams. If
your facility treats various wastewater streams
containing the EPCRA Section 313 chemical in
different ways, the different waste treatment

methods must be listed separately.	

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If your facility has several pieces of equipment
performing a similar service in a waste treatment
sequence, you may combine the reporting for such
equipment. It is not necessary to enter four codes to
cover four scrubber units, for example, if all four are
treating waste streams of similar character (e.g.,
sulfuric acid mist emissions), have similar influent
concentrations, and have similar removal
efficiencies. If, however, any of these parameters
differs from one unit to the next, each scrubber
should be listed separately.

If you are using the hardcopy paper form, and if
your facility performs more than eight sequential
waste treatment methods on a single general waste

stream, continue listing the methods in the next row
and renumber appropriately those waste treatment
method code boxes you used to continue the
sequence. For example, if the general waste stream
in box 7A.la had nine treatment methods applied to
it, the ninth method would be indicated in the first
method box for row 7A.2a. The numeral "1" would
be crossed out, and a "9" would be inserted.

Treatment applied to any other general waste stream
types would then be listed in the next empty row. In
the scenario below, for instance, the second general
waste stream would be reported in row 7A.3a. See
Figure 5 for an example of a hypothetical section
7A.

58

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Instructions for Completing Part II of EPA Form R

Example 16: Calculating Releases and Other Waste Management Quantities

Your facility disposes of 14,000 pounds of lead chromate (PbCr04.Pb0) in an on-site landfill and transfers
16,000 pounds of lead selenite (PbSe04) to an off-site land disposal facility. You would therefore be
submitting three separate reports on the following: lead compounds, selenium compounds, and chromium
compounds. However, the quantities you would be reporting would be the pounds of "parent" metal being
released on-site or transferred off-site for further waste management. All quantities are based on mass
balance calculations (See Section 5, Column B for information on Basis of Estimate and Section 6.2,
Column C for waste management codes and information on transfers of EPCRA Section 313 chemicals in
wastes). You would calculate releases of lead, chromium, and selenium by first determining the percentage
by weight of these metals in the materials you use as follows:

Lead Chromate (PbCr04.PbO)	Molecular weight = 546.37

Lead (2 Pb atoms)	Atomic weight = 207.2 x 2 = 414.4

Chromium (1 Cr atom)	Atomic weight = 51.996

Lead selenite is therefore (percent by weight)

(207.2/350.17) = 59.17% lead and
(78.96/350.17) = 22.55% selenium.

The total pounds of lead, chromium, and selenium disposed on or off-site from your facility are as follows:
Lead

Disposal on-site:	0.7585 x 14,000 = 10,619 pounds from lead chromate

Transfer off-site for disposal:	0.5917 x 16,000 = 9,467 pounds from lead selenite

Lead chromate is therefore ( percent by weight)

(414.4/546.37) = 75.85% lead and
(51.996/546.37) = 9.52% chromium

Lead Selenite (PbSe04)
Lead (1 Pb atom)
Selenium (1 Se atom)

Molecular weight = 350.17
Atomic weight = 207.2
Atomic weight = 78.96

Chromium

Disposal on-site:

0.0952 x 14,000 = 1,333 pounds from lead chromate

Selenium

Transfer off-site for disposal:

0.2255 x 16,000 = 3,608 pounds from lead selenite

Toxics Release Inventory Reporting Forms and Instructions

59


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SECTION 7A.

ON-SITE WASTE TREATMENT METHODS AND EFFICIENCY



i	1		 Check here if no on-^ite waste treatment is applied to any

Not Applicable (NA) - - - , .......

1	I wa ste stream containing tbe toxic chemical or chemical category.

a. General
Waste Stream
[enter code]

b. U'aste Treatment Method(s) Sequence
[enter 3- or 4- character codecs)]

d. Waste Treatment Efficiency
[enter 2 character code]

7A.la

7A.lb |

l

H-m

1

H124

7A.lc

w

3

H101

4

H129

5

H083



6

H082

7

H081

8

H075



7A.2a

7A.:

b I

9/

H077

¦)

NA

7A.2c



3



4



5



E4



6



7



S



7A.3a

7AJb I

1

A01

2

NA

7A,3c

A

3



4



5



E5

6



7



8



7A.4a

7A.4b |

1



2



7A.4c



3



4



5







6



7



S





Figure 5. Hypothetical Section 7A

Waste Treatment Codes

AO 1 Flare

A02 Condenser

A03 Scrubber

A04 Absorber

A05 Electrostatic Precipitator

A06 Mechanical Separation

A07 Other Air Emission Treatment

H040 Incineration—thermal destruction other than

use as a fuel
H071 Chemical reduction with or without

precipitation
H073 Cyanide destruction with or without

precipitation
H075 Chemical oxidation
H076 Wet air oxidation

H077 Other chemical precipitation with or without

pre-treatment
H081 Biological treatment with or without

precipitation
H082 Adsorption
H083 Air or steam stripping
H101 Sludge treatment and/or dewatering
HI03 Absorption

Hill Stabilization or chemical fixation prior to
disposal

HI 12 Macro-encapsulation prior to disposal

H121 Neutralization

HI22 Evaporation

HI23 Settling or clarification

HI24 Phase separation

H129 Other treatment

7A Column d: Waste Treatment Efficiency
Estimate

In the space provided, enter the range code, based
upon the codes listed below, indicating the
percentage of the EPCRA Section 313 chemical
removed from the waste stream through destruction,
biological degradation, chemical conversion, or
physical removal. The waste treatment efficiency
(expressed as a range of percent removal) represents
the percentage of the EPCRA Section 313 chemical
destroyed or removed (based on amount or mass),
not merely changes in volume or concentration of
the EPCRA Section 313 chemical in the waste
stream. The efficiency, which can reflect the overall
removal from sequential treatment methods applied
to the general waste stream, refers only to the
percent destruction, degradation, conversion, or
removal of the EPCRA Section 313 chemical from
the waste stream; it does not refer to the percent
conversion or removal of other constituents in the
waste stream. The efficiency also does not refer to
the general efficiency of the treatment method for
any waste stream. For some waste treatment
methods, the percent removal will represent removal
by several mechanisms, as in an aeration basin,
where an EPCRA Section 313 chemical may
evaporate, biodegrade, or be physically removed
from the sludge.

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Instructions for Completing Part II of EPA Form R

Percent removal can be calculated as follows:

a - ei x 100%

i

where:

I = amount of the EPCRA Section 313 chemical in
the influent waste stream (entering the waste
treatment step or sequence) and

E = amount of the EPCRA Section 313 chemical in
the effluent waste stream (exiting the waste
treatment step or sequence).

Calculate the amount of the EPCRA Section 313
chemical in the influent waste stream by multiplying
the concentration (by weight) of the EPCRA Section
313 chemical in the waste stream by the total
amount or weight of the waste stream. In most
cases, the percent removal compares the treated
effluent to the influent for the particular type of
waste stream. For solidification of wastewater, the
waste treatment efficiency can be reported as code
El (greater than 99.9999 percent) if no volatile
EPCRA Section 313 chemicals were removed with
the water or evaporated into the air. Percent removal
does not apply to incineration because the waste
stream, such as wastewater or liquids, may not exist
in a comparable form after waste treatment and the
purpose of incineration as a waste treatment is to
destroy the EPCRA Section 313 chemical by
converting it to carbon dioxide and water or other
byproducts. In cases where the EPCRA Section 313
chemical is incinerated, the percent efficiency must
be based on the amount of the EPCRA Section 313
chemical destroyed or combusted, except for metals
or metal category compounds. In the cases in which
a metal or metal category compound is incinerated,
the efficiency is reported as code E6 (equal to or
greater than 0 percent, but less than or equal to 50
percent).

Similarly, an efficiency of zero must be reported for
any waste treatment method(s) that does not destroy,
chemically convert or physically remove the
EPCRA Section 313 chemical from the waste
stream.

For metal category compounds, the calculation of
the reportable concentration and waste treatment
efficiency must be based on the weight of the parent
metal, not on the weight of the metal compound.
Metals are not destroyed, only physically removed
or chemically converted from one form into another.
The waste treatment efficiency reported must

represent only physical removal of the parent metal
from the waste stream (except for incineration), not
the percent chemical conversion of the metal
compound. If a listed waste treatment method
converts but does not remove a metal (e.g.,
chromium reduction), the method must be reported
with a waste treatment efficiency of code E6 (equal
to or greater than 0 percent, but less than or equal to
50 percent.

EPCRA Section 313 chemicals that are strong
mineral acids neutralized to a pH of 6 or above are
considered treated at a 100 percent efficiency.

When calculating waste treatment efficiency,
EPCRA Section 313(g)(2) requires a facility to use
readily available data (including monitoring data)
collected pursuant to other provisions of law, or,
where such data are not readily available,
"reasonable estimates" of the amounts involved.

Waste Treatment Efficiency Range Codes:

El =

greater than 99.9999%

E2 =

greater than 99.99%, but less than or equal



to 99.9999%

E3 =

greater than 99%, but less than or equal to



99.99%

E4 =

greater than 95%, but less than or equal to



99%

E5 =

greater than 50%, but less than or equal to



95%

E6 =

equal to or greater than 0%, but less than or



equal to 50%

Section 7B On Site Energy Recovery Processes
In Section 7B, you must indicate the on site energy
recovery methods used on the reported EPCRA
Section 313 chemical.

EPA considers an EPCRA Section 313 chemical to
be combusted for energy recovery if the toxic
chemical has a significant heat value and is
combusted in an energy recovery device. If a
reported EPCRA Section 313 chemical is
incinerated on-site but does not contribute energy to
the process (e.g., chlorofluorocarbons), it must be
considered waste treated on-site and reported in
Section 7A. Metals and metal category compounds
cannot be combusted for energy recovery and
should NOT be reported in this section. Do not
include the combustion of fuel oils, such as fuel oil
#6, in this section. Energy recovery may take place
only in an industrial kiln, furnace, or boiler.

Toxics Release Inventory Reporting Forms and Instructions

61


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NA vs. a Numerical Value (e.g., Zero). If you do

not perform on site energy recovery for a waste
stream that contains or contained the EPCRA
Section 313 chemical, check the NA box at the top
of Section 7B and enter NA in Section 8.2. If you
perform on-site energy recovery for the waste
stream that contains or contained the EPCRA
Section 313 chemical, enter the appropriate code in
Section 7B and enter the appropriate value in
Section 8.2. If this quantity is less than or equal to
0.5 pound, round to zero (unless the chemical is a
listed PBT chemical) and enter zero in 8.2. (Note:
for metals and metal compounds, you should only
report NA in Sections 7B and Section 8.2.)

Energy Recovery Codes

U01 Industrial Kiln
U02 Industrial Furnace
U03 Industrial Boiler

If your facility uses more than one on site energy
recovery method for the reported EPCRA Section
313 chemical, list the methods used in descending
order (greatest to least) based on the amount of the
EPCRA Section 313 chemical entering such
methods.

Section 7C On Site Recycling Processes
In Section 7C, you must report the recycling
methods used on the EPCRA Section 313 chemical.

In this section, use the codes below to report only
the recycling methods in place at your facility that
are applied to the EPCRA Section 313 chemical. Do
not list any off site recycling activities. (Information
about off site recycling must be reported in Part II,

Section 6, "Transfers of the Toxic Chemical in
Wastes to Off Site Locations.")

NA vs. a Numerical Value (e.g., Zero). If you do

not perform on site recycling for the reported
EPCRA Section 313 chemical, check the NA box at
the top of Section 7C and enter NA in Section 8.4. If
you perform on-site recycling for the reported
EPCRA Section 313 chemical, enter the appropriate
code in Section 7C and enter the appropriate value
in Section 8.4. If this quantity is less than or equal to
0.5 pound, round to zero (unless the chemical is a
listed PBT chemical) and enter 0 in Section 8.4.

On-Site Recycling Codes

H10 Metal recovery (by retorting, smelting, or
chemical or physical extraction

H20 Solvent recovery (including distillation,
evaporation, fractionation or extraction)

H39 Other recovery or reclamation for reuse
(including acid regeneration or other chemical
reaction process)

If your facility uses more than one on site recycling
method for an EPCRA Section 313 chemical, enter
the codes in the space provided in descending order
(greatest to least) based on the volume of the
reported EPCRA Section 313 chemical recovered by
each process. If your facility uses more than ten
separate methods for recycling the reported EPCRA
Section 313 chemical on-site, then list the ten
activities that recover the greatest amount of the
EPCRA Section 313 chemical (again, in descending
order).

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Instructions for Completing Part II of EPA Form R

Example 17: On-Site Waste Treatment





A process at the facility generates a wastewater stream containing an EPCRA Section 313 chemical (chemical A). A
second process generates a wastewater stream containing two EPCRA Section 313 chemicals, a metal (chemical B) and a
mineral acid (chemical C). Thresholds for all three chemicals have been exceeded and you are in the process of completing
separate Form Rs for each chemical.

These two wastewater streams are combined and sent to an on-site wastewater treatment system before being discharged to
a POTW. This system consists of an oil/water separator that removes 99 percent of chemical A; a neutralization tank in
which the pH is adjusted to 7.5, thereby destroying 100 percent of the mineral acid (chemical C); and a settling tank where
95 percent of the metal (chemical B) is removed from the water (and eventually landfilled off-site).

Section 7A should be completed slightly differently when you file the Form R for each of the chemicals. Hie table
accompanying this example shows how Section 7A should be completed for each chemical. First, on each FormR you
should identify the type of waste stream in Section 7A.la as wastewater (aqueous waste, code W). Next, on each Form R
you should list the code for each of the treatment steps that is applied to the entire waste stream, regardless of whether the
operation affects the chemical for which you are completing the Form R (for instance, the first four blocks of Section 7A.lb
of all three Form Rs should show: H124 (phase separation), H121 (neutralization), H123 (settling or clarification), and N/A
(to signify the end of the treatment system). Note that Section 7A.lb is not chemical specific. It applies to the entire waste
stream being treated. Section 7A.ld applies to the efficiency of the entire system in destroying and/or removing the
chemical for which you are preparing the Form R. You should enter E4 when filing for chemical A, E5 for chemical B, and
El for chemical C.

Chemical A

7A.la

7A.lb

1.H124

2.H121

7A.ld

W

3.H123

4. N/A

5.

E4



6.

7.

8.



Chemical B

7A.la

7A.lb

1.H124

2.H121

7A.ld

W

3.H123

4. N/A

5.

E5



6.

7.

8.



Chemical C

7A.la

7A.lb

1.H124

2.H121

7A.ld

W

3.H123

4. N/A

5.

El



6.

7.

8.



Note that the quantity removed and/or destroyed is not reported in Section 7 and that the efficiency reported in Section
7A.ld refers to the amount of EPCRA Section 313 chemical destroyed and/or removed from the applicable waste stream.
The amount actually destroyed should be reported in Section8.6 (quantity treated on-site). For example, when completing
the Form R for Chemical B you should report "N/A" pounds in Section 8.6 because the metal has been removed from the
wastewater stream, but not actually destroyed. The quantity of Chemical B that is ultimately landfilled off-site should be
reported in Sections 6.2 and 8.1c. Flowever, when completing the Form R for Chemical C you should report the entire
quantity in Section 8.6 because raising the pFl to 7.5 will completely destroy the mineral acid.

Toxics Release Inventory Reporting Forms and Instructions

63


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Example 18: Reporting On-Site Energy Recovery

One waste stream generated by your facility contains, among other chemicals, toluene and Freon 113.
Threshold quantities are exceeded for both of these EPCRA Section 313 chemicals, and you would,
therefore, submit two separate Form R reports. This waste stream is sent to an on-site industrial
furnace that uses the heat generated in a thermal hydrocarbon cracking process at your facility.
Because toluene has a significant heat value (17,440 BTU/pound) and the energy is recovered in an
industrial furnace, the code ""U02" would be reported in Section 7B for the Form R submitted for
toluene.

However, as Freon 113 does not contribute any value for energy recovery purposes, the combustion of
Freon 113 in the industrial furnace is considered waste treatment, not energy recovery. You would
report Freon 113 as entering a waste treatment step (i.e., incineration), in Section 7A, column b. In
Section 7B the facility should report zero.	

Section 8. Source Reduction and
Recycling Activities

This section includes the data elements mandated by
Section6607 of the Pollution Prevention Act of 1990
(PPA).

In Section 8, you must provide information about
source reduction activities and quantities of the
EPCRA Section 313 chemicals managed as waste.
For all appropriate questions, report only the
quantity, in pounds, of the reported EPCRA Section
313 chemical itself (except the dioxin and dioxin-
like compound category). Do not include the weight
of water, soil, or other waste constituents. When
reporting on the metal category compounds, you
should report only the amount of the metal portion
of the compound as you do when estimating release
and other waste management amounts.

Sections 8.1 through 8.9 must be completed for each
EPCRA Section 313 chemical. Section 8.10 must be
completed only if a source reduction activity was
newly implemented specifically (in whole or in part)
for the reported EPCRA Section 313 chemical
during the reporting year. Section 8.11 allows you to
indicate if you have attached additional optional
information on source reduction, recycling, or
pollution control activities implemented at any time
at your facility.

Sections 8.1 through 8.7 require reporting of
quantities for the current reporting year, the prior
year, and quantities anticipated in both the first year
immediately following the reporting year and the
second year following the reporting year (future
estimates).

Do not enter the values in Section 8 in gallons, tons,
liters, or any measure other than pounds. You must
also enter the values as whole numbers. Numbers
following a decimal point are not acceptable for
toxic chemicals other than those designated as PBT
chemicals. For PBT chemicals facilities should
report release and other waste management
quantities greater than 0.1 pound (except the dioxin
and dioxin-like compounds category) provided the
accuracy and the underlying data on which the
estimate is based supports this level of precision.
For the dioxin and dioxin-like compounds category
facilities should report at a level of precision
supported by the accuracy of the underlying data
and the estimation techniques on which the estimate
is based. However, the smallest quantity that need
be reported on the

Form R for the dioxin and dioxin-like compounds
category is 0.0001 grams (see Example 12).
Notwithstanding the numeric precision used when
determining reporting eligibility thresholds,
facilities should report on Form R to the level of
accuracy that their data supports, up to seven digits
to the right of the decimal. EPA's reporting software
and data management systems support data
precision to seven digits to the right of the decimal.

NA vs. a Numeric Value (e.g., Zero). You should
enter a numeric value in the relevant sections of
Section 8 if your facility has released, treated,
combusted for energy recovery or recycled any
quantity of an EPCRA Section 313 chemical during
the reporting year. If the aggregate quantity of that
toxic chemical was equal to or less than 0.5 pound
for a particular waste management method, you
should enter the value zero (unless the chemical is a
PBT chemical) in the relevant section.

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Instructions for Completing Part II of EPA Form R

However, if there has been no on-site or off-site
treatment, combustion for energy recovery or
recycling on the waste stream containing the
EPCRA Section 313 chemical, then you should
enter NA in the relevant section. (Note: for metals
and metal category compounds, you should enter
NA in Sections 8.2, 8.3, 8.6 and 8.7, as treatment
and combustion for energy recovery generally are
not applicable waste management methods for
metals and metal compounds). For Section 8.1b, NA
generally is not applicable recognizing the potential
for spills, leaks, or fugitive emissions of the EPCRA
Section 313 chemical. You should enter NA in
Section 8.8 if there were no remedial actions,
catastrophic events such as earthquakes, fires, or
floods or one time events not associated with normal
or routine production processes for that toxic
chemical. If there was a catastrophic event at your
facility, but you were able to prevent any releases
from occurring, then enter zero in Section 8.8.

Column A: Prior Year

Quantities for Sections 8.1 through 8.7 must be
reported for the year immediately preceding the
reporting year in column A. For reports due July 1,
2009 (reporting year 2008), the prior year is 2007.
Information available at the facility that may be
used to estimate the prior year's quantities include
the prior year's Form R submission, supporting
documentation, and recycling, energy recovery,
treatment, or disposal operating logs or invoices.
When reporting prior year estimates facilities are
not required to use quantities reported on the
previous year's form if better information is
available.

Column B: Current Reporting Year

Quantities for Sections 8.1 through 8.7 must be
reported for the current reporting year in column B.

Columns C and D: Following Year and Second
Following Year

Quantities for Sections 8.1 through 8.7 must be
estimated for 2009 and 2010. EPA expects
reasonable future quantity estimates using a logical
basis. Information available at the facility to
estimate quantities of the chemical expected during
these years include planned source reduction
activities, market projections, expected contracts,
anticipated new product lines, company growth
projections, and production capacity figures.
Respondents should take into account protections
available for trade secrets as provided in EPCRA

Section322 (42 USC 11042) for the chemical
identity.

Relationship to Other Laws

The reporting categories for quantities recycled,
used for energy recovery, treated, and disposed
apply to completing Section 8 of Form R as well as
to the rest of Form R. These categories are to be
used only for TRI reporting. They are not intended
for use in determining, under the Resource
Conservation and Recovery Act (RCRA) Subtitle C
regulations, whether a secondary material is a waste
when recycled. These definitions also do not apply
to the information that may be submitted in the
Biennial Report required under RCRA. In addition,
these definitions do not imply any future
redefinition of RCRA terms and do not affect EPA's
RCRA authority or authority under any other statute
administered by EPA.

Differences in terminology and reporting
requirements for EPCRA Section 313 chemicals
reported on Form R and for hazardous wastes
regulated under RCRA occur because EPCRA and
the PPA focus on specific chemicals, while the
RCRA regulations and the Biennial Report focus on
waste streams that may include more than one
chemical. For example, a RCRA hazardous waste
containing an EPCRA Section 313 chemical is
recycled to recover certain constituents of that
waste, but not the toxic chemical reported under
EPCRA Section 313. The EPCRA Section 313
chemical simply passes through the recycling
process and remains in the residual from the
recycling process, which is disposed. While the
waste may be considered recycled under RCRA, the
EPCRA Section 313 chemical constituent would be
considered to be disposed for TRI purposes.

Quantities Reportable in Sections 8.1 - 8.7

Section 8 of Form R uses data collected to complete
Part II, Sections 5 through 7. For this reason,
Section 8 should be completed last. Sections 8.1,
8.3, 8.5, 8.7, and 8.8 use data collected to complete
Sections 5 and 6 of Form R. The relationship
between Section s 5, 6, and 8.8 to Sections 8.1, 8.3,
8.5, and 8.7 are provided below in equation form.

Section 8.1. Beginning in the 2003 reporting year,
Section 8.1 was divided into four Subsections (8.1a,
8.1b, 8.1c and 8.Id). Please refer to the following
equations that show the relationship between
Sections 5, 6 and 8.1a through 8.Id. EPCRA

Toxics Release Inventory Reporting Forms and Instructions

65


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Section329(8) defines release as "any spilling,
leaking, pumping, pouring, emitting, emptying,
discharging, injecting, escaping, leaching, dumping,
or disposing [on-site or off-site] into the
environment (including the abandonment of barrels,
containers, and other closed receptacles)/' In
Section 8.1, facilities report disposal and other
releases. This includes on-site disposal and other
releases in Section 5 and off-site disposal and other
releases in Section 6 (releases plus transfers to
disposal and transfers to POTWs of metals and
metal compounds), but excludes quantities reported
in Section 5 and 6 due to remedial actions,
catastrophic events, or non-production related
events (see the discussion on Section 8.8).

Metals and metal category compounds reported in
1) Section 6.2 as sent off-site for
stabilization/solidification (M41Cmetals) or
wastewater treatment (excluding POTWs)
(M62Cmetals) and/or 2) in Section 6.1 - discharges
to POTWs, should be reported in Section 8.1. These
quantities should NOT be reported in Section 8.7
because the metals are ultimately disposed.

Sections 8.1a and 8.1b. Toxic chemicals disposed
or otherwise released on site are reported in 8.1a or
8.1b as appropriate. Toxic chemicals sent off site for
disposal are reported in 8.1c or 8.Id.

Section8.1a = Section 5.4.1 + Section 5.5.1A +
Section 5.5.1B B Section 8.8 (on site release or
disposal due to catastrophic events)1

Section8.1b = Section 5.1 + Section 5.2 +
Section5.3 + Section 5.4.2 + Section5.5.2 +
Section5.5.3A + Section 5.5.3B + Section5.5.4 -
Section 8.8 (on site release or disposal due to
catastrophic events)1

Sections 8.1c and 8.1d. Toxic chemicals transferred
off site to POTWs or other off-site locations should
be reported in 8.1c or 8.Id as appropriate. For
example, quantities of a toxic chemical sent to a
POTW and subsequently sent to a landfill are
reported in Section 8.1c. Quantities of the toxic
chemical disposed or otherwise released by the
POTW to a stream are reported in Section 8.Id.
Metals and metal category compounds sent to
POTWs should be reported in one of these two
sections and should not be reported as treated for
destruction in Section 8.7.

Section8.1c = Section 6.1 (portion of transfer that
is untreated and ultimately disposed of in UIC
Class I Wells, RCRA Subtitle C landfills, and
other landfills) + Section 6.2 (quantities
associated with M codes M64, M65 and M81) -
Section 8.8 (off site disposal due to catastrophic
events)1

Section8.1d = Section6.1 (portion of transfer that
is untreated and ultimately disposed of in UIC
Class II-V wells, and disposal other than to
landfills) + Section6.2 (quantities associated with
M codes M10, M41, M62, M66, M67, M73, M79,
M82, M90, M94, M99) - Section 8.8 (off site
disposal due to catastrophic events)1

Some chemicals in addition to metals and metal
category compounds might not be treated for
destruction at a POTW. If you are able to quantify
the amounts of a toxic chemical sent to a POTW
that are treated for destruction and disposed or
released from the POTW untreated, you should
divide the amount reported in Section 6.1 between
Sections 8.1c and 8.Id and 8.7 (quantity treated off
site), as appropriate.

Sections 8.2 and 8.3. These relate to an EPCRA
Section 313 chemical or a mixture containing an

Example 19: Reporting Future Estimates

A pharmaceutical manufacturing facility uses an
EPCRA Section 313 chemical in the
manufacture of a prescription drug. During the
reporting year (2005), the company received
approval from the Food and Drug
Administration to begin marketing their product
as an over-the-counter drug beginning in 2006.
This approval is publicly known and does not
constitute confidential business information. As
a result of this expanded market, the company
estimates that sales and subsequent production of
this drug will increase their use of the reported
EPCRA Section 313 chemical by 30 percent per
year for the two years following the reporting
year. The facility treats the EPCRA Section 313
chemical on-site and the quantity treated is
directly proportional to production activity. The
facility thus estimates the total quantity of the
reported EPCRA Section 313 chemical treated
for the following year (2005) by adding 30
percent to the amount in column B (the amount
for the current reporting year). The second
following year (2007) figure can be calculated
by adding an additional 30 percent to the amount
reported in column C (the amount for the
following year (2006) projection).

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Instructions for Completing Part II of EPA Form R

EPCRA Section 313 chemical that is used for
energy recovery on-site or is sent off-site for energy
recovery, unless it is a commercially available fuel
(e.g., fuel oil no. 6). For the purposes of reporting
on Form R, reportable on site and off site energy
recovery is the combustion of a waste stream
containing an EPCRA Section 313 chemical when:

(a)	The combustion unit is integrated into an
energy recovery system (i.e., industrial
furnaces, industrial kilns, and boilers); and

(b)	The EPCRA Section 313 chemical is
combustible and has a significant heating
value (e.g., 5000 BTU)

Note: Metals and metal category compounds cannot
be combusted for energy recovery. For metals and
metal category compounds, you should enter NA in
Sections 8.2 and 8.3.

Section 8.2 is reported in Section 8 only

Section 8.3 = Section6.2 (energy recovery) -
Section8.8 (off site energy recovery due to
catastrophic events)1

Sections 8.4 and 8.5. These relate to an EPCRA
Section 313 chemical in a waste that is recycled on-
site or is sent off-site for recycling.

Section 8.4 is reported in Section 8 only

Section 8.5 = Section 6.2 (recycling) - Section 8.8
(off site recycling due to catastrophic events)

Section 8.6 and 8.7. These relate to an EPCRA
Section 313 chemical (except for most metals and
metal category compounds) or a waste containing an
EPCRA Section 313 chemical that is treated for
destruction on-site or is sent to a POTW or other off
site location for treatment for destruction. Most
metal and category compounds are not reported in
this section because they cannot be destroyed (See
Appendix B).

Section8.6 is reported in Section 8 only

Section8.7 = Section6.1 (excluding most
metal/metal category compounds) + Section6.2
(treatment) - Section 8.8 (off site treatment due
to catastrophic events)1

Some chemicals in addition to metals and metal
category compounds might not be treated for
destruction at a POTW. If you are able to quantify
the amounts of a toxic chemical sent to a POTW
that are treated for destruction and disposed or
released from the POTW untreated, you should
divide the amount reported in Section 6.1 between
Sections 8.1c-d and 8.7 (quantity treated off site), as
appropriate. Facilities should use their best readily
available information to determine the final
disposition of the toxic chemical sent to the POTW.

An EPCRA Section 313 chemical or an EPCRA
Section 313 chemical in a mixture that is a waste
under RCRA must be reported in Sections 8.1
through 8.7.

8.8 Quantity Released to the Environment as a
Result of Remedial Actions, Catastrophic Events,
or One Time Events Not Associated with
Production Processes

In Section 8.8, enter the total quantity of the
EPCRA Section 313 chemical disposed or released
directly into the environment or sent off-site for
recycling, energy recovery, treatment, or disposal
during the reporting year due to any of the following
events:

(1)	remedial actions;

(2)	catastrophic events such as earthquakes,
fires, or floods; or

(3)	one time events not associated with
normal or routine production processes.

These quantities should not be included in Section
8.1.

The purpose of this section is to separate quantities
recycled, used for energy recovery, treated, or
released, including disposals that are associated with
normal or routine production operations from those
that are not. While all quantities disposed, released
recycled, combusted for energy recovery, or treated
may ultimately be preventable, this section separates
the quantities that are more likely to be reduced or
eliminated by process oriented source reduction
activities from those releases that are largely
unpredictable and are less amenable to such source
reduction activities. For example, spills that occur as
a routine part of production operations and could be
reduced or eliminated by improved handling,
loading, or unloading procedures are included in the
quantities reported in Section 8.1 through 8.7 as

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appropriate. A total loss of containment resulting
from a tank rupture caused by a tornado would be
included in the quantity reported in Section 8.8.

Similarly, the amount of an EPCRA Section 313
chemical cleaned up from spills resulting from
normal operations during the reporting year would
not be included in Section 8.8. However, the
quantity of the reported EPCRA Section 313
chemical disposed from a remedial action (e.g.,
RCRA corrective action) to clean up the
environmental contamination resulting from past
practices should be reported in Section 8.8 because
they cannot currently be addressed by source
reduction methods. A remedial action for purposes
of Section 8.8 is a waste cleanup (including RCRA
and CERCLA operations) within the facility
boundary. Most remedial activities involve
collecting and treating contaminated material.

Also, releases caused by catastrophic events are to
be incorporated into the quantity reported in Section
8.8. Such releases may be caused by natural
disasters (e.g., hurricanes and earthquakes) or by
large scale accidents (e.g., fires and explosions). In
addition, releases due to one-time events not
associated with production (e.g., terrorist bombing)
are to be included in Section 8.8. These amounts are
generally unanticipated and cannot be addressed by
routine process oriented accident prevention
techniques. By checking your documentation for
calculating estimates made for Part II, Section 5,
"Quantity of the Toxic Chemical Entering Each
Environmental Medium On-site," you may be able
to identify disposal and release amounts from the
above sources. Emergency notifications under
CERCLA and EPCRA as well as accident histories
required under the Clean Air Act may provide
useful information. You should also check facility
incident reports and maintenance records to identify
one time or catastrophic events.

Note: While the information reported in Section 8.8
represents only remedial, catastrophic, or one time
events not associated with production processes,
Section 5 of Form R (on-site disposal and other
releases to the environment) and Section 6 (off site
transfers for further waste management) must
include all on-site disposal and other releases and
transfers for disposal as appropriate, regardless of
whether they arise from catastrophic, remedial, or
routine process operations.

Avoid Double Counting in Sections 8.1 Through
8.8

Do not double or multiple count quantities in
Sections 8.1 through 8.8. The quantities reported in
each of those sections should be mutually exclusive.
Do not multiple count quantities entering sequential
reportable activities during the reporting year.

Quantities of the EPCRA Section 313 chemical
disposed or otherwise released into the environment
or otherwise managed as waste off site due to
remedial actions; catastrophic events such as
earthquakes, fires, or floods; or unanticipated one
time events not associated with the production
process such as a drunk driver crashing his/her car
into a drum storage area. These quantities should be
reported in Section 8.8 only. For example, 10,000
pounds of diaminoanisole sulfate is released due to a
catastrophic event and is subsequently treated off-
site. The 10,000 pounds is reported in Section 8.8
but the amount subsequently treated off-site is not
reported in Section 8.7.

8.9 Production Ratio or Activity Index

For Section 8.9, you must provide a ratio of
reporting year production to prior year production,
or provide an "activity index" based on a variable
other than production that is the primary influence
on the quantity of the reported EPCRA Section 313
chemical recycled, used for energy recovery,
treated, disposed or released. The ratio or index
must be reported to the nearest tenths or hundredths
place (i.e., one or two digits to the right of the
decimal point). For EPCRA Section 313 PBT
chemicals, including the dioxin and dioxin-like
compounds category, you will report the same as for
chemicals that are not listed as PBT (i.e., up to one
or two digits to the right of the decimal point). If the
manufacture, processing, or use of the reported
EPCRA Section 313 chemical began during the
current reporting year, enter NA as the production
ratio or activity index. Note, this is not to be
reported as a percent (i.e., report 1.10 for a 10
percent increase, not 110 percent).

It is important to realize that if your facility reports
more than one reported EPCRA Section 313
chemical, the production ratio or activity index may
vary for different chemicals. For facilities that
manufacture reported EPCRA Section 313
chemicals, the quantities of the EPCRA Section 313
chemical(s) produced in the current and prior years
provide a good basis for the ratio because that is the
primary business activity associated with the
reported EPCRA Section 313 chemical(s). In most
cases, the production ratio or activity index must be
based on some variable of production or activity

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Instructions for Completing Part II of EPA Form R

rather than on EPCRA Section 313 chemical or
material usage. Indices based on EPCRA Section
313 chemical or material usage may reflect the
effect of source reduction activities rather than
changes in business activity. EPCRA Section 313
chemical or material usage is therefore not a basis to
be used for the production ratio or activity index
where the EPCRA Section 313 chemical is
"otherwise used" (i.e., non incorporative activities
such as extraction solvents, metal degreasers, etc.).

While several methods are available to the facility
for determining this data element, the production
ratio or activity index must be based on the variable
that most directly affects the quantities of the
EPCRA Section 313 chemical recycled, used for
energy recovery, treated, disposed or released.

Examples of methods available include:

(1)	Amount of EPCRA Section 313 chemical
manufactured in 2008 divided by the amount
of EPCRA Section 313 chemical
manufactured in 2007; or

(2)	Amount of product produced in 2008 divided
by the amount of product produced in 2007.

Example 20: Quantity Released to the
Environment as a Result of Remedial
Actions, Castastrophic
Events, or One-Time Events Not Associated
with Production Processes.

A chemical manufacturer produces an EPCRA
Section 313 chemical in a reactor that operates
at low pressure. The reactants and the EPCRA
Section 313 chemical product are piped in and
out of the reactor at monitored and controlled
temperatures. During normal operations, small
amounts of fugitive emissions occur from the
valves and flanges in the pipelines.

Due to a malfunction in the control panel
(which is state-of-the-art and undergoes routine
inspection and maintenance), the temperature
and pressure in the reactor increase, the reactor
ruptures, and the EPCRA Section 313 chemical
is released. Because the malfunction could not
be anticipated and, therefore, could not be
reasonably addressed by specific source
reduction activities, the amount released is
included in Section 8.8. In this case, much of

the EPCRA Section 313 chemical is released as
a liquid and pools on the ground. It is estimated
that 1,000 pounds of the EPCRA Section 313
chemical pooled on the ground and was
subsequently collected and sent off-site for
treatment. In addition, it is estimated that
another 200 pounds of the EPCRA Section 313
chemical vaporized directly to the air from the
rupture. The total amount reported in Section
8.8 is the 1,000 pounds that pooled on the
ground (and subsequently sent off-site), plus
the 200 pounds that vaporized into the air, a
total of 1,200 pounds. The quantity sent off-site
must also be reported in Section 6 (but not in
Section 8.7) and the quantity that vaporized
must be reported as a fugitive emission in
Section 5 (but not in Section 8.1b).

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8.10 Did Your Facility Engage in Any Source
Reduction Activities for This Chemical
During the Reporting Year?

Section 8.10 must be completed only if a source
reduction activity was newly implemented
specifically (in whole or in part) for the reported
EPCRA Section 313 chemical during the reporting
year. If your facility engaged in any source
reduction activity for the reported EPCRA Section
313 chemical during the reporting year, report the
activity that was implemented and the method used
to identify the opportunity for the activity
implemented. If your facility did not engage in any
source reduction activity for the reported EPCRA
Section 313 chemical, enter NA in Section 8.10.1.

Source reduction means any practice that:

•	Reduces the amount of any hazardous
substance, pollutant, or contaminant entering
any waste stream or otherwise released into the
environment (including fugitive emissions)
prior to recycling, energy recovery, treatment,
or disposal; and

•	Reduces the hazards to public health and the
environment associated with the release of such
substances, pollutants, or contaminants.

The term includes equipment or technology
modifications, process or procedure modifications,
reformulation or redesign of products, substitution
of raw materials, and improvements in
housekeeping, maintenance, training, or inventory
control.

The term "source reduction" does not include any
practice that alters the physical, chemical, or
biological characteristics or the volume of a
hazardous substance, pollutant, or contaminant
through a process or activity that itself is not
integral to and necessary for the production of a
product or the providing of a service.

Source reduction activities do not include recycling,
using for energy recovery, treating, or disposing of
an EPCRA Section 313 chemical. Report in this
section only the source reduction activities
implemented to reduce or eliminate the quantities
reported in Sections 8.1 through 8.7. The focus of
the section is only those activities that are applied to
reduce routine or reasonably anticipated releases
and quantities of the reported EPCRA Section 313
chemical recycled, treated, used for energy
recovery, or disposed. Do not report in this section
any activities taken to reduce or eliminate the
quantities reported in Section 8.8. If you have fewer
than four source reduction codes in Section 8.10, an
NA should be placed in the first column of the first
unused row to indicate the termination of the
sequence. If all four rows are used, there is no need
to terminate the sequence. If there are more than
four source reduction codes, photocopy Page 5 of
Form R as many times as necessary and then
number the boxes consecutively for each source
reduction activity. Enter NA when the sequence has
terminated, unless the sequence ends at 4, 8, 12, 16,
etc. source reduction codes.

Example 21: Avoiding Double-Counting Quantities in Sections 8.1 through 8.7

5,000 pounds of an EPCRA Section 313 chemical enters a treatment operation. Three thousand pounds of
the EPCRA Section 313 chemical exits the treatment operation and then enters a recycling operation. Five
hundred pounds of the EPCRA Section 313 chemical are in residues from the recycling operation that is
subsequently sent off-site to a landfill for disposal. These quantities would be reported as follows in
Section 8:

Section 8.1c: 500 pounds disposed
Section 8.4: 2,500 pounds recycled

Section 8.6: 2000 pounds treated (5,000 that initially entered - 3,000 that subsequently entered recycling)

To report that 5,000 pounds were treated, 3,000pounds were recycled, and that 500 pounds were sent off-
site for disposal would result in over-counting the quantities o f EPCRA Section 313 chemical recycled,
treated, and disposed by 3,500 pounds.

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Example 22: Determining a Production Ratio

Your facility's only use of toluene is as a paint carrier for a painting operation. You painted 12,000
refrigerators in the current reporting year and 10,000 refrigerators during the preceding year. The
production ratio for toluene in this case is 1.2 (12,000/10,000) because the number of refrigerators
produced is the primary factor determining the quantity of toluene to be reported in Sections 8.1 through
8.7.

A facility manufactures inorganic pigments, including titanium dioxide. Hydrochloric acid (acid aerosols)
is produced as a waste byproduct during the production process. An appropriate production ratio for
hydrochloric acid (acid aerosols) is the annual titanium dioxide production, not the amount of byproduct
generated. If the facility produced 20,000 pounds of titanium dioxide during the reporting year and 26,000
pounds in the preceding year, the production ratio would be 0.77 (20,000/26,000).

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Example 23: Determining an Activity Index

Your facility manufactures organic dyes in a batch process. Different colors of dyes are manufactured, and
between color changes, all equipment must be thoroughly cleaned with solvent containing glycol ethers to
reduce color carryover. During the preceding year, the facility produced 2,000 pounds of yellow dye in
January, 9,000 pounds of green dye for February through September, 2,000 pounds of red dye in
November, and another 2,000 pounds of yellow dye in December. This adds up to a total of 15,000 pounds
and four color changeovers. During the reporting year, the facility produced 10,000 pounds of green dye
during the first half of the year and 10,000 pounds of red dye in the second half. If your facility uses glycol
ethers in this cleaning process only, an activity index of 0.5 (based on two color changeovers for the
reporting year divided by four changeovers for the preceding year) is more appropriate than a production
ratio of 1.33 (based on 20,000 pounds of dye produced in the current year divided by 15,000 pounds in the
preceding year). In this case, an activity index, rather than a production ratio, better reflects the factors that
influence the amount of solvent recycled, used for energy recovery, treated, or disposed or released.

A facility that manufactures thermoplastic composite parts for aircraft uses toluene as a wipe solvent to
clean molds. The solvent is stored in 55-gallon drums and is transferred to 1-gallon dispensers. The molds
are cleaned on an as-needed basis that is not necessarily a function of the parts production rate. Operators
cleaned 5,200 molds during the reporting year, but only cleaned 2,000 molds in the previous year. An
activity index of 2.6 (5,200/2,000) represents the activities involving toluene usage in the facility. If the
molds were cleaned after 1,000 parts were manufactured, a production ratio would equal the activity index
and either could be used as the basis for the index.

A facility manufactures surgical instruments and cleans the metal parts with 1,1,1-trichloromethane in a
vapor degreaser. The degreasing unit is operated in a batch mode and the metal parts are cleaned according
to an irregular schedule. The activity index can be based upon the total time the metal parts are in the
degreasing operation. If the degreasing unit operated 3,900 hours during the reporting year and 3,000 hours
the prior year, the activity index is 1.3 (3,900/3,000).	

Example 24: "NA" is Entered as the Production Ratio or Activity Index

Your facility began production of semiconductor chips during this reporting year. Perchloroethylene is used
as a cleaning solvent for this operation and this is the only use of the EPCRA Section 313 chemical in your
facility. You would enter NA in Section 8.9 because you have no basis of comparison in the prior year for
the purposes of developing the activity index.	

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Instructions for Completing Part II of EPA Form R

Example 25: Determining the Production Ratio Based on a Weighted Average

At many facilities, a reported EPCRA Section 313 chemical is used in more than one production process. In
these cases, a production ratio or activity index can be estimated by weighting the production ratio for each
process based on the respective contribution of each process to the quantity of the reported EPCRA Section
313 chemical recycled, used for energy recovery, treated, or disposed.

Your facility paints bicycles with paint containing toluene. Sixteen thousand bicycles were produced in the
reporting year and 14,500 were produced in the prior year. There were no significant design modifications
that changed the total surface area to be painted for each bike. The bicycle production ratio is 1.1
(16,000/14,500). You estimate 12,500 pounds of toluene recycled, used for energy recovery, treated,
disposed or released as a result of bicycle production. Your facility also uses toluene as a solvent in a glue
that is used to make components and add-on equipment for the bicycles. Thirteen thousand components
were manufactured in the reporting year as compared to 15,000 during the prior year. The production ratio
for the components using toluene is 0.87 (13,000/15,000). You estimate 1,000 pounds of toluene treated,
recycled, used for energy recovery, disposed or released as a result of components production. A production
ratio can be calculated by weighting each of the production ratios based on the relative contribution each
has to the quantities of toluene treated, recycled, used for energy recovery, disposed or released during the
reporting year (13,500 pounds). The production ratio is calculated as follows:

Production ratio = 1.1 x (12,500/13,500) + 0.87 x (1,000/13,500)= 1.08	

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Example 26: Source Reduction

A facility assembles and paints furniture. Both the glue used to assemble the furniture and the paints contain
EPCRA Section 313 chemicals. By examining the gluing process, the facility discovered that a new drum of
glue is opened at the beginning of each shift, whether the old drum is empty or not. By adding a mechanism
that prevents the drum from being changed before it is empty, the need for disposal of the glue is eliminated
at the source. As a result, this activity is considered source reduction. The painting process at this facility
generates a solvent waste that contains an EPCRA Section 313 chemical that is collected and recovered.
The recovered solvent is used to clean the painting equipment. The recycling activity does not reduce the
amount of EPCRA Section 313 chemical recycled, and therefore is not considered a source reduction
activity.	

Source Reduction Activities
You must enter in the first column of Section 8.10,
"Source Reduction Activities," the appropriate
code(s) indicating the type of actions taken to
reduce the amount of the reported EPCRA Section
313 chemical disposed or otherwise released (as
reported in Section 8.1), used for energy recovery
(as reported in Sections 8.2-8.3), recycled (as
reported in Sections 8.4-8.5), or treated (as
reported in Sections 8.6-8.7). The list of codes
below includes many, but not all, of the codes
provided in the RCRA biennial report. Remember
that source reduction activities include only those
actions or techniques that reduce or eliminate the
amounts of the EPCRA Section 313 chemical
reported in Sections 8.1 through 8.7. Actions taken
to recycle, combust for energy recovery, treat, or
dispose of the EPCRA Section 313 chemical are
not considered source reduction activities.

Source Reduction Activity Codes:

Good Operating Practices

W13 Improved maintenance scheduling, record

keeping, or procedures
W14 Changed production schedule to minimize

equipment and feedstock changeovers
W19 Other changes made in operating practices

Inventory Control

W21 Instituted procedures to ensure that

materials do not stay in inventory beyond
shelf-life

W22 Began to test outdated material — continue

to use if still effective
W23 Eliminated shelf-life requirements for

stable materials
W24 Instituted better labeling procedures
W25 Instituted clearinghouse to exchange
materials that would otherwise be
discarded

W29 Other changes made in inventory control

Spill and Leak Prevention

W31 Improved storage or stacking procedures
W32 Improved procedures for loading,
unloading, and transfer operations
W33 Installed overflow alarms or automatic

shut-off valves
W35 Installed vapor recovery systems
W36 Implemented inspection or monitoring

program of potential spill or leak sources
W39 Other changes made in spill and leak
prevention

Raw Material Modifications

W41 Increased purity of raw materials

W42 Substituted raw materials

W49 Other raw material modifications made

Process Modifications

W51 Instituted re-circulation within a process
W52 Modified equipment, layout, or piping
W53 Used a different process catalyst
W54 Instituted better controls on operating bulk
containers to minimize discarding of empty
containers

W55 Changed from small volume containers to
bulk containers to minimize discarding of
empty containers
W58 Other process modifications made

Cleaning and Decreasing

W59 Modified stripping/cleaning equipment
W60 Changed to mechanical stripping/cleaning
devices (from solvents or other materials)
W61 Changed to aqueous cleaners (from

solvents or other materials)
W63 Modified containment procedures for

cleaning units
W64 Improved draining procedures
W65 Redesigned parts racks to reduce drag out
W66 Modified or installed rinse systems
W67 Improved rinse equipment design
W68 Improved rinse equipment operation

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Instructions for Completing Part II of EPA Form R

W71 Other cleaning and decreasing
modifications made

Surface Preparation and Finishing

W72 Modified spray systems or equipment
W73 Substituted coating materials used
W74 Improved application techniques
W75 Changed from spray to other system
W78 Other surface preparation and finishing
modifications made

Product Modifications

W81 Changed product specifications

W82 Modified design or composition of product

W83 Modified packaging

W89 Other product modifications made

Methods to Identify Activity
In columns a through c of Section 8.10, the
"Methods to Identify Activity," you must enter one
or more of the following code(s) that correspond to
those internal and external method(s) or
information sources you used to identify the
possibility for a source reduction activity
implementation at your facility. If more than three
methods were used to identify the source reduction
activity, enter only the three codes that contributed
most to the decision to implement the activity.

T01 Internal pollution prevention opportunity
audit(s)

T02 External pollution prevention opportunity
audit(s)

T03 Materials balance audits

T04 Participative team management

T05 Employee recommendation (independent

of a formal company program
T06 Employee recommendation (under a

formal company program
T07 State government technical assistance
program

T08 Federal government technical assistance
program

T09 Trade association/industry technical

assistance program
T10 Vendor assistance
Til Other

8.11 Is Additional Optional Information on
Source Reduction, Recycling, or
Pollution Control Activities Included
with this Report?

Check "Yes" for this data element if you wish to
submit any additional optional information on
source reduction, recycling, or pollution control
activities you have implemented in the reporting
year or in prior years for the reported EPCRA
Section 313 chemical. If you are using TRI-MEweb
or TRI-ME to submit your report, you can use the
pull-down text box feature to describe your source
reduction, recycling, or pollution control activities.
You may submit such additional information in
hard-copy in addition to, or instead of, the
information supplied in the TRI-ME text box
feature. If you wish to submit by regular mail,
please use the following address:

TRI Data Processing Center
P.O. Box 1513
Lanham, MD 20703-1513

To submit hard-copy information for Section 8.11
by certified or overnight mail, use the following
address:

TRI Data Processing Center
c/o Computer Science Corporation
Suite 150

8400 Corporate Drive
Landover, MD 20785-2294
301.429.5005

All information submitted in hard-copy must
include the name, address, and TRIFID number for
the facility submitting the information.

If there is a contact person at the facility, other than
the technical or public contact provided in Part I,
Section 4, the summary page should include that
person's name and telephone number for
individuals who wish to obtain further information
about those activities. Also submit a copy of this
additional information to the appropriate state
agency as part of the Form R submittal to that
agency.

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D. Instructions for Completing
Form R Schedule 1 (Dioxin and
Dioxin-like Compounds)

D. 1 What is the Form R Schedule 1 ?

The Form R Schedule 1 is a four-page form that
mirrors the data elements from Form R Part II
Chemical-Specific Information sections 5, 6, and
8 (current year only). The Form R Schedule 1
requires the reporting of the individual grams
data for each member of the dioxin and dioxin-
like compounds category present, and is
submitted as an adjunct to the Form R.

Beginning with reporting year 2008, facilities
that file Form R reports for the dioxin and
dioxin-like compounds category are required to
determine if they have any of the information
required by the new Form R Schedule 1.
Facilities that have any of the information
required by Form R Schedule 1 must submit a
Form R Schedule 1 in addition to the Form R.

D.2 Who is required to file a Form R
Schedule 1?

Only facilities that file reports for the dioxin and
dioxin-like compounds category may be required
to file a Form R Schedule 1. Facilities that have
any of the data required by Form R Schedule 1
for the individual members of the dioxin and
dioxin-like compounds category must submit a
Form R Schedule 1, in addition to the Form R.
EPA notes that dioxin and dioxin-like
compounds are not measured as a total quantity;
the measurements are based on the individual
compounds within the category. Emission factors
for dioxin and dioxin-like compounds are also
based on emission factors for the individual
compounds within the category. EPA's guidance
document for dioxin and dioxin-like compounds
(Emergency Planning And Community Right-
To-Know Act - Section 313: Guidance for

Reporting Toxic Chemicals within the Dioxin and
Dioxin-like Compounds Category, EPA-745-B-
00-021, December 2000) includes tables that
contain the emission factors for the individual
members of the dioxin and dioxin-like compounds
category. Since measured data and emission
factor data are based upon data for the individual
members of the dioxin and dioxin-like compounds
category, the information required by Form R
Schedule 1 should be available to facilities that
file Form R reports for the dioxin and dioxin-like
compounds category.

D.3 What information is reported on
the Form R Schedule 1?

The only data reported on the Form R Schedule 1
is the mass quantity information required in
sections 5, 6, and 8 (current year only) of the
Form R. All of the other information required in
sections 5, 6, and 8 of the Form R (off-site
location names, stream or water body names, etc.)
would be the same so this information is not
duplicated on Form R Schedule 1. For example,
if a facility reported 5.3306 grams on Form R
Section 5.1 for fugitive or non-point air emissions
for the dioxin and dioxin-like compounds
category then the facility would report on the
Form R Schedule 1 the grams data for each
individual member of the category that
contributed to the 5.3306 gram total. The sum of
the gram quantities reported for each individual
member of the category should equal the total
gram quantity reported for the category on Form
R for each data element (see examples below).
The NA box has the same meaning on Form R
Schedule 1 as it does on the Form R and should
only be marked if it is marked on the Form R.

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Instructions for Completing Part II of EPA Form R

Form R Section 5 Example

SECTION 5. QUANTITY OF THE TOXIC CHEMICAL ENTERING EACH ENVIRONMENTAL MEDIUM ONSITE



A. Total Release (pounds/year*)
(Enter a range code** or
estimate)

B. Basis of
Estimate

(enter code)

C. % From
Stormwater

5.1

Fugitive or non-point
air emissions

N
A



5.3306

M



Form R Schedule 1 Section 5 Example

SECTION 5. QUANTITY OF DIOXIN AND DIOXIN-LIKE COMPOUNDS ENTERING EACH ENVIRONMENTAL MEDIUM

ONSITE



5.1 NA

5.2

N
A

. ^ Discharges to receiving streams or water bodies
(enter data for one stream or water body per box)

Fugitive or non-
point air emissions

Stack or point
air emissions

5.3.1

5.3.2

5.3.3

D. Mass (grains) of Each Compound in the Category (1-17)

1

0.0035









2

0.0059









3

0.0071









4

0.0008









5

0.0065









6

0.0923









7

0.5720









8

0.0723









9

0.0695









10

0.0399









11

0.3562









12

0.1309









13

0.0132









14

0.0815









15

1.4625









16

0.3126









17

2.1039









The Form R Schedule 1 provides boxes for recording the gram quantities for all 17 individual members of
the dioxin and dioxin-like compounds category. The boxes on the Form R Schedule 1 for each release type
are divided into 17 boxes. Each of the boxes (1 -17) correspond to the individual members of the dioxin
category as presented in Table I.

Table I

Box #

CAS#

Chemical Name

Abbreviation

1

01746-01-6

2,3,7,8-Tetrachlorodibenzo- p-dioxin

2,3,7,8-TCDD

2

40321-76-4

1,2,3,7,8-Pentachlorodibenzo- p-dioxin

1,2,3,7,8-PeCDD

3

39227-28-6

1,2,3,4,7,8-Hexachlorodibenzo- p-dioxin

1,2,3,4,7,8-HxCDD

4

57653-85-7

1,2,3,6,7,8-Hexachlorodibenzo- p-dioxin

1,2,3,6,7,8-HxCDD

5

19408-74-3

1,2,3,7,8,9-Hexachlorodibenzo- p-dioxin

1,2,3,7,8,9-HxCDD

6

35822-46-9

1,2,3,4,6,7,8-Heptachlorodibenzo- p-dioxin

1,2,3,4,6,7,8-HpCDD

7

03268-87-9

1,2,3,4,6,7,8,9-Octachlorodibenzo- p-dioxin

1,2,3,4,6,7,8,9-OCDD

8

51207-31-9

2,3,7,8 -T etrachlorodibenzofuran

2,3,7,8-TCDF

9

57117-41-6

1,2,3,7,8-Pentachlorodibenzofuran

1,2,3,7,8-PeCDF

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10

57117-31-4

2,3,4,7,8-Pentachlorodibenzofuran

2,3,4,7,8-PeCDF

11

70648-26-9

1,2,3,4,7,8-Hexachlorodibenzofuran

1,2,3,4,7,8-HxCDF

12

57117-44-9

1,2,3,6,7,8-Hexachlorodibenzofuran

1,2,3,6,7,8-HxCDF

13

72918-21-9

1,2,3,7,8,9-Hexachlorodibenzofuran

1,2,3,7,8,9-HxCDF

14

60851-34-5

2,3,4,6,7,8-Hexachlorodibenzofuran

2,3,4,6,7,8-HxCDF

15

67562-39-4

1,2,3,4,6,7,8 -Heptachlorodibenzofuran

1,2,3,4,6,7,8-HpCDF

16

55673-89-7

1,2,3,4,7,8,9-Heptachlorodibenzofuran

1,2,3,4,7,8,9-HpCDF

17

39001-02-0

1,2,3,4,6,7,8,9-Octachlorodibenzofuran

1,2,3,4,6,7,8,9-OCDF

It is extremely important that facilities enter their grams data for the individual members of the category
based on the box numbers in Table I. This information will be used to calculate toxic equivalency values
using toxic equivalency factors that are specific to each member of the category. As with reporting on the
Form R, facilities should report on the Form R Schedule 1 to the level of accuracy that their data supports,
up to seven digits to the right of the decimal. EPA's reporting software and data management systems
support data precision to seven digits to the right of the decimal. EPA strongly encourages facilities that
report for the dioxin and dioxin-like compounds category to file their reports electronically to reduce the
potential for errors when transferring the individual grams data from hard copy reports.

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Facility Eligibility Determination for Alternate Threshold
and for Reporting on EPA Form A Certification Statement

E. Facility Eligibility

Determination for Alternate
Threshold and for
Reporting on EPA Form A

This section will help to determine whether you
can submit the simplified Form A Certification
Statement (hereafter referred to as Form A). The
criteria are based on the total annual reportable
amount of the listed chemical or chemical category
and the amount manufactured, processed, or
otherwise used. Note that, effective in Reporting
Year 2008, the TRI Burden Reduction Rule has
been voided by Congress. The criterion for using
Form A has returned to what they were prior to
Reporting Year 2006. The criteria are explained
below. For more information about the final rule,
see the TRI Homepage at http://www.epa.gov/tri/.

E.l Alternate Threshold

On November 30, 1994, EPA published a final rule
(59 FR 61488) that provides qualifying facilities an
alternate threshold of 1 million pounds. Eligible
facilities wishing to take advantage of this option
may certify on a simplified two-page form referred
to as Form A Certification Statement and do not
have to use Form R. The "TRI Alternate Threshold
for Facilities with Low Annual Reportable
Amounts," provides facilities otherwise meeting
EPCRA section 313 reporting thresholds the option
of certifying on Form A provided that they do not
exceed 500 pounds for the total annual reportable
amount (defined below) for that chemical, and that
their amounts manufactured or processed or
otherwise used do not exceed one-million pounds.
As with determining section 313 reporting
thresholds, amounts manufactured, processed, or
otherwise used are to be considered independently.
This modification does not apply to forms being
submitted on or before luly 1, 1995 (covering the
1994 reporting year). If you fill out a Form A for
an EPCRA section 313 chemical, do not fill out a
Form R for that same chemical.

However, there is an exception to the alternate
threshold rule described in the preceding
paragraph. All PBT chemicals (except certain
instances of reporting lead in stainless steel, brass
or bronze alloys) are excluded from eligibility for

the alternate threshold.

E. 2 What is the Form A Certification
Statement?

The Form A, which is described as the
"certification statement" in 59 FR 61488, is
intended as a means to reduce the compliance
burden associated with EPCRA section 313. The
Form A must be submitted on an annual basis for
each eligible chemical. Facilities wishing to take
advantage of this burden reducing option must
submit a Form A for such chemicals meeting the
conditions described below, and should not submit
a Form R to the TRI Data Processing Center for
that chemical. The information submitted on the
Form A includes facility identification information
and the chemical or chemical category identity.
The information submitted on the Form A will
appear in the TRI data base in the same manner
that information submitted on Form R appears. An
approved Form A and a magnetic version of
reporting have been included in this Reporting
Forms and Instructions package.

E.3 What Is the Annual Reportable
Amount (ARA) ?

For the purpose of this optional reporting
modification, the annual reportable amount (ARA)
is equal to the combined total quantities released at
the facility (including disposed within the facility),
treated at the facility (as represented by amounts
destroyed or converted by treatment processes),
recovered at the facility as a result of recycling
operations, combusted for the purpose of energy
recovery at the facility, and amounts transferred
from the facility to off-site locations for the
purpose of recycling, energy recovery, treatment,
and/or disposal. These quantities correspond to the
sum of amounts reportable for data elements on
EPA Form R (EPA Form 9350-1; Rev. 01/08) as
Part II column B of section 8, data elements 8.1
(quantity released), 8.2 (quantity used for energy
recovery on-site), 8.3 (quantity used for energy
recovery off-site), 8.4 (quantity recycled onsite),
8.5 (quantity recycled off-site), 8.6 (quantity
treated on-site), and 8.7 (quantity treated off-site).

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E.4 Recordkeeping

Each owner or operator who determines that they
are eligible, and wishes to apply the alternate
threshold to a particular chemical, must retain
records substantiating this determination for a
period of three years from the date of the
submission of the Form A. These records must
include sufficient documentation to support
calculations as well as the calculations made by the
facility that confirm their eligibility for each
chemical for which the alternate threshold was
applied.

A facility that fits within the category description,
and manufactures, processes or otherwise uses no
more than one million pounds of an EPCRA
Section 313 chemical annually, and whose
owner/operator elects to take advantage of the
alternate threshold, is not considered an EPCRA
Section 313 covered facility for that chemical for
the purpose of submitting a Form R. This
determination may provide further regulatory relief
from other federal or state regulations that apply to
facilities on the basis of their EPCRA Section 313
reporting status. A facility will need to reference
other applicable regulations to determine if their
actual requirements may be affected by this
reporting modification.

E.5 Multi establishment Facilities

For the purposes of using Form A, the facility must
also make its determination based upon the entire
facility's operations including all of its
establishments (see 59 FR 61488 for greater
detail). If the facility as a whole is able to take
advantage of the alternate threshold, a single Form
A is required. The eligibility to submit a Form A
must be made on a whole facility determination.
Thus, all of the information necessary to make the
determination must be assembled to the facility
level.

E. 6 Trade Secrets

When making a trade secret claim on a Form A
submission, EPA is requiring that a facility submit
a unique Form A for each EPCRA Section 313
chemical meeting the conditions of the alternate
threshold. Facilities may assert a trade secrecy
claim for a chemical identity on the Form A as on
the Form R. Reports submitted on a per chemical
basis protect against the disclosure of trade secrets.

Form As with trade secrecy claims, like Form Rs
with similar claims, will be separately handled
upon receipt to protect against disclosure.
Commingling trade secret chemical identities with
non trade secret chemical identities on the same
submission increases the risk of disclosure.

E. 7 Metals and Metal Category
Compounds

For metal category compounds, the amount applied
toward the ARA is the amount of parent metal
waste that is reported on Form R, but the
thresholds apply to the amount of metal category
compounds manufactured, processed, or otherwise
used. For Form A certification involving both
listed parent metals and associated metal
compounds, the one million pound alternate
threshold must be applied separately to the listed
parent metal and the associated metal
compound(s). Threshold determinations must be
made independently for each because they are
separately listed EPCRA Section 313 chemicals.

•	If the threshold is exceeded for the listed parent
metal but not the associated metal category
compounds, then the releases of metal reported
on Form R for the parent metal need not
include the releases from the metal category
compounds.

•	If both the parent metal and the associated
metal compounds exceed the alternate
threshold, then the facility has the option of
filing one Form R for both, using the metal
category compound name and reporting total
releases based on parent metal content.

•	If neither the parent metal nor the associated
metal compounds exceed the alternate
threshold, then the facility must use a separate
listing on Form A for each, since the reporting
thresholds must be applied to each listed parent
metal and all compounds in the associated
compound category. EPA believes it is
appropriate to make the distinction between
filing the Form R and Form A because the
Form R accounts for amounts of metal released
or otherwise managed and Form A verifies that
the alternate threshold for each listed chemical
or chemical category has not been exceeded.

Do not submit trade secret reports
electronically or on diskette.

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Facility Eligibility Determination for Alternate Threshold
and for Reporting on EPA Form A Certification Statement

Similarly, separate listings on Form A must be
submitted for all other listed chemicals even if
EPA allows one listing on Form R to be filed for
two or more listed chemicals (e.g., o-xylene, p-
xylene and xylene (mixed isomers)). For example,
if a facility processes in three separate process
streams, xylene (mixed isomers), o-xylene, and p-
xylene, and exceeds the conditions of the alternate
threshold for each of these listed substances, the
facility may combine the appropriate information
on the o-xylene, p-xylene, and xylene (mixed
isomers) into one Form R, but cannot combine the
reports into one listing on Form A.

Facilities that process o-xylene, p-xylene, and
xylene (mixed isomers) in separate process streams
and do not exceed the conditions of the alternate
threshold for one or more of the compounds may
submit a separate Form A for each of the forms of
xylene meeting the alternate threshold and report
on Form R for those forms that do not. Similar to
reporting on the parent metals and their associated
category compounds described above, facilities
that separately process all types (i.e., isomers) of
xylene with individual activity levels within the
conditions of the alternate threshold should file a
separate Form A for each type of xylene.

Beginning with the 1998 reporting year, facilities
may enter as many chemicals as are eligible on a
single Form A.

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F. Instructions for Completing
EPA Form A

For all parts of Form A:

•	You should type or print information on the
form in the format requested and use black ink.
(Using blue ink for the certification signature is
suggested as a means of indicating its
originality.)

•	All information on the Form A is required.

•	Do not leave items in Parts I and II on the
Form A blank unless specifically directed to do
so; if an item does not apply to you, you should
enter NA in the space provided. If your
information does not fill all the spaces
provided for a type of information, enter NA,
in the next blank space in the sequence.

•	Do not submit an incomplete form. The
certification statement (Part I, Section 3)
specifies that the report is complete as
submitted. See Page 1 of these instructions for
the definition of a complete submission.

Part I. Facility Identification
Information

Section 1. Reporting Year

This is the calendar year to which the reported
information applies, not the year in which you are
submitting the report. Information for the reporting
year 2008 must be submitted on or before July 1,
2009.

Section 2. Trade Secret Information

2.1 Are you claiming the EPCRA Section 313
chemical identified on Page 3 a trade
secret?

If facilities wish to report more than one eligible
chemical on the same Form A, then they are not
able to make trade secrecy claims. Any trade
secrecy claims should be made on a separate form,
and then the process is the same as using the Form
R and as described in the following instructions.
The specific identity of the EPCRA Section 313
chemical being reported in Part II, Section 1, may
be designated as a trade secret. If you are making a
trade secret claim, mark "yes" and proceed to
Section 2.2. Only check "yes" if you manufacture,
process, or otherwise use the EPCRA Section 313
chemical whose identity is a trade secret. (See Page

3 of these instructions for specific information on
trade secrecy claims.) If you checked "no," proceed
to Section 3; do not answer Section 2.2.

2.2 If "yes" in 2.1, is this copy sanitized or
unsanitized?

You should check "sanitized" if this copy of the
report is the public version that does not contain
the EPCRA Section 313 chemical identity but does
contain a generic name that is structurally
descriptive in its place, and you have claimed the
EPCRA Section 313 chemical identity trade secret
in Part I, Section 2.1. Otherwise, check
"unsanitized."

Section 3. Certification

The Form A must be signed by a senior official
with management responsibility for the person (or
persons) completing the form. A senior
management official must certify the accuracy and
completeness of the information reported on the
form by signing and dating the Form A. Each
report must contain an original signature. Unlike
the certification statement contained on Form R,
the certification statement provided on the
Alternate Threshold Form A pertains to the
facility's eligibility of having met the conditions as
described in 40 CFR Section372.27. You should
print or type in the space provided the name and
title of the person who signs the statement. This
certification statement applies to all the
information supplied on the form and should be
signed only after the form has been completed.

Section 4. Facility Identification

4.1 Facility Name, Location, and TRI
Facility Identification Number

Enter the full name that the facility presents to the
public and its customers in doing business (e.g., the
name that appears on invoices, signs, and other
official business documents). Do not use a
nickname for the facility (e.g., Main Street Plant)
unless that is the legal name of the facility under
which it does business. Also enter the street
address, mailing address, city, county, state, and
zip code in the space provided. Do not use a post
office box number as the street address. The street
address provided must be the location where the

Do not submit trade secret reports
electronically or on diskette. See last
year's Reporting Forms and
Instructions.

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Facility Eligibility Determination for Alternate Threshold
and for Reporting on EPA Form A Certification Statement

EPCRA Section 313 chemicals are manufactured,
processed, or otherwise used. If your mailing
address and street address are the same, you should
enter NA in the space for the mailing address.

If your facility is not in a county, put the name of
your city, district (for example District of
Columbia), or parish (if you are in Louisiana) in
the county block of the Form R and Form A as well
as in the County field of TR1-ME MEweb or TRI-
ME. "NA" or "None" are not acceptable entries.

If you have submitted a Form A or Form R for
previous reporting years, a TRI Facility
Identification Number has been assigned to your
facility. If you know your TRI Facility
Identification Number, complete Section 4. If you
do not know your TRI Facility Identification
Number, contact the CDX Help Desk toll free at 1-
888-890-1995. If your facility has moved, do not
enter your TRI facility identification number, you
should enter "New Facility."

The TRI Facility Identification Number is
established by the first Form R submitted by a
facility at a particular location. This identification
number is retained by the facility even if the
facility changes name, ownership, production
processes, SIC or NAICS codes, etc. This
identification number will stay with this location. If
a new facility moves to this location it should use
this TRI Facility Identification Number.
Establishments of a facility that report separately
should use the TRI Facility Identification Number
of the facility.

You should enter "New Facility" in the space for
the TRI Facility Identification number if this is
your first submission.

4.2 Federal Facility Designation

Executive Order 13423 directs federal facilities to
comply with Right To Know Laws and Pollution
Prevention Requirements. Please indicate in 4.2A.
if the reporting facility is a federal facility or in
4.2.B if the submitter is a contractor at a federal
facility (GOCO). If the reporting facility is not a
federal facility, you should leave this space blank.
Form R allows a facility to report multiple
submissions for the same chemical if the facility is
composed of several distinct establishments. This
data element provides the option of reporting full

or partial facility information on Form R, however,
this is not applicable for those facilities taking
advantage of the Alternate Threshold and Form A.
An explanation of this is provided in Section D.

4.3	Technical Contact

Enter the name and telephone number (including
area code) of a technical representative whom EPA
or state officials may contact for clarification of the
information reported on Form A. You should also
enter an email address for this person. EPA
encourages facilities to provide an email address
for its Technical Contact on their TRI submissions
because they will be able to receive important
program updates and email alerts notifying them
when their FDP has been updated and is available
on the FDP website. If the technical contact does
not have an email address you should enter NA.
This contact person does not have to be the same
person who prepares the report or signs the Form A
and does not necessarily need to be someone at the
location of the reporting facility. However, this
person should be familiar with the details of the
report so that he or she can answer questions about
the information provided.

4.4	Public Contact

Enter the name and telephone number (including
area code) of a person who can respond to
questions from the public about the form. You
should also enter an e-mail address for this person.
If you choose to designate the same person as both
the Technical and the Public Contact, or you do not
have a Public Contact, you may enter "Same as
Section 4.3" in this space. This contact person does
not have to be the same person who prepares the
form or signs the Certification Statement and does
not necessarily need to be someone at the location
of the reporting facility.

4.5	North American Industry Classification
System (NAICS) Code

Enter the appropriate six digit North American
Industry Classification System (NAICS) Code that
is the primary NAICS Code for your facility in
Section 4.5(a). (Use 2007 NAICS codes.) Enter
any other applicable NAICS for your facility in 4.5
(b)-(f). The tables in Section B list the required
NAICS codes and their exceptions/ limitations. If
you do not know your NAICS code, consult the
2007 NAICS Manual (see Section B.2 of these
instructions for ordering information) or check the

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SIC to NAICS crosswalk tables at
www.census.gov.

The North American Industry Classification
System (NAICS) is the economic classification
system that replaces the 1987 SIC code system. A
Federal Register notice was published on June 6,
2006 (71 FR 32464). NAICS codes are required on
TRI reporting forms beginning with RY 2006. A
subsequent Federal Register notice was published
on June 9, 2008 (73 FR 32466) to incorporate 2007
OMB revisions and other corrections to the NAICS
codes used for TRI Reporting.

4.6 Dun & Bradstreet Number(s)

Enter the nine digit number assigned by Dun &
Bradstreet (D & B) for your facility or each
establishment within your facility. These numbers
code the facility for financial purposes. This
number may be available from your facility's
treasurer or financial officer. You can also obtain
the numbers from your local D & B office (check
the telephone book White Pages). If a facility does
not subscribe to the D & B service, a number can
be obtained, toll free at 800 234-3867 (8:00 AM to
6:00 PM, Local Time) or on the Web at
. If none of your establishments
has been assigned a D & B number, you should
enter NA in box (a). If only some of your
establishments have been assigned Dun &
Bradstreet numbers, enter those numbers in Part I,
Section 4.6.

owns at least 50 percent of the voting stock of the
facility at issue), the facility should provide the
name of the parent company of either the facility
operator or the owner with the largest ownership
interest in the facility. If neither the operator nor
this owner has a parent company, then the NA box
should be checked.

5.1	Name of Parent Company

Enter the name of the corporation or other business
entity that is your ultimate US parent company. If
your facility has no parent company, you should
check the NA box.

5.2	Parent Company's Dun & Bradstreet
Number

Enter the Dun & Bradstreet (D & B) Number for
your ultimate US parent company, if applicable.
The number may be obtained from the treasurer or
financial officer of the company. If your parent
company does not have a D & B number, you
should check the NA box.

Section 5. Parent Company
Information

You must provide information on your parent
company. For purposes of the Form A, a parent
company is defined as the highest level company,
located in the United States, that directly owns at
least 50 percent of the voting stock of your
company. If your facility is owned by a foreign
entity, you should enter NA in this space.
Corporate names should be treated as parent
company names for companies with multiple
facility sites. For example, the Bestchem
Corporation is not owned or controlled by any
other corporation but has sites throughout the
country whose names begin with Bestchem. In this
case, Bestchem Corporation should be listed as the
parent company. Note that a facility that is a 50:50
joint venture is its own parent company. When a
facility is owned by more than one company and
there is no parent company for the entire facility
(meaning that none of the facility owners directly

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Facility Eligibility Determination for Alternate Threshold
and for Reporting on EPA Form A Certification Statement

Part II. Chemical Identification

Reporting on the Alternate Threshold Form A
Certification Statement for metals, metal category
compounds, and mixed isomers differs somewhat
from Form R reporting. Please refer to Section D
for these guidelines.

Section 1. Toxic Chemical Identity

(Important: DO NOT complete this section if you
completed Section 2 of Part II below.)

1.1 CAS Number

Enter the Chemical Abstracts Service (CAS)
registry number in Section 1.1 exactly as it appears
in Table II of these instructions for the chemical
being reported. CAS numbers are cross referenced
with an alphabetical list of chemical names in
Table II. If you are reporting one of the EPCRA
Section 313 chemical categories (e.g., chromium
compounds), you should enter the applicable
category code in the CAS number space. EPCRA
Section 313 chemical category codes are listed
below and can also be found in Table lie and
Appendix B.l.

EPCRA Section 313 Chemical Category Codes:

NO 10	Antimony compounds

N020	Arsenic compounds

N040	Barium compounds

N050	Beryllium compounds

N078	Cadmium compounds

N084	Chlorophenols

N090	Chromium compounds

N096	Cobalt compounds

N100	Copper compounds

N106	Cyanide compounds

N120	Diisocyanates

N150	Dioxin and dioxin-like compounds*

N171	Ethylenebisdithiocarbamic acid, salts and

esters (EBDCs)

N230	Certain glycol ethers

N420	Lead compounds

N450	Manganese compounds

N458	Mercury compounds

N495	Nickel compounds

N503	Nicotine and salts

N511	Nitrate compounds (water dissociable;

reportable only when in aqueous solution)

N575	Polybrominated biphenyls (PBBs)

N583 Polychlorinated alkanes (CIO to CI3)

N590 Polycyclic aromatic compounds (PACs)

N725 Selenium compounds

N740 Silver compounds

N746 Strychnine and salts

N760 Thallium compounds

N770 Vanadium compounds

N874 Warfarin and salts

N982 Zinc compounds

* Facilities cannot take the alternate threshold for
chemicals and chemical categories listed as PBT
chemicals.

If you are making a trade secret claim, you must
report the specific EPCRA Section 313 chemical
identity on your unsanitized Form A and
unsanitized substantiation form. Do not report the
name of the EPCRA Section 313 chemical on your
sanitized Form A or sanitized substantiation form.
Include a generic name that is structurally
descriptive in Part II, Section 1.3 of your sanitized
Form A.

1.2 EPCRA Section 313 Chemical or
Chemical Category Name

Enter the name of the EPCRA Section 313
chemical or chemical category exactly as it appears
in Table II. If the EPCRA Section 313 chemical
name is followed by a synonym in (parentheses),
report the chemical by the name that directly
follows the CAS number (i.e., not the synonym). If
the EPCRA Section 313 chemical identity is
actually a product trade name (e.g., dicofol), the
9th Collective Index name is listed below it in
brackets. You may report either name in this case.
Do not list the name of a chemical that does not
appear in Table II, such as individual members of
an EPCRA Section 313 chemical category. For
example, if you use silver chloride, do not report
silver chloride with its CAS number. Report this
chemical as "silver compounds" with its category
code N740.

If you are making a trade secret claim, you must
report the specific EPCRA Section 313 chemical
identity on your unsanitized Form A and
unsanitized substantiation form. Do not report the
name of the EPCRA Section 313 chemical on your
sanitized Form A or sanitized substantiation form.
Include a generic name in Part II, Section 1.3 of
your sanitized Form A.

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1.3 Generic Chemical Name

Complete Section 1.3 only if you are claiming the
specific EPCRA Section 313 chemical identity of
the EPCRA Section 313 chemical as a trade secret
and have marked the trade secret block in Part I,
Section 2.1 on Page 1 of Form A. Enter a generic
chemical name that is descriptive of the chemical
structure. You should limit the generic name to
seventy characters (e.g., numbers, letters, spaces,
punctuation) or less. Do not enter mixture names in
Section 1.3; see Section 2 below.

In house plant codes and other substitute names
that are not structurally descriptive of the EPCRA
Section 313 chemical identity being withheld as a
trade secret are not acceptable as a generic name.
The generic name must appear on both sanitized
and unsanitized Form A, and the name must be the
same as that used on your substantiation forms.

Section 2. Mixture Component
Identity

Report the generic name provided to you by your
supplier in this section if your supplier is claiming
the chemical identity proprietary or trade secret.
Do not answer "yes" in Part I, Section 2.1 on Page

1 of the form if you complete this section. You do
not need to supply trade secret substantiation forms
for this EPCRA Section 313 chemical because it is
your supplier who is claiming the chemical identity
a trade secret

2.1 Generic Chemical Name Provided by
Supplier

Enter the generic chemical name in this section
only if the following three conditions apply:

1.	You determine that the mixture contains an
EPCRA Section 313 chemical but the only
identity you have for that chemical is a
generic name;

2.	You know either the specific concentration of
that EPCRA Section 313 chemical component
or a maximum or average concentration level;
and

3.	You multiply the concentration level by the
total annual amount of the whole mixture
processed or otherwise used and determine
that you meet the process or otherwise use
threshold for that single, generically identified
mixture component.

86

Toxics Release Inventory Reporting Forms and Instructions


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Facility Eligibility Determination for Alternate Threshold
and for Reporting on EPA Form A Certification Statement

Index

Ancillary or other use, 43
Article component, 42
Byproduct, 42
Catastrophic Events, 71, 73
CD, 1

CDX, vii, 1, 2, 7, 87

Chemical processing aid, 42

Coal Extraction Activities Exemption, 25

Coincidental Manufacture, 16, 17

Container Residue, 56

De Minimis Exemption, 21

Discharges to Receiving Streams or Water

Bodies, 46
Diskette, 2
Disposal to Land, 46
Dun & Bradstreet, 39, 88
Energy Recovery, 58, 61, 65, 66, 68
EPA Identification Number, 53, 54
EPCRA, vi, vii, viii, 1, 3, 4, 5, 6, 7, 9, 10, 14, 15,
16, 17, 18, 19, 20, 21, 22, 23, 25, 26, 27, 28, 29,
30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42,
43, 44, 45, 46, 47, 48, 49, 50, 52, 53, 54, 55, 56,
57, 58, 61, 63, 64, 65, 66, 67, 68, 69, 70, 71, 72,
73, 74, 76, 77, 78, 79, 83, 84, 86, 89, 90
Facility Identification, 86
Form A, 83

Formulation component, 42

Fugitive or Non-Point Air Emissions, 45

Full-Time Employee, 9

Import, 42

Impurity, 42

Laboratory Activities Exemption, 25
Manufacture, 16, 18, 23, 25, 42
Manufacturing aid, 43
Metal Category Compounds, 29
Metal Mining Overburden Exemption, 26

Methyl Ethyl Ketone (MEK) Delisting, vi
Mixture Component Identity, 32
Nitrate Compounds, 31
On-Site Recycling Codes, 66
Other Disposal, 47
Other Surface Impoundments, 47
Otherwise Use, 16, 18, 20, 23, 42
PBT, 10, 18, 19, 20, 21, 22, 23, 26, 27, 28, 29, 30,
33, 34, 35, 36, 41, 43, 44, 45, 48, 52, 53, 54, 55,
66, 68, 72, 83, 84
Process, 5, 16, 18, 23, 42
Produce, 42
Production Ratio, 75
RCRA Subtitle C landfills, 47
RCRA Subtitle C Surface Impoundments, 47
Reactant, 42
Repackaging, 42
Reporting year, 6

Reporting Year, 2, 33, 34, 35, 36, 69
Revise, 5

Sale/distribution, 42
Source Reduction, 68, 78
Stormwater Runoff, 52
Submit Paper Form R, 3
Surface Impoundments, 47
Technical Contact, 2, 7, 38, 87
Threshold Determinations, 26
Total Transfers, 53

Toxics Release Inventory Assistance Library
(TRIAL), vii

Trade Secret, 3, 37, 86

TRI-ME, vii, 1, 2, 6, 37, 87

Underground Injection, 46, 59

Waste Treatment Codes, 64

Withdraw, 5, 6

Toxics Release Inventory Reporting Forms and Instructions

87


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Table 1. NAICS Codes

1.1 NAICS codes that

correspond to SIC codes 20
through 39:

113310 Logging

311 Food Manufacturing

3111	Animal Food Manufacturing
31111 Animal Food Manufacturing

311111 Dog and Cat Food Manufacturing

311119 Other Animal Food Manufacturing (except
facilities primarily engaged in Custom Grain
Grinding for Animal Feed)

3112	Grain and Oilseed Milling

31121	Flour Milling and Malt
Manufacturing

311211	Flour Milling

311212	Rice Milling

311213	Malt Manufacturing

31122	Starch and Vegetable Fats and
Oils Manufacturing

311221	Wet Corn Milling

311222	Soybean Processing

311223	Other Oilseed Processing

311225 Fats and Oils Refining and Blending

31123	Breakfast Cereal Manuf.

311230 Breakfast Cereal Manufacturing

3113	Sugar and Confectionery
Product Manufacturing

31131 Sugar Manufacturing

311311	Sugarcane Mills

311312	Cane Sugar Refining

311313	Beet Sugar Manufacturing

31132	Chocolate and Confectionery
Manufacturing from Cacao
Beans

311320 Chocolate and Confectionery Manufacturing
from Cacao Beans

31133	Confectionery Manufacturing
from Purchased Chocolate

311330 Confectionery Manufacturing from Purchased
Chocolate (except facilities primarily
engaged in the retail sale of candy, nuts,
popcorn and other confections not for
immediate consumption made on the
premises)

31134	Nonchocolate Confectionery
Manufacturing

311340 Nonchocolate Confectionery Manufacturing
(except facilities primarily engaged in the
retail sale of candy, nuts, popcorn and other
confections not for immediate consumption
made on the premises)

3114	Fruit and Vegetable
Preserving and Specialty Food
Manufacturing

31141	Frozen Food Manufacturing

311412 Frozen Specialty Food Manufacturing

31142	Fruit and Vegetable Canning,
Pickling and Drying

311421	Fruit and Vegetable Canning

311422	Specialty Canning

311423	Dried and Dehydrated Food Manufacturing

3115	Dairy Product Manufacturing

31151 Dairy Product (except Frozen)
Manufacturing

311511	Fluid Milk Manufacturing

311512	Creamery Butter Manufacturing

311513	Cheese Manufacturing

311514	Dry, Condensed, and Evaporated Dairy
Product Manufacturing

Toxics Release Inventory Reporting Form and Instructions

1-1


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Table I. NA ICS Codes

31152 Ice Cream and Frozen Dessert
Manufacturing

311520 Ice Cream and Frozen Dessert Manufacturing

3116	Animal Slaughtering and
Processing

31161 Animal Slaughtering and
Processing

311611	Animal (except Poultry) Slaughtering (except
for facilities primarily engaged in Custom
Slaughtering for individuals)

311612	Meat Processed from Carcasses [except for
facilities primarily engaged in the cutting up
and resale of purchased fresh carcasses for the
trade (including boxed beef)]

311613	Rendering and Meat Byproduct Processing

311615 Poultry Processing

3117	Seafood Product Preparation
and Packaging

311711	Seafood Canning

311712	Fresh and Frozen Seafood Processing

3118	Bakeries and Tortilla
Manufacturing

31181	Bread and Bakery Product
Manufacturing

311812	Commercial Bakeries

311813	Frozen Cakes, Pies, and Other Pastries
Manufacturing

31182	Cookie, Cracker, and Pasta
Manufacturing

311821	Cookie and Cracker Manufacturing

311822	Flour Mixes and Dough Manufacturing from
Purchased Flour

311823	Dry Pasta Manufacturing

31183	Tortilla Manufacturing

311830 Tortilla Manufacturing

3119	Other Food Manufacturing

31191

Snack Food Manufacturing

311911

Roasted Nuts and Peanut Butter
Manufacturing

311919

Other Snack Food Manufacturing

31192

Coffee and Tea
Manufacturing

311920

Coffee and Tea Manufacturing

31193

Flavoring Syrup and
Concentrate Manufacturing

311930

Flavoring Syrup and Concentrate
Manufacturing

31194

Seasoning and Dressing
Manufacturing

311941

Mayonnaise, Dressing, and Other Prepared
Sauce Manufacturing

311942

Spice and Extract Manufacturing

31199

All Other Miscellaneous Food
Manufacturing

311991

Perishable Prepared Food Manufacturing

311999

All Other Miscellaneous Food
Manufacturing

312

Beverage and Tobacco
Product Manufacturing

3121

Beverage Manufacturing

31211

Soft Drink and Ice
Manufacturing

312111

Soft Drink Manufacturing

312112

Bottled Water Manufacturing (except
facilities primarily engaged in bottling
mineral or spring water)

312113

Ice Manufacturing

31212

Breweries

312120

Breweries

31213

Wineries

312130

Wineries

31214

Distilleries

1-2

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

312140

Distilleries

3122

Tobacco Manufacturing

31221

Tobacco Stemming and
Redrying

312210

Tobacco Stemming and Redrying

31222

Tobacco Product
Manufacturing

312221

Cigarette Manufacturing

312229

Other Tobacco Product Manufacturing
(except for facilities primarily engaged in
providing Tobacco Sheeting Services)

313

Textile Mills

3131

Fiber, Yarn, and Thread Mills

31311

Fiber, Yarn, and Thread Mills

313111

Yarn Spinning Mills

313112

Yarn Texturizing, Throwing, and Twisting
Mills

313113

Thread Mills

3132

Fabric Mills

31321

Broadwoven Fabric Mills

313210

Broadwoven Fabric Mills

31322

Narrow Fabric Mills and
Schiffli Machine Embroidery

313221

Narrow Fabric Mills

313222

Schiffli Machine Embroidery

31323

Nonwoven Fabric Mills

313230

Nonwoven Fabric Mills

31324

Knit Fabric Mills

313241

Weft Knit Fabric Mills

313249

Other Knit Fabric and Lace Mills

3133

Textile and Fabric Finishing
and Fabric Coating Mills

31331

Textile and Fabric Finishing
Mills

313311

Broadwoven Fabric Finishing Mills (except
facilities primarily engaged in converting
broadwoven piece goods and broadwoven
textiles and facilities primarily engaged in
sponging fabric for tailors and dressmakers)

313312

Textile and Fabric Finishing (except
Broadwoven Fabric) Mills (except facilities
primarily engaged in converting narrow
woven textiles and narrow woven piece
goods)

31332

Fabric Coating Mills

313320

Fabric Coating Mills

314

Textile Product Mills

3141

Textile Furnishing Mills

31411

Carpet and Rug Mills

314110

Carpet and Rug Mills

31412

Curtain and Linen Mills

314121

Curtain and Drapery Mills (except facilities
primarily engaged in making custom drapery
for retail sale)

314129

Other Household Textile Product Mills
(except facilities primarily engaged in making
custom drapery for retail sale)

3149

Other Textile Product Mills

31491

Textile Bag and Canvas Mills

314911

Textile Bag Mills

314912

Canvas and Related Product Mills

31499

All Other Textile Product
Mills

314991

Rope, Cordage, and Twine Mills

314992

Tire Cord and Tire Fabric Mills

314999

All Other Miscellaneous Textile Product
Mills (except facilities engaged in binding
carpets and rugs for the trade, carpet cutting
and binding, and embroidering on textile
products (except apparel) for the trade)

Toxics Release Inventory Reporting Form and Instructions

1-3


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Table I. NA ICS Codes

315 Apparel Manufacturing

3151	Apparel Knitting Mills

31511 Hosiery and Sock Mills

315111 Sheer Hosiery Mills

315119 Other Hosiery and Sock Mills

31519 Other Apparel Knitting Mills

315191	Outerwear Knitting Mills

315192	Underwear and Nightwear Knitting Mills

3152	Cut and Sew Apparel
Manufacturing

31521	Cut and Sew Apparel
Contractors

315211	Men's and Boys' Cut and Sew Apparel
Contractors

315212	Women's, Girls', and Infants' Cut and Sew
Apparel Contractors

31522	Men's and Boys' Cut and Sew
Apparel Manufacturing

315221	Men's and Boys' Cut and Sew Underwear and
Nightwear Manufacturing

315222	Men's and Boys' Cut and Sew Suit, Coat, and
Overcoat Manufacturing (except custom
tailors primarily engaged in making and
selling men's and boy's suits, cut and sewn
from purchased fabric)

315223	Men's and Boys' Cut and Sew Shirt (except
Work Shirt) Manufacturing (except custom
tailors primarily engaged in making and
selling men's and boy's dress shirts, cut and
sewn from purchased fabric)

315224	Men's and Boys' Cut and Sew Trouser, Slack,
and Jean Manufacturing

315225	Men's and Boys' Cut and Sew Work Clothing
Manufacturing

315228 Men's and Boys' Cut and Sew Other
Outerwear Manufacturing

31523	Women's and Girls' Cut and
Sew Apparel Manufacturing

315231	Women's and Girls' Cut and Sew Lingerie,
Loungewear, and Nightwear Manufacturing

315232	Women's and Girls' Cut and Sew Blouse and
Shirt Manufacturing

315233	Women's and Girls' Cut and Sew Dress
Manufacturing (except custom tailors
primarily engaged in making and selling
bridal dresses or gowns, or women's, misses'
and girls' dresses cut and sewn from
purchased fabric (except apparel contractors)
(custom dressmakers)

315234	Women's and Girls' Cut and Sew Suit, Coat,
Tailored Jacket, and Skirt Manufacturing

315239 Women's and Girls' Cut and Sew Other
Outerwear Manufacturing

31529 Other Cut and Sew Apparel
Manufacturing

315291	Infants' Cut and Sew Apparel Manufacturing

315292	Fur and Leather Apparel Manufacturing

315299 All Other Cut and Sew Apparel
Manufacturing

3159 Apparel Accessories and Other
Apparel Manufacturing

31599 Apparel Accessories and Other
Apparel Manufacturing

315991	Hat, Cap, and Millinery Manufacturing

315992	Glove and Mitten Manufacturing

315993	Men's and Boys' Neckwear Manufacturing

315999 Other Apparel Accessories and Other Apparel
Manufacturing

316 Leather and Allied Product
Manufacturing

3161	Leather and Hide Tanning and
Finishing

31611 Leather and Hide Tanning and
Finishing

316110 Leather and Hide Tanning and Finishing

3162	Footwear Manufacturing

31621 Footwear Manufacturing

1-4

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

316211	Rubber and Plastics Footwear Manufacturing

316212	House Slipper Manufacturing

316213	Men's Footwear (except Athletic)
Manufacturing

316214	Women's Footwear (except Athletic)
Manufacturing

316219 Other Footwear Manufacturing

3169 Other Leather and Allied
Product Manufacturing

31699 Other Leather and Allied
Product Manufacturing

316991	Luggage Manufacturing

316992	Women's Handbag and Purse Manufacturing

316993	Personal Leather Good (except Women's
Handbag and Purse) Manufacturing

316999 All Other Leather Good Manufacturing

321 Wood Product Manufacturing

3211	Sawmills and Wood
Preservation

321113	Sawmills

321114	Wood Preservation

3212	Veneer, Plywood, and
Engineered Wood Product
Manufacturing

32121 Veneer, Plywood, and

Engineered Wood Product
Manufacturing

321211	Hardwood Veneer and Plywood
Manufacturing

321212	Softwood Veneer and Plywood
Manufacturing

321213	Engineered Wood Member (except Truss)
Manufacturing

321214	Truss Manufacturing

321219 Reconstituted Wood Product Manufacturing

3219 Other Wood Product
Manufacturing

32191	Millwork

321911	Wood Window and Door Manufacturing

321912	Cut Stock, Resawing Lumber, and Planing

321918	Other Millwork (including Flooring)

32192	Wood Container and Pallet
Manufacturing

321920 Wood Container and Pallet Manufacturing

32199 All Other Wood Product
Manufacturing

321991	Manufactured Home (Mobile Home)
Manufacturing

321992	Prefabricated Wood Building Manufacturing

321999 All Other Miscellaneous Wood Product
Manufacturing

322 Paper Manufacturing

3221	Pulp, Paper, and Paperboard
Mills

32211	Pulp Mills

322110 Pulp Mills

32212	Paper Mills

322121	Paper (except Newsprint) Mills

322122	Newsprint Mills

32213	Paperboard Mills

322130 Paperboard Mills

3222	Converted Paper Product
Manufacturing

32221 Paperboard Container
Manufacturing

322211	Corrugated and Solid Fiber Box
Manufacturing

322212	Folding Paperboard Box Manufacturing

322213	Setup Paperboard Box Manufacturing

322214	Fiber Can, Tube, Drum, and Similar Products
Manufacturing

Toxics Release Inventory Reporting Form and Instructions

1-5


-------
Table I. NA ICS Codes

322215

Nonfolding Sanitary Food Container
Manufacturing

32222

Paper Bag and Coated and
Treated Paper Manufacturing

322221

Coated and Laminated Packaging Paper and
Plastics Film Manufacturing

322222

Coated and Laminated Paper Manufacturing

322223

Plastics, Foil, and Coated Paper Bag
Manufacturing

322224

Uncoated Paper and Multiwall Bag
Manufacturing

322225

Laminated Aluminum Foil Manufacturing for
Flexible Packaging Uses

322226

Surface-Coated Paperboard Manufacturing

32223

Stationery Product
Manufacturing

322231

Die-Cut Paper and Paperboard Office

Supplies

Manufacturing

322232

Envelope Manufacturing

322233

Stationery, Tablet, and Related Product
Manufacturing

32229

Other Converted Paper
Product Manufacturing

322291

Sanitary Paper Product Manufacturing

322299

All Other Converted Paper Product
Manufacturing

323

Printing and Related Support
Activities

3231

Printing and Related Support
Activities

32311

Printing

323110

Commercial Lithographic Printing

323113

Commercial Screen Printing

323114

Quick Printing (except facilities primarily
engaged in reproducing text, drawings, plans,
maps, or other copy by blueprinting,
photocopying, mimeographing, or other
methods of duplication other than printing or
microfilming (i.e.. instant printing)

323115

Digital Printing

323116

Manifold Business Forms Printing

323117

Books Printing

323118

Blankbook, Looseleaf Binders, and Devices
Manufacturing

323119

Other Commercial Printing

32312

Support Activities for Printing

323121

Tradebinding and Related Work

323122

Prepress Services

324

Petroleum and Coal Products
Manufacturing

3241

Petroleum and Coal Products
Manufacturing

32411

Petroleum Refineries

324110

Petroleum Refineries

32412

Asphalt Paving, Roofing, and
Saturated Materials
Manufacturing

324121

Asphalt Paving Mixture and Block
Manufacturing

324122

Asphalt Shingle and Coating Materials
Manufacturing

32419

Other Petroleum and Coal
Products Manufacturing

324191

Petroleum Lubricating Oil and Grease
Manufacturing

324199

All Other Petroleum and Coal Products
Manufacturing

325

Chemical Manufacturing

3251

Basic Chemical Manufacturing

32511

Petrochemical Manufacturing

325110

Petrochemical Manufacturing

32512

Industrial Gas Manufacturing

325120

Industrial Gas Manufacturing

1-6

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

32513 Synthetic Dye and Pigment
Manufacturing

325131	Inorganic Dye and Pigment Manufacturing

325132	Synthetic Organic Dye and Pigment
Manufacturing

32518	Other Basic Inorganic
Chemical Manufacturing

325181	Alkalie s and Chlorine Manufacturing

325182	Carbon Black Manufacturing

325188 All Other Basic Inorganic Chemical
Manufacturing

32519	Other Basic Organic Chemical
Manufacturing

325191	Gum and Wood Chemical Manufacturing

325192	Cyclic Crude and Intermediate Manufacturing

325193	Ethyl Alcohol Manufacturing

325199 All Other Basic Organic Chemical
Manufacturing

3252	Resin, Synthetic Rubber, and
Artificial Synthetic Fibers and
Filaments Manufacturing

32521	Resin and Synthetic Rubber
Manufacturing

325211	Plastics Material and Resin Manufacturing

325212	Synthetic Rubber Manufacturing

32522	Artificial and Synthetic Fibers
and Filaments Manufacturing

325221	Cellulosic Organic Fiber Manufacturing

325222	Noncellulosic Organic Fiber Manufacturing

3253	Pesticide, Fertilizer, and Other
Agricultural Chemical
Manufacturing

32531 Fertilizer Manufacturing

325311	Nitrogenous Fertilizer Manufacturing

325312	Phosphatic Fertilizer Manufacturing

325314 Fertilizer (Mixing Only) Manufacturing

32532 Pesticide and Other

Agricultural Chemical
Manufacturing

325320 Pesticide and Other Agricultural Chemical
Manufacturing

3254	Pharmaceutical and Medicine
Manufacturing

32541 Pharmaceutical and Medicine
Manufacturing

325411	Medicinal and Botanical Manufacturing

325412	Pharmaceutical Preparation Manufacturing

325413	In-Vitro Diagnostic Substance Manufacturing

325414	Biological Product (except Diagnostic)
Manufacturing

3255	Paint, Coating, and Adhesive
Manufacturing

32551	Paint and Coating
Manufacturing

325510 Paint and Coating Manufacturing

32552	Adhesive Manufacturing

325520 Adhesive Manufacturing

3256	Soap, Cleaning Compound,
and Toilet Preparation
Manufacturing

32561	Soap and Cleaning Compound
Manufacturing

325611	Soap and Other Detergent Manufacturing

325612	Polish and Other Sanitation Good
Manufacturing

'325613 Surface Active Agent Manufacturing

32562	Toilet Preparation
Manufacturing

325620 Toilet Preparation Manufacturing

3259 Other Chemical Product and
Preparation Manufacturing

Toxics Release Inventory Reporting Form and Instructions

1-7


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Table I. NA ICS Codes

32591	Printing Ink Manufacturing

325910 Printing Ink Manufacturing

32592	Explosives Manufacturing

325920 Explosives Manufacturing

32599 All Other Chemical Product
and Preparation
Manufacturing

325991	Custom Compounding of Purchased Resins

325992	Photographic Film, Paper, Plate, and
Chemical

Manufacturing

325998 All Other Miscellaneous Chemical Product
and Preparation Manufacturing (except
facilities primarily engaged in Aerosol can
filling on a job order or contract Basis)

326 Plastics and Rubber Products
Manufacturing

3261 Plastics Product
Manufacturing

32611	Plastics Packaging Materials
and Unlaminated Film and
Sheet Manufacturing

326111	Plastics Bag Manufacturing

326112	Plastics Packaging Film and Sheet (including
Laminated) Manufacturing

326113	Unlaminated Plastics Film and Sheet (except
Packaging) Manufacturing

32612	Plastics, Pipe, Pipe Fitting, and
Unlaminated Profile Shape
Manufacturing

326121	Unlaminated Plastics Profile Shape
Manufacturing

326122	Plastics Pipe and Pipe Fitting Manufacturing

32613	Laminated Plastics Plate,

Sheet

(except Packaging), and Shape
Manufacturing

326130 Laminated Plastics Plate, Sheet (except
Packaging), and Shape Manufacturing

32614	Polystyrene Foam Product
Manufacturing

326140 Polystyrene Foam Product Manufacturing

32615	Urethane and Other Foam
Product (except Polystyrene)
Manufacturing

326150 Urethane and Other Foam Product (except
Polystyrene) Manufacturing

32616	Plastics Bottle Manufacturing

326160 Plastics Bottle Manufacturing

32619 Other Plastics Product
Manufacturing

326191	Plastics Plumbing Fixture Manufacturing

326192	Resilient Floor Covering Manufacturing

326199 All Other Plastics Product Manufacturing

3262 Rubber Product
Manufacturing

32621	Tire Manufacturing

326211 Tire Manufacturing (except Retreading)

32622	Rubber and Plastics Hoses and
Belting Manufacturing

326220 Rubber and Plastics Hoses and Belting
Manufacturing

32629 Other Rubber Product
Manufacturing

326291 Rubber Product Manufacturing for
Mechanical Use

326299 All Other Rubber Product Manufacturing

327 Nonmetallic Mineral Product
Manufacturing

3271 Clay Product and Refractory
Manufacturing

1-8

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

32711	Pottery, Ceramics, and
Plumbing Fixture
Manufacturing

327111	Vitreous China Plumbing Fixture and China
and Earthenware Bathroom Accessories
Manufacturing

327112	Vitreous China, Fine Earthenware, and Other
Pottery Product Manufacturing (except
facilities primarily engaged in manufacturing
and selling pottery on site)

327113	Porcelain Electrical Supply Manufacturing

32712	Clay Building Material and
Refractories Manufacturing

327121	Brick and Structural Clay Tile Manufacturing

327122	Ceramic Wall and Floor Tile Manufacturing

327123	Other Structural Clay Product Manufacturing

327124	Clay Refractory Manufacturing

327125	Nonclay Refractory Manufacturing

3272	Glass and Glass Product
Manufacturing

32721 Glass and Glass Product
Manufacturing

327211	Flat Glass Manufacturing

327212	Other Pressed and Blown Glass and
Glassware Manufacturing

327213	Glass Container Manufacturing

327215 Glass Product Manufacturing Made of
Purchased Glass

3273	Cement and Concrete Product
Manufacturing

32731	Cement Manufacturing

327310 Cement Manufacturing

32732	Ready-Mix Concrete
Manufacturing

327320 Ready-Mix Concrete Manufacturing

32733	Concrete, Pipe, Brick, and
Block Manufacturing

327331	Concrete Block and Brick Manufacturing

327332	Concrete Pipe Manufacturing

32739 Other Concrete Product
Manufacturing

327390 Other Concrete Product Manufacturing

3274 Lime and Gypsum Product
Manufacturing

32741	Lime Manufacturing

327410 Lime Manufacturing

32742	Gypsum Product
Manufacturing

327420 Gypsum Product Manufacturing

3279 Other Nonmetallic Mineral
Product Manufacturing

32791 Abrasive Product
Manufacturing

327910 Abrasive Product Manufacturing

32799 All Other Nonmetallic Mineral
Product Manufacturing

327991	Cut Stone and Stone Product Manufacturing

327992	Ground or Treated Mineral and Earth
Manufacturing

327993	Mineral Wool Manufacturing

327999 All Other Miscellaneous Nonmetallic Mineral
Product Manufacturing

331 Primary Metal Manufacturing

3311	Iron and Steel Mills and
Ferroalloy Manufacturing

33111 Iron and Steel Mills and
Ferroalloy Manufacturing

331111	Iron and Steel Mills

331112	Electrometallurgical Ferroalloy Product
Manufacturing

3312	Steel Product Manufacturing
from Purchased Steel

Toxics Release Inventory Reporting Form and Instructions

1-9


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Table I. NA ICS Codes

33121	Iron and Steel Pipe and Tube
Manufacturing from
Purchased Steel

331210 Iron and Steel Pipe and Tube Manufacturing
from Purchased Steel

33122	Rolling and Drawing of
Purchased Steel

331221	Rolled Steel Shape Manufacturing

331222	Steel Wire Drawing

3313	Alumina and Aluminum
Production and Processing

33131 Alumina and Aluminum

Production and Processing

331311	Alumina Refining

331312	Primary Aluminum Production

331314	Secondary Smelting and Alloying of
Aluminum

331315	Aluminum Sheet, Plate, and Foil
Manufacturing

331316	Aluminum Extruded Product Manufacturing

331319 Other Aluminum Rolling and Drawing

3314	Nonferrous Metal (except
Aluminum) Production and
Processing

33141	Nonferrous Metal (except
Aluminum) Smelting and
Refining

331411 Primary Smelting and Refining of Copper

331419 Primary Smelting and Refining of Nonferrous
Metal (except Copper and Aluminum)

33142	Copper Rolling, Drawing,
Extruding and Alloying

331421	Copper Rolling, Drawing, and Extruding

331422	Copper Wire (except Mechanical) Drawing

331423	Secondary Smelting, Refining, and Alloying
of Copper

33149

Nonferrous Metal (except
Copper and Aluminum)
Rolling, Drawing, Extruding,
and Alloying

331491

Nonferrous Metal (except Copper and
Aluminum) Rolling, Drawing, and Extruding

331492

Secondary Smelting, Refining, and Alloying
of

Nonferrous Metal (except Copper and
Aluminum)



3315

Foundries

33151

Ferrous Metal Foundries

331511

Iron Foundries

331512

Steel Investment Foundries

331513

Steel Foundries (except Investment)

33152

Nonferrous Metal Foundries

331521

Aluminum Die-Casting Foundries

331522

Nonferrous (except Aluminum) Die-Casting
Foundries

331524

Aluminum Foundries (except Die-Casting)

331525

Copper Foundries (except Die-Casting)

331528

Other Nonferrous Foundries (except Die-
Casting)

332

Fabricated Metal Product
Manufacturing

3321

Forging and Stamping

33211

Forging and Stamping

332111

Iron and Steel Forging

332112

Nonferrous Forging

332114

Custom Roll Forming

332115

Crown and Closure Manufacturing

332116

Metal Stamping

332117

Powder Metallurgy Part Manufacturing

3322

Cutlery and Handtool
Manufacturing

1-10

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

33221 Cutlery and Handtool
Manufacturing

332211	Cutlery and Flatware (except Precious)
Manufacturing

332212	Hand and Edge Tool Manufacturing

332213	Saw Blade and Handsaw Manufacturing

332214	Kitchen Utensil, Pot, and Pan Manufacturing

3323	Architectural and Structural
Metals Manufacturing

33231	Plate Work and Fabricated
Structural Product
Manufacturing

332311	Prefabricated Metal Building and Component
Manufacturing

332312	Fabricated Structural Metal Manufacturing

332313	Plate Work Manufacturing

33232	Ornamental and Architectural
Metal Products
Manufacturing

332321	Metal Window and Door Manufacturing

332322	Sheet Metal Work Manufacturing

332323	Ornamental and Architectural Metal Work
Manufacturing

3324	Boiler, Tank, and Shipping
Container Manufacturing

33241	Power Boiler and Heat
Exchanger Manufacturing

332410 Power Boiler and Heat Exchanger
Manufacturing

33242	Metal Tank (Heavy Gauge)
Manufacturing

332420 Metal Tank (Heavy Gauge) Manufacturing

33243	Metal Can, Box, and Other
Metal Container (Light
Gauge) Manufacturing

332431 Metal Can Manufacturing

332439 Other Metal Container Manufacturing

3325	Hardware Manufacturing

33251 Hardware Manufacturing

332510 Hardware Manufacturing

3326	Spring and Wire Product
Manufacturing

33261 Spring and Wire Product
Manufacturing

332611	Spring (Heavy Gauge) Manufacturing

332612	Spring (Light Gauge) Manufacturing

332618 Other Fabricated Wire Product Manufacturing

3327	Machine Shops; Turned
Product; and Screw, Nut and
Bolt Manufacturing

33271	Machine Shops

332710 Machine Shops

33272	Turned Product and Screw,
Nut and Bolt Manufacturing

332721	Precision Turned Product Manufacturing

332722	Bolt, Nut, Screw, Rivet, and Washer
Manufacturing

3328	Coating, Engraving, Heat
Treating, and Allied Activities

33281 Coating, Engraving, Heat

Treating, and Allied Activities

332811	Metal Heat Treating

332812	Metal Coating, Engraving (except Jewelry
and Silverware), and Allied Services to
Manufacturers

332813	Electroplating, Plating, Polishing, Anodizing,
and Coloring

3329	Other Fabricated Metal
Product Manufacturing

33291 Metal Valve Manufacturing

332911 Industrial Valve Manufacturing

Toxics Release Inventory Reporting Form and Instructions

1-11


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Table I. NA ICS Codes

332912

Fluid Power Valve and Hose Fitting
Manufacturing

332913

Plumbing Fixture Fitting and Trim
Manufacturing

332919

Other Metal Valve and Pipe Fitting
Manufacturing

33299

All Other Fabricated Metal
Product Manufacturing

332991

Ball and Roller Bearing Manufacturing

332992

Small Arms Ammunition Manufacturing

332993

Ammunition (except Small Arms)
Manufacturing

332994

Small Arms Manufacturing

332995

Other Ordnance and Accessories
Manufacturing

332996

Fabricated Pipe and Pipe Fitting
Manufacturing

332997

Industrial Pattern Manufacturing

332998

Enameled Iron and Metal Sanitary Ware
Manufacturing

332999

All Other Miscellaneous Fabricated Metal
Product Manufacturing

333

Machinery Manufacturing

3331

Agriculture, Construction, and
Mining Machinery
Manufacturing

33311

Agricultural Implement
Manufacturing

333111

Farm Machinery and Equipment
Manufacturing

333112

Lawn and Garden Tractor and Home Lawn
and Garden Equipment Manufacturing

33312

Construction Machinery
Manufacturing

333120

Construction Machinery Manufacturing

33313

Mining and Oil and Gas Field
Machinery Manufacturing

333131	Mining Machinery and Equipment
Manufacturing

333132	Oil and Gas Field Machinery and Equipment
Manufacturing

3332	Industrial Machinery
Manufacturing

33321	Sawmill and Woodworking
Machinery Manufacturing

333210 Sawmill and Woodworking Machinery
Manufacturing

33322	Plastics and Rubber Industry
Machinery Manufacturing

333220 Plastics and Rubber Industry Machinery
Manufacturing

33329 Other Industrial Machinery
Manufacturing

333291	Paper Industry Machinery Manufacturing

333292	Textile Machinery Manufacturing

333293	Printing Machinery and Equipment
Manufacturing

333294	Food Product Machinery Manufacturing

333295	Semiconductor Machinery Manufacturing

333298 All Other Industrial Machinery Manufacturing

3333	Commercial and Service
Industry Machinery
Manufacturing

33331 Commercial and Service
Industry Machinery
Manufacturing

333311	Automatic Vending Machine Manufacturing

333312	Commercial Laundry, Drycleaning, and
Pressing Machine Manufacturing

333313	Office Machinery Manufacturing

333314	Optical Instrument and Lens Manufacturing

333315	Photographic and Photocopying Equipment
Manufacturing

333319 Other Commercial and Service Industry
Machinery Manufacturing

1-12

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

3334	Ventilation, Heating, Air-
Conditioning, and Commercial
Refrigeration

33341 Equipment Manufacturing
Ventilation, Heating, Air-
Conditioning, and Commercial
Refrigeration Equipment
Manufacturing

333411	Air Purification Equipment Manufacturing

333412	Industrial and Commercial Fan and Blower
Manufacturing

333414	Heating Equipment (except Warm Air
Furnaces) Manufacturing

333415	Air-Conditioning and Warm Air Heating
Equipment and Commercial and Industrial
Refrigeration Equipment Manufacturing

3335	Metalworking Machinery
Manufacturing

33351 Metalworking Machinery
Manufacturing

333511	Industrial Mold Manufacturing

333512	Machine Tool (Metal Cutting Types)
Manufacturing

333513	Machine Tool (Metal Forming Types)
Manufacturing

333514	Special Die and Tool, Die Set, Jig, and
Fixture Manufacturing

333515	Cutting Tool and Machine Tool Accessory
Manufacturing

333516	Rolling Mill Machinery and Equipment
Manufacturing

333518 Other Metalworking Machinery
Manufacturing

3336	Engine, Turbine, and Power
Transmission Equipment
Manufacturing

33361 Engine, Turbine, and Power
Transmission Equipment
Manufacturing

333611	Turbine and Turbine Generator Set Units
Manufacturing

333612	Speed Changer, Industrial High-Speed Drive,
and Gear Manufacturing

333613	Mechanical Power Transmission Equipment
Manufacturing

333618 Other Engine Equipment Manufacturing

3339 Other General Purpose

Machinery Manufacturing

33391	Pump and Compressor
Manufacturing

333911	Pump and Pumping Equipment
Manufacturing

333912	Air and Gas Compressor Manufacturing

333913	Measuring and Dispensing Pump
Manufacturing

33392	Material Handling Equipment
Manufacturing

333921	Elevator and Moving Stairway Manufacturing

333922	Conveyor and Conveying Equipment
Manufacturing

333923	Overhead Traveling Crane, Hoist, and
Monorail System Manufacturing

333924	Industrial Truck, Tractor, Trailer, and Stacker
Machinery Manufacturing

33399 All Other General Purpose
Machinery Manufacturing

333991	Power-Driven Handtool Manufacturing

333992	Welding and Soldering Equipment
Manufacturing

333993	Packaging Machinery Manufacturing

333994	Industrial Process Furnace and Oven
Manufacturing

333995	Fluid Power Cylinder and Actuator
Manufacturing

333996	Fluid Power Pump and Motor Manufacturing

333997	Scale and Balance Manufacturing

333999 All Other Miscellaneous General Purpose
Machinery Manufacturing

Toxics Release Inventory Reporting Form and Instructions

1-13


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Table I. NA ICS Codes

334 Computer and Electronic
Product Manufacturing

3341	Computer and Peripheral
Equipment Manufacturing

33411 Computer and Peripheral
Equipment Manufacturing

334111	Electronic Computer Manufacturing

334112	Computer Storage Device Manufacturing

334113	Computer T erminal Manufacturing

334119 Other Computer Peripheral Equipment
Manufacturing

3342	Communications Equipment
Manufacturing

33421	Telephone Apparatus
Manufacturing

334210 Telephone Apparatus Manufacturing

33422	Radio and Television
Broadcasting and Wireless
Communications Equipment
Manufacturing

334220 Radio and Television Broadcasting and
Wireless Communications Equipment
Manufacturing

33429 Other Communications

Equipment Manufacturing

334290 Other Communications Equipment
Manufacturing

3343	Audio and Video Equipment
Manufacturing

33431 Audio and Video Equipment
Manufacturing

334310 Audio and Video Equipment Manufacturing

3344	Semiconductor and Other
Electronic Component
Manufacturing

33441 Semiconductor and Other
Electronic Component
Manufacturing

334411	Electron Tube Manufacturing

334412	Bare Printed Circuit Board Manufacturing

334413	Semiconductor and Related Device
Manufacturing

334414	Electronic Capacitor Manufacturing

334415	Electronic Resistor Manufacturing

334416	Electronic Coil, Transformer, and Other
Inductor Manufacturing

334417	Electronic Connector Manufacturing

334418	Printed Circuit Assembly (Electronic
Assembly) Manufacturing

334419	Other Electronic Component Manufacturing

3345 Navigational, Measuring,

Electromedical, and Control
Instruments Manufacturing

33451 Navigational, Measuring,

Electromedical, and Control
Instruments Manufacturing

334510	Electromedical and Electrotherapeutic
Apparatus Manufacturing

334511	Search, Detection, Navigation, Guidance,
Aeronautical, and Nautical System and
Instrument Manufacturing

334512	Automatic Environmental Control
Manufacturing for Residential, Commercial,
and Appliance Use

334513	Instruments and Related Products
Manufacturing for Measuring, Displaying,
and Controlling Industrial Process Variables

334514	Totalizing Fluid Meter and Counting Device
Manufacturing

334515	Instrument Manufacturing for Measuring and
Testing Electricity and Electrical Signals

334516	Analytical Laboratory Instrument
Manufacturing

334517	Irradiation Apparatus Manufacturing

334518	Watch, Clock, and Part Manufacturing

1-14

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

334519

Other Measuring and Controlling Device
Manufacturing

3346

Manufacturing and
Reproducing Magnetic and
Optical Media

33461

Manufacturing and
Reproducing Magnetic and
Optical Media

334612

Prerecorded Compact Disc (except Software),
Tape, and Record Reproducing (except
facilities primarily engaged in mass
reproducing pre-recorded Video Cassettes,
and mass reproducing Video tape or disk)

334613

Magnetic and Optical Recording Media
Manufacturing

335

Electrical Equipment,
Appliance, and Component
Manufacturing

3351

Electric Lighting Equipment
Manufacturing

33511

Electric Lamp Bulb and Part
Manufacturing

335110

Electric Lamp Bulb and Part Manufacturing

33512

Lighting Fixture
Manufacturing

335121

Residential Electric Lighting Fixture
Manufacturing

335122

Commercial, Industrial, and Institutional
Electric Lighting Fixture Manufacturing

335129

Other Lighting Equipment Manufacturing

3352

Household Appliance
Manufacturing

33521

Small Electrical Appliance
Manufacturing

335211

Electric Housewares and Household Fan
Manufacturing

335212

Household Vacuum Cleaner Manufacturing

33522 Major Appliance
Manufacturing

335221	Household Cooking Appliance Manufacturing

335222	Household Refrigerator and Home Freezer
Manufacturing

335224 Household Laundry Equipment
Manufacturing

335228 Other Major Household Appliance
Manufacturing

3353 Electrical Equipment
Manufacturing

33531 Electrical Equipment
Manufacturing

335311	Power, Distribution, and Specialty
Transformer Manufacturing

335312	Motor and Generator Manufacturing (except
facilities primarily engaged in armature
rewinding on a factory basis)

335313	Switchgear and Switchboard Apparatus
Manufacturing

335314	Relay and Industrial Control Manufacturing

3359 Other Electrical Equipment
and Component
Manufacturing

33591	Battery Manufacturing

335911	Storage Battery Manufacturing

335912	Primary Battery Manufacturing

33592	Communication and Energy
Wire and Cable
Manufacturing

335921 Fiber Optic Cable Manufacturing

335929 Other Communication and Energy Wire
Manufacturing

33593	Wiring Device Manufacturing

335931	Current-Carrying Wiring Device
Manufacturing

335932	Noncurrent-Carrying Wiring Device
Manufacturing

Toxics Release Inventory Reporting Form and Instructions

1-15


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Table I. NA ICS Codes

33599

All Other Electrical
Equipment
and Component
Manufacturing

335991

Carbon and Graphite Product Manufacturing

335999

All Other Miscellaneous Electrical Equipment
and Component Manufacturing

336

Transportation Equipment
Manufacturing

3361

Motor Vehicle Manufacturing

33611

Automobile and Light Duty
Motor Vehicle Manufacturing

336111

Automobile Manufacturing

336112

Light Truck and Utility Vehicle
Manufacturing

33612

Heavy Duty Truck
Manufacturing

336120

Heavy Duty Truck Manufacturing

3362

Motor Vehicle Body and
Trailer Manufacturing

33621

Motor Vehicle Body and
Trailer Manufacturing

336211

Motor Vehicle Body Manufacturing

336212

Truck Trailer Manufacturing

336213

Motor Home Manufacturing

336214

Travel Trailer and Camper Manufacturing

3363

Motor Vehicle Parts
Manufacturing

33631

Motor Vehicle Gasoline Engine
and Engine Parts
Manufacturing

336311

Carburetor, Piston, Piston Ring, and Valve
Manufacturing

336312

Gasoline Engine and Engine Parts
Manufacturing

33632	Motor Vehicle Electrical and
Electronic Equipment
Manufacturing

336321	Vehicular Lighting Equipment Manufacturing

336322	Other Motor Vehicle Electrical and Electronic
Equipment Manufacturing

33633	Motor Vehicle Steering and
Suspension Components
(except Spring) Manufacturing

336330 Motor Vehicle Steering and Suspension

Components (except Spring) Manufacturing

33634	Motor Vehicle Brake System
Manufacturing

336340 Motor Vehicle Brake System Manufacturing

33635	Motor Vehicle Transmission
and Power Train Parts
Manufacturing

336350 Motor Vehicle Transmission and Power Train
Parts Manufacturing

33636	Motor Vehicle Seating and
Interior Trim Manufacturing

336360 Motor Vehicle Seating and Interior Trim
Manufacturing

33637	Motor Vehicle Metal Stamping

336370 Motor Vehicle Metal Stamping

33639 Other Motor Vehicle Parts
Manufacturing

336391 Motor Vehicle Air-Conditioning
Manufacturing

336399 All Other Motor Vehicle Parts Manufacturing

3364 Aerospace Product and Parts
Manufacturing

33641 Aerospace Product and Parts
Manufacturing

336411	Aircraft Manufacturing

336412	Aircraft Engine and Engine Parts
Manufacturing

1-16

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

336413	Other Aircraft Parts and Auxiliary Equipment
Manufacturing

336414	Guided Missile and Space Vehicle
Manufacturing

336415	Guided Missile and Space Vehicle Propulsion
Unit and Propulsion Unit Parts Manufacturing

336419 Other Guided Missile and Space Vehicle

Parts and Auxiliary Equipment Manufacturing

3365	Railroad Rolling Stock
Manufacturing

33651 Railroad Rolling Stock
Manufacturing

336510 Railroad Rolling Stock Manufacturing

3366	Ship and Boat Building

33661 Ship and Boat Building

336611	Ship Building and Repairing

336612	Boat Building

3369 Other Transportation

Equipment Manufacturing

33699 Other Transportation

Equipment Manufacturing

336991	Motorcycle, Bicycle, and Parts Manufacturing

336992	Military Armored Vehicle, Tank, and Tank
Component Manufacturing

336999 All Other Transportation Equipment
Manufacturing

337 Furniture and Related Product
Manufacturing

3371 Household and Institutional
Furniture and Kitchen
Cabinet Manufacturing

33711 Wood Kitchen Cabinet and
Countertop Manufacturing

337110 Wood Kitchen Cabinet and Countertop

Manufacturing (except facilities primarily
engaged in the retail sale of household
furniture and that manufacture custom wood
kitchen cabinets and counter tops)

33712 Household and Institutional
Furniture Manufacturing

337121	Upholstered Household Furniture
Manufacturing (except facilities primarily
engaged in the retail sale of household
furniture and that manufacture custom made
upholstered household furniture)

337122	Nonupholstered Wood Household Furniture
Manufacturing (except facilities primarily
engaged in the retail sale of household
furniture and that manufacture
nonupholstered, household type, custom wood
furniture)

337124	Metal Household Furniture Manufacturing

337125	Household Furniture (except Wood and
Metal)

Manufacturing

337127 Institutional Furniture Manufacturing

337129 Wood Television, Radio, and Sewing
Machine Cabinet Manufacturing

3372 Office Furniture (including
Fixtures)Manufacturing

33721 Office Furniture (including
Fixtures)Manufacturing

337211	Wood Office Furniture Manufacturing

337212	Custom Architectural Woodwork and
Millwork Manufacturing

337214	Office Furniture (except Wood)
Manufacturing

337215	Showcase, Partition, Shelving, and Locker
Manufacturing

3379 Other Furniture Related
Product Manufacturing

33791	Mattress Manufacturing

337910 Mattress Manufacturing

33792	Blind and Shade
Manufacturing

337920 Blind and Shade Manufacturing

339 Miscellaneous Manufacturing

Toxics Release Inventory Reporting Form and Instructions

1-17


-------
Table I. NA ICS Codes

3391 Medical Equipment and
Supplies Manufacturing

33911 Medical Equipment and
Supplies Manufacturing

339111	Laboratory Apparatus and Furniture Manuf.

339112	Surgical and Medical Instrument
Manufacturing

339113	Surgical Appliance and Supplies
Manufacturing (except facilities primarily
engaged in manufacturing orthopedic devices
to prescription in a retail environment)

339114	Dental Equipment and Supplies
Manufacturing

339115	Ophthalmic Goods Manufacturing (except
lens

grinding facilities that are primarily engaged
in the retail sale of eyeglasses and contact
lenses to prescription for individuals)

3399 Other Miscellaneous
Manufacturing

33991	Jewelry and Silverware
Manufacturing

339911	Jewelry (except Costume) Manufacturing

339912	Silverware and Hollowware Manufacturing

339913	Jewelers' Material and Lapidary Work
Manufacturing

339914	Costume Jewelry and Novelty Manufacturing

33992	Sporting and Athletic Goods
Manufacturing

339920 Sporting and Athletic Goods Manufacturing

33993	Doll, Toy, and Game
Manufacturing

339931	Doll and Stuffed Toy Manufacturing

339932	Game, Toy, and Children's Vehicle
Manufacturing

33994	Office Supplies (except Paper)
Manufacturing

339941	Pen and Mechanical Pencil Manufacturing

339942	Lead Pencil and Art Good Manufacturing

339943	Marking Device Manufacturing

339944	Carbon Paper and Inked Ribbon
Manufacturing

33995 Sign Manufacturing

339950 Sign Manufacturing

33999 All Other Miscellaneous
Manufacturing

339991	Gasket, Packing, and Sealing Device
Manufacturing

339992	Musical Instrument Manufacturing

339993	Fastener, Button, Needle, and Pin
Manufacturing

339994	Broom, Brush, and Mop Manufacturing

339995	Burial Casket Manufacturing

339999 All Other Miscellaneous Manufacturing

113310 Logging

111998 All Other Miscellaneous Crop Farming

(Limited to facilities primarily engaged in
reducing maple sap to maple syrup)

211112 Natural Gas Liquid Extraction (limited to
facilities that recover sulfur from natural gas)

212324	Kaolin and Ball Clay Mining (limited to
facilities operating without a mine or quarry
and that are primarily engaged in
beneficiating kaolin and clay)

212325	Clay and Ceramic and Refractory
Minerals Mining (limited to facilities
operating without a mine or quarry and that
are primarily engaged in beneficiating clay
and ceramic and refractory minerals)

212393 Other Chemical and Fertilizer Mineral

Mining (limited to facilities operating without
a mine or quarry that are primarily engaged in
beneficiating chemical or fertilizer mineral
raw materials)

212399 All Other Nonmetallic Mineral Mining

(limited to facilities operating without a mine
or quarry that are primarily engaged in
beneficiating nonmetallic minerals)

488390 Other Support Activities for Water

Transportation (limited to facilities that are
primarily engaged in providing routine repair
and maintenance of ships and boats from
floating drydocks)

1-18

Toxics Release Inventory Reporting Form and Instructions


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Table I, NA ICS Codes

511110 Newspaper Publishers

511120 Periodical Publishers

511130 Book Publishers

511140 Directory and Mailing List Publishers

(except Facilities that are primarily engaged
in furnishing services for direct mail
advertising including address list compilers,
address list publishers, address list publishers
and printing combined, address list
publishing, business directory publishers,
catalog of collections publishers, catalog of
collections publishers and printing combined,
mailing list compilers, directory compilers,
and mailing list compiling services)

511191 Greeting Card Publishers

511199 All Other Publishers

512220 Integrated Record Production/Distribution

512230 Music Publishers (except facilities primarily
Engaged n Music copyright authorizing use,
Music copyright buying and licensing, and
Music publishers working on their own
account)

516110 Internet Publishing and Broadcasting and
web search portals (limited to facilities
primarily engaged in Internet newspaper
publishing, Internet periodical publishing,
internet book publishing, Miscellaneous
Internet publishing, Internet greeting card
publishers except web search portals

541710 Research and Development in the Physical,
Engineering, and Life Sciences except
Biotechnology (limited to facilities that are
primarily engaged in Guided missile and
space vehicle engine research and
development, and in Guided missile and space
vehicle parts (except engines) research and
development)

811490 Other Personal and Household Goods
Repair and Maintenance

Toxics Release Inventory Reporting Form and Instructions

1-19


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Table II.

1.2 NAICS codes that correspond
to SIC codes other than 20
through 39:

212

Mining (except Oil and Gas)

2121

Coal Mining

212111

Bituminous Coal and Lignite Surface
Mining

212112

Bituminous Coal Underground Mining

212113

Anthracite Mining

2122

Metal Ore Mining

212221

Gold Ore Mining

212222

Silver Ore Mining

212231

Lead Ore and Zinc Ore Mining

212234

Copper Ore and Nickel Ore Mining

212299

All Other Metal Ore Mining

221

Utilities

22111

Electric Power Generation
(limited to facilities that combust
coal and/or oil for the purpose of
generating power for distribution
in commerce)

221111

Hydroelectric Power Generation

221112

Fossil Fuel Electric Power Generation

221113

Nuclear Electric Power Generation

221119

Other Electric Power Generation

221121

Electric Bulk Power Transmission and
Control

221122 Electric Power Distribution

2213 30 Steam and Air Conditioning Supply

Limited to facilities engaged in providing
combinations of electric, gas and other
services, not elsewhere classified (NEC)
(previously classified under SIC 4939,
Combination Utility Services Not Elsewhere
Classified.)

424690 Other Chemical and Allied Products
Merchant Wholesalers

424710 Petroleum Bulk Stations and Terminals

425110 Business to Business Electronic Markets

(limited to facilities previously classified in
5169, Chemicals and Allied Products, NEC)

425120 Wholesale Trade Agents and Brokers

(limited to facilities previously classified in
5169, Chemicals and Allied Products, NEC)

562112 Hazardous Waste Collection (limited to
facilities primarily engaged in solvent
recovery services on a contract or fee basis)

562211	Hazardous Waste Treatment and
Disposal (limited to facilities regulated
under the Resource Conservation and
Recovery Act, subtitle C, 42 U.S.C. 6921, et
seq.)

562212	Solid Waste Landfill (limited to facilities
regulated under the Resource Conservation
and Recovery Act, subtitle C, 42 U.S.C.

6921, et seq)

562213	Solid Waste Combustors and Incinerators

(Limited to facilities regulated under the
Resource Conservation and Recovery Act,
subtitle C, 42 U.S.C. 6921 et seq)

562219 Other Nonhazardous Waste Treatment

and Disposal (Limited to facilities regulated
under the Resource Conservation and
Recovery Act, subtitle C, 42 U.S.C. 6921 et

seq.)

562920 Materials Recovery Facilities (Limited to
facilities regulated under the Resource
Conservation and Recovery Act, subtitle C,
42 U.S.C. 6921 etseq.)

1-20

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Table II. EPCRA Section 313 Chemical List For Reporting Year 2008

(including Toxic Chemical Categories)

Individually listed EPCRA Section 313 chemicals with CAS numbers are arranged alphabetically starting on page II-3. Following the
alphabetical list, the EPCRA Section 313 chemicals are arranged in CAS number order. Covered chemical categories follow.

Certain EPCRA Section 313 chemicals listed in Table II have parenthetic "qualifiers." These qualifiers indicate that these EPCRA
Section 313 chemicals are subject to the section 313 reporting requirements if manufactured, processed, or otherwise used in a specific
form or when a certain activity is performed. The following chemicals are reportable only if they are manufactured, processed, or
otherwise used in the specific fonn(s) listed below:

Chemical

CAS Number

Qualifier

Aluminum (fume or dust)

7429-90-5

Only if it is a fume or dust form.

Aluminum oxide (fibrous forms)

1344-28-1

Only if it is a fibrous form.

Ammonia (includes anhydrous ammonia and aqueous ammonia
from water dissociable ammonium salts and other sources; 10
percent of total aqueous ammonia is reportable under this listing)

7664-41-7

Only 10% of aqueous forms. 100% of
anhydrous forms.

Asbestos (friable)

1332-21-4

Only if it is a friable form.

Hydrochloric acid (acid aerosols including mists, vapors, gas,
fog, and other airborne forms of any particle size)

7647-01-0

Only if it is an aerosol form as
defined.

Phosphorus (yellow or white)

7723-14-0

Only if it is a yellow or white form.

Sulfuric acid (acid aerosols including mists, vapors, gas, fog, and
other airborne forms of any particle size)

7664-93-9

Only if it is an aerosol form as
defined.

Vanadium (except when contained in an alloy)

7440-62-2

Excei)t if it is contained in an allov.

Zinc (fume or dust)

7440-66-6

Only if it is in a fume or dust form.

The qualifier for the following three chemicals is based on the chemical activity rather than the form of the chemical. These chemicals are
subject to EPCRA section 313 reporting requirements only when the indicated activity is performed.

Chemical/ Chemical Category

CAS
Number

Qualifier

Dioxin and dioxin-like compounds (manufacturing; and the
processing or otherwise use of dioxin and dioxin-like compounds if
the dioxin and dioxin-like compounds are present as contaminants in
a chemical and if they were created during the manufacture of that
chemical.)

NA

Only if they are manufactured at the
facility; or are processed or otherwise
used when present as contaminants in a
chemical but only if they were created
during the manufacture of that
chemical.

Isopropyl alcohol (only persons who manufacture by the strong
acid process are subject, no supplier notification)

67-63-0

Only if it is being manufactured by the
strong acid process. Facilities that
process or otherwise use isopropyl
alcohol are not covered and should not
file a report.

Saccharin (only persons who manufacture are subject, no supplier
notification)

81-07-2

Only if it is being manufactured.

There are no supplier notification requirements for isopropyl alcohol and saccharin since the processors and users of these chemicals are
not required to report. Manufacturers of these chemicals do not need to notify their customers that these are reportable EPCRA section
313 chemicals.

Toxics Release Inventory Reporting Form and Instructions

III


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Table II, EPCRA Section 313 Chemical List — RY2008

Note: Chemicals may be added to or deleted from the list. The Emergency Planning and Community Right-to-Know Call Center
will provide up-to-date information on the status of these changes. See section B. 3.c of the instructions for more information on the
de minimis values listed below. There are no de minimis levels for PBT chemicals since the de minimis exemption is not available
for these chemicals (an asterisk appears where a de minimis limit would otherwise appear in Table II). However, for purposes of the
supplier notification requirement only, such limits are provided in Appendix D.

Chemical Qualifiers

This table contains the list of individual EPCRA Section 313
chemicals and categories of chemicals subject to 2008 calendar year
reporting. Some of the EPCRA Section 313 chemicals listed have
parenthetic qualifiers listed next to them. An EPCRA Section 313
chemical that is listed without a qualifier is subject to reporting in all
forms in which it is manufactured, processed, and otherwise used.

Fume or dust. Two of the metals on the list (aluminum and zinc)
contain the qualifier "fume or dust." Fume or dust refers to dry forms
of these metals but does not refer to "wet" forms such as solutions or
slurries. As explained in Section B. 3. a of these instructions, the term
manufacture includes the generation of an EPCRA Section 313
chemical as a byproduct or impurity. In such cases, a facility should
determine if, for example, it generated more than 25,000 pounds of
aluminum fume or dust in the reporting year as a result of its activities.
If so, the facility must report that it manufactures "aluminum (fume or
dust)." Similarly, there may be certain technologies in which one of
these metals is processed in the form of a fume or dust to make other
EPCRA Section 313 chemicals or other products for distribution in
commerce. In reporting releases, the facility would only report
releases of the fume or dust.

EPA considers dusts to consist of solid particles generated by any
mechanical processing of materials including crushing, grinding, rapid
impact, handling, detonation, and decrepitation of organic and
inorganic materials such as rock, ore, and metal. Dusts do not tend to
flocculate, except under electrostatic forces.

EPA considers a fume to be an airborne dispersion consisting of small
solid particles created by condensation from a gaseous state, in
distinction to a gas or vapor. Fumes arise from the heating of solids
such as lead. The condensation is often accompanied by a chemical
reaction, such as oxidation. Fumes flocculate and sometimes
coalesce.

Manufacturing qualifiers. Two of the entries in the EPCRA Section
313 chemical list contain a qualifier relating to manufacture. For
isopropyl alcohol, the qualifier is "only persons who manufacture by
the strong acid process are subject, no supplier notification." For
saccharin, the qualifier is "only persons who manufacture are subject,
no supplier notification." For isopropyl alcohol, the qualifier means
that only facilities manufacturing isopropyl alcohol by the strong acid
process are required to report. In the case of saccharin, only
manufacturers of the EPCRA Section 313 chemical are subject to the
reporting requirements. A facility that only processes or otherwise
uses either of these EPCRA Section 313 chemicals is not required to
report for these EPCRA Section 313 chemicals. In both cases,
supplier notification does not apply because only manufacturers, not
users, of these two EPCRA Section 313 chemicals must report.

Ammonia (includes anhydrous ammonia and aqueous
ammonia from water dissociable ammonium salts and other
sources; 10 percent of total aqueous ammonia is reportable
under this listing). The qualifier for ammonia means that
anhydrous forms of ammonia are 100% reportable and aqueous
forms are limited to 10% of total aqueous ammonia. Therefore
when determining threshold and releases and other waste
management quantities all anhydrous ammonia is included but
only 10% of total aqueous ammonia is included. Any
evaporation of ammonia from aqueous ammonia solutions is
considered anhydrous ammonia and should be included in
threshold determinations and release and other waste management
calculations.

Sulfuric acid and Hydrochloric acid (acid aerosols including
mists, vapors, gas, fog, and other airborne forms of any
particle size). The qualifier for sulfuric acid and hydrochloric
acid means that the only forms of these chemicals that are
reportable are airborne forms. Aqueous solutions are not covered
by this listing but any aerosols generated from aqueous solutions
are covered.

Nitrate compounds (water dissociable; reportable only when
in aqueous solution). The qualifier for the nitrate compounds
category limits the reporting to nitrate compounds that dissociate
in water, generating nitrate ion. For the purposes of threshold
determinations the entire weight of the nitrate compound must be
included in all calculations. For the purposes of reporting
releases and other waste management quantities only the weight
of the nitrate ion should be included in the calculations of these
quantities.

Phosphorus (yellow or white). The listing for phosphorus is
qualified by the term "yellow or white." This means that only
manufacturing, processing, or otherwise use of phosphorus in the
yellow or white chemical form triggers reporting. Conversely,
manufacturing, processing, or otherwise use of "black" or "red"
phosphorus does not trigger reporting. Supplier notification also
applies only to distribution of yellow or white phosphorus.
Asbestos (friable). The listing for asbestos is qualified by the
term "friable," referring to the physical characteristic of being
able to be crumbled, pulverized, or reducible to a powder with
hand pressure. Only manufacturing, processing, or otherwise use
of asbestos in the friable form triggers reporting. Supplier
notification applies only to distribution of mixtures or other trade
name products containing friable asbestos.

Aluminum Oxide (fibrous forms). The listing for aluminum
oxide is qualified by the term "fibrous forms." Fibrous refers to a
man-made form of aluminum oxide that is processed to produce
strands or filaments which can be cut to various lengths
depending on the application. Only manufacturing, processing,

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Table II, EPCRA Section 313 Chemical List — RY2008

or otherwise use of aluminum oxide in the fibrous form triggers
reporting. Supplier notification applies only to distribution of
mixtures or other trade name products containing fibrous forms of
aluminum oxide.

Notes for Sections A and B of following list of
TRI chemicals:

"Color Index" indicated by "C.I."

* There are no de minimis levels for PBT
chemicals, except for supplier notification
purposes (see Appendix D).	

a.	Individually-Listed Toxic Chemicals Arranged

Alphabetically

CAS Number

Deminimis

Chemical Name Limit

71751-41-2

Abamectin [AvennectinBl]

1.0

30560-19-1

Acephate

1.0



(Acetylphosphoramidothioic acid 0,S-





dimethyl ester)



75-07-0

Acetaldehyde

0.1

60-35-5

Acetamide

0.1

75-05-8

Acetonitrile

1.0

98-86-2

Acetophenone

1.0

53-96-3

2-Acetylaminofluorene

0.1

62476-59-9

Acifluorfen, sodium salt

1.0



[5-(2-Chloro-4-(trifluoromethyl)phenoxy)-2-



nitrobenzoic acid, sodium salt]



107-02-8

Acrolein

1.0

79-06-1

Acrylamide

0.1

79-10-7

Acrylic acid

1.0

107-13-1 Aery lonitrile

0.1

15972-60-8

Alachlor

1.0

116-06-3

Aldicarb

1.0

309-00-2

Aldrin

*



[1,4:5,8 -Dimethano naphthalene,





l,2,3,4,10,10-hexachloro-l,4,4a,5,8,8a-





hexahydro-(l.alpha.,4.alpha.,4a.beta..





5.alpha.,8.alpha.,8a.beta.)-]



28057-48-9

d-trans-Allethrin

1.0



[d-trans-Chrysanthemic acid of d-allethrone]

107-18-6

Allyl alcohol

1.0

107-11-9

Allylamine

1.0

107-05-1

Allyl chloride

1.0

7429-90-5

Aluminum (fume or dust)

1.0

20859-73-8

Aluminum phosphide

1.0

1344-28-1

Aluminum oxide (fibrous forms)



834-12-8

Ametryn

1.0



(N-Ethyl-N=-( 1 -methylethyl)-6-





(methy ltliio) -1,3,5, -triazine -2,4 -diamine)



117-79-3

2-Aminoanthraquinone

0.1

60-09-3

4-Aminoazobenzene

0.1

92-67-1

4-Aminobiphenyl

0.1

82-28-0

1 -Amino-2-methylanthraquinone

0.1

33089-61-1

Amitraz

1.0

CAS Number

Deminimis

Chemical Name Limit

61-82-5

Amitrole

0.1

7664-41-7

Ammonia

1.0



(includes anhydrous ammonia and aqueous



ammonia from water dissociable ammonium



salts and other sources; 10 percent of total



aqueous ammonia is reportable under this



listing)



101-05-3

Anilazine

1.0



[4,6-Dichloro-N-(2-chlorophenyl)-l,3,5-





triazin-2-amine]



62-53-3

Aniline

1.0

90-04-0

o-Anisidine

0.1

104-94-9

p-Anisidine

1.0

134-29-2

o-Anisidine hydrochloride

0.1

120-12-7

Anthracene

1.0

7440-36-0

Antimony

1.0

7440-38-2

Arsenic

0.1

1332-21-4

Asbestos (friable)

0.1

1912-24-9

Atrazine

1.0



(6-Chloro-N-ethyl-N=-( 1 -methylethyl)-





1,3,5 -triazine -2,4 -diamine)



7440-39-3

Barium

1.0

22781-23-3

Bendiocarb

1.0



[2,2-Dimethyl-l,3-benzodioxol-4-ol





methylcarbamate]



1861-40-1

Benfluralin

1.0



(N-Butyl-N-ethy 1-2,6 -dinitro -4 -





(trifluoromethyl)benzenamine)



17804-35-2

Benomyl

1.0

98-87-3

Benzal chloride

1.0

55-21-0

Benzamide

1.0

71-43-2

Benzene

0.1

92-87-5

Benzidine

0.1

98-07-7

Benzoic trichloride

0.1



(B enzotrichloride)



191-24-2

Benzo(g,h,i)perylene

*

98-88-4

Benzoyl chloride

1.0

94-36-0

Benzoyl peroxide

1.0

100-44-7

Benzyl chloride

1.0

7440-41-7

Beryllium

0.1

82657-04-3

Bifenthrin

1.0

92-52-4

Biphenyl

1.0

111-91-1

Bis(2-chloroethoxy) methane

1.0

111-44-4

Bis(2-chloroethyl) ether

1.0

542-88-1

Bis(chloromethyl) ether

0.1

108-60-1

Bis(2 -chloro -1 -methylethyl)ether

1.0

56-35-9

Bis(tributyltin) oxide

1.0

10294-34-5

Boron trichloride

1.0

7637-07-2

Boron trifluoride

1.0

314-40-9

Bromacil

1.0



(5-Bromo-6-methyl-3-(1-methylpropyl)-





2,4( lH,3H)-pyrimidinedione)



53404-19-6

Bromacil, lithium salt

1.0



[2,4(lH,3H)-Pyrimidinedione,5-bromo-6





methyl-3-(l-methylpropyl), lithium salt]



7726-95-6

Bromine

1.0

35691-65-7

1 -Bromo-1 -(bromomethyl)-

1.0

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Table II, EPCRA Section 313 Chemical List — RY2008

CAS Number

Deminimis

Chemical Name Limit



1,3 -propanedicarbonitrile



353-59-3

Bromochlorodifluoromethane

1.0



(Halon 1211)



75-25-2

Bromoform (Tribromometliane)

1.0

74-83-9

Bromomethane

1.0



(Methyl bromide)



75-63-8

Bromotrifluoromethane

1.0



(Halon 1301)



1689-84-5

Bromoxynil

1.0



(3,5 -Dibromo -4-hydroxybenzonitrile)



1689-99-2

Bromoxynil octanoate

1.0



(Octanoic acid, 2,6-dibromo-4-





cyanophenylester)



357-57-3

Brucine

1.0

106-99-0

1,3-Butadiene

0.1

141-32-2

Butyl acrylate

1.0

71-36-3

n-Butyl alcohol

1.0

78-92-2

sec-Butyl alcohol

1.0

75-65-0

tert-Butyl alcohol

1.0

106-88-7

1,2-Butylene oxide

0.1

123-72-8

Butyraldehyde

1.0

7440-43-9

Cadmium

0.1

156-62-7

Calcium cyanamide

1.0

133-06-2

Captan

1.0



[lH-Isoindole-l,3(2H)-dione, 3a,4,7,7a-





tetrahydro-2-[(tricliloromethyl)tliio]-]



63-25-2

Carbaryl [1-Naphthalenol,

1.0



methylcarbamate]



1563-66-2

Carbofuran

1.0

75-15-0

Carbon disulfide

1.0

56-23-5

Carbon tetrachloride

0.1

463-58-1

Carbonyl sulfide

1.0

5234-68-4

Carboxin

1.0



(5,6 -Dihy dro -2 -methy 1-N -





phenyl-1,4 -oxathiin-3 -carboxamide)



120-80-9

Catechol

0.1

2439-01-2

Chinomethionat

1.0



[6 -Methyl-1,3 -dithiolo [4,5 -b] quinoxalin-2 -



one]



133-90-4

Chloramben

1.0



[Benzoic acid, 3-amino-2,5-dicliloro-]



57-74-9

Chlordane

*



[4,7-Metlianoindan, 1,2,4,5,6,7,8,8-





octacliloro-2,3,3a,4,7,7a-hexahydro-]



115-28-6

Clilorendic acid

0.1

90982-32-4

Chlorimuron ethyl

1.0



[Ethy 1-2 - [ [ [ [(4 -cliloro -6 -methoxyprimidin-2 -



yl)amino] carbonyl] amino] sulfonyl]





benzoate]



7782-50-5

Clilorine

1.0

10049-04-4

Clilorine dioxide

1.0

79-11-8

Cliloroacetic acid

1.0

532-27-4

2-Chloroacetophenone

1.0

4080-31-3

1 -(3 -Cliloroallyl)-3,5,7 -triaza-

1.0



1-azoniaadamantane cliloride



106-47-8

p-Cliloroaniline

0.1

108-90-7

Clilorobenzene

1.0



Deminimis

CAS Number

Chemical Name

Limit

510-15-6

Chlorobenzilate

1.0



[Benzeneacetic acid, 4-chloro-.alpha.-

(4-



chlorophenyl)-.alpha. -hydroxy-, ethyl ester]

75-68-3

1-Chloro-l, 1-difluoroethane

1.0



(HCFC-142b)



75-45-6

Chlorodifluoromethane

1.0



(HCFC-22)



75-00-3

Chloroethane (Ethyl cliloride)



67-66-3

Chloroform

0.1

74-87-3

Chloromethane (Methyl cliloride)

1.0

107-30-2

Chloromethyl methyl ether

0.1

563-47-3

3 -Chloro-2-methyl-l -propene

0.1

104-12-1

p-Chlorophenyl isocyanate

1.0

76-06-2

Chloropicrin

1.0

126-99-8

Chloroprene

0.1

542-76-7

3 -Chloropropionitrile

1.0

63938-10-3

Chlorotetrafluoroethane

1.0

354-25-6

1-Chloro-l, 1,2,2-

1.0



tetrafluoroethane (HCFC-124a)



2837-89-0

2-Chloro-l,1,1,2-

1.0



tetrafluoroethane (HCFC-124)



1897-45-6

Clilorotlialonil

0.1



[1,3-Benzenedicarbonitrile, 2,4,5,6-





tetrachloro-]



95-69-2

p-Cliloro-o-toluidine



75-88-7

2-Chloro-l,l,l-

1.0



trifluoroetliane (HCFC-133a)



75-72-9

Chlorotrifluoromethane (CFC-13)

1.0

460-35-5

3-Chloro-l,l,l-

1.0



trifluoropropane (HCFC-253fb)



5598-13-0

Chlorpyrifos methyl

1.0



[0,0-Dimethyl-0-(3,5,6-trichloro-2-





pyridyl)phosphorotliioate]



64902-72-3

Chlorsulfuron

1.0



[2-Chloro-N-[[(4-methoxy-6-methyl-l,3,5-



triazin-2-yl)amino]carbonyl]





benzenesulfonamide]



7440-47-3

Cliromium

1.0

4680-78-8

C.I. Acid Green 3

1.0

6459-94-5

C.I. Acid Red 114

0.1

569-64-2

C.I. Basic Green 4

1.0

989-38-8

C.I. Basic Red 1

1.0

1937-37-7

C.I. Direct Black 38

0.1

2602-46-2

C.I. Direct Blue 6

0.1

28407-37-6

C.I. Direct Blue 218

1.0

16071-86-6

C.I. Direct Brown 95

0.1

2832-40-8

C.I. Disperse Yellow 3

1.0

3761-53-3

C.I. Food Red 5

0.1

81-88-9

C.I. Food Red 15

1.0

3118-97-6

C.I. Solvent Orange 7

1.0

97-56-3

C.I. Solvent Yellow 3

0.1

842-07-9

C.I. Solvent Yellow 14

1.0

492-80-8

C.I. Solvent Yellow 34

0.1



(Auramine)



128-66-5

C.I. Vat Yellow 4

1.0

7440-48-4

Cobalt



7440-50-8

Copper

1.0

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Table II, EPCRA Section 313

CAS Number

Deminimis

Chemical Name Limit

8001-58-9

Creosote

0.1

120-71-8

p-Cresidine

0.1

108-39-4

m-Cresol

1.0

95-48-7

o-Cresol

1.0

106-44-5

p-Cresol

1.0

1319-77-3

Cresol (mixed isomers)

1.0

4170-30-3

Crotonaldehyde

1.0

98-82-8

Cumene

1.0

80-15-9

Cumene hydroperoxide

1.0

135-20-6

Cupferron

0.1



[Benzeneamine, N-hydroxy-





N-nitroso, ammonium salt]



21725-46-2

Cyanazine

1.0

1134-23-2

Cycloate

1.0

110-82-7

Cyclohexane

1.0

108-93-0

Cyclohexanol

1.0

68359-37-5

Cyfluthrin





[3 -(2,2-Dichloroethenyl)-2,2-





dimethylcyclopropanecarboxylic acid.





cyano(4-fluoro-3 -phenoxyphenyl) methyl



ester]



68085-85-8

Cyhalothrin

1.0



[3 -(2-Chloro-3,3,3-trifluoro-l-propenyl)-





2,2-dimethylcyclopropane-carboxylic acid



cyano(3 -phenoxyphenyl)methyl ester]



94-75-7

2^4-D





[Acetic acid, (2,4-dichlorophenoxy)-]



533-74-4

Dazomet

1.0



(T etrahy dro -3,5 -dimethy 1-2H -1,3,5-





tliiadiazine-2-tliione)



53404-60-7

Dazomet, sodium salt

1.0



[T etrahy dro -3,5 -dimethy 1-2H -1,3,5-





thiadiazine-2-thione, ion(l-), sodium]



94-82-6

2,4-DB

1.0

1929-73-3

2,4-D butoxyethyl ester

0.1

94-80-4

2,4-D butyl ester

0.1

2971-38-2

2,4-D clilorocrotyl ester

0.1

1163-19-5

Decabromodiphenyl oxide

1.0

13684-56-5

Desmedipham

1.0

1928-43-4

2,4-D 2-ethylhexyl ester

0.1

53404-37-8

2,4-D 2-ethyl-4-'

0.1



methylpentyl ester



2303-16-4

Diallate

1.0



[Carbamotliioic acid, bis(l-methylethyl)-S-



(2,3-dicliloro-2-propenyl) ester]



615-05-4

2,4-Diaminoanisole

0.1

39156-41-7

2,4-Diaminoanisole sulfate

0.1

101-80-4

4,4'-Diaminodiphenyl ether

0.1

95-80-7

2,4-Diaminotoluene

0.1

25376-45-8

Diaminotoluene (mixed isomers)

0.1

333-41-5

Diazinon

1.0

334-88-3

Diazomethane

1.0

132-64-9

Dibenzofuran

1.0

96-12-8

l,2-Dibromo-3-





cliloropropane (DBCP)



106-93-4

1,2-Dibromoetliane

0.1



(Ethylene dibromide)



Chemical List — RY2008



Deminimis

CAS Number

Chemical Name

Limit

124-73-2

Dibromotetrafluoroethane

1.0



(Halon 2402)



84-74-2

Dibutyl phthalate

1.0

1918-00-9

Dicamba

1.0



(3,6-Dichloro-2-methoxybenzoic acid)



99-30-9

Dichloran

1.0



[2,6-Dichloro-4-nitroaniline]



95-50-1

1,2 -Dichlorobenzene

1.0

541-73-1

1,3 -Dichlorobenzene

1.0

106-46-7

1,4 -Dichlorobenzene

0.1

25321-22-6

Dichlorobenzene (mixed isomers)

0.1

91-94-1

3,3 '-Dichlorobenzidine

0.1

612-83-9

3,3 '-Dichlorobenzidine

0.1



dihydrochloride



64969-34-2

3,3'-Dichlorobenzidine sulfate

0.1

75-27-4

Dichlorobromomethane

0.1

764-41-0

l,4-Dichloro-2-butene

1.0

110-57-6

trans-l,4-Dichloro-2-butene

1.0

1649-08-7

l,2-Dichloro-l,l-

1.0



difluoroethane (HCFC-132b)



75-71-8

Dichlorodifluoromethane (CFC-12)

1.0

107-06-2

1,2-Dichloroethane (Ethylene

0.1



dichloride)



540-59-0

1,2 -Dichloroethylene

1.0

1717-00-6

1,1 -Dichloro-1 -fluoroethane

1.0



(HCFC-141b)



75-43-4

Diclilorofluorometliane (HCFC-21)

1.0

75-09-2

Diclilorometliane (Methylene

0.1



cliloride)



127564-92-5

Dichloropentafluoropropane

1.0

13474-88-9

l,l-Dichloro-l,2,2,3,3-

1.0



pentafluoropropane (HCFC-225cc)



111512-56-2

l,l-Dichloro-l,2,3,3,3-

1.0



pentafluoropropane (HCFC-225eb)



422-44-6

l,2-Dichloro-l,l,2,3,3-

1.0



pentafluoropropane (HCFC-225bb)



431-86-7

l,2-Dichloro-l,l,3,3,3-

1.0



pentafluoropropane (HCFC-225da)



507-55-1

l,3-Dichloro-l,l,2,2,3-

1.0



pentafluoropropane (HCFC-225cb)



136013-79-1

l,3-Dichloro-l,l,2,3,3-

1.0



pentafluoropropane (HCFC-225ea)



128903-21-9

2,2-Dichloro-l,l,1,3,3-

1.0



pentafluoropropane (HCFC-225aa)



422-48-0

2,3-Dichloro-l,l,1,2,3-





pentafluoropropane (HCFC-225ba)



422-56-0

3,3-Dichloro-l,l, 1,2,2-

1.0



pentafluoropropane (HCFC-225ca)



97-23-4

Diclilorophene

1.0



[2,2'-Methylenebis(4-chlorophenol)]



120-83-2

2,4-Diclilorophenol

1.0

78-87-5

1,2 -Dicliloropropane

1.0

10061-02-6

trans-1,3 -Dichloropropene

0.1

78-88-6

2,3 -Dicliloropropene

1.0

542-75-6

1,3 -Dichloropropylene

0.1

76-14-2

Diclilorotetrafluoroethane

1.0



(CFC-114)



Toxics Release Inventory Reporting Form and Instructions

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Table II, EPCRA Section 313



Deminimis

CAS Number

Chemical Name

Limit

34077-87-7

Diclilorotrifluoroetliane

1.0

90454-18-5

Dichloro -1,1,2 -trifluoroetliane

1.0

812-04-4

l,l-Dichloro-l,2,2-

1.0



trifluoroetliane (HCFC-123b)



354-23-4

l,2-Dichloro-l,l,2-

1.0



trifluoroetliane (HCFC-123a)



306-83-2

2,2-Dichloro-l.l.l-

1.0



trifluoroetliane (HCFC-123)



62-73-7

Dichlorvos

0.1



[Phosphoric acid, 2,2-dichloroethenyl





dimethyl ester]



51338-27-3

Diclofop methyl

1.0



[2-[4-(2,4-Dichlorophenoxy)phenoxy]





propanoic acid, methyl ester]



115-32-2

Dicofol

1.0



[Benzenemethanol, 4-chloro-



77-73-6

Dicyclopentadiene

1.0

1464-53-5

Diepoxybutane

0.1

111-42-2

Dietlianolamine

1.0

38727-55-8

Dietliatyl ethyl

1.0

117-81-7

Di(2-ethylhexyl) phtlialate (DEHP)

0.1

64-67-5

Diethyl sulfate

0.1

35367-38-5

Diflubenzuron

1.0

101-90-6

Diglycidyl resorcinol ether

0.1

94-58-6

Dihydrosafrole

0.1

55290-64-7

Dimethipin

1.0



[2,3 -Dihy dro -5,6 -dimethyl-1,4 -dithiin





1,1,4,4-tetraoxide]



60-51-5

Dimethoate

1.0

119-90-4

3,3 '-Dimethoxybenzidine

0.1

20325-40-0

3,3 '-Dimethoxybenzidine

0.1



dihydrochloride (o-Dianisidine





dihydrocliloride)



111984-09-9

3,3 '-Dimethoxybenzidine

0.1



hydrochloride (o-Dianisidine hydrochloride)

124-40-3

Dimethylamine

1.0

2300-66-5

Dimethylamine dicamba

1.0

60-11-7

4-Dimethylaminoazobenzene

0.1

121-69-7

N,N-Dimethylaniline

1.0

119-93-7

3,3 '-Dimethylbenzidine (o -Tolidine)

0.1

612-82-8

3,3 '-Dimethylbenzidine

0.1



dihydrocliloride (o-Tolidine





dihydrocliloride)



41766-75-0

3,3 '-Dimethylbenzidine

0.1



dihydrofluoride (o-Tolidine dihydrofluoride)

79-44-7

Dimethylcarbamyl cliloride

0.1

2524-03-0

Dimethyl

1.0



chlorothiophosphate



68-12-2

N,N-Dimethylfonnamide

1.0

57-14-7

1,1-Dimethyl hydrazine

0.1

105-67-9

2,4-Dimethylphenol

1.0

131-11-3

Dimethyl phtlialate

1.0

77-78-1

Dimethyl sulfate

0.1

99-65-0

m-Dinitrobenzene

1.0

528-29-0

o-Dinitrobenzene

1.0

100-25-4

p-Dinitrobenzene

1.0

88-85-7

Dinitrobutyl phenol (Dinoseb)

1.0

Chemical List — RY2008

CAS Number

Deminimis

Chemical Name Limit

534-52-1

4,6-Dinitro-o-cresol

1.0

51-28-5

2,4-Dinitrophenol

1.0

121-14-2

2,4-Dinitrotoluene

0.1

606-20-2

2,6-Dinitrotoluene

0.1

25321-14-6

Dinitrotoluene (mixed isomers)

1.0

39300-45-3

Dinocap

1.0

123-91-1

1,4-Dioxane

0.1

957-51-7

Diphenamid

1.0

122-39-4

Diphenylamine

1.0

122-66-7

1,2 -Diphenylhydrazine

0.1



(Hydrazobenzene)



2164-07-0

Dipotassium endotliall

1.0



[7-Oxabicyclo(2.2. l)heptane-2,3 -





dicarboxylic acid, dipotassium salt]



136-45-8

Dipropyl isocinchomeronate

1.0

138-93-2

Disodium

1.0



cyanoditliioimidocarbonate



94-11-1

2,4-D isopropyl ester

0.1

541-53-7

2,4-Ditliiobiuret

1.0

330-54-1

Diuron

1.0

2439-10-3

Dodine [Dodecylguanidine

1.0



monoacetate]



120-36-5

2,4-DP

0.1

1320-18-9

2,4-D propylene glycol

0.1



butyl ether ester



2702-72-9

2,4-D sodium salt

0.1

106-89-8

Epichlorohydrin

0.1

13194-48-4

Ethoprop

1.0



[Phosphoroditliioic acid O-ethyl S,S-





dipropyl ester]



110-80-5

2-Ethoxyetlianol

1.0

140-88-5

Ethyl acrylate

0.1

100-41-4

Ethylbenzene

0.1

541-41-3

Ethyl chloroformate

1.0

759-94-4

Ethyl dipropyltliiocarbamate

1.0



(EPTC)



74-85-1

Ethylene

107-21-1

Ethylene glycol

1.0

151-56-4

Ethyleneimine (Aziridine)

0.1

75-21-8

Ethylene oxide

0.1

96-45-7

Ethylene thiourea

0.1

75-34-3

Ethylidene dicliloride

1.0

52-85-7

Famphur

1.0

60168-88-9

Fenarimol

1.0



[.alpha.-(2-Chlorophenyl)-.alpha.-(4-





clilorophenyl)-5-pyrimidinemetlianol]



13356-08-6

Fenbutatin oxide

1.0



(Hexakis(2-methyl-2-phenylpropyl)





distannoxane)



66441-23-4

Fenoxaprop ethyl

1.0



[2-(4-((6-Chloro-2-





benzoxazolylen)oxy)phenoxy)propanoic





acid, ethyl ester]



72490-01-8

Fenoxycarb

1.0



[[2-(4-Plienoxyphenoxy)ethyl]carbamic acid



ethyl ester]



39515-41-8

Fenpropatlirin

1.0

Toxics Release Inventory Reporting Form and Instructions

II-6


-------
Table II, EPCRA Section 313 Chemical List — RY2008

CAS Number Chemical Name

Deminimis
Limit

[2,2,3,3 -Tetramethylcyclopropane
carboxylic acid cyano(3-
phenoxyphenyl)methyl ester]

Fenthion	1.0

[0,0-Dimethyl 0-[3-methyl-4-
(methyltliio)phenyl] ester, phosphorotliioic
acid]

Fenvalerate	1.0

[4 -Chloro -alpha-( 1 -methylethyl)
benzeneacetic acid cyano (3-phenoxyphenyl)
methyl ester]

Ferbam	1.0

[Tris(dimethylcarbamodithioato- S,S')iron]
Fluazifop butyl	1.0

[2-[4-[[5-(Trifluoromethyl)-2-
pyridinyl]oxy]phenoxy]propanoic acid, butyl
ester]

Fluometuron	1.0

[Urea, N,N-dimethyl-N=-[3-
(trifluoromethyl)phenyl] -]

Fluorine	1.0

Fluorouracil (5-Fluorouracil)	1.0

Fluvalinate	1.0

[N-[2-Chloro-4-(trifluoromethyl)phenyl]-
DL-valine(+)-cyano(3 -
phenoxyphenyl)methyl ester]

Folpet	1.0

Fomesafen	1.0

[5-(2-Chloro-4-(trifluoromethyl)phenoxy)-
N-methylsulfonyl-2-nitrobenzamide]
Fomialdehyde	0.1

Formic acid	1.0

Freonll3	1.0

[Etliane, 1, l,2-trichloro-l,2,2,-trifluoro-]
Heptaclilor	*

[l,4,5,6,7,8,8-Heptacliloro-3a, 4,7,7a-
tetrahydro-4,7-metliano - lH-indene]
Hexachlorobenzene	*

Hexacliloro-l,3-butadiene	1.0

alpha-Hexaclilorocyclohexane	0.1

Hexachlorocyclopentadiene	1.0

Hexacliloroetliane	0.1

Hexachloronaphthalene	1.0

Hexaclilorophene	1.0

Hexamethylphosphoramide	0.1

n-Hexane	1.0

Hexazinone	1.0

Hydramethylnon	1.0

[T etrahydro -5,5 -dimethyl-2( 1H) -
pyrimidinone [3 - [4 -(trifluoromethyl)phenyl] -
l-[2-[4-(trifluoromethyl)phenyl]ethenyl]-2-
propenylidene] hydrazone]

Hydrazine	0.1

Hydrazine sulfate	0.1

Hydrochloric acid	1.0

(acid aerosols including mists, vapors, gas,
fog, and other airborne forms of any particle

55-38-9

51630-58-1

14484-64-1
69806-50-4

2164-17-2

7782-41-4

51-21-8

69409-94-5

133-07-3
72178-02-0

50-00-0
64-18-6
76-13-1

76-44-8

118-74-1

87-68-3

319-84-6

77-47-4

67-72-1

1335-87-1

70-30-4

680-31-9

110-54-3

51235-04-2

67485-29-4

302-01-2

10034-93-2

7647-01-0

CAS Number

Deminimis

Chemical Name Limit



size)



74-90-8

Hydrogen cyanide

1.0

7664-39-3

Hydrogen fluoride

1.0

123-31-9

Hydroquinone

1.0

35554-44-0

Imazalil

1.0



[l-[2-(2,4-Dichlorophenyl)-2-(2-





propenyloxy)ethyl] - lH-imidazole]



55406-53-6

3-Iodo-2-propynyl

1.0



butylcarbamate



13463-40-6

Iron pentacarbonyl

1.0

78-84-2

Isobutyraldehyde

1.0

465-73-6

Isodrin

*

25311-71-1

Isofenphos [2- [ [Ethoxyl [(1 -

1.0



methylethyl)amino]phosphinothioyl]oxy]





benzoic acid 1-methylethyl ester]



67-63-0

Isopropyl alcohol

1.0



(only persons who manufacture by the strong



acid process are subject, no supplier





notification)



80-05-7

4,4'-Isopropylidenediphenol

1.0

120-58-1

Isosafrole

1.0

77501-63-4

Lactofen

1.0



[Benzoic acid, 5-[2-Chloro-4-





(trifluoromethyl)phenoxy] -2-nitro-, 2-





ethoxy-1 -methyl-2-oxoethyl ester]



7439-92-1

Lead

*



(when lead is contained in stainless steel.





brass or bronze alloys the cle minimis level is



0.1)



58-89-9

Lindane

0.1



[Cyclohexane, 1,2,3,4,5,6-hexachloro-,





(1.alpha. ,2.alpha.,3.beta.,4.alpha.,5.alpha..



6.beta.)-]



330-55-2

Linuron

1.0

554-13-2

Lithium carbonate

1.0

121-75-5

Malathion

1.0

108-31-6

Maleic anhydride

1.0

109-77-3

Malononitrile

1.0

12427-38-2

Maneb

1.0



[Carbamodithioic acid, 1,2-ethanediylbis-





manganese complex]



7439-96-5

Manganese

1.0

93-65-2

Mecoprop

0.1

149-30-4

2-Mercaptobenzothiazole (MBT)

1.0

7439-97-6

Mercury

*

150-50-5

Merphos

1.0

126-98-7

Methacrylonitrile

1.0

137-42-8

Metham sodium (Sodium

1.0



methyldithiocarbamate)



67-56-1

Methanol

1.0

20354-26-1

Methazole

1.0



[2-(3,4-Dichlorophenyl)-4-methyl-l,2,4-





oxadiazolidine-3,5 -dione]



2032-65-7

Methiocarb

1.0

94-74-6

Methoxone

0.1



((4-Chloro-2-methylphenoxy) acetic acid)



(MCPA)



Toxics Release Inventory Reporting Form and Instructions

II-7


-------
Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis

CAS Number

Chemical Name

Limit

3653-48-3

Methoxone sodium salt

0.1



((4 -Chloro -2-methylphenoxy) acetate





sodium salt)



72-43-5

Methoxychlor

*



[Benzene, l,l'-(2,2,2-





trichloroethylidene)bis[4-methoxy-]



109-86-4

2-Methoxyethanol

1.0

96-33-3

Methyl acrylate

1.0

1634-04-4

Methyl tert-butyl ether

1.0

79-22-1

Methyl chlorocarbonate

1.0

101-14-4

4,4'-Methylenebis(2-chloroaniline)

0.1



(MBOCA)



101-61-1

4,4'-Methylenebis(N,N-dimethyl)

0.1



benzenamine



74-95-3

Methylene bromide

1.0

101-77-9

4,4'-Methylenedianiline

0.1

60-34-4

Methyl hydrazine

1.0

74-88-4

Methyl iodide

1.0

108-10-1

Methyl isobutyl ketone

1.0

624-83-9

Methyl isocyanate

1.0

556-61-6

Methyl isothiocyanate

1.0



[Isothiocyanatomethane]



75-86-5

2-Methyllactonitrile

1.0

80-62-6

Methyl methacrylate

1.0

924-42-5

N-Methylolacrylamide

1.0

298-00-0

Methyl parathion

1.0

109-06-8

2 -Methy lpy ridine

1.0

872-50-4

N-Methyl-2-pyrrolidone

1.0

9006-42-2

Metiram

1.0

21087-64-9

Metribuzin

1.0

7786-34-7

Mevinphos

1.0

90-94-8

Micliler's ketone

0.1

2212-67-1

Molinate

1.0



(lH-Azepine-l-carbothioic acid, hexahydro-



, S-ethyl ester)



1313-27-5

Molybdenum trioxide

1.0

76-15-3

Monocliloropentafluoroetliane

1.0



(CFC-115)



150-68-5

Monuron

1.0

505-60-2

Mustard gas

0.1



[Etliane, l,l'-tliiobis[2-cliloro-]



88671-89-0

Myclobutanil

1.0



[. alplia. -Butyl-, alpha. -(4 -clilorophenyl)

-1H-



1,2,4 -triazole-1 -propanenitrile]



142-59-6

Nabam

1.0

300-76-5

Naled

1.0

91-20-3

Naphthalene

0.1

134-32-7

alpha-Naphthylamine

0.1

91-59-8

beta-Naphthylamine

0.1

7440-02-0

Nickel

0.1

1929-82-4

Nitrapyrin

1.0



(2-Cliloro-6-(tricliloromethyl)pyridine)



7697-37-2

Nitric acid

1.0

139-13-9

Nitrilotriacetic acid

0.1

100-01-6

p-Nitroaniline

1.0

99-59-2

5-Nitro-o-anisidine

1.0

98-95-3

Nitrobenzene

0.1

CAS Number

Deminimis

Chemical Name Limit

92-93-3

4-Nitrobiphenyl

0.1

1836-75-5

Nitrofen

0.1



[Benzene, 2,4-dichloro-l-(4-nitrophenoxy)-]

51-75-2

Nitrogen mustard

0.1



[2-Chloro-N-(2-chloroethyl)-N-





methylethanamine]



55-63-0

Nitroglycerin

1.0

88-75-5

2-Nitrophenol

1.0

100-02-7

4-Nitrophenol

1.0

79-46-9

2-Nitropropane

0.1

924-16-3

N-Nitrosodi-n-butylamine

0.1

55-18-5

N-Nitrosodiethylamine

0.1

62-75-9

N-Nitro sodimethy lamine

0.1

86-30-6

N-Nitrosodiphenylamine

1.0

156-10-5

p-Nitrosodiphenylamine

1.0

621-64-7

N-Nitrosodi-n-propylamine

0.1

759-73-9

N-Nitro so -N-ethy lurea

0.1

684-93-5

N-Nitro so -N-methy lurea

0.1

4549-40-0

N-Nitro so methy lviny lamine

0.1

59-89-2

N-Nitrosomorpholine

0.1

16543-55-8

N-Nitrosonornicotine

0.1

100-75-4

N-Nitrosopiperidine

0.1

99-55-8

5 -Nitro -o -toluidine

1.0

27314-13-2

Norflurazon

1.0



[4-Chloro-5-(methylamino)-2-[3-





(trifluoromethyl)phenyl] -3 (2H) -





pyridazinone]



2234-13-1

Octachloronaphthalene

1.0

29082-74-4

Octachlorostyrene

*

19044-88-3

Oryzalin

1.0



[4-(Dipropylamino)-3,5 -dinitrobenzene





sulfonamide]



20816-12-0

Osmium tetroxide

1.0

301-12-2

Oxydemeton methyl

1.0



[S-(2-(Ethylsulfinyl)ethyl) 0,0-dimethyl





ester phosphorothioic acid]



19666-30-9

Oxydiazon

1.0



[3-[2,4-Dichloro-5-(l-





methylethoxy)phenyl]- 5-(l,l-





dimethylethyl)-1,3,4 -oxadiazol-2(3H) -one]

42874-03-3

Oxyfluorfen

1.0

10028-15-6

Ozone

1.0

123-63-7

Paraldehyde

1.0

1910-42-5

Paraquat dichloride

1.0

56-38-2

Paratliion

1.0



[Phosphorothioic acid, 0,0-diethyl-0-(4





nitrophenyl)ester]



1114-71-2

Pebulate

1.0



[Butylethylcarbamothioic acid S-propyl





ester]



40487-42-1

Pendimetlialin

*



[N-( 1 -Ethylpropyl)-3,4-dimethyl-2,6-





dinitrobenzenamine]



608-93-5

Pentachlorobenzene

*

76-01-7

Pentacliloroetliane

1.0

87-86-5

Pentaclilorophenol (PCP)

0.1

57-33-0

Pentobarbital sodium

1.0

Toxics Release Inventory Reporting Form and Instructions

II-8


-------
Table II, EPCRA Section 313

CAS Number

Deminimis

Chemical Name Limit

79-21-0

Peracetic acid

1.0

594-42-3

Perchloromethyl mercaptan

1.0

52645-53-1

Permethrin

1.0



[3 -(2,2-Dichloroethenyl)-2,2-





dimethylcyclopropanecarboxylic acid, (3





phenoxyphenyl) methyl ester]



85-01-8

Phenanthrene

1.0

108-95-2

Phenol

1.0

26002-80-2

Phenothrin

1.0



[2,2-Dimethyl-3-(2-methyl-l-





propenyl)cyclopropanecarboxylic acid (3

-



phenoxyphenyl)methyl ester]



95-54-5

1,2 -Pheny lenediamine

1.0

108-45-2

1,3 -Pheny lenediamine

1.0

106-50-3

p-Phenylenediamine

1.0

615-28-1

1,2-Phenylenediamine dihydro-

1.0



cliloride



624-18-0

1,4-Phenylenediamine dihydro-

1.0



cliloride



90-43-7

2-Phenylphenol

1.0

57-41-0

Phenytoin

0.1

75-44-5

Phosgene

1.0

7803-51-2

Phospliine

1.0

7723-14-0

Phosphorus (yellow or white)

1.0

85-44-9

Phthalic anliydride

1.0

1918-02-1

Picloram

1.0

88-89-1

Picric acid

1.0

51-03-6

Piperonyl butoxide

1.0

29232-93-7

Pirimiphos methyl

1.0



[O -(2 -(Diethy lamino) -6 -methy 1-4 -





pyrimidinyl)-0,0-





dimethylphosphorotliioate]



1336-36-3

Polychlorinated biphenyls

*



(PCBs)



7758-01-2

Potassium bromate

0.1

128-03-0

Potassium dimethyldithio-

1.0



carbamate



137-41-7

Potassium N-methyldithio-

1.0



carbamate



41198-08-7

Profenofos

1.0



[0-(4-Bromo-2-chlorophenyl)-0-ethyl-S-





propyl phosphorotliioate]



7287-19-6

Prometryn

1.0



[N,N' -Bis( 1 -methylethyl)-6-methylthio-





1,3,5 -triazine -2,4 -diamine]



23950-58-5

Pronamide

1.0

1918-16-7

Propaclilor

1.0



[2 -Cliloro -N-( 1 -methy lethyl) -N -





phenylacetamide]



1120-71-4

Propane sultone

0.1

709-98-8

Propanil

1.0



[N-(3,4 -Dichlorophenyl)propanamide]



2312-35-8

Propargite

1.0

107-19-7

Propargyl alcohol

1.0

31218-83-4

Propetamphos

1.0



[3-[(Ethylamino)methoxyphosphinothioyl]



oxy]-2-butenoic acid, 1-methylethyl ester]

Chemical List — RY2008

CAS Number

Deminimis

Chemical Name Limit

60207-90-1

Propiconazole

1.0



[l-[2-(2,4-Dichlorophenyl)-4-propyl-l,3-





dioxolan-2-yl] -methyl- 1H-1,2,4,-triazole]



57-57-8

beta-Propiolactone

0.1

123-38-6

Propionaldehyde

1.0

114-26-1

Propoxur

1.0



[Phenol, 2-(l-methylethoxy)-,





methylcarbamate]



115-07-1

Propylene (Propene)

1.0

75-55-8

Propyleneimine

0.1

75-56-9

Propylene oxide

0.1

110-86-1

Pyridine

1.0

91-22-5

Quinoline

1.0

106-51-4

Quinone

1.0

82-68-8

Quintozene

1.0



(Pentachloronitrobenzene)



76578-14-8

Quizalofop-ethyl

1.0



[2-[4-[(6-Chloro-2-





quinoxalinyl)oxy]phenoxy] propanoic acid



ethyl ester]



10453-86-8

Resmethrin

1.0



[ [5 -(Pheny lmethyl)-3 -furanyl] methyl-2,2





dimethyl-3 -(2-methyl-1 -propenyl)





cyclopropanecarboxylate]



81-07-2

Saccharin (only persons who

1.0



manufacture are subject, no supplier





notification)



94-59-7

Safrole

0.1

7782-49-2

Selenium

1.0

74051-80-2

Sethoxydim

1.0



[2 - [ 1 -(Ethoxy imino )buty 1] -5 - [2 -





(ethylthio)propyl] -3 -hydro xyl-2-cyclohexen-



1-one]



7440-22-4

Silver

1.0

122-34-9

Simazine

1.0

26628-22-8

Sodium azide

1.0

1982-69-0

Sodium dicamba

1.0



[3,6-Dichloro-2-methoxybenzoic acid.





sodium salt]



128-04-1

Sodium dimethyldithiocarbamate



62-74-8

Sodium fluoroacetate

1.0

7632-00-0

Sodium nitrite

1.0

131-52-2

Sodium pentachlorophenate

1.0

132-27-4

Sodium o-phenylphenoxide

0.1

100-42-5

Styrene

0.1

96-09-3

Styrene oxide

0.1

7664-93-9

Sulfuric acid

1.0



(acid aerosols including mists, vapors, gas.



fog, and other airborne forms of any particle



size)



2699-79-8

Sulfuryl fluoride (Vikane)

1.0

35400-43-2

Sulprofos

1.0



[O-Ethyl O- [4 -(methy lthio)phenyl]





phosphorodithioic acid S-propylester]



34014-18-1

Tebuthiuron

1.0



[N- [5 -(1,1 -Dimethy lethyl)-1,3,4 -thiadiazol-



2-yl] -N.N' -dimethylurea]



Toxics Release Inventory Reporting Form and Instructions

II-9


-------
Table II, EPCRA Section 313 Chemical List — RY2008

CAS Number

Deminimis

Chemical Name Limit

3383-96-8

Temephos

1.0

5902-51-2

Terbacil

1.0



[5 -Chloro-3 -(1,1 -dimethylethyl)-6-methyl-



2,4( lH,3H)-pyrimidinedione]



79-94-7

Tetrabromobisphenol A

*

630-20-6

1,1,1,2 -T etrachloroethane

1.0

79-34-5

1,1,2,2-Tetrachloroethane

1.0

127-18-4

Tetrachloroethylene

0.1



(Perchloroethylene)



354-11-0

l,l,l,2-Tetrachloro-2 -fluoroethane

1.0



(HCFC-121a)



354-14-3

1,1,2,2-Tetrachloro-l -fluoroethane

1.0



(HCFC-121)



961-11-5

Tetraclilorvinphos

1.0



[Phosphoric acid, 2-chloro-l-(2,4,5-





triclilorophenyl) ethenyl dimethyl ester]



64-75-5

Tetracycline hydrocliloride

1.0

7696-12-0

Tetramethrin

1.0



[2,2-Dimethyl-3-(2-methyl-l-propenyl)





cyclopropanecarboxylic acid (1,3,4,5,6,7





hexahydro-1,3 -dioxo -2H-isoindol-2-





yl)methyl ester]



7440-28-0

Thallium

1.0

148-79-8

Tliiabendazole

1.0



[2-(4-Tliiazolyl)-lH-benzimidazole]



62-55-5

Thioacetamide

0.1

28249-77-6

Tliiobencarb

1.0



[Carbamic acid, diethyltliio-, S-(p-





clilorobenzyl)ester]



139-65-1

4,4'-Tliiodianiline

0.1

59669-26-0

Tliiodicarb

1.0

23564-06-9

Tliiophanate ethyl

1.0



[[ 1,2-Phenylenebis(iminocarbonothioyl)]





biscarbamic acid diethylester]



23564-05-8

Tliiophanate methyl

1.0

79-19-6

Tliiosemicarbazide

1.0

62-56-6

Thiourea

0.1

137-26-8

Tliiram

1.0

1314-20-1

Thorium dioxide

1.0

7550-45-0

Titanium tetrachloride

1.0

108-88-3

Toluene



584-84-9

Toluene-2,4-diisocyanate

0.1

91-08-7

Toluene-2,6-diisocyanate

0.1

26471-62-5

Toluene diisocyanate (mixed

0.1



isomers)



95-53-4

o-Toluidine

0.1

636-21-5

o-Toluidine hydrocliloride

0.1

8001-35-2

Toxaphene

*

43121-43-3

Triadimefon

1.0



[ 1 -(4-Chlorophenoxy )-3,3 -di-methyl-1 -(1H-



1,2,4- triazol-l-yl)-2-butanone]



2303-17-5

Triallate

1.0

68-76-8

Triaziquone

1.0



[2,5-Cyclohexadiene-l,4-dione, 2,3,5-tris(l-



aziridinyl)-]



101200-48-0

Tribenuron methyl

1.0



[2 - [ [ [ [(4 -Methoxy -6 -methyl-1,3,5 -triazin-2 -

Deminimis

CAS Number Chemical Name	Limit

yl)-methylamino] -carbonyl] amino] sulfonyl]
benzoic acid methyl ester)

1983-10-4 Tributyltin fluoride	1.0

2155-70-6 T ributyltin methacrylate	1.0

78-48-8	S,S,S-Tributyltrithio-	1.0
phosphate (DEF)

52-68-6 Trichlorfon	1.0
[Phosphoric acid,(2,2,2-trichloro-l-hydroxy-
ethyl)-, dimethyl ester]

76-02-8 Trichloroacetyl chloride	1.0

120-82-1	1,2,4-Trichlorobenzene	1.0

71-55-6	1,1,1-Trichloroethane (Methyl	1.0
chloroform)

79-00-5	1,1,2-Trichloroethane	1.0
79-01-6 Trichloroethylene

75-69-4	Trichlorofluoromethane (CFC-11)	1.0

95-95-4	2,4,5-Trichlorophenol	1.0
88-06-2 2,4,6-Trichlorophenol	0.1

96-18-4	1,2,3-Trichloropropane	0.1
57213-69-1 Triclopyr triethylammonium salt	1.0

121-44-8	Triethylamine	1.0
1582-09-8 Trifluralin	*

[B enezeneamine, 2,6 -dinitro -NN-dipropy 1-
4-(trifluoromethyl)-]

26644-46-2 Triforine '	1.0
[N.N' - [ 1,4-Piperazinediylbis-(2,2,2 -
tricliloroethylidene)]bisfonnamide]

95-63-6 1,2,4-Trimethylbenzene	1.0

2655-15-4 2,3,5-Trimethylphenyl	1.0

methylcarbamate

639-58-7 Triphenyltincliloride	1.0

76-87-9	Triphenyltin hydroxide	1.0
126-72-7 Tris(2,3-dibromopropyl)	0.1

phosphate

72-57-1	Trypan blue	0.1
51-79-6 Urethane (Ethyl carbamate)	0.1
7440-62-2 Vanadium (except when contained	1.0

in an alloy)

50471-44-8 Vinclozoiin	1.0
[3 -(3,5 -Dichlorophenyl)-5 -ethenyl-5 -methyl-
2,4-oxazolidinedione]

108-05-4 Vinyl acetate	0.1

593-60-2 Vinyl bromide	0.1

75-01-4 Vinyl chloride	0.1

75-35-4 Vinylidene chloride	1.0

108-38-3 m-Xylene	1.0

95-47-6 o-Xylene	1.0

106-42-3 p-Xylene	1.0

1330-20-7 Xylene (mixed isomers)	1.0

87-62-7 2,6-Xylidine	0.1

7440-66-6 Zinc (fume or dust)	1.0

12122-67-7 Zineb	1.0

[Carbamodithioic acid, 1,2-ethanediyibis-,
zinc complex]	

Toxics Release Inventory Reporting Form and Instructions

11-10


-------
Table II, EPCRA Section 313 Chemical List — RY2008

b.

Individually Listed Toxic Chemicals Arranged



Deminimis





by CAS Number



CAS Number

Chemical Name Limit





Arranged by CAS Number



Deminimis





64-18-6

Formic acid

1.0

CAS Number Chemical Name Limit



64-67-5

Diethyl sulfate

0.1

Arranged by CAS Number



64-75-5

Tetracycline hydrochloride

1.0

50-00-0

Formaldehyde

0.1



67-56-1

Methanol

1.0

51-03-6

Piperonyl butoxide

1.0



67-63-0

Isopropyl alcohol

1.0

51-21-8

Fluorouracil (5-Fluorouracil)

1.0





(only persons who manufacture by the



51-28-5

2,4-Dinitrophenol

1.0





strong acid process are subject, no supplier

51-75-2

Nitrogen mustard

0.1





notification)





[2-Chloro-N-(2-chloroethyl)-N-





67-66-3

Chloroform

0.1



methylethanamine]





67-72-1

Hexachloroethane

0.1

51-79-6

Urethane (Ethyl carbamate)

0.1



68-12-2

N,N-Dimethylfonnamide

1.0

52-68-6

Trichlorfon

[Phosphonic acid, (2,2,2-trichloro-l-
hydroxyethyl)-, dimethyl ester]

1.0



68-76-8

Triaziquone

[2,5-Cyclohexadiene-l,4-dione, 2,3,5-
tris(l-aziridinyl)-]

1.0

52-85-7

Famphur

1.0



70-30-4

Hexachlorophene

1.0

53-96-3

2-Acetylaminofluorene

0.1



71-36-3

n-Butyl alcohol

1.0

55-18-5

N-Nitro sodiethy lamine

0.1



71-43-2

Benzene

0.1

55-21-0

Benzamide

1.0



71-55-6

1,1,1-Trichloroethane (Methyl



55-38-9

Fenthion

[0,0-Dimethyl 0-[3-methyl-4-

1.0





1.0

chloroform)





(methylthio)phenyl] ester, phosphorothioic



72-43-5

Methoxychlor

*



acid]







[Benzene, l,l'-(2,2,2-



55-63-0

Nitroglycerin

1.0





trichloroethylidene)bis[4-methoxy-]



56-23-5

Carbon tetrachloride

0.1



72-57-1

Trypan blue

0.1

56-35-9

Bis(tributyltin) oxide

1.0



74-83-9

Bromomethane (Methyl bromide)

1.0

56-38-2

Parathion

1.0



74-85-1

Ethylene

1.0



[Phosphorothioic acid, 0,0-diethyl-0-(4-



74-87-3

Chloromethane (Methyl chloride)

1.0



nitrophenyl) ester]





74-88-4

Methyl iodide

1.0

57-14-7

1,1 -Dimethylhydrazine

0.1



74-90-8

Hydrogen cyanide

1.0

57-33-0

Pentobarbital sodium

1.0



74-95-3

Methylene bromide

1.0

57-41-0

Phenytoin

0.1



75-00-3

Chloroethane (Ethyl chloride)

1.0

57-57-8

beta-Propiolactone

0.1



75-01-4

Vinyl chloride

0.1

57-74-9

Chlordane

*



75-05-8

Acetonitrile

1.0



[4,7-Methanoindan 1,2,4,5,6,7,8,8-





75-07-0

Acetaldehyde

0.1



octacliloro-2,3,3a,4,7,7a-hexahydro-]





75-09-2

Dichloromethane (Methylene

0.1

58-89-9

Lindane

0.1





chloride)





[Cyclohexane, 1,2,3,4,5,6-hexachloro-





75-15-0

Carbon disulfide

1.0



(1 .alpha. ,2.alpha.,3 ,beta.,4.alpha.





75-21-8

Ethylene oxide

0.1



5.alpha.,6.beta.)-]





75-25-2

Bromofonn (Tribromomethane)

1.0

59-89-2

N-Nitrosomorpholine

0.1



75-27-4

Dichlorobromomethane

0.1

60-09-3

4-Aminoazobenzene

0.1



75-34-3

Ethylidene dichloride

1.0

60-11-7

4-Dimethylaminoazobenzene

0.1



75-35-4

Vinylidene chloride

1.0

60-34-4

Methyl hydrazine

1.0



75-43-4

Dichlorofluoromethane

1.0

60-35-5

Acetamide

0.1





(HCFC-21)



60-51-5

Dimethoate

1.0



75-44-5

Phosgene

1.0

61-82-5

Amitrole

0.1



75-45-6

Chlorodifluoromethane

1.0

62-53-3

Aniline

1.0





(HCFC-22)



62-55-5

Tliioacetamide

0.1



75-55-8

Propyleneimine

0.1

62-56-6

Tliiourea

0.1



75-56-9

Propylene oxide

0.1

62-73-7

Diclilorvos

[Phosphoric acid, 2,2-dichloroethenyl

0.1



75-63-8

Bromotrifluoromethane
(Halon 1301)

1.0



dimethyl ester]





75-65-0

tert-Butyl alcohol

1.0

62-74-8

Sodium fluoroacetate

1.0



75-68-3

1 -Chloro -1,1 -difluoroethane

1.0

62-75-9

N-Nitro sodimethy lamine

0.1





(HCFC-142b)



63-25-2

Carbaryl

1.0



75-69-4

Triclilorofluoromethane (CFC-11)

1.0



[ 1 -Naphtlialenol, methylcarbamate]





75-71-8

Diclilorodifluorometliane

1.0

Toxics Release Inventory Reporting Form and Instructions

11-11


-------
Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number



(CFC-12)



75-72-9

Clilorotrifluoromethane (CFC-13)

1.0

75-86-5

2 -Methy llactonitrile

1.0

75-88-7

2-Chloro-1,1,1 -trifluoroethane

1.0



(HCFC-133a)



76-01-7

Pentachloroethane

1.0

76-02-8

Trichloroacetyl chloride

1.0

76-06-2

Cliloropicrin

1.0

76-13-1

Freon 113

1.0



[Ethane, 1,1,2-trichloro- 1,2,2,-trifluoro

¦]

76-14-2

Dichlorotetrafluoroethane

1.0



(CFC-114)



76-15-3

Monochloropentafluoroethane

1.0



(CFC-115)



76-44-8

Heptaclilor

*



[l,4,5,6,7,8,8-Heptachloro-3a,4,7,7a-





tetrahydro-4,7-metliano- lH-indene]



76-87-9

Triphenyltin hydroxide

1.0

77-47-4

Hexachlorocyclopentadiene

1.0

77-73-6

Dicyclopentadiene

1.0

77-78-1

Dimethyl sulfate

0.1

78-48-8

S,S,S-Tributyltrithiophosphate

1.0



(DEF)



78-84-2

Isobutyraldehyde

1.0

78-87-5

1,2 -Dicliloropropane

1.0

78-88-6

2,3 -Dichloropropene

1.0

78-92-2

sec-Butyl alcohol

1.0

79-00-5

1,1,2-Trichloroethane

1.0

79-01-6

T ricliloroethylene

0.1

79-06-1

Acrylamide

0.1

79-10-7

Acrylic acid

1.0

79-11-8

Cliloroacetic acid

1.0

79-19-6

Thiosemicarbazide

1.0

79-21-0

Peracetic acid

1.0

79-22-1

Methyl clilorocarbonate

1.0

79-34-5

1,1,2,2 -T etrachloroethane

1.0

79-44-7

Dimethylcarbamyl cliloride

0.1

79-46-9

2-Nitropropane

0.1

79-94-7

Tetrabromobisphenol A

*

80-05-7

4,4'-Isopropylidenediphenol

1.0

80-15-9

Cumene hydroperoxide

1.0

80-62-6

Methyl methacrylate

1.0

81-07-2

Saccharin (only persons who

1.0



manufacture are subject, no supplier





notification)



81-88-9

C.I. Food Red 15

1.0

82-28-0

1 - Amino -2 -methy lanthraquinone

0.1

82-68-8

Quintozene

1.0



[Pentachloronitrobenzene]



84-74-2

Dibutyl phtlialate

1.0

85-01-8

Phenantlirene

1.0

85-44-9

Phthalic anliydride

1.0

86-30-6

N-Nitrosodiphenylamine

1.0

87-62-7

2,6-Xylidine

0.1

87-68-3

Hexacliloro-1,3 -butadiene

1.0

87-86-5

Pentachlorophenol (PCP)

0.1



Deminimis



CAS Number

Chemical Name

Limit

Arranged by CAS Number

88-06-2

2,4,6-Trichlorophenol

0.1

88-75-5

2-Nitrophenol

1.0

88-85-7

Dinitrobutyl phenol (Dinoseb)

1.0

88-89-1

Picric acid

1.0

90-04-0

o-Anisidine

0.1

90-43-7

2-Phenylphenol

1.0

90-94-8

Michler's ketone

0.1

91-08-7

Toluene-2,6-diisocyanate

0.1

91-20-3

Naphthalene

0.1

91-22-5

Quinoline

1.0

91-59-8

beta-Naphthylamine

0.1

91-94-1

3,3 '-Dichlorobenzidine

0.1

92-52-4

Biphenyl

1.0

92-67-1

4-Aminobiphenyl

0.1

92-87-5

Benzidine

0.1

92-93-3

4-Nitrobiphenyl

0.1

93-65-2

Mecoprop

0.1

94-11-1

2,4-D isopropyl ester

0.1

94-36-0

Benzoyl peroxide

1.0

94-58-6

Dihydrosafrole

0.1

94-59-7

Safrole

0.1

94-74-6

Methoxone

0.1



((4-Chloro-2-methylphenoxy) acetic acid)



(MCPA)



94-75-7

2,4-D [Acetic acid, (2,4-

0.1



dichlorophenoxy) -]



94-80-4

2,4-D butyl ester

0.1

94-82-6

2,4-DB

1.0

95-47-6

o-Xylene

1.0

95-48-7

o-Cresol

1.0

95-50-1

1,2-Dichlorobenzene

1.0

95-53-4

o-Toluidine

0.1

95-54-5

1,2 -Pheny lenediamine

1.0

95-63-6

1,2,4 -T rimethylbenzene

1.0

95-69-2

p-Chloro-o-toluidine

0.1

95-80-7

2,4-Diaminotoluene

0.1

95-95-4

2,4,5-Trichlorophenol

1.0

96-09-3

Styrene oxide

0.1

96-12-8

l,2-Dibromo-3-chloropropane

0.1



(DBCP)



96-18-4

1,2,3 -Tricliloropropane

0.1

96-33-3

Methyl acrylate

1.0

96-45-7

Ethylene tliiourea

0.1

97-23-4

Diclilorophene

1.0



[2,2'-Methylenebis(4-chlorophenol)]



97-56-3

C.I. Solvent Yellow 3

0.1

98-07-7

Benzoic trichloride

0.1



(Benzotrichloride)



98-82-8

Cumene

1.0

98-86-2

Acetophenone

1.0

98-87-3

Benzal cliloride

1.0

98-88-4

Benzoyl cliloride

1.0

98-95-3

Nitrobenzene

0.1

99-30-9

Dichloran [2,6-Dichloro-4-

1.0



nitroaniline]



99-55-8

5-Nitro-o-toluidine

1.0

Toxics Release Inventory Reporting Form and Instructions

11-12


-------
Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis



CAS Number

Chemical Name

Limit

Arranged by CAS Number

99-59-2

5 -Nitro -o -anisidine

1.0

99-65-0

m-Dinitrobenzene

1.0

100-01-6

p-Nitroaniline

1.0

100-02-7

4-Nitrophenol

1.0

100-25-4

p-Dinitrobenzene

1.0

100-41-4

Ethylbenzene

0.1

100-42-5

Styrene

0.1

100-44-7

Benzyl chloride

1.0

100-75-4

N-Nitrosopiperidine

0.1

101-05-3

Anilazine

1.0



[4,6-Dichloro-N-(2-chlorophenyl)-1,3,5-



triazin-2-amine]



101-14-4

4,4'-Methylenebis(2-chloroaniline)

0.1



(MBOCA)



101-61-1

4,4'-Methylenebis(N,N-

0.1



dimethyl)benzenainine



101-77-9

4,4' -Methy lenedianiline

0.1

101-80-4

4,4'-Diaininodiphenyl ether

0.1

101-90-6

Diglycidyl resorcinol ether

0.1

104-12-1

p-Chlorophenyl isocyanate

1.0

104-94-9

p-Anisidine

1.0

105-67-9

2,4-Dimethylphenol

1.0

106-42-3

p-Xylene

1.0

106-44-5

p-Cresol

1.0

106-46-7

1,4 -Dichlorobenzene

0.1

106-47-8

p-Chloroaniline

0.1

106-50-3

p-Phenylenediamine

1.0

106-51-4

Quinone

1.0

106-88-7

1,2-Butylene oxide

0.1

106-89-8

Epiclilorohydrin

0.1

106-93-4

1,2 -Dibromoethane

0.1



(Ethylene dibroinide)



106-99-0

1,3-Butadiene

0.1

107-02-8

Acrolein

1.0

107-05-1

Allyl cliloride

1.0

107-06-2

1,2-Dicliloroetliane (Ethylene

0.1



dicliloride)



107-11-9

Allylamine

1.0

107-13-1

Acrylonitrile

0.1

107-18-6

Allyl alcohol

1.0

107-19-7

Propargyl alcohol

1.0

107-21-1

Ethylene glycol

1.0

107-30-2

Chloromethyl methyl ether

0.1

108-05-4

Vinyl acetate

0.1

108-10-1

Methyl isobutyl ketone

1.0

108-31-6

Maleic anhydride

1.0

108-38-3

m-Xylene

1.0

108-39-4

m-Cresol

1.0

108-45-2

1,3 -Phenylenediamine

1.0

108-60-1

Bis(2 -cliloro -1 -methylethyl) ether

1.0

108-88-3

Toluene

1.0

108-90-7

Chlorobenzene

1.0

108-93-0

Cyclohexanol

1.0

108-95-2

Phenol

1.0

109-06-8

2 -Methy lpyridine

1.0

109-77-3

Malononitrile

1.0



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number

109-86-4

2-Methoxyethanol

1.0

110-54-3

n-Hexane

1.0

110-57-6

trans-1,4 -Dicliloro -2 -butene

1.0

110-80-5

2-Ethoxyethanol

1.0

110-82-7

Cyclohexane

1.0

110-86-1

Pyridine

1.0

111-42-2

Diethanolamine

1.0

111-44-4

Bis(2-chloroethyl) ether

1.0

111-91-1

Bis(2-chloroethoxy) methane

1.0

114-26-1

Propoxur

1.0



[Phenol, 2-(l-methylethoxy)-,





methylcarbamate]



115-07-1

Propylene (Propene)

1.0

115-28-6

Chlorendic acid

0.1

115-32-2

Dicofol

1.0



[Benzenemethanol, 4-chloro-.alpha. -4-





(chlorophenyl)-.alpha.-(trichloromethyl)-]

116-06-3

Aldicarb

1.0

117-79-3

2-Aminoanthraquinone

0.1

117-81-7

Di(2-ethylhexyl) phthalate

0.1

118-74-1

Hexachlorobenzene

*

119-90-4

3,3 '-Dimethoxybenzidine

0.1

119-93-7

3,3 '-Dimethylbenzidine

0.1



(o-Tolidine)



120-12-7

Anthracene

1.0

120-36-5

2,4-DP

0.1

120-58-1

Isosafrole

1.0

120-71-8

p-Cresidine

0.1

120-80-9

Catechol

0.1

120-82-1

1,2,4 -Trichlorobenzene

1.0

120-83-2

2,4-Dichlorophenol

1.0

121-14-2

2,4-Dinitrotoluene

0.1

121-44-8

Triethylamine

1.0

121-69-7

N,N-Dimethylaniline

1.0

121-75-5

Malathion

1.0

122-34-9

Simazine

1.0

122-39-4

Diphenylamine

1.0

122-66-7

1,2 -Dipheny lhy drazine

0.1



(Hydrazobenzene)



123-31-9

Hydroquinone

1.0

123-38-6

Propionaldehyde

1.0

123-63-7

Paraldehyde

1.0

123-72-8

Butyraldehyde

1.0

123-91-1

1,4-Dioxane

0.1

124-40-3

Dimethylamine

1.0

124-73-2

Dibromotetrafluoroetliane

1.0



(Halon 2402)



126-72-7

Tris(2,3 -dibromopropyl)

0.1



phospliate



126-98-7

Metliacrylonitrile

1.0

126-99-8

Chloroprene

0.1

127-18-4

T etracliloroethylene

0.1



(Percliloroethylene)



128-03-0

Potassium

1.0



dimethyldithiocarbamate



128-04-1

Sodium dimethylditliiocarbamate

1.0

Toxics Release Inventory Reporting Form and Instructions

11-13


-------
Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number

128-66-5

C.I. Vat Yellow 4

1.0

131-11-3

Dimethyl phthalate

1.0

131-52-2

Sodium pentachlorophenate

1.0

132-27-4

Sodium o-phenylphenoxide

0.1

132-64-9

Dibenzofuran

1.0

133-06-2

Captan

1.0



[lH-Isoindole-l,3(2H)-dione, 3a,4,7,7a

-



tetrahydro-2-[(trichloromethyl)thio]-]



133-07-3

Folpet

1.0

133-90-4

Chloramben

1.0



[Benzoic acid, 3-amino-2,5-dichloro-]



134-29-2

o-Anisidine hydrochloride

0.1

134-32-7

alpha-Naphthylamine

0.1

135-20-6

Cupferron

0.1



[Benzeneamine, N-hydroxy-N-nitroso,





ammonium salt]



136-45-8

Dipropyl isocinchomeronate

1.0

137-26-8

Thiram

1.0

137-41-7

Potassium N-methyldithio-

1.0



carbamate



137-42-8

Metham sodium (Sodium

1.0



methyldithiocarbamate)



138-93-2

Disodium cyanodithioimido-

1.0



carbonate



139-13-9

Nitrilotriacetic acid

0.1

139-65-1

4,4'-Thiodianiline

0.1

140-88-5

Ethyl acrylate

0.1

141-32-2

Butyl acrylate

1.0

142-59-6

Nabam

1.0

148-79-8

Tliiabendazole

1.0



[2-(4-Tliiazolyl)-lH-benzimidazole]



149-30-4

2-Mercaptobenzothiazole

1.0



(MBT)



150-50-5

Merphos

1.0

150-68-5

Monuron

1.0

151-56-4

Ethyleneimine (Aziridine)

0.1

156-10-5

p-Nitrosodiphenylamine

1.0

156-62-7

Calcium cyanamide

1.0

191-24-2

Benzo(g,h,i)perylene

*

298-00-0

Methyl parathion

1.0

300-76-5

Naled

1.0

301-12-2

Oxydemeton methyl

1.0



[S-(2-(Ethylsulfinyl)ethyl) 0,0-dimethyl



ester phosphorotliioic acid]



302-01-2

Hydrazine

0.1

306-83-2

2,2 -Dichloro-1,1,1 -trifluoroethane

1.0



(HCFC-123)



309-00-2

Aldrin

*



[1,4:5,8 -Dimethano naphthalene.





l,2,3,4,10,10-hexachloro-l,4,4a,5,8,8a-





hexahydro -(1 .alpha. ,4. alpha. ,4a.beta.,





5.alpha.,8.alpha.,8a.beta.)-]



314-40-9

Bromacil

1.0



(5-Bromo-6-methyl-3-(1-methylpropyl)

-



2,4( lH,3H)-pyrimidinedione)



319-84-6

alplia-Hexaclilorocyclohexane

0.1



Deminimis



CAS Number

Chemical Name

Limit

Arranged by CAS Number

330-54-1

Diuron

1.0

330-55-2

Linuron

1.0

333-41-5

Diazinon

1.0

334-88-3

Diazomethane

1.0

353-59-3

Bromochlorodifluoromethane

1.0



(Halon 1211)



354-11-0

l,l,l,2-Tetrachloro-2 -fluoroethane

1.0



(HCFC-121a)



354-14-3

1,1,2,2-Tetrachloro-l -fluoroethane

1.0



(HCFC-121)



354-23-4

1,2-Dichloro-l,1,2-

1.0



trifluoroethane (HCFC-123a)



354-25-6

1-Chloro-l, 1,2,2-

1.0



tetrafluoroethane (HCFC-124a)



357-57-3

Brucine

1.0

422-44-6

1,2-Dichloro-l, 1,2,3,3-

1.0



pentafluoropropane (HCFC-225bb)



422-48-0

2,3-Dichloro-l,1,1,2,3-

1.0



pentafluoropropane (HCFC-225ba)



422-56-0

3,3-Dichloro-l,1,1,2,2-

1.0



pentafluoropropane (HCFC-225ca)



431-86-7

1,2-Dichloro-l, 1,3,3,3-

1.0



pentafluoropropane (HCFC-225da)



460-35-5

3 -Chloro -1,1,1 -trifluoropropane

1.0



(HCFC-253fb)



463-58-1

Carbonyl sulfide

1.0

465-73-6

Isodrin

*

492-80-8

C.I. Solvent Yellow 34

0.1



(Auramine)



505-60-2

Mustard gas

0.1



[Etliane, l,l'-thiobis[2-chloro-]



507-55-1

1,3-Dichloro-l,1,2,2,3-

1.0



pentafluoropropane (HCFC-225cb)



510-15-6

Clilorobenzilate

1.0



[Benzeneacetic acid, 4-chloro-.alpha.-(4-



clilorophenyl)-.alplia.-hydroxy-, ethyl ester]

528-29-0

o-Dinitrobenzene

1.0

532-27-4

2-Cliloroacetophenone

1.0

533-74-4

Dazomet

1.0



(T etrahy dro -3,5 -dimethy 1-2H -1,3,5-





thiadiazine-2-thione)



534-52-1

4,6-Dinitro-o-cresol

1.0

540-59-0

1,2 -Dicliloroethy lene

1.0

541-41-3

Ethyl clilorofonnate

1.0

541-53-7

2,4-Dithiobiuret

1.0

541-73-1

1,3 -Diclilorobenzene

1.0

542-75-6

1,3 -Dichloropropy lene

0.1

542-76-7

3 -Chloropropionitrile

1.0

542-88-1

Bis(cliloromethyl) ether

0.1

554-13-2

Litliium carbonate

1.0

556-61-6

Methyl isothiocyanate

1.0



[Isotliiocyanatometliane]



563-47-3

3 -Chloro -2-methyl-1 -propene

0.1

569-64-2

C.I. Basic Green 4

1.0

584-84-9

Toluene-2,4-diisocyanate

0.1

593-60-2

Vinyl bromide

0.1

Toxics Release Inventory Reporting Form and Instructions

11-14


-------
Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number

594-42-3

Perchloromethyl mercaptan

1.0

606-20-2

2,6-Dinitrotoluene

0.1

608-93-5

Pentachlorobenzene

*

612-82-8

3,3 '-Dimethylbenzidine

0.1



dihydrocliloride (o-Tolidine





dihydrocliloride)



612-83-9

3,3 '-Dichlorobenzidine

0.1



dihydrocliloride



615-05-4

2,4-Diaminoanisole

0.1

615-28-1

1,2 -Phenylenediamine

1.0



dihydrocliloride



621-64-7

N-Nitrosodi-n-propylamine

0.1

624-18-0

1,4 -Phenylenediamine

1.0



dihydrocliloride



624-83-9

Methyl isocyanate

1.0

630-20-6

1,1,1,2 -T etrachloroethane

1.0

636-21-5

o-Toluidine hydrochloride

0.1

639-58-7

Triphenyltin chloride

1.0

680-31-9

Hexamethylphosphoraniide

0.1

684-93-5

N-Nitro so -N-methy lurea

0.1

709-98-8

Propanil (N-(3,4-Dichlorophenyl)

1.0



propanamide)



759-73-9

N-Nitro so -N-ethy lurea

0.1

759-94-4

Ethyl dipropyltliiocarbamate

1.0



(EPTC)



764-41-0

l,4-Dichloro-2-butene

1.0

812-04-4

1,1 -Dicliloro- 1,2,2-trifluoroethane

1.0



(HCFC-123b)



834-12-8

Ametryn

1.0



(N-Ethyl-N' -(1 -methylethyl)-6-





(methy ltliio) -1,3,5, -triazine -2,4 -diamine)

842-07-9

C.I. Solvent Yellow 14

1.0

872-50-4

N-Methyl-2-pyrrolidone

1.0

924-16-3

N-Nitrosodi-n-butylamine

0.1

924-42-5

N-Methylolacrylamide

1.0

957-51-7

Diphenamid

1.0

961-11-5

Tetraclilorvinphos

1.0



[Phosphoric acid, 2-chloro-l-(2,4,5-





trichlorophenyl)ethenyldimethyl ester]



989-38-8

C.I. Basic Red 1

1.0

1114-71-2

Pebulate

1.0



[Butylethylcarbamotliioic acid S-propyl



ester]



1120-71-4

Propane sultone

0.1

1134-23-2

Cycloate

1.0

1163-19-5

Decabromodiphenyl oxide

1.0

1313-27-5

Molybdenum trioxide

1.0

1314-20-1

Thorium dioxide

1.0

1319-77-3

Cresol (mixed isomers)

1.0

1320-18-9

2,4-D propylene glycol butyl

0.1



ether ester



1330-20-7

Xylene (mixed isomers)

1.0

1332-21-4

Asbestos (friable)

0.1

1335-87-1

Hexachloronaphthalene

1.0

1336-36-3

Polychlorinated biphenyls (PCBs)

*

1344-28-1

Aluminum oxide (fibrous forms)

1.0



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number

1464-53-5

Diepoxybutane

0.1

1563-66-2

Carbofuran

1.0

1582-09-8

Trifluralin

*



[Benezeneamine, 2,6-dinitro-N,N-dipropyl-



4-(trifluoromethyl)-]



1634-04-4

Methyl tert-butyl ether

1.0

1649-08-7

1,2-Dicliloro-1,1 -difluoroethane

1.0



(HCFC-132b)



1689-84-5

Bromoxynil

1.0



(3,5 -Dibromo -4-hydroxybenzonitrile)



1689-99-2

Bromoxynil octanoate

1.0



(Octanoic acid, 2,6-dibromo-4-





cyanophenyl ester)



1717-00-6

1,1 -Dicliloro -1 -fluoroethane

1.0



(HCFC-141b)



1836-75-5

Nitrofen

0.1



[Benzene, 2,4-dichloro-l-(4-nitrophenoxy)-

1861-40-1

j

Benfluralin

1.0



(N-Butyl-N-ethyl-2,6-dinitro-4-





(trifluorometliyl)benzenamine)



1897-45-6

Chlorothalonil

0.1



[1,3 -Benzenedicarbonitrile, 2,4,5,6-





tetracliloro-]



1910-42-5

Paraquat dichloride

1.0

1912-24-9

Atrazine

1.0



(6-Cliloro-N-ethyl-N'-(l-methylethyl)-





1,3,5 -triazine -2,4 -diamine)



1918-00-9

Dicamba

1.0



(3,6-Dicliloro-2-methoxybenzoic acid)



1918-02-1

Picloram

1.0

1918-16-7

Propaclilor

1.0



[2-Chloro-N-(l-methylethyl)-N-





phenylacetamide]



1928-43-4

2,4-D 2-ethylhexyl ester

0.1

1929-73-3

2,4-D butoxyethyl ester

0.1

1929-82-4

Nitrapyrin

1.0



(2-Cliloro-6-(tricliloromethyl)pyridine)



1937-37-7

C.I. Direct Black 38

0.1

1982-69-0

Sodium dicamba

1.0



[3,6-Dichloro-2-methoxybenzoic acid.





sodium salt]



1983-10-4

Tributyltin fluoride

1.0

2032-65-7

Metliiocarb

1.0

2155-70-6

Tributyltin metliacrylate

1.0

2164-07-0

Dipotassium endotliall

1.0



[7 -Oxabicyclo(2.2.1 )heptane-2,3 -





dicarboxylic acid, dipotassium salt]



2164-17-2

Fluometuron

1.0



[Urea, N,N-dimethyl-N'-[3-





(trifluoromethyl)phenyl] -]



2212-67-1

Molinate

1.0



(lH-Azepine-l-carbotliioic acid.





hexahydro-S-ethyl ester)



2234-13-1

Octacliloronaphtlialene

1.0

2300-66-5

Dimethylamine dicamba

1.0

Toxics Release Inventory Reporting Form and Instructions

11-15


-------
Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number

2303-16-4

Diallate

1.0



[Carbamothioic acid, bis(l-methylethyl)-S-



(2,3-dichloro-2-propenyl) ester]



2303-17-5

Triallate

1.0

2312-35-8

Propargite

1.0

2439-01-2

Chinomethionat

1.0



[6 -Methyl-1,3 -dithiolo [4,5 -b] quinoxalin-2 -



one]



2439-10-3

Dodine

1.0



[Dodecylguanidine monoacetate]



2524-03-0

Dimethyl chlorothiophosphate

1.0

2602-46-2

C.I. Direct Blue 6

0.1

2655-15-4

2,3,5 -T rimethy lpheny 1 methyl

1.0



carbamate



2699-79-8

Sulfuryl fluoride (Vikane)

1.0

2702-72-9

2,4-D sodium salt

0.1

2832-40-8

C.I. Disperse Yellow 3

1.0

2837-89-0

2-Chloro-l,1,1,2-

1.0



tetrafluoroetliane (HCFC-124)



2971-38-2

2,4-D Clilorocrotyl ester

0.1

3118-97-6

C.I. Solvent Orange 7

1.0

3383-96-8

Temephos

1.0

3653-48-3

Methoxone sodium salt

0.1



((4-Chloro-2-methylphenoxy) acetate





sodium salt)



3761-53-3

C.I. Food Red 5

0.1

4080-31-3

1 -(3 -Chloroallyl)-3,5,7-triaza-1 -

1.0



azoniaadamantane cliloride



4170-30-3

Crotonaldehyde

1.0

4549-40-0

N-Nitro somethy lviny lamine

0.1

4680-78-8

C.I. Acid Green 3

1.0

5234-68-4

Carboxin

1.0



(5,6-Dihydro-2-methyl-N-phenyl-l,4-





oxatliiin-3 -carboxamide)



5598-13-0

Clilorpyrifos methyl

1.0



[0,0-Dimethyl-0-(3,5,6-trichloro-2-





pyridyl)phosphorotliioate]



5902-51-2

Terbacil

1.0



[5-Cliloro-3 -(1,1 -dimethylethyl)-6-methyl-



2,4( lH,3H)-pyrimidinedione]



6459-94-5

C.I. Acid Red 114

0.1

7287-19-6

Prometryn

1.0



[N,N'-Bis(l-methylethyl)-6-methyltliio





1,3,5 -triazine -2,4 -diamine]



7429-90-5

Aluminum (fume or dust)

1.0

7439-92-1

Lead

*



(when lead is contained in stainless steel.



brass or bronze alloys the de minimis level



is 0.1)



7439-96-5

Manganese

1.0

7439-97-6

Mercury

*

7440-02-0

Nickel

0.1

7440-22-4

Silver

1.0

7440-28-0

Thallium

1.0

7440-36-0

Antimony

1.0

7440-38-2

Arsenic

0.1



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number

7440-39-3

Barium

1.0

7440-41-7

Beryllium

0.1

7440-43-9

Cadmium

0.1

7440-47-3

Chromium

1.0

7440-48-4

Cobalt

0.1

7440-50-8

Copper

1.0

7440-62-2

Vanadium (except when contained

1.0



in an alloy)



7440-66-6

Zinc (fume or dust)

1.0

7550-45-0

Titanium tetrachloride

1.0

7632-00-0

Sodium nitrite

1.0

7637-07-2

Boron trifluoride

1.0

7647-01-0

Hydrochloric acid

1.0



(acid aerosols including mists, vapors.

gas.



fog, and other airborne forms of any





particle size)



7664-39-3

Hydrogen fluoride

1.0

7664-41-7

Ammonia

1.0



(includes anhydrous ammonia and aqueous



ammonia from water dissociable





ammonium salts and other sources; 10





percent of total aqueous ammonia is





reportable under this listing)



7664-93-9

Sulfuric acid

1.0



(acid aerosols including mists, vapors, gas.



fog, and other airborne forms of any





particle size)



7696-12-0

Tetramethrin

1.0



[2,2-Dimethyl-3 -(2-methyl-l -





propenyl)cyclopropanecarboxylic acid





(1,3,4,5,6,7-hexahydro-1,3 -dioxo -2H-





isoindol-2-yl)methyl ester]



7697-37-2

Nitric acid

1.0

7723-14-0

Phosphorus (yellow or white)

1.0

7726-95-6

Bromine

1.0

7758-01-2

Potassium bromate

0.1

7782-41-4

Fluorine

1.0

7782-49-2

Selenium

1.0

7782-50-5

Chlorine

1.0

7786-34-7

Mevinphos

1.0

7803-51-2

Phosphine

1.0

8001-35-2

Toxaphene

*

8001-58-9

Creosote

0.1

9006-42-2

Metiram

1.0

10028-15-6

Ozone

1.0

10034-93-2

Hydrazine sulfate

0.1

10049-04-4

Chlorine dioxide

1.0

10061-02-6

trans-1,3 -Dichloropropene

0.1

10294-34-5

Boron trichloride

1.0

10453-86-8

Resmethrin

1.0



[[5 -(Phenylmethyl)-3 -furanyl]methyl-

2,2-



dimethyl-3 -(2 -methyl-1 -propenyl)





cyclopropanecarboxylate] ]



12122-67-7

Zineb

1.0



[Carbamodithioic acid, 1,2-ethanediylbis-,



zinc complex]



Toxics Release Inventory Reporting Form and Instructions

11-16


-------
Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis



CAS Number

Chemical Name

Limit

Arranged by CAS Number

12427-38-2

Maneb

1.0



[Carbamodithioic acid, 1,2-ethanediylbis-,



manganese complex]



13194-48-4

Ethoprop

1.0



[Phosphoroditliioic acid O-ethyl S.S-





dipropyl ester]



13356-08-6

Fenbutatin oxide

1.0



(Hexakis(2-methyl-2-phenylpropyl)





distannoxane)



13463-40-6

Iron pentacarbonyl

1.0

13474-88-9

l,l-Dichloro-l,2,'2,3,3-

1.0



pentafluoropropane (HCFC-225cc)



13684-56-5

Desmedipham

1.0

14484-64-1

Ferbam

1.0



[T ris(dimethylcarbamodithioato -S, S' )iron]

15972-60-8

Alachlor

1.0

16071-86-6

C.I. Direct Brown 95

0.1

16543-55-8

N-Nitrosonornicotine

0.1

17804-35-2

Benomyl

1.0

19044-88-3

Oryzalin

1.0



[4-(Dipropylamino)-3,5 -





dinitrobenzenesulfonamide]



19666-30-9

Oxydiazon

1.0



[3-[2,4-Dichloro-5-(l-methylethoxy)





phenyl] -5 -(1,1 -dimethylethyl)-1,3,4-





oxadiazol-2(3H)-one]



20325-40-0

3,3 '-Dimethoxybenzidine

0.1



dihydrocliloride (o-Dianisidine





dihydrocliloride)



20354-26-1

Methazole

1.0



[2-(3,4-Dichlorophenyl)-4-methyl-l,2,4-



oxadiazolidine-3,5 -dione]



20816-12-0

Osmium tetroxide

1.0

20859-73-8

Aluminum phospliide

1.0

21087-64-9

Metribuzin

1.0

21725-46-2

Cyanazine

1.0

22781-23-3

Bendiocarb

1.0



[2,2-Dimethyl-l,3-benzodioxol-4-ol





methylcarbamate]



23564-05-8

Thiophanate methyl

1.0

23564-06-9

Tliioplianate ethyl

1.0



[[1,2 -Phenylenebis(iminocarbonothioyl)]



biscarbamic acid diethyl ester]



23950-58-5

Pronamide

1.0

25311-71-1

Isofenphos

1.0



[2-[[Ethoxyl[(l-methylethyl)-





amino]phospliinotliioyl]oxy]benzoic acid



1-methylethyl ester]



25321-14-6

Dinitrotoluene (mixed isomers)

1.0

25321-22-6

Dichlorobenzene (mixed isomers)

0.1

25376-45-8

Diaminotoluene (mixed isomers)

0.1

26002-80-2

Phenothrin

1.0



[2,2-Dimethyl-3 -(2-methyl-1 -





propenyl)cyclopropanecarboxylic acid (3-



phenoxyphenyl)methyl ester]



26471-62-5

Toluene diisocyanate

0.1



Deminimis



CAS Number

Chemical Name Limit

Arranged by CAS Number



(mixed isomers)



26628-22-8

Sodium azide

1.0

26644-46-2

Triforine

1.0



[N,N'-[1,4-Piperazinediylbis (2,2,2-





trichloroethylidene)]bisformamide]



27314-13-2

Norflurazon

1.0



[4 -Chloro -5 -(methy lamino) -2 - [3 -





(trifluoromethyl)phenyl] -3 (2H)-





pyridazinone]



28057-48-9

d-trans-Allethrin

1.0



[d-trans-Chrysanthemic acid of d-





allethrone]



28249-77-6

Thiobencarb

1.0



[Carbamic acid, diethylthio-, S-(p-





chlorobenzyl)ester]



28407-37-6

C.I. Direct Blue 218

1.0

29082-74-4

Octachlorostyrene

*

29232-93-7

Pirimiphos methyl

1.0



[O -(2 -(Diethy lamino) -6 -methy 1-4 -





pyrimidinyl)-0,0-





dimethylphosphorothioate]



30560-19-1

Acepliate

1.0



(Acetylphosphoramidotliioic acid 0,S-





dimethyl ester)



31218-83-4

Propetamphos

1.0



[3-[(Ethylamino)





methoxyphosphinothioyl]oxy]-2-butenoic



acid, 1-methylethyl ester]



33089-61-1

Amitraz

1.0

34014-18-1

Tebuthiuron

1.0



[N-[5-( 1,1 -Dimethylethyl)-! ,3,4-thiadiazol-



2 -y 1] -N,N' -dimethy lurea]



34077-87-7

Dichlorotrifluoroethane

1.0

35367-38-5

Diflubenzuron

1.0

35400-43-2

Sulprofos

1.0



[O-Ethyl 0-[4-(methyltliio)phenyl] -





phosphoroditliioic acid S-propyl ester]



35554-44-0

Imazalil

1.0



[ 1 - [2 -(2,4 -Dichloropheny 1) -2 -(2 -





propenyloxy )ethyl] - lH-imidazole]



35691-65-7

1 -Bromo -1 -(bromo methyl)-1,3 -

1.0



propanedicarbonitrile



38727-55-8

Dietliatyl ethyl

1.0

39156-41-7

2,4-Diaminoanisole sulfate

0.1

39300-45-3

Dinocap

1.0

39515-41-8

Fenpropatlirin

1.0



[2,2,3,3 -Tetramethylcyclopropane





carboxylic acid cyano(3-





phenoxyphenyl)methyl ester]



40487-42-1

Pendimethalin

*



[N-(l-Ethylpropyl)-3,4-dimethyl-2,6-





dinitrobenzenamine]



41198-08-7

Profenofos

1.0



[0-(4-Bromo-2-chlorophenyl)-0-ethyl-S-



propyl phosphorotliioate]



41766-75-0

3,3 '-Dimethy lbenzidine

0.1

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Table II, EPCRA Section 313 Chemical List — RY2008

CAS Number

Deminimis
Chemical Name

Limit

Arranged by CAS Number

dihydrofluoride (o-
Tolidinedihydrofluoride)

42874-03-3 Oxyfluorfen	1.0

43121-43-3 Triadimefon	1.0

[ 1 -(4 -Chlorophenoxy) -3,3 -dimethyl-1 -(1H-
1,2,4-triazol-1 -yl)-2-butanone]

50471-44-8 Vinclozolin '	1.0

[3 -(3,5 -Diclilorophenyl)-5 -ethenyl-5 -
methyl-2,4-oxazolidinedione]

51235-04-2 Hexazinone	1.0

51338-27-3 Diclofop methyl	1.0

[2-[4-(2,4-Dichlorophenoxy)-
phcnoxy Ipropanoic acid, methyl ester]
51630-58-1 Fenvalerate	1.0

[4-Cliloro-alpha-( 1 -methylethyl)-
benzeneacetic acid cyano(3-
phenoxyphenyl)methyl ester]

52645-53-1 Pemietlirin	1.0

[3-(2,2-Dichloroethenyl)-2,2-
dimethylcyclopropane carboxylic acid,
(3 -phenoxyphenyl)methyl ester]
53404-19-6 Bromacil, lithium salt	1.0

[2,4(lH,3H)-Pyrimidinedione, 5-bromo-6-
methyl-3-(l-methylpropyl), litliium salt]
53404-37-8 2,4-D 2-ethyl-4-methylpentyl	0.1

ester

53404-60-7 Dazomet, sodium salt	1.0

[T etrahydro-3,5 -dimethyl-2H-1,3,5-
tliiadiazine-2-tliione, ion(l-), sodium]
55290-64-7 Dimethipin	1.0

[2,3 -Dihy dro -5,6 -dimethyl-1,4 -dithiin
1,1,4,4-tetraoxide]

55406-53-6 3-Iodo-2-propynyl butyl	1.0

carbamate

57213-69-1 Triclopyr triethylammonium salt 1.0
59669-26-0 Thiodicarb '	1.0

60168-88-9 Fenarimol	1.0

[.alpha.-(2-Chlorophenyl)-.alpha.-(4-
chlorophcnvl)-5-pvrimidincmcthanol |
60207-90-1 Propiconazole	1.0

[l-[2-(2,4-Dichlorophenyl)-4-propyl- 1,3-
dioxolan-2-yl] -methyl- 1H-1,2,4,-triazole]
62476-59-9 Acifluorfen sodium salt	1.0

[5 -(2 -Chloro -4-(trifluoromethyl)phenoxy) -
2-nitrobenzoic acid, sodium salt]
63938-10-3 Chlorotetrafluoroethane	1.0

64902-72-3 Chlorsuffiiron	1.0

[2-Chloro-N-[[(4-methoxy-6-methyl-1,3,5-
triazin-2-vl)amino| carbonyl]
benzenesulfonamide]

64969-34-2 3,3'-Diclilorobenzidine sulfate	0.1

66441-23-4 Fenoxaprop ethyl	1.0

[2-(4-((6-Chloro-2-

benzoxazolylen)oxy)phenoxy)propanoic
acid, ethyl ester]

67485-29-4	Hydramethylnon	1.0

CAS Number

Deminimis
Chemical Name

Limit

Arranged by CAS Number

68085-85-8

68359-37-5

69409-94-5

69806-50-4

71751-41-2
72178-02-0

72490-01-8

74051-80-2

76578-14-8

77501-63-4

82657-04-3
88671-89-0

90454-18-5
90982-32-4

101200-48-0

111512-56-2
111984-09-9

1.0

1.0

1.0

1.0
1.0

[T etrahydro -5,5 -dimethyl-2( 1H) -
pyrimidinonc [3 - [4-
(trifluoromethyl)phenyl]-l-[2-[4-
(trifluoromethyl)phenyl]ethenyl]-2-
propenylidene] hydrazone]

Cyhalothrin
[3 -(2-Chloro-3,3,3-trifluoro-l-propenyl)-
2,2-dimethylcyclopropanecarboxylic acid
cyano(3-phenoxyphenyl) methyl ester]
Cyfluthrin	1.0

[3 -(2,2-Dichloroethenyl)-2,2-
dimethylcyclopropanecarboxylic acid,
cyano(4-fluoro-3 -phenoxyphenyl) methyl
ester]

Fluvalinate
[N-[2-Chloro-4-

(trifluoromethyl)phenyl]DL-valine(+)-
cyano(3 -phenoxyphenyl)methyl ester]
Fluazifop butyl
[2-[4-[[5-(Trifluoromethyl)-2-
pyridinyl]oxy]phenoxy]propanoic acid,
butyl ester]

Abamectin [AvermectinBl]

Fomesafen
[5-(2-Chloro-4-(trifluoromethyl)phenoxy)-
N-methylsulfonyl)-2-nitrobenzamide]
Fenoxycarb	1.0

[[2-(4-Phenoxy phenoxy)ethyl]carbaiuic
acid ethyl ester]

Sethoxydim

[2-[ 1 -(Ethoxyiiuino)butyl] -5-[2-
(ethylthio)propyl] -3 -hydroxyl-2-
cyclohexen-1 -one]

Quizalofop-ethyl
[2 -[4- [(6 -Cliloro -2-quinoxalinyl)
oxy]phenoxy]propanoic acid ethyl ester]
Lactofen	1.0

[Benzoic acid, 5-[2-Chloro-4-
(trifluoromethyl)phenoxy]-2-nitro-, 2-
ethoxy-l-methyl-2-oxoethyl ester]
Bifentlirin	1.0

Myclobutanil	1.0

[.alplia.-Butyl-.alpha.-(4-clilorophenyl)-lH-
1,2,4 -triazole-1 -propanenitrile]
Dicliloro-l,l,2-trifluoroetliane	1.0

Chlorimuron ethyl	1.0

[Ethyl-2- [[ [ [(4 -cliloro -6-methoxyprimidin-
2-yl)amino]carbonyl]
amino] sulfonyl]benzoate]

Tribenuron methyl 1.0
[2 - [ [ [ [(4 -Methoxy -6 -methyl-1,3,5 -triazin-
2-yl)methylamino]carbonyl]
amino] sulfonyl]benzoic acid methyl ester]
l,l-Dichloro-l,2,3,3,3- ' 1.0
pentafluoropropane (HCFC-225eb)
3.3 '-Dimethoxybenzidine	0_l_

1.0

1.0

Toxics Release Inventory Reporting Form and Instructions

11-18


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Table II, EPCRA Section 313 Chemical List — RY2008



Deminimis



CAS Number

Chemical Name

Limit

Arranged by CAS Number

127564-92-5
128903-21-9

hydrochloride (o-Dianisidine
hydrochloride)
Dichloropentafluoropropane
2,2-Dichloro-l,l, 1,3,3-

1.0
1.0

136013-79-1

pentafluoropropane (HCFC-225aa)
l,3-Dichloro-l,l,2,3,3-
pentafluoropropane (HCFC-225ea)

1.0

OH

c.

Chemical Categories

Section 313 requires reporting on the EPCRA Section 313 chemical
categories listed below, in addition to the specific EPCRA Section
313 chemicals listed above.

The metal compound categories listed below, unless otherwise
specified, are defined as including any unique chemical substance that
contains the named metal (e.g., antimony, nickel, etc.) as part of that
chemical's structure.

EPCRA Section 313 chemical categories are subject to the 1% de
minimis concentration unless the substance involved meets the
definition of an OSHA carcinogen in which case the 0.1% de minimis
concentration applies. The de minimis concentration for each
category is provided in parentheses. The de minimis exemption is not
available for PBT chemicals, therefore an asterisk appears where a de
minimis limit would otherwise appear. However, for purposes of the
supplier notification requirement only, such limits are provided in
Appendix D.

N010 Antimony Compounds (1.0)

Includes any unique chemical substance that contains
antimony as part of that chemical's infrastructure.

N020 Arsenic Compounds (inorganic compounds: 0.1;
organic compounds: 1.0)

Includes any unique chemical substance that contains
arsenic as part of that chemical's infrastructure.

"H(5-x)

Where x = 1 to 5

N090 Chromium Compounds

(except for chromite ore mined in the Transvaal
Region of South Africa and the unreacted ore
component of the chromite ore processing residue
(COPR). COPR is the solid waste remaining after
aqueous extraction of oxidized chromite ore that
has been combined with soda ash and kiln roasted
at approximately 2,000 deg.F.)

(chromium VI compounds: 0.1; chromium III
compounds: 1.0)

Includes any unique chemical substance that contains
chromium as part of that chemical's
infrastructure.

N096 Cobalt Compounds (inorganic compounds: 0.1;
organic compounds: 1.0)

Includes any unique chemical substance that contains
cobalt as part of that chemical's infrastructure.

N100 Copper Compounds (1.0)

Includes any unique chemical substance that contains
copper as part of that chemical's infrastructure. This
category does not include copper phthalocvanine
compounds that are substituted with only hydrogen,
and/or chlorine, and/or bromine.

N106 Cyanide Compounds (1.0)

X*~CN~ where A' = H+ or any other group where a
formal dissociation can be made. For example KCN
or Ca(CN)2-

N040 Barium Compounds (1.0)

Includes any unique chemical substance that contains
barium as part of that chemical's infrastructure. This
category does not include:

Barium sulfate CAS Number 7727-43-7

N050 Beryllium Compounds (0.1)

Includes any unique chemical substance that
contains beryllium as part of that chemical's
infrastructure.

N078 Cadmium Compounds (0.1)

Includes any unique chemical substance that
contains cadmium as part of that chemical's
infrastructure.

N084 Chlorophenols (0.1)

N120 Diisocyanates (1.0)

This category includes only those chemicals listed
below.

38661-72-2 l,3-Bis(methylisocyanate) -

cyclohexane
10347-54-3 l,4-Bis(methylisocyanate)-

cyclohexane
2556-36-7 1,4-Cyclohexane

diisocyanate
134190-37-7 Diethyldiisocyanatobenzene
4128-73-8	4,4'-Diisocyanatodiphenyl

ether

75790-87-3 2,4'-Diisocyanatodiphenyl
sulfide

91-93-0	3,3'-Dimethoxybenzidine-

4,4'-diisocyanate

Toxics Release Inventory Reporting Form and Instructions

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Table II, EPCRA Section 313 Chemical List — RY2008

91-97-4

3,3'-Dimethyl-4,4'-



diphenylene diisocyanate

139-25-3

3,3 '-Dimethyldiphenyl



methane-4,4'-diisocyanate

822-06-0

Hexamethy lene -1,6-



diisocyanate

4098-71-9

Isophorone diisocyanate

75790-84-0

4-Methyldiphenylmethane-3,4-



diisocyanate

5124-30-1

1,1 -Methylenebis(4-



isocyanatocyclohexane)

101-68-8

Methylenebis(phenylisocyanate)



(MDI)

3173-72-6

1,5-Naphthalene



diisocyanate

123-61-5

1,3-Phenylene diisocyanate

104-49-4

1,4-Phenylene diisocyanate

9016-87-9

Polymeric diphenylmethane



diisocyanate

16938-22-0

2,2,4 -T rime thy lhexamethy lene



diisocyanate

15646-96-5

2,4,4 -T rime thy lhexamethy lene



diisocyanate

N150 Dioxin and Dioxin-Like Compounds

(Manufacturing; and the processing or otherwise use
of dioxin and dioxin-like compounds if the dioxin and
dioxin-like compounds are present as contaminants in
a chemical and if they were created during the
manufacturing of that chemical.) (*) This category
includes only those chemicals listed below. [Note: When
completing the Form R Schedule 1, enter the data for each
member of the category in the order they are listed here
(i.e., 1-17).]

1

1746-01-6

2,3,7,8-

Tetrachlorodibenzo-p-dioxin

2

40321-76-4

1,2,3,7,8-

Pentachlorodibenzo-p-dioxin

3

39227-28-6

1,2,3,4,7,8-

Hexachlorodibenzo-p-dioxin

4

57653-85-7

1,2,3,6,7,8-

Hexachlorodibenzo-p-dioxin

5

19408-74-3

1,2,3,7,8,9-

Hexachlorodibenzo-p-dioxin

6

35822-46-9

1,2,3,4,6,7,8-

Heptachlorodibenzo-p-dioxin

7

3268-87-9

1,2,3,4,6,7,8,9-
Octachlorodibenzo-p-dioxin

8

51207-31-9

2,3,7,8-

T etrachlorodibenzofuran

9

57117-41-6

1,2,3,7,8-

Pentachlorodibenzofuran

10

57117-31-4

2,3,4,7,8-

Pentachlorodibenzofuran

11

70648-26-9

1,2,3,4,7,8-

Hexachlorod-benzofuran

12

57117-44-9

1,2,3,6,7,8-

Hexachlorodibenzofuran

13

72918-21-9

1,2,3,7,8,9-

Hexachlorodibenzofuran

14

60851-34-5

2,3,4,6,7,8-

Hexachlorodibenzofuran

15

67562-39-4

1,2,3,4,6,7,8-
Heptachlorodibenzofuran

16

55673-89-7

1,2,3,4,7,8,9-
Heptachlorodibenzofuran

17

39001-02-0

1,2,3,4,6,7,8,9-
Octachlorodibenzofuran

N171 Ethylenebisdithiocarbamic acid, salts and esters
EBDCs) (1.0)

Includes any unique chemical substance that contains
an EBDC or an EBDC salt as part of that chemical's
infrastructure.

N230 Certain Glycol Ethers (1.0)

R-(OCH2CH2)n-OR'
where n = 1, 2, or 3
R = alkyl C7 or less; or
R = phenyl or alkyl substituted phenyl;

R' = H, or alkyl C7 or less; or
OR= consisting of carboxylic acid ester, sulfate, phosphate,
nitrate, or sulfonate.

N420 Lead Compounds (*)

Includes any unique chemical substance that contains
lead as part of that chemical's infrastructure.

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Table II, EPCRA Section 313 Chemical List — RY2008

N450 Manganese Compounds (1.0)

Includes any unique chemical substance that contains
manganese as part of that chemical's infrastructure.

N458 Mercury Compounds (*)

Includes any unique chemical substance that contains
mercury as part of that chemical's infrastructure.

189-64-0	Dibenzo(a,h)pyrene

191-30-0	Dibenzo(a,l)pyrene

57-97-6	7,12-Dimethylbenz(a)-anthracene

193-39-5	Indeno(l,2,3-cd)pyrene

56-49-5	3-Methylcholanthrene

3697-24-3	5-Methylchrysene

5522-43-0	1-Nitropyrene

N495 Nickel Compounds (0.1)

Includes any unique chemical substance that contains
nickel as part of that chemical's infrastructure.

N503

N511

Nicotine and salts (1.0)

Includes any unique chemical substance that contains
nicotine or a nicotine salt as part of that chemical's
infrastructure.

Nitrate compounds (water dissociable; reportable only
when in aqueous solution) (1.0)

H(10-x)

Where x = 1 to 10

N575 Polybrominated Biphenyls (PBBs) (0.1)

N583 Polychlorinated alkanes (Ci0 to Ci3) (1.0, except for those
members of the category that have an average chain
length of 12 carbons and contain an average chlorine
content of 60% by weight which are subject to the 0.1%
de minimis)

CxH2x+2-yCly
where x = 10 to 13;
y = 3 to 12; and

the average chlorine content ranges from 40 C 70% with the
limiting molecular formulas C i () H19CI3 and C13 H | ^Cl | j

N725 Selenium Compounds (1.0)

Includes any unique chemical substance that contains
selenium as part of that chemical's infrastructure.

N740 Silver Compounds (1.0)

Includes any unique chemical substance that contains
silver as part of that chemical's infrastructure.

N746 Strychnine and salts (1.0)

Includes any unique chemical substance that contains
strychnine or a strychnine salt as part of that chemical's
infrastructure.

N760 Thallium Compounds (1.0)

Includes any unique chemical substance that contains
thallium as part of that chemical's infrastructure.

N770 Vanadium Compounds (1.0)

Includes any unique chemical substance that contains

vanadium as part of that chemical's

infrastructure.

N874 Warfarin and salts (1.0)

Includes any unique chemical substance that contains
warfarin or a warfarin salt as part of that chemical's
infrastructure.

N982 Zinc Compounds (1.0)

Includes any unique chemical substance that contains
zinc as part of that chemical's infrastructure.

N590 Polycyclic aromatic compounds (PACs) (*)

This category includes the chemicals listed below.

56-55-3

Benz(a)anthracene

205-99-2

Benzo(b)fluoranthene

205-82-3

Benzo(j)fluoranthene

207-08-9

Benzo(k)fluoranthene

206-44-0

Benzo(j ,k)fluorene

189-55-9

Benzo(r,s,t)pentaphene

218-01-9

Benzo(a)phenanthrene

50-32-8

Benzo(a)pyrene

226-36-8

Dibenz(a,h)acridine

224-42-0

Dibenz(a j )acridine

53-70-3

Dibenzo(a,h)anthracene

194-59-2

7H-Dibenzo(c,g)carbazole

5385-75-1

Dibenzo(a,e)fluoranthene

192-65-4

Dibenzo(a,e)pyrene

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Table III. State Abbreviations

Alabama

AL

Montana

MT

Alaska

AK

Nebraska

NE

American Samoa

AS

Nevada

NV

Arizona

AZ

New Hampshire

NH

Arkansas

AR

New Jersey

NJ

California

CA

New Mexico

NM

Colorado

CO

New York

NY

Connecticut

CT

North Carolina

NC

Delaware

DE

North Dakota

ND

District of Columbia

DC

Northern Marianas Islands

MP

Florida

FL

Ohio

OH

Georgia

GA

Oklahoma

OK

Guam

GU

Oregon

OR

Hawaii

HI

Pennsylvania

PA

Idaho

ID

Puerto Rico

PR

Illinois

IL

Rhode Island

RI

Indiana

IN

South Carolina

SC

Iowa

IA

South Dakota

SD

Kansas

KS

Tennessee

TN

Kentucky

KY

Texas

TX

Louisiana

LA

Utah

UT

Maine

ME

Vermont

VT

Marshall Islands

MH

Virginia

VA

Maryland

MD

Virgin Islands

VI

Massachusetts

MA

Washington

WA

Michigan

MI

West Virginia

WV

Minnesota

MN

Wisconsin

WI

Mississippi

MS

Wyoming

WY

Missouri

MO





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III-l


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Table IV. Country Codes

AA

Aruba

CE

Sri Lanka

FS

French Southern and

AC

Antigua and Barbuda

CF

Congo



Antarctic Lands

AE

United Arab



(Brazzaville)

GA

The Gambia



Emirates

CG

Congo (Kinshasa)

GB

Gabon

AF

Afghanistan

CH

China

GG

Georgia

AG

Algeria

CI

Chile

GH

Ghana

AJ

Azerbaijan

CJ

Cayman Islands

GI

Gibraltar

AL

Albania

CK

Cocos (Keeling)

GJ

Grenada

AM

Armenia



Islands

GK

Guernsey

AN

Andorra

CM

Cameroon

GL

Greenland

AO

Angola

CN

Comoros

GM

Germany

AR

Argentina

CO

Colombia

GO

Glorioso Islands

AS

Australia

CR

Coral Sea Islands

GP

Guadeloupe

AT

Ashmore and Cartier

CS

Costa Rica

GR

Greece



Islands

CT

Central African

GT

Guatemala

AU

Austria



Republic

GV

Guinea

AV

Anguilla

CU

Cuba

GY

Guyana

AY

Antarctica

CV

Cape Verde

GZ

Gaza Strip

BA

Bahrain

CW

Cook Islands

HA

Haiti

BB

Barbados

CY

Cyprus

HK

Hong Kong

BC

Botswana

DA

Denmark

HM

Heard Island and

BD

Bermuda

DJ

Djibouti



McDonald Islands

BE

Belgium

DO

Dominica

HO

Honduras

BF

The Bahamas

DR

Dominican

HR

Croatia

BG

Bangladesh



Republic

HU

Hungary

BH

Belize

EC

Ecuador

IC

Iceland

BK

Bosnia and

EG

Egypt

ID

Indonesia



Herzegovina

EI

Ireland

IM

Isle of Man

BL

Bolivia

EK

Equatorial Guinea

IN

India

BM

Burma

EN

Estonia

10

British Indian Ocean

BN

Benin

ER

Eritrea



Territory

BO

Belarus

ES

El Salvador

IP

Clipperton Island

BP

Solomon Islands

ET

Ethiopia

IR

Iran

BR

Brazil

EU

Europa Island

IS

Israel

BS

Bassas da India

EZ

Czech Republic

IT

Italy

BT

Bhutan

FG

French Guiana

IV

Cote D'lvoire

BU

Bulgaria

FI

Finland

IZ

Iraq

BV

Bouvet Island

FJ

Fiji

JA

Japan

BX

Brunei

FK

Falkland Islands

JE

Jersey

BY

Burundi



(Islas Malvinas)

JM

Jamaica

CA

Canada

FO

Faroe Islands

JN

Jan May en

CB

Cambodia

FP

French Polynesia

JO

Jordan

CD

Chad

FR

France

JU

Juan de Nova Island

KE

Kenya

KS

South Korea

LE

Lebanon

KG

Kyrgyzstan

KT

Christmas Island

LG

Latvia

KN

North Korea

KU

Kuwait

LH

Lithuania

KQ

Kingman Reef

KZ

Kazakhstan

LI

Liberia

KR

Kiribati

LA

Laos

LO

Slovakia

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IV-1


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Table IV Country Codes

LS

Liechtenstein

LT

Lesotho

LU

Luxembourg

LY

Libya

MA

Madagascar

MB

Martinique

MC

Macau

MD

Moldova

MF

Mayotte

MG

Mongolia

MH

Montserrat

MI

Malawi

MK

Macedonia

ML

Mali

MN

Monaco

MO

Morocco

MP

Mauritius

MR

Mauritania

MT

Malta

Mil

Oman

MV

Maldives

MX

Mexico

MY

Malaysia

MZ

Mozambique

NC

New Caledonia

NE

Niue

NF

Norfolk Island

NG

Niger

NH

Vanuatu

NI

Nigeria

NL

Netherlands

NO

Norway

NP

Nepal

NR

Nauru

NS

Suriname

NT

Netherlands Antilles

NU

Nicaragua

NZ

New Zealand

PA

Paraguay

PC

Pitcairn Islands

PE

Peru

PF

Paracel Islands

PG

Spratly Islands

PK

Pakistan

PL

Poland

PM

Panama

PO

Portugal

PP

Papua New Guinea

PS

Palau

PU

Guinea-Bissau

QA

Qatar

RE

Reunion

RO

Romania

RP

Philippines

RS

Russia

RW

Rwanda

SA

Saudi Arabia

SB

St. Pierre and



Mi quel on

SC

St. Kitts and Nevis

SE

Seychelles

SF

South Africa

SG

Senegal

SH

St. Helena

SI

Slovenia

SL

Sierra Leone

SM

San Marino

SN

Singapore

SO

Somalia

SP

Spain

ST

St. Lucia

SU

Sudan

sv

Svalbard

sw

Sweden

sx

South Georgia and



South Sandwich



Islands

SY

Syria

SZ

Switzerland

TD

Trinidad and



Tobago

TE

Tromelin Island

TH

Thailand

TI

Tajikistan

TK

Turks and Caicos



Islands

TL

Tokelau

TN

Tonga

TO

Togo

TP

Sao Tome and



Principe

TS

Tunisia

TT

East Timor

TU

Turkey

TV

Tuvalu

TW

Taiwan

TX

Turkmenistan

TZ

Tanzania

UG

Uganda

UK

United Kingdom

UP

Ukraine

UV

Burkina Faso

UY

Uruguay

UZ

Uzbekistan

VC

St. Vincent and the



Grenadines

VE

Venezuela

VI

British Virgin



Islands

VM

Vietnam

VT

Vatican City

WA

Namibia

WE

West Bank

WF

Wallis and Futuna

WI

Western Sahara

WS

Western Samoa

WZ

Swaziland

YI

Yugoslavia

YM

Yemen

ZA

Zambia

ZI

Zimbabwe

IV-2

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Appendix A. TRI Federal Facility Reporting
Information

Special Instructions for TRI Federal
Facility Reporting

A.1 Why Do Federal
Facilities Need to Report?

Executive Order 13423, "Strengthening Federal
Environmental Energy, and Transportation
Management," requires federal agencies to comply
with the Emergency Planning and Community Right -
To-Know Act of 1986 (EPCRA) and the Pollution
Prevention Act of 1990 (PPA). Federal facilities have
been subject to EPCRA section 313 and PPA since
reporting year 1994. TRI submissions are due to EPA
on July 1 of the year following each reporting
(calendar) year. Reporting by the federal facility does
not alter the reporting obligation of on-site contractors.
Contracts entered into after the date of this order for
contractor operation of government-owned facilities or
vehicles require the contractor to comply with the
provisions of this order with respect to such facilities
or vehicles to the same extent as the agency would be
required to comply if the agency operated facilities or
vehicles.

For more information on Executive Order 13423 please
refer to the implementing instructions, which can be
found on the TRI home page at http://www.epa.gov/tri

A.2 Identifying Federal
Facility Reports

Federal facility reports are identified as federal by
several indicators on the form. The facility name and
parent company name are critical indicators and must
be reported as described below. Another critical
indicator is the federal facility report box, Part I, 4.2c.
Federal facilities only should check this box to indicate
that the report is from a federal agency for a federal
facility; federal facilities should not check the GOCO
box, (Part I, Section 4.2d of the Form R). Contractors
located at federal facilities (GOCOs) should check the
GOCO box (Part I, Section 4.2d of the Form R); they
should not check the box 4.2c. Facilities should also
complete the partial or complete facility blocks (Form
R page 2, block 4.2a and 4.2b) as appropriate. If you
are a federal facility reporting for the first time, you
should write "new" in the TRI Facility ID (TRIFID)
box, even if a contractor has reported for your facility
in the past. The contractor will retain the original

TRIFID. You will be assigned a new TRIFID the first
time you report.

A.3 The "Double
Counting" Problem

As structured, the law and the executive order require
both regulated industries and the federal government to
report TRI data, sometimes for the same site. In order
to prevent duplicate data in the TRI database, which
could result in "double counting" data for some
chemicals and locations, EPA must be able to identify
and distinguish the GOCO reports submitted by the
federal contractor from the federal facility reports
which contain data for the same site. To accomplish
this, federal facility reports should be accompanied by
either 1) exact copies (paper or electronic) of all
contractor TRI reports, including when the totals
reported by the federal facility are greater than that
reported by the contractor(s), or 2) a cover letter which
includes a list of the facility contractors which submit
TRI reports to EPA, identifying each contractor by
name, TRI technical contact, and TRI facility name and
address. Additionally, federal facilities should check
Form R, Part I, Section 4.2c, while contractors at
federal facilities should check Form R, Part I, Section
4.2d.

A.4 Magnetic Media
Reporting

All federal facilities are required to report using
Internet reporting. If the GOCO submits its reports on
magnetic media to EPA and to the federal facility, the
federal facility may submit magnetic media copies of
their GOCO TRI reports to EPA provided that those
reports account for all subject activities at the facility.
Magnetic media reports must be accompanied by a
cover letter which includes:

•	Required Form R certification statement;

•	List of the chemicals reported on the federal
facility's disk; and

•	List that identifies the contractor(s) [if any] by
name and by TRIFID number if they have an
assigned TRIFID number, and the chemicals
they reported (which are on the contractors'
attachment disk(s)).

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Appendix A

A.5 How to Report Your
Facility Name

Facility name is a critical data element. It is used by
EPA to create the TRI facility ID number (TRIFID),
which is a unique number designed to identify a facility
site. The facility name and TRIFID number are used
by all TRI data users to link data from a single site
across multiple reporting years. A federal facility is
assigned a new TRIFID number when the federal
report is entered into the Toxics Release Inventory
system for the first time. This TRIFID number,
generated when the first report is entered into the
Toxics Release Inventory System, will be included in
future reporting packages sent to the federal facility,
and should be used by the federal facility in all future
reports.

Federal facilities should report their facility name on
page 1 of the Form Rs (Section 4.1), as shown in the
following example:

U.S. DOE Savannah River Site

It is very important that the agency name appear first,
followed by the specific plant or site name.

Federal contractors at GOCO facilities should report
their names as shown in the following example:

U.S. DOE Savannah River Site -
Westinghouse Operations.

A.6 How to Report Your
North American Industry
Classification System
(NAICS) Code

Federal facilities should report the NAICS code which
most closely represents the activities taking place at the
site. Additional guidance on determining your NAICS
code is provided in the Forms and Instructions booklet.
The table on the next page contains Public
Administration NAICS codes covering executive,
legislative, judicial, administrative and regulatory
activities of the Federal government. Government-
owned and operated business establishments are
classified in major NAICS groups according to the
activity in which they are engaged. For example, a
Veterans Hospital would be classified in Group 806 -
Hospitals.

A.7 How to Report Your
"Parent Company" Name

Federal facilities should report their parent company
name on page 2 of the Form Rs (Section 5.1) by
reporting their complete Department or Agency name,
as shown in the following example:

U.S. Department of Energy

Block 5.2, Parent Company's Dun & Bradstreet
Number, should be marked NA.

Federal contractors at GOCO facilities should not
report a federal department or agency name as their
parent company. A federal name in the parent
company name field will classify the report as federal,
and the GOCO may be identified as a non-reporter.

A.8 How to Revise Your
Data After It Has Been
Submitted

Any TRI Form R submitter may voluntarily revise their
submission if they find errors after their reports have
been sent to EPA. If the revision is to a hardcopy
report, the facility reporter should photocopy the
original form and use a blue or black pen to mark out
the incorrect value and write in the corrected value.
The revised report should be submitted to EPA, with an
"X" in the revision block on page 1 of the Form R. If
the revision is to a diskette, a new diskette should be
submitted, containing the data only for the revised
submission, not all the chemicals originally reported. If
a federal facility receives a copy of a revision from a
contractor located at the federal facility, the facility
should revise the federal report, and submit the revised
report to EPA and the appropriate state along with an
exact copy of the contractor's revision. The cover
letter from the federal facility should indicate that its
submission is a revision.

A.9 Who Should Sign
Federal Form R Reports?

Federal Form R reports should be signed by the senior
federal employee on-site. If no federal employee is on-
site, federal Form R reports must be signed by the
senior federal employee with management
responsibility for the site. Federal Form R reports
should be signed by a federal employee. Contractor
employee signatures are not considered valid on federal
reports.

A-2

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Appendix A

A.10 More Help is
Available!

Federal facilities may call EPA's EPCRA Call Center
to ask specific questions concerning how to submit
their Form R report. For contact information, see the
TRI Home Page at http://www.epa.gov/tri.

A.11 North American
Industry Classification
System Codes 921-928

Sector 92 - Public Administration

921	Executive, Legislative, and Other
General Government Support

92111	Executive Offices

92112	Legislative Bodies

92113	Public Finance Activities

92114	Executive and Legislative Offices Combined

92115	American Indian and Alaska Native Tribal
Governments

92119 General Government, Not Elsewhere
Classified

922	Justice, Public Order, and Safety
Activities

92211	Courts

92212	Police Protection

92213	Legal Counsel and Prosecution

92214	Correctional Institutions

92215	Parole Offices and Probation Offices

92216	Fire Protection

92219 Other Justice, Public Order and Safety
Activities

923	Administration of Human Resource
Programs

92311	Administration of Educational Programs

92312	Administration of Public Health Programs

92313	Administration of Human Resource Programs
(Except Education, Public Health, and
Veterans' Affairs Programs)

92314	Administration of Veterans Affairs

924	Administration of Environmental
Quality Programs

925	Administration of Housing

Programs, Urban Planning, and

Community Development

92511	Administration of Housing Programs

92512	Administration of Urban Planning and
Community and Rural Development

926	Administration of Economic

Programs

92611	Administration of General Economic
Programs

92612	Regulation and Administration of
Transportation Programs

92613	Regulation and Administration of
Communications, Electric, Gas, and Other
Utilities

92614	Regulation of Agricultural Marketing and
Commodities

92615	Regulation, Licensing, and Inspection of
Miscellaneous Commercial Sectors

927	Space Research and Technology

92711 Space Research and Technology

928	National Security and International

Affairs

92811	National Security

92812	International Affairs

92411	Administration of Air and Water Resource
and Solid Waste Management Programs

92412	Administration of Conservation Programs

Toxics Release Inventory Reporting Forms and Instructions

A-3


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Appendix B. Reporting Codes for EPA Form R
and Instructions for Reporting Metals

B.1 Form R Part II

Revision Codes:

RRl	New Monitoring Data

RR2	New Emission Factor(s)

RR3	New Chemical Concentration Data

RR4	Recalculation(s)

RR5	Other Reason(s)

Withdrawal Codes:

WT1 Did not meet the reporting threshold for

manufacturing, processing, or otherwise use
WT2 Did not meet the reporting threshold for number

of employees
WT3 Not in a covered NAICS Code
WOl Other reason(s)

Section 1.1. CAS Number
EPCRA Section 313 Chemical Category

Codes



NO 10

Antimony compounds

N020

Arsenic compounds

N040

Barium compounds

N050

Beryllium compounds

N078

Cadmium compounds

N084

Chlorophenols

N090

Chromium compounds

N096

Cobalt compounds

N100

Copper compounds

N106

Cyanide compounds

N120

Diisocyanates

N150

Dioxin and dioxin-like compounds



N17 lEthylenebisdithiocarbamic



acid, salts and esters (EBDCs)

N230

Certain glycol ethers

N420

Lead compounds

N450

Manganese compounds

N458

Mercury compounds

N495

Nickel compounds

N503

Nicotine and salts

N511

Nitrate compounds

N575

Polybrominated biphenyls (PBBs)

N583

Polychlorinated alkanes

N590

Polycyclic aromatic compounds

N725

Selenium compounds

N740

Silver compounds

N746

Strychnine and salts

N760	Thallium compounds

N770	Vanadium compounds

N874	Warfarin and salts

N982	Zinc compounds

Section 4. Maximum Amount of the
Toxic Chemical On-Site at Any Time
During the Calendar Year

Weight Range in Pounds

Ranee Code

From

To

01

0

99

02

100

999

03

1,000

9,999

04

10,000

99,999

05

100,000

999,999

06

1,000,000

9,999,999

07

10,000,000

49,999,999

08

50,000,000

99,999,999

09

100,000,000

499,999,999

10

500,000,000

999,999,999

11

1 billion

more than 1 billion

Section 5. Quantity of the Non-PBT
Chemical Entering Each Environmental
Medium On-site and Section 6.
Transfers of the Toxic Chemical in
Wastes to Off-Site Locations

Total Release or Transfer

Code	Range (lbs)

A	1-10

B	11-499

C	500-999

Basis of Estimate

Ml - Estimate is based on continuous monitoring
data or measurements for the EPCRA
section 313 chemical.

M2- Estimate is based on periodic or random
monitoring data or measurements for the
EPCRA section 313 chemical.

C- Estimate is based on mass balance

calculations, such as calculation of the
amount of the EPCRA section 313 chemical

Toxics Release Inventory Reporting Forms and Instructions

B-l


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Appendix B

in streams entering and leaving process
equipment.

El - Estimate is based on published emission factors,
such as those relating release quantity to
through-put or equipment type (e.g., air emission
factors).

E2- Estimate is based on site specific emission

factors, such as those relating release quantity to
through-put or equipment type (e.g., air emission
factors).

O- Estimate is based on other approaches such as
engineering calculations (e.g., estimating
volatilization using published mathematical
formulas) or best engineering judgment. This
would include applying an estimated removal
efficiency to a waste stream, even if the
composition of the stream before treatment was
fully identified through monitoring data.

Section 6. Transfers of the Toxic Chemical
in Wastes to Off-Site Locations

Type of Waste Disposal/Treatment/Energy
Recovery/Recycling

M10	Storage Only

M20	Solvents/Organics Recovery

M24	Metals Recovery

M26	Other Reuse or Recovery

M28	Acid Regeneration

M40	Solidification/Stabilization

M41	Solidification/Stabilization-Metals and Metal

Category Compounds only

M50	Incineration/Thermal Treatment

M54	Incineration/Insignificant Fuel Value

M56	Energy Recovery

M61	Wastewater Treatment (Excluding POTW)

M62	Wastewater Treatment (Excluding POTW) C
Metals and Metal Category Compounds only

M64	Other Landfills

M65	RCRA Subtitle C Landfills

M66	Subtitle C Surface Impoundment

M67	Other Surface Impoundments

M69	Other Waste Treatment

M73	Land Treatment

M79	Other Land Disposal

M81	Underground Injection to Class I Wells

M82	Underground Injection to Class II-V Wells

M90	Other Off-Site Management

M92	Transfer to Waste Broker C Energy Recovery

M93	Transfer to Waste Broker C Recycling

M94	Transfer to Waste Broker C Disposal

M95	Transfer to Waste Broker C Waste Treatment

M99	Unknown

Section 7A. On-Site Waste Treatment
Methods and Efficiency

General Waste Stream

A Gaseous (gases, vapors, airborne

particulates)

W Wastewater (aqueous waste)
L Liquid waste streams (non-aqueous waste)
S Solid waste streams (including sludges and
slurries)

Waste Treatment Methods

Air Emissions Treatment

A01

Flare

A02

Condenser

AO 3

Scrubber

A04

Absorber

AO 5

Electrostatic Precipitator

A06

Mechanical Separation

A07

Other Air Emission Treatment

Chemical Treatment

H040 Incineration—thermal destruction other than

use as a fuel
H071 Chemical reduction with or without

precipitation
H073 Cyanide destruction with or without

precipitation
H075 Chemical oxidation
H076 Wet air oxidation

H077 Other chemical precipitation with or without
pre-treatment

Biological Treatment

H081 Biological treatment with or without
precipitation

Physical Treatment

H082 Adsorption

H083	Air or steam stripping

H101	Sludge treatment and/or dewatering

H103	Absorption

Hill	Stabilization or chemical fixation prior to
disposal

HI 12 Macro-encapsulation prior to disposal

H121	Neutralization

HI 22 Evaporation

H123	Settling or clarification

HI24 Phase separation

H129 Other treatment

B-2

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Appendix B

Section 7B. On-Site Energy Recovery
Processes

U01 Industrial Kiln
U02 Industrial Furnace
U03 Industrial Boiler

Section 7C. On-Site Recycling Processes

H10 Metal recovery (by retorting, smelting, or

chemical or physical extraction)

H20 Solvent recovery (including distillation,
evaporation, fractionation or extraction)
H3 9 Other recovery or reclamation for reuse

(including acid regeneration or other chemical
reaction process)

Section 8.10. Source Reduction Activity
Codes

Good Operating Practices

W13 Improved maintenance scheduling, record

keeping, or procedures
W14 Changed production schedule to minimize

equipment and feedstock changeovers
W19 Other changes in operating practices

Inventory Control

W21 Instituted procedures to ensure that materials do

not stay in inventory beyond shelf-life
W22 Began to test outdated material C continue to use

if still effective
W23 Eliminated shelf-life requirements for stable
materials

W24 Instituted better labeling procedures

W25 Instituted clearinghouse to exchange materials

that would otherwise be discarded
W29 Other changes in inventory control

Spill and Leak Prevention

W31 Improved storage or stacking procedures
W32 Improved procedures for loading, unloading, and

transfer operations
W33 Installed overflow alarms or automatic shut-off
valves

W3 5 Installed vapor recovery systems

W3 6 Implemented inspection or monitoring program

of potential spill or leak sources
W39 Other changes made in spill and leak prevention

Raw Material Modifications

W41 Increased purity of raw materials

W42 Substituted raw materials

W49 Other raw material modifications made

Process Modifications

W51 Instituted recirculation within a process
W52 Modified equipment, layout, or piping
W53 Use of a different process catalyst
W54 Instituted better controls on operating bulk
containers to minimize discarding of empty
containers

W55 Changed from small volume containers to
bulk containers to minimize discarding of
empty containers
W58 Other process modifications

Cleaning and Degreasing

W59 Modified stripping/cleaning equipment
W60 Changed to mechanical stripping/cleaning
devices (from solvents or other materials)
W61 Changed to aqueous cleaners (from solvents

or other materials)

W63 Modified containment procedures for

cleaning units
W64 Improved draining procedures
W65 Redesigned parts racks to reduce drag out
W66 Modified or installed rinse systems
W67 Improved rinse equipment design
W68 Improved rinse equipment operation
W71 Other cleaning and degreasing
modifications

Surface Preparation and Finishing

W72 Modified spray systems or equipment
W73 Substituted coating materials used
W74 Improved application techniques
W75 Changed from spray to other system
W78 Other surface preparation and finishing
modifications

Product Modifications

W81	Changed product specifications

W82	Modified design or composition of products

W83	Modified packaging

W89	Other product modifications

Section 8.10. Methods Used to Identify
Source Reduction Activities

For each source reduction activity, enter up to three of
the following codes that correspond to the method(s)
which contributed most to the decision to implement
that activity.

TO 1 Internal Pollution Prevention Opportunity
Audit(s)

T02 External Pollution Prevention Opportunity
Audit(s)

T03 Materials Balance Audits
T04 Participative Team Management

Toxics Release Inventory Reporting Forms and Instructions

B-3


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Appendix B

T05

Employee Recommendation (independent of a

TO 8



formal company program)



T06

Employee Recommendation (under a formal

TO 9



company program)



T07

State Government Technical Assistance Program

T10





Til

Federal Government Technical Assistance
Program

Trade Association/Industry Technical
Assistance Program
Vendor Assistance
Other

B-4

Toxics Release Inventory Reporting Forms and Instructions


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Appendix B

B.2 Reporting the Waste Management of Metals

This appendix outlines how the TR1-ME reporting software restricts reporting for metals when the specific data element or
waste management code is not applicable for a particular chemical. Below is a list of metals divided into four groups along
with charts that help explain where quantities of these chemicals can and can not be reported on the Form R using TR1-ME.
In addition, there are charts that explain restrictions on reporting waste management codes for the toxic chemicals in each of
the four groups. This appendix only shows where reporting is restricted in TR1-ME, it does not indicate every situation where
a metal should not be reported in a specific section of the form. For example, TR1-ME does not restrict the reporting of most
individually-listed metal compounds as used for energy recovery (Sections 8.2 and 8.3) even though some of these chemicals
do not have a heat value greater that 5000 British thermal units (Btu) and, thus, can not be combusted for energy recovery. It
is left to the facility to decide which of these toxic chemicals can be used for energy recovery. If you are not using TR1-ME
this appendix can serve as a guide to help you understand where it is not appropriate to report certain quantities of toxic
chemicals or waste management codes on your Form R.

Parent Metals:

Metal Compound

Antimony

Categories:

Arsenic

Antimony Compounds

Barium

Arsenic Compounds

Beryllium

Barium Compounds

Cadmium

Beryllium Compounds

Chromium

Cadmium Compounds

Cobalt

Chromium Compounds

Copper

Cobalt Compounds

Lead

Copper Compounds

Manganese

Lead Compounds

Mercury

Manganese Compounds

Nickel

Mercury Compounds

Selenium

Nickel Compounds

Silver

Selenium Compounds

Thallium

Silver Compounds



Thallium Compounds



Vanadium Compounds



Zinc Compounds

Metals with
Qualifiers:

Aluminum (fume or dust)
Vanadium (except when
in an alloy)

Zinc (fume or dust)

Individually-Listed
Metal Compounds:

Bis(tributylin) oxide
Triphenyltin hydroxide
Triphenyltin chloride
Molybdenum trioxide
Thorium dioxide
Asbestos (friable)
Aluminum oxide (fibrous
forms)

Tributyltin fluoride

Tributyltin

methacrylate

Titanium

tetrachloride

Boron trifluoride

Metiram

Boron trichloride

Zineb

Maneb

Fenbutatin oxide
Iron pentacarbonyl
Ferbam

C.I. Direct Brown
95

Osmium tetroxide
Aluminum
phosphide
C.I. Direct Blue
218

Sections 5.3 - Discharges to Water and 6.1 - Transfers to POTWs

The following chart indicates which metals can be reported as released to water in Section 5.3 or to POT W' s in Section 6.1.
Only zinc (fume or dust) and aluminum (fume or dust) are not reported in these sections because the fume or dust form of a
toxic chemical can not exist in water.

Form R Section in
Part II

Parent Metals

Metal Category
Compounds

Metals with
Qualifiers

Individually-listed
Metal Compounds

Section 5.3 -
Discharges to
receiving streams
or water bodies

All

All

Vanadium (except
when contained in
an alloy)

All except Asbestos

Section 6.1-
Discharges to
POTWs

All

All

Vanadium (except
when contained in
an alloy)

All except Asbestos

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Appendix B

Section 6.2. Transfers to Other Off-Site Locations

Any toxic chemical may be reported in Section 6.2. However, TR1-ME will not allow certain M codes to be used when
reporting metals. The chart below indicates which M codes can be reported in Section 6.2 for the four groups of metals.
Note that all disposal M codes other than M41 and M62 can be used for all toxic chemicals. Code M24 is only made
available for the four groups of metals.

Waste Management Code for
Section 6.2

Parent
Metals

Metal
Category
Compounds

Metals with
Qualifiers

Individually-
listed Metal
Compounds

M41 and M62 (disposal codes-for
metals only)

All

All

Vanadium (except
when contained in
an alloy)

All except
Asbestos

M56 and M92 (energy recovery
codes)

None

None

None

All except
Asbestos1

M20 and M28 (recycling codes)

None

None

None

All

M24, M26 and M93 (recycling
codes)

All

All

All

All

M40, M50, M54, (treatment
codes)

None

None

All except
Vanadium (except
when contained in
an alloy)

All

M61, M69, M95 (treatment codes)

Barium2

Barium
Compounds2

Same as above

All

Section 7A. On-site Waste Treatment Methods and Efficiency

TRI-ME allows any toxic chemical to be reported in Section 7 A, however, it limits reporting in two ways. First, TRI-ME
limits the treatment codes that can be reported based on the General Waste Stream Code selected. If a TRI-ME user selects
General Waste Stream code "A - Gaseous", all Waste Treatment Codes are made available. However, if a user selects from
the remaining three General Waste Stream Codes (W - Wastewater, L - Liquid waste streams, or S - Solid waste streams), the
"Air Emissions Treatment" Waste Treatment Codes are not made available. Second, the software restricts reporting for
certain toxic chemicals with qualifiers. When reporting zinc (fume or dust) or aluminum (fume or dust) TRI-ME will not
allow the user to select General Waste Stream Codes W-Wastewater and L-Liquid waste streams because the fume or dust
form of a toxic chemical can not exist in a liquid or water waste. For asbestos (friable) only S - Solid or A - Gaseous can be
selected. When reporting hydrochloric acid (acid aerosols) or sulfuric acid (acid aerosols) only A - Gaseous can be selected.

Crosswalk for Section 7A, Column B. Waste Treatment Method (s) Sequence

Air Emissions Treatment (applicable to gaseous waste streams only)
(No change — same as previous codes)

A01

Flare





A02

Condenser





A03

Scrubber





A04

Absorber





A05

Electrostatic Precipitator





A06

Mechanical Separation





A07

Other Air Emission Treatment





B-6

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Appendix B

Biological Treatment:

Previous Codes

New Codes (adapted from RCRA Hazardous Waste
Management Codes)

B11

Aerobic

H081

Biological treatment with or without precipitation

B21

Anaerobic

H081

Biological treatment with or without precipitation

B31

Facultative

H081

Biological treatment with or without precipitation

B99

Other Biological
Treatment

H081

Biological treatment with or without precipitation

Chemical Treatment:

Previous Codes

New Codes (adapted from RCRA Hazardous Waste
Management Codes)

C01

Chemical Precipitation B
Lime or Sodium
Hydroxide

H071

Chemical reduction with or without precipitation

C02

Chemical Precipitation B
Sulfide

H071

Chemical reduction with or without precipitation

C09

Chemical Precipitation B
Other

H077

Other chemical precipitation with or without pre-
treatment

C11

Neutralization

H121

Neutralization

C21

Chromium Reduction

H071

Chemical reduction with or without precipitation

C31

Complexed Metals
Treatment (other than pH
adjustment)

H129

Other treatment

C41

Cyanide Oxidation B
Alkaline Chlorination

H073

Cyanide destruction with or without precipitation

C42

Cyanide Oxidation B
Electrochemical

H073

Cyanide destruction with or without precipitation

C43

Cyanide Oxidation B
Other

H073

Cyanide destruction with or without precipitation

C44

General Oxidation
(including Disinfection) B
Chlorination

H075

Chemical oxidation

C45

General Oxidation
(including Disinfection) B
Ozonation

H075

Chemical oxidation

C46

General Oxidation
(including Disinfection) B
Other

H075

Chemical oxidation

C99

Other Chemical
Treatment

H129

Other treatment

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Appendix B

Chemical Treatment:

Previous Codes

New Codes (adapted from RCRA Hazardous Waste
Management Codes)

Incineration/Thermal Treatment: (Note: Only report combustion for the purposes of incineration/thermal
treatment in Section 7A. If the method involves combustion for the purposes of energy recover, report
as U01, U02, or U03 in Section 7B. If the method involves combustion for the purposes of materials
recovery, report as H39 in Section 7C.)

F01

Liquid Injection

H040

Incineration B thermal destruction other than use as
a fuel

F11

Rotary Kiln with Liquid
Injection Unit

H040

Incineration B thermal destruction other than use as
a fuel

F19

Other Rotary Kiln

H040

Incineration B thermal destruction other than use as
a fuel

F31

Two Stage

H040

Incineration B thermal destruction other than use as
a fuel

F41

Fixed Hearth

H040

Incineration B thermal destruction other than use as
a fuel

F42

Multiple Hearth

H040

Incineration B thermal destruction other than use as
a fuel

F51

Fluidized Bed

H040

Incineration B thermal destruction other than use as
a fuel

F61

Infra-Red

H040

Incineration B thermal destruction other than use as
a fuel

F71

Fume/Vapor

H040

Incineration B thermal destruction other than use as
a fuel

F81

Pyrolytic destructor

H040

Incineration B thermal destruction other than use as
a fuel

F82

Wet air oxidation

H076

Wet air oxidation

F83

Thermal

Drying/Dewatering

H122

Evaporation

F99

Other

Incineration/Thermal
Treatment

H040

Incineration B thermal destruction other than use as
a fuel

Physical Treatment:

Previous Codes

New Codes (adapted from RCRA Hazardous
Waste Management Codes)

P01

Equalization

H129

Other treatment

P09

Other blending

H129

other treatment

P11

Settling/clarification

H123

Settling or clarification

P12

Filtration

H123

Settling or clarification

P13

Sludge dewatering (non-thermal)

H101

Sludge treatment and/or dewatering

P14

Air flotation

H124

Phase separation

P15

Oil skimming

H124

Phase separation

P16

Emulsion breaking B thermal

H124

Phase separation

P17

Emulsion breaking B chemical

H124

Phase separation

B-8

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Appendix B

Physical Treatment:

Previous Codes

New Codes (adapted from RCRA Hazardous
Waste Management Codes)

P18

Emulsion breaking B other

H124

Phase separation

P19

Other liquid phase separation

H124

Phase separation

P21

Adsorption B Carbon

H082

Adsorption

P22

Adsorption B Ion exchange (other
than for recovery/reuse)

H082

Adsorption

P23

Adsorption B Resin

H082

Adsorption

P29

Adsorption B Other

H082

Adsorption

P31

Reverse Osmosis (other than for
recover/reuse)

H129

Other treatment

P41

Stripping B Air

H083

Air or steam stripping

P42

Stripping B Steam

H083

Air or steam stripping

P49

Stripping B Other

H083

Air or steam stripping

P51

Acid Leaching (other than for
recovery/reuse)

H129

Other treatment

P61

Solvent Extraction (other than
recovery/reuse)

H129

Other treatment

P99

Other Physical Treatment

H129

Other treatment

Solidification/Stabilization:

Previous Codes

New Codes (adapted from RCRA Hazardous
Waste Management Codes)

G01

Cement processes
(including silicates)

H111

Stabilization or chemical fixation prior to
disposal

G09

Other Pozzolonic
Processes
(including silicates)

H111

Stabilization or chemical fixation prior to
disposal

G11

Asphaltic
Techniques

H111

Stabilization or chemical fixation prior to
disposal

G20

Thermoplastic
Techniques

H111

Stabilization or chemical fixation prior to
disposal

G99

Other Solidification
Processes

H111

Stabilization or chemical fixation prior to
disposal

Section 7B. On-site Energy Recovery Processes

The chart below indicates which energy recovery codes can be reported in TR1-ME in Section 7B for the four groups of
metals.

Energy Recovery Code for
Section 7B

Parent
Metals

Metal
Category
Compounds

Metals
with
Qualifiers

Individually-
listed Metal
Compounds

U01, U02, U03

None

None

None

All except
Asbestos1

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Appendix B

Section 7C. On-site Recycling Processes

Any chemical can be reported in Section 7C. However, certain waste management codes should not be reported for certain
toxic chemicals. The chart below indicates which codes can be reported in Section 7C when using TR1-ME.

Recycling Code for Section 7C

Parent
Metals

Metal Category
Compounds

Metals with
Qualifiers

Individually-
listed Metal
Compounds

H10(this code is for metals only

All

All

All

All

H20

None

None

None

All

H39

All

All

All

All

Crosswalk for Section 7C. On-site Recycling Processes

Previous Codes

New Codes (adapted from RCRA Hazardous Waste
Management Codes)

R11

Solvents/Organics
Recovery B Batch Still
Distillation

H20

Solvent Recovery (including distillation, evaporation,
fractionation or extraction)

R12

Solvents/Organics
Recovery B Thin-Film
Evaporation

H20

Solvent Recovery (including distillation, evaporation,
fractionation or extraction)

R13

Solvents/Organics
Recovery B Fractionation

H20

Solvent Recovery (including distillation, evaporation,
fractionation or extraction)

R14

Solvents/Organics
Recovery B Solvent
Extraction

H20

Solvent Recovery (including distillation, evaporation,
fractionation or extraction)

R19

Solvents/Organics
Recovery B Other

H20

Solvent Recovery (including distillation, evaporation,
fractionation or extraction)

R21

Metals Recovery B
Electrolytic

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R22

Metals Recovery B Ion
Exchange

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R23

Metals Recovery B Acid
Leaching

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R24

Metals Recovery B
Reverse Osmosis

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R26

Metals Recovery B Solvent
Extraction

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

B-10

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Appendix B

Previous Codes

New Codes (adapted from RCRA Hazardous Waste
Management Codes)

R27

Metals Recovery B High
Temperature

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R28

Metals Recovery B
Retorting

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R29

Metals Recovery B
Secondary Smelting

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R30

Metals Recovery B Other

H10

Metal Recovery (by retorting, smelting, or chemical or
physical extraction)

R40

Acid Regeneration

H39

Other recovery or reclamation for reuse (including acid
regeneration or other chemical reaction process)

R99

Other Reuse or Recovery

H39

Other recovery or reclamation for reuse (including acid
regeneration or other chemical reaction process)

Section 8. Source Reduction and Recycling Activities

The chart below indicates which metals can be reported in Sections 8.2,8.3,8.6 and 8.7 of the FonnR when using TR1-ME.
Note that all toxic chemicals can be reported in Sections 8.1, 8.4, 8.5 and 8.8.

Waste Management Activity

Parent
Metals

Metal Category
Compounds

Metals with
Qualifiers

Individually-
listed Metal
Compounds

Quantity used for energy
recovery on site and off site
(Sections 8.2 and 8.3)

None

None

None

All except
Asbestos2

Quantity treated for destruction
on site and off site (Sections
8.6 and 8.7)

None

except

Barium2

None except

Barium

Compounds2

All except
Vanadium
(except when
contained in an
alloy)

All

1	Although TRI-ME does not restrict reporting of most individually-listed metal compounds as transferred off site for
energy recovery, only chemicals with a heat value greater than 5000 British thermal units that are combusted in a device
that is an industrial furnace or boiler (40 CFR Section 372.3) should be reported as used for energy recovery.

2	The toxic chemical category barium compounds (N040) does not include barium sulfate. Because barium sulfate is not a
listed toxic chemical, the conversion in a waste stream of barium or barium compound to barium sulfate is considered
treatment for destruction (40 CFR Section 372.3).

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Appendix C. Facility Data Profiles and Common
Errors in Completing Form R Reports and Form A
Certification Statements

EPA wishes to ensure that facilities submit all required TRI
chemical submissions in a timely manner so that the
information may be included in its national database, annual
public data release, and other information products.
Moreover, EPA seeks to ensure that all submitted data are
complete and accurate. This appendix provides an overview
of the Facility Data Profile (FDP), an important
communication tool that EPA uses to ensure consistent,
complete, and accurate submissions from reporting facilities.
This appendix also provides specific guidance to avoid
common errors in completing Form Rs and Form A
Certification Statements, including errors in threshold
determination, misapplication of exemptions, and activities
involving a reportable chemical, any of which may result in the
erroneous non-reporting of a chemical.

C.1 Facility Data Profile
(FDP)

FDPs are made available by the TRI Data Processing Center
to a reporting facility in response to any submission the TRI
Data Processing Center receives. You may review your FDP
on the Internet at http://www.triefdp.org. It is very important
that you review your FDP. If the Technical Contact provided
an email address in the Form R/Fonn A, they will receive a
real-time email notifying them when their FDP has been
updated and posted to the FDP Web site. A submission can
include an original or revised Form R or Form A, or
corrections included in a response to a previous FDP. The
FDP serves two primary purposes. First, EPA wants to give
the reporting facility the opportunity to confirm that the TRI
Data Processing Center has entered its data correctly into
EPA's national computer system i.e. the TRI Data Processing
Center echoes back the information that it has received.
Second, if the TRI Data Processing Center identifies potential
errors in the forms a facility lias submitted, the FDP indicates
what these errors are and requests that the facility provide EPA
with corrections. The FDP does not serve as a means to
withdraw a Form R and/or Form A. For additional information
regarding withdrawal procedures see Section A.5 of this
document or go to http://www.epa. gov/tri. If you have
questions regarding your FDP, please send an email to
tri.efdp@csc.com or call. 1-301-429-5005. Facilities that send
corrections in response to their FDPs are encouraged to submit
a revision using CDX. For additional instructions regarding
your FDP, please refer to your FDP.

An FDP is comprised of the following sections:

•	Facility Information. This section displays all
facility-specific data, including TRI Facility
Identification (TRIFID), facility name, facility
address, facility mailing address, relevant permits
(e.g., RCRA, NPDES, and UIC), North American
Industry Classification System code (NAICS), and
other facility data. Errors related to facility
information will be provided in this section.

•	Instructions Page. This page provides instructions
on how to review and respond to the FDP.

•	Certification Statement Signature Page. This page
provides the Certification Statement to be signed by a
facility owner/operator or senior management official
if using the FDP to make a revision.

•	Chemical Report Summary. This section lists all
chemicals reported by the facility for each reporting
year covered by the FDP. For example, if the FDP is
responding to five original chemical submissions for
Reporting Year 2008 and revisions to one chemical
for Reporting Year 2007, a list of all chemicals for
both years will appear.

•	Errors/Alerts Identified In This Report: Non-
Technical Data Changes (NDC), Notices of
Technical Errors (NOTE), Notices of Significant
Error (NOSE), and Data Quality Alerts (DQA).

FDPs identify three different types of errors: NDCs,
NOTEs and NOSEs and one type of alert called Data
Quality Alert (DQA). See explanations in section B.

•	Error Summary Page. The Error Summary Page
provides facilities an error/alert count for each
chemical submission.

•	Chemical Reports. All recently submitted and
processed Form R or Form A data (i.e., chemical
specific data) are displayed in the chemical reports
under the appropriate facility or subordinate facility
names. The FDP displays facsimiles for chemical
reports for submissions received during the current
calendar year and revisions or responses to FDPs
only. For example, if a facility originally reported
five chemicals for Reporting Year 2008, and
subsequently revises only one chemical submission
the facility will receive an FDP for Reporting Year
2008 with only the revised chemical included in the
Chemical Reports section. Hence there may be fewer
chemical reports than chemicals listed in the
Chemical Summary section. If only facility level

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Appendix C

changes have occurred (i.e., Part I of the Form R or
A), this section is not provided.

C.2 Levels of Errors
Identified in FDPs: Notice of
Non-Technical Data Change
(NDC), Notice of Technical
Errors (NOTE), Notice of
Significant Errors (NOSE),
Notice of Noncompliance
(NON)

FDP Error Reporting. In addition to echoing back the
information a facility has submitted, FDPs are used to identify
potential errors and provide Data Quality Alerts, as well as
indicate where the TRI Data Processing Center has made
minor clerical changes to submissions. As submission
information is entered into EPA's national database, a series of
automated data quality checks are performed. The data quality
checks are useful to identify potential errors with certain data
fields such as TRI Facility Identification, facility name, county
spelling, as well as to perform validation checks to ensure
consistency among data elements within a given Form R or
Form A. These data quality checks, however, cannot detect
whether release, transfer, or waste management quantities were
calculated or entered accurately. Within a FDP notice, there
may be up to three different types of errors identified.

First, a Non-Technical Data Change (NDC) notifies you of
simple, clerical errors that the TRI Data Processing Center has
corrected for you. It is not necessary to respond to a NDC.
The TRI Data Processing Center will correct simple, clerical
errors that are not technical or scientific - a "non-technical
data change." For example, if a facility transposes CAS
numbers (e.g., the submitter lists 7623-00-0 for sodium nitrite
instead of 7632-00-0), the TRI Data Processing Center will
correct this clerical error and display the correct information
on the facility's FDP. If a facility lists a specific glycol ethers
subcategory, the TRI Data Processing Center will replace this
subcategory with the reportable name Acertain glycol ethers."
The messages used on FDPs to report non-technical data
changes are shown at the end of this appendix under the
heading AE. Messages Used to Report Notices of Technical
Errors (NOTEs) and Non-technical Data Changes (NDCs)."

Second, a Notice of Technical Error (NOTE) highlights
inconsistencies or miscalculations that may distort your
facility's information in EPA's public data products or skew
analyses. Incomplete addresses, no technical or public contact
provided, missing or invalid NAICS codes, or the use of range
codes to report PBT chemical releases are all examples of
technical errors. You should respond to NOTEs as soon as

C-2

possible. These types of errors require that the reporting
facility make corrections on its FDP (or provide the TRI Data
Processing Center with a brief explanation why they do not
believe that it is an error) or submit a revised Form R or Form
A. Depending upon when your changes are received, there
may or may not be sufficient time to incorporate them into
EPA's database in time for public data release. Technical
errors do not prevent submissions from being entered into the
data management system, but indicate inconsistencies or
miscalculations in the submitted form. These errors can distort
public information products and skew any analyses if not
corrected. The messages used on FDPs to report NOTEs are
shownbelow at the end of this appendix under the heading "D.
Messages Used to Report Notices of Technical Errors
(NOTEs) and Non-technical Data Changes (NDCs)."

Third, more serious errors are classified as Notices of
Significant Errors (NOSE). The FDP contains the Notice of
Significant Error if applicable. Significant errors prevent
submissions from being entered into the TRI Data Processing
Center data management system or do not allow the TRI Data
Processing Center to verify the authenticity of the submission.
Invalid forms, missing pages, no certification signature, no
chemical name or CAS number are examples of significant
errors. These types of errors require that the reporting facility
make corrections on their FDP, submit a revised Form R or
Form A, or provide the TRI Data Processing Center with a
brief explanation why they do not believe that it is an error. A
facility must respond to a Notice of Significant Error within 21
days of receipt. Failure to respond within the initial 21 day
requirement could result in the issuance of a Notice of
Noncompliance (NON). A Notice of Noncompliance is not
included in a FDP and is mailed separately.

The Agency will issue a 1 Notice of Noncompliance (NON) to

a facility for failure to respond to a Notice of Significant Error
(NOSE) within the required period. A NON will require a
facility to take the corrective action noted in the NOSE within
30 days and respond to the Agency that corrective action has
been taken. If a facility fails to respond to the NON within the
required time period, the Agency may take further action.

Facilities must keep copies, for three years, of submitted Form
R reports and Form A certifications and all documentation
used to complete their submissions. This documentation
should include calculations for threshold determinations, the
basis of exemptions applied, and the estimation techniques and
data used for all quantities reported on the Form R and Form
A.

For the first time beginning with RY 2004, TRI will provide
Data Quality Alerts (DQA). The DQA informs facilities of
possible reporting issues. It is offered to assist facilities in
ensuring accurate reporting.

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Appendix C

C.3 Common Errors in
Completing Form R Reports
and Form A Certification
Statements, including
Reporting Determination
Errors

General Considerations

•	Lack of signed Certification Statement. If you

choose not to send your TRI submissions via the
paperless CDX process, you must send a signed
certification statement with your magnetic media
submission or sign Part I, Section 3 of your hard copy
submission. Although EPA accepts diskette and
paper submissions, EPA strongly encourages you to
send your submission via CDX.

•	Incomplete Forms. A complete Form R report for a
single EPCRA section 313 chemical or single
EPCRA section 313 chemical category consists of
five pages stapled together. By using TR1-ME and
CDX, errors such as this would not occur. Each
chemical submission must have its own page one.
EPA cannot enter into the database data from a
package that contains only one page 1, but several
page 2s, 3s, 4s, and/or 5s. Suchforms are considered
incomplete submissions.

Threshold Determinations

•	Calculating threshold determinations. Annual
quantities manufactured, processed, or otherwise
used for section 313 chemicals must be calculated,
not surmised. The assumption that thresholds are
exceeded commonly leads to error.

•	Misclassification of EPCRA section 313 chemical
activity. Failure to correctly classify an EPCRA
section 313 chemical activity may result in an
incorrect threshold determination. As a result, a
facility may fail to submit the required Form R.

•	EPCRA section 313 chemical activity overlooked.

Many facilities believe that because the section 313
reporting requirement pertains to manufacturers, only
the use of EPCRA section 313 chemicals in
manufacturing processes must be examined. Any
activity involving the manufacture, process, or
otherwise use of an EPCRA section 313 chemical or
chemical category must be included in threshold
determinations. Commonly overlooked activities
include importation of chemicals, generation of waste
byproducts, processing of naturally occurring metals

and metal category compounds in ore, manufacturing
and processing intermediates, the use of chemicals
for cleaning of equipment, and the generation of
byproducts during combustion of coal and/or oil.
Facilities should take a systematic approach to
identify all chemicals and mixtures used in
production and non-production capacities, including
catalysts, well treatment chemicals, and wastewater
treatment chemicals.

•	Considering EPCRA section 313 chemicals in
mixtures and other trade name products. EPCRA
section 313 chemicals contained in mixtures
(including ores and stainless steel alloys) and other
trade name products must be factored into threshold
determinations and release and other waste
management determinations, provided that the de
minimis exemption cannot be taken. When the
EPCRA section 313 chemical being reported is a
component in a mixture or other trade name product,
report only the weight of the EPCRA section 313
chemical in the mixture. Refer to Section B. 4b of this
document to calculate the weight of an EPCRA
section 313 chemical in a mixture or other trade name
product.

•	Overlooking manufacturing. Coincidental
manufacturing must not be overlooked. If coal and/or
fuel oil and other raw materials that contain EPCRA
section 313 chemicals are used in boilers/burners,
there is a potential for the coincidental manufacture
of EPCRA section 313 chemicals such as sulfuric
acid (acid aerosols), hydrochloric acid (acid
aerosols), hydrogen fluoride, and metal category
compounds. Additionally, manufacturing of EPCRA
section 313 chemicals during waste treatment is
commonly overlooked. For example, the treatment of
nitric acid may result in the manufacturing of a
reportable chemical (nitrate compounds).

Container Residue

•	Overlooking container residue. Container residue
must not be disregarded in release and other waste
management calculations. Even a "RCRA empty"
drum is expected to contain a residue and it must be
considered for TRI reporting. Additionally, on-site
drum rinsing and disposal of the rinsate will result in
a release and other waste management activity. Refer
to Estimating Releases and Waste Treatment
Efficiencies for Toxic Chemical Reporting Forms.

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Appendix C

Part I. Facility Identification Information

Section 1. Reporting Year

• Invalid Forms. The correct version of the form for
the reporting year in question must be used. For
example, forms provided for reporting years
1987-1990 must not be used to report data for
reporting years 1991-1995. Form Rs provided for
reporting years 1991-1995 mustnotbe used to report
data for years 1996 and later

Section 2. Trade Secret Information

- Missing or invalid RCRA, NPDES, or UIC
numbers; and

Incomplete off-site and POTW information
(e.g., missing city name)

If amounts are reported in units other than pounds (e.g., metric
units) or with exponential numbers, EPA may require a
revision of the Form R/Form A submitted. The exception is
for the reporting of dioxin and dioxin-like compounds where
the amounts are reported in grams.

• Incorrect completion of trade secret information.

The responses to trade secret questions in Part I
Section 2 and Part II Section 1.3 of Form R/Form A
must be consistent. If trade secrecy is indicated, a
sanitized Form R/Form A and two trade secret
substantiations (one sanitized) must be submitted in
the same package as the unsanitized trade secret
Form R/Form A. Part II Section 1.3 should be blank
if no trade secret claim is being made. Also, if you
indicate in Part I, Section 2.1 that you are not
claiming trade secret information, leave Part I, 2.2
blank.

Section 3. Certification

• Missing certification signature. If you are

submitting your Form R and/or Form A by hardcopy,
an original certification signature must appear on
page 1 of every Form R and/or Form A submitted to
EPA. If you are submitting your Form R and/or
Form A via diskette, a certification letter containing
the certification language as noted in 40 CFR '
372.85(b)(2), with the signature of a senior
management official, must accompany the
submission. The certification letter must contain the
certification language. An example of the
certification letter is included in Section A of these
instructions.

Section 4. Facility Identification

• Questionable entries. Incorrect entries may require
corrections to be made by the facility. The use of the
TR1-ME software would prevent such errors from
occurring. Questionable entries may include:
Missing or incorrect street address;

Missing or incorrect ZIP codes;

Missing County names;

Invalid SIC codes;

Missing or invalid Dun & Bradstreet
numbers;

C-4

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Appendix C

Part II. Chemical-Specific Information

Section 1. Toxic Chemical Identity

•	Reporting chemical abstract service (CAS)
registry numbers in Section 1.1. Beginning with
the 1991 reporting year, EPA has assigned
alphanumeric category codes to the twenty chemical
categories for the purposes of reporting the CAS
number field in Section 1.1. When completing a
Form R for a chemical category, the appropriate code
for that category must be provided in Section 1.1.
The CAS numbers are listed in Table II: "Section 313
Toxic Chemical List," and if needed, the category
codes are listed in Appendix B: "Reporting Codes for
EPA Form R." Category guidance documents are
listed in the Chemical and Industry Guidance
Documents section in this document.

•	Failure to check for synonyms. Some reportable
chemicals (especially glycol ethers and toluene
diisocyanates) have many synonyms that do not
readily imply they are in the category. For example,
benzene,1,3-diisocyanatomethyl may not be readily
recognized as toluene diisocyanate (mixed isomers).

•	Invalid chemical identification in Section 1.2. The

CAS number and the chemical name reported here
must exactly match the listed official EPCRA section
313 CAS number and EPCRA section 313 chemical
name.

•	Failure to consider an EPCRA section 313
chemical qualifier. Only EPCRA section 313
chemicals in the form specified in the qualifier
require reporting under section 313 and should be
reported on Form R with the appropriate qualifier in
parentheses. For example, isopropyl alcohol is listed
on the EPCRA section 313 chemical list with the
qualifier manufacturing- strong acid process, no
supplier notification. Thus, the ONLY facilities that
should report this EPCRA section 313 chemical are
those that manufacture isopropyl alcohol by the
strong acid process.

•	Generic chemical name in Section 1.3. A generic
chemical name should only be provided if the section
313 chemical identity is claimed as a trade secret.

Section 2. Mixture Component Identity

•	Identifying chemicals used in mixtures. Facilities
should carefully review the most recent MSDS or
supplier notification for every mixture brought on-
site to identify all section 313 chemicals used during
a reporting year. Although some mixtures may not
have MSDSs, the best readily available information
should be used to determine the presence of EPCRA
section 313 chemicals in ores and alloys.

•	Mixture names in Section 2.1. Mixture names are to
be entered here only if the supplier is claiming the
identity of the EPCRA section 313 chemical a trade
secret and that is the sole identification. Mixture
names that include the name or CAS number of one
or more EPCRA section 313 chemicals are not valid
uses of the mixture name field.

Section 3. Activities and Uses of the Toxic
Chemical at the Facility

•	Reporting EPCRA section 313 chemical activity.

EPCRA section 313 chemical activity is commonly
overlooked or misclassified. Any activity involving
the manufacture, process, or otherwise use of an
EPCRA section 313 chemical must be examined. For
example, waste treatment operations otherwise use
EPCRA section 313 chemicals to treat waste streams
and may coincidentally manufacture an additional
EPCRA section 313 chemical as a result of the
treatment reaction. Such activity must be considered.
Further, EPCRA section 313 chemical activity must
be correctly classified as either "manufactured,"
"processed," or "otherwise used."

•	Section 3.1 Manufacture means to produce, prepare,
compound, or import an EPCRA section 313
chemical.

•	Section 3.2 Process means the preparation of
an EPCRA section 313 chemical after its
manufacture, which usually includes the
incorporation of the EPCRA section 313 chemical
into the final product, for distribution in commerce.

•	Section 3.3 Otherwise use encompasses any use
of an EPCRA section 313 chemical that does not fall
under the terms "manufacture" or "process," and
includes treatment for destruction, stabilization
(without subsequent distribution in commerce),
disposal, and other use of an EPCRA section 313
chemical, including an EPCRA section 313 chemical
contained in a mixture or other trade name product.
Otherwise use of an EPCRA section 313 chemical
does not include disposal, stabilization (without
subsequent distribution in commerce), or treatment
for destruction unless:

1.	The EPCRA section 313 chemical that was
disposed, stabilized, or treated for destruction
was received from off-site for the purposes of
further waste management; or

2.	The EPCRA section 313 chemical that was
disposed, stabilized, or treated for destruction
was manufactured as a result of waste
management activities on materials received
from off-site for the purposes of further waste
management activities.

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For example, solvents in paint applied to a manufactured
product are often misclassified as processed, instead of
otherwise used. Because the solvents are not incorporated into
the final product, the solvent is being otherwise used, not
processed.

Section 4. Maximum Amount of the Toxic
Chemical On-site at Any Time During the
Calendar Year

•	Maximum amount on-site left blank. Failure to
provide the appropriate code for maximum amount
on site.

Section 5. Quantity of the Toxic Chemical
Entering Each Environmental Medium On-site

•	Incorrectly reporting stack emissions. Fugitive
emissions from general indoor air should not be
reported as stack missions when released from a
single building vent. Additionally, stack emissions
from storage tanks, including loading, working, and
breathing losses from tanks, should not be
overlooked or reported as fugitive emissions.

•	Overlooking releases to land. Section 313
chemicals placed in stockpiles or in surface
impoundments should be reported as a "release to
land" even if no section 313 chemicals leak from
these sources. Quantities of section 313 chemicals
land-treated should be reported as a release to land.

Section 6. Transfers of the Toxic Chemical in
Wastes to Off-site Locations

•	Reporting discharges to POTWs in Section 6.1.

When quantities of a listed mineral acid are
neutralized to a pH of 6 or greater, the quantity
reported as discharged to a POTW should be
reported as zero. It is incorrect to enter "NA" (Not
Applicable), in such a situation.

•	Reporting other off-site transfers in Section 6.2.

Any quantities reported in Sections 8.1, 8.3, 8.5, and
8.7 as sent off-site for disposal, treatment, energy
recovery, or recycling, respectively, must also be
reported in Section 6.2 along with the receiving
location and appropriate off-site activity code.

Section 7A. On-Site Waste Treatment
Methods and Efficiency

•	Failure to report waste treatment methods in
Section 7A. Waste treatment methods used to treat
waste streams containing EPCRA section 313
chemicals, and the efficiencies of these methods,
must be reported on Form R. Information must be
entered for all waste streams, even if the waste

treatment method does not affect the EPCRA section
313 chemical. If no waste treatment is performed on
waste streams containing the EPCRA section 313
chemical, the box marked Not Applicable in Section
7A should be checked on Form R.

•	Incorrect reporting of waste treatment methods in
Section 7A. The type of waste stream, waste
treatment efficiency, and waste treatment method for
each waste stream are required to be reported on
Form R using specific codes. The waste treatment
codes are listed in Appendix B: Reporting Codes for
EPA Form R. A table is also provided in Appendix
B that displays a crosswalk between the old codes
and new ones for reporting year 2005.

Section 7B. On-Site Energy Recovery
Processes

•	Reporting on-site energy recovery methods in
Section 7B. When a quantity is reported in Section
8.2 as combusted for energy recovery on-site, the
type of energy recovery system used must be reported
in Section 7B, and vice versa.

Section 7C. On-Site Recycling Processes

•	Reporting on-site recycling methods in Section

7C. When a quantity is reported in Section 8.4 as
recycled on-site, the type of recovery method must be
reported in Section 7C, and vice versa.

Section 8. Source Reduction and Recycling
Activities

For RY 2004, the TR1-ME software will be offering a new
tool: the Section 8 Calculator. The Section 8 Calculator will
assist users in calculating their Section 8 source reduction and
recycling activity quantities. Also for RY 2004, the TR1-ME
software will populate Section 8 Column A of the Form R for
facilities that load previous year's data.

The entries in this section must be completed, even if your
facility does not engage in source reduction or recycling
activities.

•	Columns C and D, the future year projections for
questions 8.1 through 8.7, must be completed. EPA
expects a reasonable estimate for the future year
projections. Zero can be used in columns C and D to
indicate that the manufacture, process, or otherwise
use of the chemical will be discontinued. In such
cases, columns C and D for Section 8.1 through 8.7
must all contain zeroes.

•	It is incorrect to use range codes to report quantities
in Section 8. Range codes can be used only in
Sections 5 and 6 of Form R.

•	It is incorrect to use the same codes from Section 4

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for reporting the maximum amount of the reported
EPCRA section 313 chemical on-site to report
quantities in Section 8.

•	Quantities reported in Section 8.1 through 8.7 are
mutually exclusive and additive. This means that
quantities of the reported EPCRA section 313
chemical must not be double-counted in Section 8.1
through 8.7.

•	Some double-counting errors have been due to
confusion over the differences in how on-site
treatment of an EPCRA section 313 chemical is
reported in Section 7A as compared to Section 8. In
Section 7A, information on the treatment of waste
streams containing the EPCRA section 313 chemical
is reported, along with the percent efficiency in terms
of destruction or removal of the EPCRA section 313
chemical from each waste stream. In Section 8, only
the quantity of the EPCRA section 313 chemical
actually destroyed through the treatment processes
reported in Section 7A is reported in Section 8.6 to
avoid double-counting within Sections 8.1 through
8.7.

•	Quantities reported in Section 8.1 through 8.7 must
not be reported in Section 8.8 and vice versa.

•	Any time a reported EPCRA section 313 chemical is
contained in a waste, and the waste is associated with
routine production-related activities and is recycled,
combusted for energy recovery, treated, disposed, or
otherwise released either on- or off-site, that quantity
of the EPCRA section 313 chemical must be included
in the quantities reported in Sections 8.1 through 8.7

•	Reporting quantities in Section 8.1 Quantities of
EPCRA section 313 chemicals that are released
(including disposed) on-site and reported in Section 5
of Form R must be reported in either Section 8. la or
8.1b.

§8.1a= § 5.4.1 + § 5.5.1A+ § 5.5.IB - § 8.8 (on-site
release or disposal due to catastrophic events)1

§ 8.1b = § 5.1 + § 5.2 + § 5.3 + § 5.4.2 + § 5.5.2 + §
5.5.3A + § 5.5.3B + §5.5.4 - § 8.8 (on-site release or
disposal due to catastrophic events)1

Quantities of EPCRA section 313 chemicals
transferred off-site for the purposes of disposal
reported in Section 6.2 using the following codes
must appear in Section 8.1c:

- M64 Other Landfills

M65 RCRA Subtitle C Landfills

M81 Underground Injection to Class I Wells

§ 8.1c = § 6.1 (portion of transfer that is untreated
and ultimately disposed of in UIC Class I Wells,
RCRA Subtitle C landfills, and other landfills) + §
6.2 (quantities associated with M codes M64, M65

and M81) - § 8.8 (off-site disposal due to
catastrophic events)1

Metals and metal category compounds transferred
off-site to POTWs in Section 6.1 must appear in
Section 8.1c or 8. Id. To report correctly in Sections
8.1a through d, a facility must include quantities that
are disposed or otherwise released to the environment
either on-site or off-site, excluding disposal or other
releases due to catastrophic events or non-production
related activities.

Quantities of EPCRA section 313 chemicals
transferred off-site for the purposes of disposal
reported in Section 6.2 using the following codes
must appear in Section 8. Id:

M10 Storage Only

M41 Solidification/Stabilization - Metals and
Metal Category Compounds Only

M62 Wastewater Treatment (excluding
POTW) - Metals and Metal Category
Compounds Only

M66 Subtitle C Surface Impoundment
M67 Other Surface Impoundments

-	M73 Land Treatment

M79 Other Land Disposal

M82 Underground Injection to Class II-V
Wells

-	M90 Other Off-Site Management

M94 Transfer to Waste BrokerCDisposal

-	M99 Unknown.

§ 8. Id = §6.1 (portion of transfer that is untreated
and ultimately disposed of in UIC Class II-V wells,
and disposal other than to landfills) + § 6.2
(quantities associated withM codes M10, M41, M62,
M66, M67, M73, M79, M82, M90, M94, M99) - §
8.8 (off-site disposal due to catastrophic events)1

• Reporting quantities in Section 8.2 "Quantity
used for energy recovery on-site." A quantity must
be reported in Section 8.2 for the current (reporting)
year when a method of on-site energy recovery is
reported in Section 7B, and vice versa. An error
facilities make when completing Form R is to report
the methods of energy recovery used on-site in
Section 7B but not report the total quantity associated
with those methods. Another error is to report a
quantity in this section if the combustion of the
EPCRA section 313 chemical took place in a system
that did not recover energy (e.g., an incinerator). A
quantity of the EPCRA section 313 chemical

1 §8.8 includes quantities of toxic chemicals disposed or otherwise released
on site or managed as a waste off site due to remedial actions, catastrophic
events, or one-time events not associated with the production processes.

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combusted for energy recovery must not be reported
if the EPCRA section 313 chemical does not have a
significant heating value. Examples of EPCRA
section 313 chemicals that do not have significant
heating values include metals, metal portions of metal
category compounds, and halons. Metals and metal
portions of metal compounds will never be treated or
combusted for energy recovery. Any quantities of the
EPCRA section 313 chemical associated with
non-production related activities such as catastrophic
releases and remedial actions, as well as other
one-time events not associated with routine
production practices that were combusted for energy
recovery on-site must not be included in Section 8.8.

•	Reporting quantities in Section 8.3 "Quantity used
for energy recovery off-site." As in Section 8.2, a
quantity must not be reported in this section if the
off-site combustion of the EPCRA section 313
chemical took place in a system that did not recover
energy (e.g., incinerator). A quantity of an EPCRA
section 313 chemical must not be reported as sent
off-site for the purposes of energy recovery if the
EPCRA section 313 chemical does not have a
significant heating value. Examples of EPCRA
section 313 chemicals that do not have significant
heating values include metals, metal portions of metal
category compounds, and halons. Metals and metal
portions of metal category compounds will never be
combusted for energy recovery. Quantities must be
reported in Section 8.3 that are reported in Section
6.2 as transferred off-site for the purposes of
combustion for energy recovery using the following
codes:

-	M56 Energy Recovery

-	M92 Transfer to Waste Broker C Energy
Recovery

§ 8.3 = § 6.2 (energy recovery) - § 8.8 (off-site
energy recovery due to catastrophic events)2

•	Reporting quantities in Section 8.4 "Quantity
recycled on-site." A quantity must be reported in
Section 8.4 for the current reporting year when a
method of on-site recycling is reported in Section 7C,
and vice versa. An error facilities make when
completing Form R is to report the methods of
recycling used on-site in Section 7C but not report
the total quantity recovered using those methods.

In addition, only the amount of the chemical that was
actually recovered is to be reported in Section 8.4.
Any quantities of the EPCRA section 313 chemical
associated with non-production related activities such
as catastrophic releases and remedial actions, as well

2§8.8 includes quantities of toxic chemical disposed or otherwise released
on-site or managed as waste off-site due to remedial actions, catastrophic
events, or one-time events not associated with the production processes.

as other one-time events not associated with routine
production practices that were recycled on-site must
not be included in Section 8.8.

•	Reporting quantities in Section 8.5. "Quantity
recycled off-site." Quantities reported in Section 6.2
as transferred off-site for the purposes of recycling
must be included in Section 8.5 using the following
codes:

M20 Solvents/Organic Recovery

-	M24 Metals Recovery

-	M26 Other Reuse or Recovery

-	M28 Acid Regeneration

-	M93 Transfer to Waste Broker C Recycling.

§8.5 = §6.2 (recycling) - §8.8 (off-site recycling due
to catastrophic events)2

•	Reporting quantities in Section 8.6 "Quantity
treated on-site." Quantities may not always have to
be reported in Section 8.6 when Section 7A is
completed. This is because the information reported
in Section 7A and Section 8 is different. Information
on how waste streams containing the reported
EPCRA section 313 chemical are treated is reported
in Section 7A, while the quantity of the EPCRA
section 313 chemical actually destroyed as a result of
on-site treatment is reported in Section 8.6. If a
quantity is reported in Section 8.6, Section 7A must
be completed but the reverse may not be true. This
may result in apparent discrepancies between Section
7A and Section 8. For example, a facility may treat
wastewater containing an EPCRA section 313
chemical by removing the EPCRA section 313
chemical and then disposing of it on-site. The
treatment of the wastewater would be reported in
Section 7A, with an efficiency estimate based on the
amount of the EPCRA section 313 chemical removed
from the wastewater. Although the waste stream has
been treated because the EPCRA section 313
chemical has been removed, the EPCRA section 313
chemical has not been treated because it has not been
destroyed. The facility would report only the amount
of the EPCRA section 313 chemical actually
destroyed during treatment in Section 8.6 and the
amount ultimately disposed in Section 8.1 to avoid
double-counting the same quantity in Section 8. In
cases where the EPCRA section 313 chemical is not
destroyed during a treatment process and
subsequently enters another activity, such as disposal
(e.g., metals removed from wastewater and
subsequently disposed on-site), the quantity of the
EPCRA section 313 chemical would be reported as
disposed in Section 8.1, not as treated in Section 8.6.

Any quantities of the EPCRA section 313 chemical
associated with non-production related activities such
as catastrophic releases and remedial actions, as well
as other one-time events not associated with routine

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production practices that were treated for destruction
on-site must not be included in Section 8.8. Metals
generally will not be treated for destruction.

•	Reporting quantities in Section 8.7 "Quantity
treated off-site." Quantities reported in Section 6.2
as transferred off-site for the purposes of treatment
must be included in Section 8.7 using the following
codes:

M40 Solidification/Stabilization

-	M50 Incineration/Thermal Treatment

-	M54 Incineration/Insignificant Fuel Value

M61 W astewater T reatment (excluding

POTW)

M69 Other Waste Treatment

M95 Transfer to Waste Broker C Waste

treatment.

Quantities of an EPCRA section 313 chemical,
except metals and metal category compounds, sent
off-site to a POTW should also be reported in Section
8.7. If you know, however, that a chemical is not
treated for destruction at the POTW you should
report that quantity in Section 8.1 instead of 8.7.

To report correctly EPCRA section 313 chemicals in
Section 8.7, use the following equation.

§8.7 =§6.1 (excluding most metal/metal category
compounds) + §6.2 (treatment) - §8.8 (off-site
treatment due to catastrophic events)3

•	Reporting quantities in Section 8.8 Quantity
released to the environment as a result of
remedial actions, catastrophic events or one-time
events not associated with production processes.

The quantities that are reported in Section 8.8 are
associated with non-production related activities such
as catastrophic releases and remedial actions, as well
as one-time events not associated with routine
production practices, that were disposed or released
directly to the environment or transferred off-site for
the purposes of recycling, energy recovery, treatment
or disposal. Quantities reported in Section 8.8 must
not be reported in Section 8.1 through 8.7.

•	Reporting the production ratio in Section 8.9. A

production ratio or activity index must be provided in
Section 8.9. A zero is not acceptable and NA (Not
Applicable) can be used only when the reported
EPCRA section 313 chemical was not manufactured,
processed, or otherwise used in the year prior to the
reporting year.

•	Calculating production ratio in Section 8.9. In

3§8.8 includes quantities of toxic chemical disposed or otherwise released
on-site or managed as waste off-site due to remedial actions, catastrophic
events, or one-time events not associated with the production processes.

calculating a production ratio for otherwise used
chemicals, an activity index must be used rather than
quantities purchased or released from year to year.

• Reporting source reduction activities in Section

8.10. It is an error to report a source reduction
activity in Section 8.10 and not report at least one
method used to identify that activity and vice versa.

C.4 FDP Messages Used to
Report Notices of
Significant Errors

Note: EPA is continually trying to improve the error
checking system for TRI submissions. As a result, a
small number of the error messages in this appendix
may be changed by the time the Reporting Year 2008
submissions are checked. Most of these messages
will remain the same. You can look for changes to
these error messages on the TRI home page at
http://www.epa.gov/tri

1.	You have used an invalid Form R or Form A by using
either a form not applicable for the reporting year, or
a facsimile form that has not been approved by EPA.
Resubmit your data on a current EPA approved Form
Ror A.

2.	Pages were missing from the form received. Correct
this by resubmitting a complete certified form for this
chemical substance.

3.	Multiple chemicals were reported in your Form R.
You must submit a separate and complete FormR for
each chemical cited.

4.	You have provided a valid CAS number and a valid
chemical name, but they do not match. Respond by
providing a valid CAS number and matching
chemical name.

5.	You have left part or all of the chemical identification
sections blank. Respond by providing a valid CAS
number and matching chemical name or Mixture
Component Identity.

6.	You reported a CAS number and chemical name that
are invalid. Respond by providing a valid CAS
number and matching chemical name.

7.	Your form indicated Trade Secret status with an
indication that this form is a Sanitized version, but
the report contains no Generic Chemical Name. You
must provide a Generic Chemical Name for this
sanitized form.

8.	You did not sign the Form or certification letter. Per
EPCRA Section 313(g)(1)(B), each submission must
contain an original signature certifying the accuracy
and completeness of the information reported by
signing the certification statement on the Form or

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Appendix C

certified letter. Please be sure to sign the certification
statement in this FDP to certify your submission data.

9.	You have reported Dioxin and Dioxin-like
Compounds on a Form A. Dioxin and Dioxin-like
Compounds are not eligible for the alternate
threshold. Thus, this chemical must be reported on a
Form R. Please resubmit your data on a Form R.

10.	In Part I, Section lof the Form R or Form A
Certification Statement You did not enter a reporting
year. (Note: EPA has set the year to 2084 as a
default.) You must enter a valid reporting year for
your Form R or Form A Certification Statement.
This entry cannot be left blank and NA may not be
used. (NOSE)

11.	In Part I, Section lof the Form R or Form A
Certification Statement you provided an invalid or
future reporting year. You must enter a valid
reporting year for your Form R or Form A
Certification Statement. Valid years are 1987 through
2002. This entry cannot be left blank and NA may
not be used. (NOSE)

12.	You have reported a negative number(s) in Part II,
Sections 5 and/or 6 and/or 8 of your Form R.
Quantities reported in these sections must be 0 or
greater. Please respond by providing correct release
or other waste management data.

13.	You did not complete Part II, Sections 5 and 6.
Please provide the required information; otherwise
indicate NA.

14.	You did not complete Part II, Section 7. Please
provide the required information; otherwise indicate
NA.

15.	You did not complete Part II, Section 8. Please
provide the required information; otherwise indicate
NA.

C.5 Messages Used to
Report Notices of Technical
Errors (NOTEs) and Non-
technical Data Changes
(NDCs)

Invalid codes throughout Form R

16.

17.

You submitted an invalid code. To correct this,
consult the instructions for the proper table value and
provide a valid code value. [Specific location on the
form of the invalid code is given.] (NOTE)

PBT chemicals (e.g., Dioxin and Dioxin-like
Compounds, Lead Compounds, Mercury Compounds
and Polycyclic Aromatic Compounds (PACs)) are

ineligible for range reporting for on-site releases and
transfers off-site for further waste management.
Please provide specific release, transfer, and other
waste management values. (NOTE)

18.	For aluminum (fume or dust) or zinc (fume or dust),
the Waste Management codes M56 and M92 are
unacceptable. Please provide the proper Waste
Management codes for these chemicals. (NOTE)

19.	For asbestos (friable), the Waste Management codes
M56 and M92 are unacceptable. Please provide the
proper Waste Management codes for these chemicals.
(NOTE)

General Errors for both the Form R and/or
Form A

20.	You reported a negative value for a release, transfer
or other waste management quantity. Please provide
a non-negative value for the specified part and
section. (NOTE)

21.	You have reported a value for a PBT chemical
beyond seven digits to the right of the decimal.
EPA's data management systems support data
precision up to seven digits to the right of the
decimal. EPA has truncated your numeric
submission so the number of digits to the right of the
decimal do not exceed seven. If this was incorrect,
specify the correct value, not exceeding seven digits
to the right of the decimal. (NDC)

Errors in Part I, Facility Identification

Information

22.	No selection was made in Part I, Section 2.1 and 2.2
(Trade Secret Information) and a generic chemical
name was not provided in Part II, Section 1.3.
Therefore, the No box was selected in Part I, Section
2.1. If this was incorrect, and you intended to make a
trade secret claim of the identity of the toxic
chemical, you must resubmit following the
requirements of 40 CFR Part 350 to claim trade
secret. (NDC)

23.	You indicated trade secret in Part I, Section 2.1
(Trade Secret Information) but made no selection for
Part I, Section 2.2 (sanitized/unsanitized) and did not
provide a generic chemical name in Part II, Section
1.3. EPA changed your selection in Part I, Section
2.1 to indicate that a trade secret claim is not being
made. If this was incorrect, and you intended to
make a trade secret claim for the identity of the toxic
chemical, you must resubmit following the
requirements of 40 CFR Part 350 to claim trade
secret. (NDC)

24.	You made a selection of No in Part 1, Section 2.1
(Trade Secret Information) and selected unsanitized
in Part 1, Section 2.2. In Part II, Section 1.3 a

	generic name was indicated. Part II, Section 1.3

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should be completed only if trade secret is being
claimed (Part 1, Section 2.1). EPA will move the
chemical name information in Part II, Section 1.3 to
Part II, Section 1.2. If this is incorrect and you wish
to claim trade secret, you must resubmit following the
requirements of 40 CFR Part 350. (NDC)

25.	In Part I, Section 4.1, you entered NA or did not
enter a county name, city name, state code, and/or zip
code. These fields may not be left blank and NA is
not an acceptable entry. You must provide a county
name, city name, state code, and/or zip code where
the facility is located. (NDC)

26.	EPA has corrected the county name, city name, state
code, and/ or zip code that you identified in Part I,
Section 4.1. The county name, city name, state code,
and/ or zip code that you identified was either mis-
spelled, or incorrect, or did not match the previous
year submissions. If you feel our correction was
made in error, please resubmit forms with correct
information. (NDC)

27.	In Part I, Section 4.1, you have used an invalid
TRIFID or you have self-assigned your own TRIFID
or TRIFID that has been superceded. You may not
generate your own TRIFID. The TRI Data Processing
Center assigns this number to a facility. EPA has
corrected this error and assigned you the correct
TRIFID. Please note the corrected TRIFID and keep
it for use in future submissions. (NDC)

28.	No Public Contact name and/or telephone number
was listed. Please provide the name and telephone
number of your Public Contact. (NOTE)

29.	No Technical Contact name and/or telephone number
was listed. Please provide the name and telephone
number of your Technical Contact. (NOTE)

30.	The Federal Facility box was not checked on your
form but we believe you are a Federal Facility.
Unless you respond that you are not a Federal
Facility, we will continue to treat you as a Federal
Facility. (NOTE)

31.	A valid NAICS code was not provided. Please
provide at least one valid primary six-digit NAICS
code. (NOTE)

32.	You reported an invalid state code. If the address is
in the US, please use a valid US Postal Service state
code (see Table III of the Reporting Forms and
Instructions). If the address is not in the US, please
enter a valid code in the Country Field (see Table IV
of the Reporting Forms and Instructions) (NOTE)

3 3. Either Box A (An Entire Facility) or Box B (Part of a
Facility) should be checked in Part I, Section 4.2.
One of the 2 boxes must be checked, but not both.
(NOTE)

34.	If applicable, check either Box C (Federal Facility) or
Box D (GOCO) in Part I, Section 4.2, but do not
check both boxes. (NOTE)

35.	You did not enter Longitude or Latitude values for
the facility. Please enter a Longitude and Latitude
value. (NOTE)

36.	You entered an invalid Longitude/Latitude value(s).
Longitude degrees must be between 0 and 180,
latitude degrees must be between 0 and 90; minutes
and seconds for either latitude or longitude must be
between 0 and 60. (NOTE)

37.	Dun and Bradstreet Numbers (Part I Section 4.7) are
typically 9 characters in length. Please check the
number(s) submitted. If they are incorrect, please
make the appropriate changes. If you believe that
they are correct, no further action is necessary.
(NOTE)

38.	EPA Identification Numbers (RCRA I.D. No. Part I
Section 4.8) are typically 12 characters in length.
Please check the number(s) submitted. If they are
incorrect, please make the appropriate changes. If
you believe that they are correct, no further action is
necessary. (NOTE)

39.	NPDES Permit Numbers (Part I, Section 4.9) are
typically 9 characters in length. Please check the
number(s) submitted. If they are incorrect, please
make the appropriate changes. If you believe that
they are correct, no further action is necessary.
(NOTE)

40.	Underground Injection Well Code (UIC) I.D.
Numbers (Part I, Section 4.10) are typically 12 digits.
Please check the number(s) you have supplied. If they
are incorrect, please make appropriate changes. If
you believe that they are correct, no further action is
necessary. (NOTE)

41.	If this is a North American phone number, please
enter all 10 digits (i.e., include area code). If this is
for another country, please begin the phone number
with "011" as the prefix to your international
telephone number. (NOTE)

42.	In Part I, Section 3, you did not provide a printed or
typed name and official title of owner/operator or
senior management official. It cannot be N/A or left
blank. Please provide a name for owner/operator or
senior management official. (NOTE)

43.	In Part I, Section 5.1 you did not enter the name of
the parent company. This block cannot be left blank.
You must enter the name for the parent company if it
is a U. S. company. If it is a foreign company then you
may check the [NA] box. (NOTE)

44.	The parent company Dun and Bradstreet Number in
Part I, Section 5.2 (typically a 9-digit number )
cannot be left blank. However, if your parent

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Appendix C

company does not have a Dun and Bradstreet
Number check the [NA] box next to Part I, Section
5.2. (NOTE)

Errors in Part II, Section 1. Toxic Chemical
Identity

45.	You have correctly identified the chemical but have
used a synonym for the chemical name. EPA has
changed the Chemical Name to use the preferred TRI
nomenclature. Please specify the correct CAS
Number and matching Chemical Name. (NDC)

46.	The CAS number you reported was changed to match the

chemical name reported, because the CAS number
you provided was not a valid TRI Chemical. If this
was incorrect, specify a valid CAS number and
matching chemical name. (NDC)

47.	The chemical name you reported was changed to
match the CAS number reported, because the
chemical name you provided was not a valid TRI
Chemical. If this was incorrect, specify a valid CAS
Number and matching Chemical Name. (NDC)

48.	You reported a valid TRI CAS Number, a valid
Chemical Name, and a generic Chemical Name.
Therefore, the Generic Chemical Name was deleted.
If this was incorrect, specify the Generic Chemical
Name to be used. (NDC)

49.	You reported a valid TRI CAS Number, a valid
Chemical Name, and a Mixture Component Identity.
Therefore, the Mixture Component Identity was
deleted. If this was incorrect, specify the Mixture
Component Identity to be used. (NDC)

50.	EPA has changed the TRI chemical category code
you reported in Part II, Section 1.1 from N151 to
N150 (the code was incorrectly listed in some pages
of the Reporting Forms and Instructions), the correct
TRI chemical category code for Dioxin and Dioxin-
like Compounds. If this is incorrect and you are not
reporting Dioxin and Dioxin-like Compounds, please
specify the correct CAS number or chemical category
code and matching chemical name.(NDC)

51.	You have reported for isopropyl alcohol (Only
persons who manufacture by the strong acid process
are subject) (CAS number 67-63-0). If you did not
manufacture isopropyl alcohol by the strong acid
process, you have submitted this form in error and
should request that the form be withdrawn. (NOTE)

Errors in Form R, Part II, Section 1.4. Dioxin
and Dioxin-like Compounds

52.	EPA has deleted the entry of zeros in Part II, Section
1.4 because you indicated a CAS number or chemical
category in Part II, Section 1.1 other than Dioxin and
Dioxin-like Compounds. When reporting for a
chemical other than Dioxin and Dioxin-like

Compounds, you should leave Section 1.4 blank.
(NDC)

53.	You did not complete Section 1.4. If you report
Dioxin and Dioxin-like Compounds in Part II,
Sections 1.1 or 1.2, you must complete Section 1.4.
Please report the distribution of chemicals included
for Dioxin and Dioxin-like Compounds. If you do
not have speciation data available, indicate NA.
(NOTE)

54.	Part II, Section 1.4 of your Form R contains data for
Dioxin and Dioxin-like Compounds. However, you
have indicated a CAS number or chemical category
code in Part II, Section 1.1 other than Dioxin and
Dioxin-like Compounds (N150). If you are reporting
for Dioxin and Dioxin-like Compounds, please
provide the proper chemical category code (N150).
Otherwise please indicate on the FDP that Section 1.4
should be left blank. (NOTE)

55.	You did not provide values in all 17 boxes in Part II,
Section 1.4 and/or the values do not total to 100%.
When reporting the distribution of each member of
the Dioxin and Dioxin-like Compounds category, you
must fill in each of the 17 boxes in Part II, Section
1.4 witheitherO or a number between 0.01 and 100.
The summation of the 17 fields in Section 1.4 must
equal 100. Please review Part II, Section 1.4 and
enter values where needed and/or adjust the
percentages where needed so that their summation
equals 100%. (NOTE)

56.	You reported numeric values in Part II, Section 1.4
for a chemical that is not Dioxin and Dioxin-like
Compounds. It appears that the information reported
in Part II, Section 1.4 is not valid. If you are
reporting for Dioxin and Dioxin-like Compounds,
please indicate on this FDP that the chemical
category name in Part II, Section 1.2 should be
Dioxin and Dioxin-like Compounds, or submit a new
Form R. Otherwise, please indicate on this FDP that
the values in Part II, Section 1.4 should be blank.
(NOTE)

57.	Part II, Section 1.4 of your Form R contains data for
Dioxin and Dioxin-like Compounds. However, you
have indicated both NA and a numeric value (which
includes zero). When reporting the distribution of
each member of the Dioxin and Dioxin-like
Compounds category, you must fill in each of the 17
boxes in Part II, Section 1.4 with either 0 or a number
between 0.01 and 100. The summation of the 17
fields in Section 1.4 must equal 100. If you do not
have speciation data available, indicate NA rather
than zero. (NOTE)

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Appendix C

Errors in Part II, Section 3. Activities and Uses
of Toxic Chemical At The Facility

58.	You did not indicate in Part II, Section 3 which
activity(ies) or use(s) of the EPCRA section 313
chemical occur at your facility. Please indicate at
least one of the activity(ies) and use(s) of the EPCRA
section 313 chemical occur at your facility. (NOTE)

Errors in Part II, Section 4. Maximum Amount
of the Toxic Chemical Onsite At Any Time
During the Calendar Year

59.	You did not complete Part II, Section 4.1. Please
provide a valid two digit code for the "maximum
amount of chemical on-site at any time during the
calendar year." (NOTE)

Errors in Part II, Section 5. Quantity of the
Toxic Chemical Entering Each Environmental
Medium Onsite

60.	You did not complete Part II, Section 5.3. If you have
discharged to water, please provide the Stream/Water
Body name, the Release estimate or range code,
Basis of Estimate and %from Stormwater; otherwise
indicate "NA" (Not Applicable). (NOTE)

61.	There are missing or incomplete data for Part II,
Section 5.3. If you have discharged to water, please
provide the Stream/Water Body name, the Release
estimate or range code, Basis of Estimate and %from
Stormwater; otherwise indicate "NA" (Not
Applicable). (NOTE)

62.	You did not complete Part II, Section 5. Please
provide the Release estimate or range code and Basis
of Estimate; otherwise indicate "NA" (Not
Applicable). (NOTE)

63.	There are missing or incomplete data for Part II,
Section 5. Please provide the Release estimate or
range code and Basis of Estimate; otherwise indicate
"NA" (Not Applicable). (NOTE)

Errors in Part II, Section 6. Transfers of the
Toxic Chemical In Wastes To Off-Site
Locations

64.	You did not complete Part II, Section 6.1,
"discharges to POTW." If you did not discharge
wastewater containing the section 313 chemical to a
POTW(s), enter "NA" (Not Applicable), otherwise
please provide the Transfer amount or range code,
Basis of Estimate, POTW Name and Location.
(NOTE)

65.	You reported a POTW(s) name and location but did
not provide a Transfer amount. Please provide a
Total Transfer amount or range code and Basis of

Estimate; otherwise, if there was no transfer to a
POTW of wastewater that contains or contained the
section 313 chemical, delete the POTW location and
indicate "NA" (Not Applicable) for the POTW
transfer amount. (NOTE)

66.	You reported a Total Transfer amount or range code
and Basis of Estimate in Part II Section 6.1 but did
not indicate a POTW name and location in Section
6.1 .B. Please provide the POTW Name and Location.

(NOTE)

67.	You provided an incomplete POTW name and
address. Please provide the name and complete
address for the POTW. (NOTE)

68.	There are missing or incomplete data for Part II,
Section 6.1. Please provide the transfer amount or
range code and Basis of Estimate for Discharges to
POTWs. (NOTE)

69.	You did not complete Part II, Section 6.2, "Transfers
to Other Off- site Locations." If you did not transfer
the waste containing the section 313 chemical to
other off-site locations, enter "NA" (Not Applicable),
otherwise please provide Offsite EPA ID, Name,
Location, Transfer amount or range code, Basis of
Estimate, and type of Waste Management code.
(NOTE)

70.	You reported an Off-site Transfer amount or range
code and Basis of Estimate in Part II Section 6.2 but
did not indicate an Off-site name and location in
Section 6.2. Please provide the Off-site Name and
Location. (NOTE)

71.	You reported an Off-site name and location but did
not provide a Transfer amount. Please provide a
Total Transfer amount or range code, Basis of
Estimate and type of Waste Management code;
otherwise, if there was no transfer to this Off-site
location, delete the Off-site name and location and
indicate "NA" (Not Applicable) in the Off-site EPA
Identification Number (RCRA ID No.) field.
(NOTE)

72.	You provided both county and country data. If this is
an extra-national transfer, indicate the off-site name,
address, and Country Code; if a domestic Offsite,
provide the Off-site Name and correct address.
(NOTE)

73.	You reported an Off-site name and location, but there
are missing or incomplete data for the off-site transfer
amount, basis of estimate and type of waste
management code. Please provide the Off-site
Transfer amount or range code, Basis of Estimate,
and type of Waste Management code. (NOTE)

74.	You provided incomplete off-site name and address
data. For a transfer to a domestic off-site location,
you must provide a street address, city, state, county
and zip code. For a transfer to a foreign off-site

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Appendix C

location, you must provide a street address, city and a
two character country code. (NOTE)

75.	You reported an invalid Type of Waste Management
code. For metals/metal compounds use only disposal
and certain recycling activities codes. Consult the
Reporting Instructions for metal and metal
compounds and correct with a valid Waste
Management (i.e., "M") code. (NOTE)

76.	You reported an invalid Type of Waste Management
code. For Barium Compounds use only disposal and
certain recycling activities codes, M61-Wastewater
Treatment (Excluding POTW) or M69-Other Waste
Treatment. Consult the Reporting Instructions for
metal and metal compounds and correct with a valid
Waste Management (i.e., "M") code. (NOTE)

77.	For non-metals codes M41 and M62 are
unacceptable. Provide the appropriate Disposal or
Other Waste Management code for this non-metal
substance. (NOTE)

78.	In Part II, Section 6.2 column C you reported M
codes (M56 and/or M92) for energy recovery,
however you left Section 8.3 column B blank. Please
provide the quantity used for energy recovery offsite
in pounds/year in Section 8.3 column B. (NOTE)

79.	In Part II, Section 6.2 column C you reported M
Codes (M20, M24, M26, M28, M93) for recycling,
however you left Section 8.5 column B blank. Please
provide the quantity recycled offsite in pounds/year
in Section 8.5 column B. (NOTE)

80.	In Part II, Section 6.2 column C you reported M
Codes (M40, M50, M54, M61, M69, M95) for
treatment, however you left Section 8.7 column B
blank. Please provide the quantity treated offsite in
pounds/year in Section 8.7 column B. (NOTE)

Errors in Part II, Section 7. On-Site Waste
Treatment Methods and Efficiency

81.	There are no data contained in all of Part II, Section
7 A. If you do not treat wastes containing the EPCRA
section 313 chemical at your facility, indicate "NA;"
otherwise please provide the general waste stream
code, waste treatment methods, range of influent
concentration, waste treatment efficiency estimate
and whether this is based on operating data for all on-
site waste treatments for this chemical. (NOTE)

82.	There are missing data in Part II, Section 7A. Please
provide the general waste stream code, waste
treatment methods, range of influent concentration,
waste treatment efficiency estimate and whether this
is based on operating data. (NOTE)

83.	There are no data in Part II, Section 7B. If no on-site
energy recovery processes are used for this section
313 chemical at your facility, indicate "NA;"

otherwise please provide at least one three-character
on-site energy recovery process code. (NOTE)

84.	There are no data in Part II, Section 7C. If no on-site
recycling processes are used for this section 313
chemical at your facility, indicate "NA;" otherwise
please provide at least one three-character on-site
recycling process code. (NOTE)

Errors in Part II, Section 8. Source Reduction
and Recycling Activities

85.	There are missing data for Part II, Section 8.1-8.7.
Please provide an estimate or"NA" (Not Applicable)
in each box for section 8.1 through 8.7, columns A,
B, C, and D. You may only use "NA" (Not
Applicable) when there is no possibility a release or
transfer occurred. You may enter zero if the release
or transfer was equal to or less than half a pound.
(NOTE)

86.	There are missing data in Part II, Section 8.8. Please
provide an estimate or "NA" (Not Applicable). You
may only use "NA" (Not Applicable) when there is
no possibility a release or transfer occurred. You
may enter zero if the release or transfer was equal to
or less than half a pound. (NOTE)

87.	There are no data in Part II, Section 8.9. Please
provide a production ratio, an activity index, or "NA"
(Not Applicable) if the chemical manufacture or use
began during the current reporting year. (NOTE)

88.	There are no data in Part II, Section 8.10. If your
facility did not engage in any source reduction
activity for the reported chemical, enter "NA" (Not
Applicable) and answer 8.11. Otherwise please
provide Source Reduction Activities and Methods
code(s). (NOTE)

89.	There are missing data in Part II, Section 8.10.
Please provide Source Reduction Activities and
Methods code(s). (NOTE)

90.	Neither box was checked in section 8.11. Please
check one of the boxes in section 8.11 indicating if
additional information on source reduction, recycling,
or pollution control activities is included with your
Form R report. (NOTE)

91.	You have reported a listed metal or metal compound
category in section 8.2, 8.3, 8.6 or 8.7. However,
these chemicals cannot be treated for destruction.
Metal or metal compound category can only be
reported as disposed or recycled. Please report
appropriately in Section 8.1, 8.4, or 8.5. (NOTE)

92.	You reported a negative value for a release, transfer
or other waste management quantity. Please provide a
non-negative value for the specified part and section.
(NOTE)

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Appendix C

Errors relating to the reconciliation of data in	1°1

Part II, Section 8 and Part II, Sections 5, 6, and

7

93.	You did not complete Sections 8.1 through 8.7
column B or 8.8. If you report releases in Part II,

Section 5 and/or an off-site transfer in Section 6.2

and/or quantities transferred off-site to POTWs in	102

Section 6.1, you must report an estimate in Part II,

Sections 8.1 through 8.7 column B and/or Section
8.8. (NOTE)

94.	You did not complete Sections 5,6, or 7. If you enter
an estimate in Part II, Sections 8.1 through 8.7,
column B and/or Section 8.8, you must also report
releases in Part II, Section 5 and/or off-site transfers
in Section 6.2 and/or quantities transferred off-site to

POTWs in Section 6.1 and/or waste treatment, energy	103

recovery, or recycling codes in Section 7. Please
provide data for Sections 5, 6, and/or 7. (NOTE)

95.	You reported an estimate in Part II, Section 8.2,
column B, "Quantity Used for Energy Recovery On-
site," but did not provide an on-site energy recovery
code in Part II, Section 7B. Please provide an on-site
energy recovery code for Part II, Section 7B.

(NOTE)

96.	You reported an "On-site Energy Recovery Process"
code in Part II, Section 7B, but you did not provide
an estimate of the quantity used for energy recovery
in Part II, Section 8.2, column B. Please provide an
estimate of the quantity used for energy recovery for
Part II, Section 8.2, column B. (NOTE)

97.	You reported an estimate in Part II, Section 8.4,
column B "Quantity Recycled On-site" but did not
provide an on-site recycling code in Part II, Section
7C. Please provide an on-site recycling code for Part
II, Section 7C. (NOTE)

98.	You reported one or more on-site recycling process
codes in Part II, Section 7C but did not provide an
estimate in Part II, Section 8.4, column B, "Quantity
Recycled On-site." Please provide an estimate of the
quantity recycled for Section 8.4 column B. (NOTE)

99.	You reported a value in Part II, Section 8.3 column
B, however you did not provide a corresponding
quantity with an appropriate M Code (M56
and/orM92) for energy recovery in Section 6.2
column C. Please provide the appropriate quantity
and M Codes for energy recovery in Section 6.2
column C. (NOTE)

100.	You reported a value in Part II, Section 8.5 column

B,	however you did not provide a corresponding
quantity with an appropriate M Code (M20, M24,

M26, M28, M93) for recycling in Section6.2 column

C.	Please provide the appropriate quantity and M
Codes for recycling in Section 6.2 column C.

(NOTE)

You reported a value in Part II, Section 8.7 column
B, however you did not report a quantity in Section

6.1	or a quantity with an appropriate M Code (M40,
M50, M54, M61, M69, M95) for treatment in Section

6.2	column C. Please provide a quantity in Section
6.1 or the appropriate quantity and M Codes for
treatment in Section 6.2 column C. (NOTE)

You have reported a listed metal or metal compound
category in Part II, Section 6.1, however you have
not provided a quantity released in section 8.1
column B. Note that in Section 8a, metal or metal
compound category can only be reported as disposed
or recycled and not reported as treated for energy
recovery or treated for destruction. Please provide
quantity released in pounds/year in Section 8.1
column B. (NOTE)

You have reported a listed metal or metal compound
category in Part II, Section 6.1, however you have
not provided quantity released in 8. Id Column B.
Note that in Section 8a, metal or metal compound
category can only be reported as disposed or recycled
and not reported as treated for energy recovery or
treated for destruction. Please provide quantity
released in pounds/year Section 8. IB. (NOTE)

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Appendix D. Supplier Notification Requirements

EPA requires some suppliers of mixtures or other trade name
products containing one or more of the EPCRA section 313
chemicals to notify their customers. This requirement has been
in effect since January 1, 1989.

This appendix explains which suppliers must notify their
customers, who must be notified, what form the notice must
take, and when it must be sent.

D.1 Who Must Supply
Notification

You are covered by the section 313 supplier notification
requirements if you own or operate a facility which meets all
of the following criteria:

1.	Your facility is in a North American Industry
Classification System (NAICS) code that corresponds
to Standard Industrial Classification [SIC] codes 20-

39;

2.	You manufacture (including import) or process an
EPCRA section 313 chemical; and

3.	You sell or otherwise distribute a mixture or other
trade name product containing the EPCRA section
313 chemical to either:

-	A facility in a covered NAICS code (see
Table I).

-	A person that then may sell the same mixture
or other trade name product to a firm in a
covered NAICS code (see Table I).

Note that you may be covered by the supplier notification
rules even if you are not covered by the section 313 release
reporting requirements. For example, even if you have
fewer than 10 full-time employees or do not manufacture or
process any of the EPCRA section 313 chemicals in sufficient
quantities to trigger the release and other waste management
reporting requirements, you may still be required to notify
certain customers.

D.2 Who Must Be Notified

Industries whose primary NAICS code does not correspond to
SIC codes 20 through 39 are not required to initiate the
distribution of notifications for EPCRA section 313 chemicals
in mixtures or other trade name products that they send to their
customers.

However, if these facilities receive notifications from their
suppliers about EPCRA section 313 chemicals in mixtures or

other trade name products, they should forward the
notifications with the EPCRA section 313 chemicals they send
to other covered users.

An example would be if you sold a lacquer containing toluene
to distributors who then may sell the product to other
manufacturers. The distributors are not in a covered NAICS
code, but because they sell the product to companies in
covered NAICS codes, they must be notified so that they may
pass the notice along to their customers, as required.

The language of the supplier notification requirements covers
mixtures or other trade name products that are sold or
otherwise distributed. The "otherwise distributes" language
includes intra-company transfers and, therefore, the supplier
notification requirements at 40 CFR Section 372.45 apply.

D.3 Supplier Notification
Content

The supplier notification must include the following
information:

1.	A statement that the mixture or other trade name
product contains an EPCRA section 313 chemical or
chemicals subject to the reporting requirements of
EPCRA section 313 (40 CFR 372);

2.	The name of each EPCRA section 313 chemical and
the associated Chemical Abstracts Service (CAS)
registry number of each chemical if applicable. (CAS
numbers are not used for chemical categories, since
they can represent several individual EPCRA section
313 chemicals.); and

3.	The percentage, by weight, of each EPCRA section
313 chemical (or all EPCRA section 313 chemicals
within a listed category) contained in the mixture or
other trade name product.

For example, if a mixture contains a chemical (i.e., 12 percent
zinc oxide) that is a member of a reportable EPCRA section
313 chemical category (i.e., zinc compounds), the notification
must indicate that the mixture contains a zinc compound at 12
percent by weight. Supplying only the weight percent of the
parent metal (zinc) does not fulfill the requirement. The
customer must be told the weight percent of the entire
compound within an EPCRA section 313 chemical category
present in the mixture.

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Appendix D

D.4 How the Notification
Must Be Made

The required notification must be provided at least annually in
writing. Acceptable forms of notice include letters, product
labeling, and product literature distributed to customers. If
you are required to prepare and distribute a Material Safety
Data Sheet (MSDS) for the mixture under the Occupational
Safety and Health Act (OSHA) Hazard Communication
Standard, your section 313 notification must be attached to the
MSDS or the MSDS must be modified to include the required
information. (A sample letter and recommended text for
inclusion in an MSDS appear at the end of this appendix.)

You must make it clear to your customers that any copies or
redistribution of the MSDS or other form of notification must
include the section 313 notice. In other words, your customers
should understand their requirement to include the section 313
notification if they give your MSDS to their customers.

D.5 When Notification Must
Be Provided

You must notify each customer receiving a mixture or other
trade name product containing an EPCRA section 313
chemical with the first shipment of each calendar year. You
may send the notice with subsequent shipments as well, but it
is required that you send it with the first shipment each year.
Once customers have been provided with an MSD S containing
the section 313 information, you may refer to the MSDS by a
written letter in subsequent years (as long as the MSDS is
current).

If EPA adds EPCRA section 313 chemicals to the section 313
list, and your products contain the newly added EPCRA
section 313 chemicals, notify your customers with the first
shipment made during the next calendar year following EP A's
final decision to add the chemical to the list. For example, if
EPA adds chemical ABC to the list in September 1998,
supplier notification for chemical AB C would have begun with
the first shipment in 1999.

You must send a new or revised notice to your customers if
you:

1.	Change a mixture or other trade name product by
adding, removing, or changing the percentage by
weight of an EPCRA section 313 chemical; or

2.	Discover that your previous notification did not
properly identify the EPCRA section 313 chemicals
in the mixture or correctly indicate the percentage by
weight.

In these cases, you must:

1.	Supply a new or revised notification within 30 days
of a change in the product or the discovery of
misidentified EPCRA section 313 chemical(s) in the
mixture or incorrect percentages by weight; and

2.	Identify in the notification the prior shipments of the
mixture or product in that calendar year to which the
new notification applies (e.g., if the revised
notification is made on August 12, indicate which
shipments were affected during the period January 1 -
August 12).

D.6 When Notifications Are
Not Required

Supplier notification is not required for a "pure" EPCRA
section 313 chemical unless a trade name is used. The identity
of the EPCRA section 313 chemical will be known based on
label information.

You are not required to make a "negative declaration." That
is, you are not required to indicate that a product contains no
EPCRA section 313 chemicals.

If your mixture or other trade name product contains one of the
EPCRA section 313 chemicals, you are not required to notify
your customers if:

1. Your mixture or other trade name product contains
the EPCRA section 313 chemical in percentages by
weight of less than the following levels (These are
known as de minimis levels)

-	0.1 percent if the EPCRA section 313
chemical is defined as an "OSHA
carcinogen;"

-	1 percent for other EPCRA section 313
chemicals.

De minimis levels for each EPCRA section 313 chemical and
chemical category are listed in Table II. PBT chemicals
(except lead when contained in stainless steel, brass or bronze
alloys) are not eligible for the de minimis exemption.
Therefore, de minimis levels are not provided for these
chemicals in Table II. However, for purposes of supplier
notification requirements only, such notification is not required
when the following PBT chemicals are contained in mixtures
below their respective de minimis levels:

D-2

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Appendix D

Chemical or chemical
category name

CAS
number or
chemical
category
code

Supplier
notification
limit (%)

Aldrin

309-00-2

1.0

Benzo[g,h,i]perylene

191-24-2

1.0

Chlordane

57-74-9

0.1

Dioxin and dioxin-like
compounds

(manufacturing; and the
processing or otherwise
use of dioxin and dioxin-
like compounds if the
dioxin and dioxin-like
compounds are present
as contaminants in a
chemical and if they
were created during the
manufacturing of that
chemical

N150

1.0*

Heptachlor

76-44-8

0.1

Hexachlorobenzene

118-74-1

0.1

Isodrin

465-73-6

1.0

Lead

7439-92-1

0.1

Lead compounds

N420

0.1**

Mercury

7439-97-6

1.0

Mercury compounds

N458

1.0

Methoxychlor

72-43-5

1.0

Octachlorostyrene

29082-74-4

1.0

Pendimethalin

40087-42-1

1.0

Pentachlorobenzene

608-93-5

1.0

Polychlorinated
biphenyls (PCBs)

1336-36-3

0.1

Polycyclic aromatic
compounds category

N590

Q ^ ***

Tetrabromobisphenol A

79-94-7

1.0

Toxaphene

8001-35-2

0.1

Chemical or chemical
category name

CAS
number or
chemical
category
code

Supplier
notification
limit (%)

Trifluralin

1582-09-8

1.0

*The de minimis level is 1.0 for all members except for
2,3,7,8-Tetrachlorodibenzo-p-dioxin which has a 0.1%

de minimis level.

**The de minimis level is 0.1 for inorganic lead
compounds and 1.0 for organic lead compounds
***The de minimis level is 0.1 except for
benzo(a)phenanthrene, dibenzo(a,e)fluoranthene,
benzo(j,k)fluorene, and 3-methylcholanthrene which are
subject to the 1.0% de minimis level.

2.	Your mixture or other trade name product is one of
the following:

An article that does not release an EPCRA
section 313 chemical under normal
conditions of processing or otherwise use.

Foods, drugs, cosmetics, alcoholic
beverages, tobacco, or tobacco products
packaged for distribution to the general
public.

Any consumer product, as the term is defined
in the Consumer Product Safety Act,
packaged for distribution to the general
public. For example, if you mix or package
one-gallon cans of paint designed for use by
the general public, notification is not
required.

3.	A waste sent off site for further waste management.
The supplier notification requirements apply only to
mixtures and trade name products. They do not
apply to wastes.

4.	You are initiating distribution of a mixture or other
trade name product containing one or more EPCRA
section 313 chemicals and your facility is in any of
the covered SIC codes added during the 1997
industry expansion rulemaking, including facilities
whose SIC code is within SIC major group codes 10
(except 1011, 1081, and 1094), 12 (except 1241);
industry codes 4911 (limited to facilities that combust
coal and/or oil for the purpose of generating power
for distribution in commerce), 4931 (limited to
facilities that combust coal and/or oil for the purpose
of generating power for distribution in commerce), or
493 9 (limited to facilities that combust coal and/or oil
for the purpose of generating power for distribution
in commerce); or 4953 (limited to facilities regulated
under the Resource Conservation and Recovery Act,

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Appendix D

subtitle C, 42 U.S.C. Section 6921 et seq.) or 5169,
or 5171, or 7389 (limited to facilities primarily
engaged in solvents recovery services on a contract
or fee basis).

D.7 Trade Secrets

Chemical suppliers may consider the chemical name or the
specific concentration of anEPCRA section 313 chemical in a
mixture or other trade name product to be a trade secret. If
they consider:

1.	The specific identity of an EPCRA section 313
chemical to be a trade secret, the notice must
contain a generic chemical name that is descriptive of
the structure of that EPCRA Section 313 chemical
(for example, decabromodiphenyl oxide could be
described as a halogenated aromatic);

2.	The specific percentage by weight of an EPCRA
section 313 chemical in the mixture or other trade
name product to be a trade secret, the notice must
contain a statement that the EPCRA section 313
chemical is present at a concentration that does not
exceed a specified upper bound. For example, if a
mixture contains 12 percent toluene and you consider
the percentage a trade secret, the notification may
state that the mixture contains toluene at no more
than 15 percent by weight. The upper bound value
chosen must be no larger than necessary to
adequately protect the trade secret.

If you claim this information to be trade secret, you must have
documentation that provides the basis for your claim.

D.8 Recordkeeping
Requirements

You are required to keep records of the following for three
years:

1.	Notifications sent to recipients of your mixture or
other trade name product;

2.	All supporting materials used to develop the notice;

3.	If claiming a specific EPCRA section 313 chemical
identity a trade secret, you should record why the
EPCRA section 313 chemical identity is considered a
trade secret and the appropriateness of the generic
chemical name provided in the notification; and

4.	If claiming a specific concentration a trade secret,
you should record explanations of why a specific
concentration is considered a trade secret and the
basis for the upper bound concentration limit.

Information retained under 40 CFR 372 must be readily
available for inspection by EPA.

D-4

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Appendix D

D.9 Sample Notification Letter

January 2, 2008
Mr. Edward Burke

Furniture Company of North Carolina

1000 Main Street

Anytown, North Carolina 99999

Dear Mr. Burke:

This letter is to inform you that a product that we sell to you, Furniture Lacquer KXZ-1390, contains one or more chemicals subject to
section 313 of Emergency Planning and Community Right-to-Know Act (EPCRA). We are required to notify you of the presence of
these chemicals in the product under EPCRA section 313. This law requires certain industrial facilities to report on annual emissions
and other waste management of specified EPCRA section 313 chemicals and chemical categories. Our product contains:

• Toluene, Chemical Abstract Service (CAS) number 108-88-3, 20 percent, and

• Zinc compounds, 15 percent.

If you are unsure whether you are subject to the reporting requirements of EPCRA section 313, or need more information, callEPA's
EPCRA Call Center. For contact information, please see the TRI Home Page at . Your other suppliers should also
be notifying you about EPCRA section 313 chemicals in the mixtures and other trade name products they sell to you.

Finally, please note that if you repackage or otherwise redistribute this product to industrial customers, a notice similar to this one
should be sent to those customers.

Sincerely,

Emma Sinclair
Sales Manager
Furniture Products

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Appendix D

D.10 Sample Notification on an MSDS Furniture Products

Section 313 Supplier Notification

This product contains the following EPCRA section 313 chemicals subject to the reporting requirements of section 313
of the Emergency Planning and Community Right-To-Know Act of 1986 (40 CFR 372):

CAS Number	Chemical Name Percent by Weight

108-88-3	Toluene	20%

NA	Zinc Compounds	15%

This information must be included in all MSDSs that are copied and distributed for this material.

Material Safety Data Sheet

D-6

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Appendix E. TRI State Contacts	

EPCRA Section 313 requires facilities to submit reports to both EPA and their state. For a current list of state-
designated Section 313 contacts, see the TRI web site at:

State TRI Contact Information and Web Sites: http://www.epa.gov/tri/stateprograms/state_programs.htm

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Appendix F. TRI Regional Contacts

Region 1 (CT, ME, MA, NH, RI, and VT)

Dwight Peavey

Assistance and Pollution Prevention Office

USEPA Region 1 (SPT)

1 Congress Street, Suite 1100

Boston, MA 02114-2023

(617) 918-1829; fax: (617) 918-1810

peavey.dwight@epa.gov

Region 2 (NJ, NY, PR, and VI)

Nora Lopez

Pesticides and Toxic Substances Branch

USEPA Region 2 (MS-105)

2890 Woodbridge Avenue, Building 10

Edison, NJ 08837-3679

(732) 906-6890; fax: (732) 321-6788

lopez.nora@epa.gov

Region 3 (DE, DC, MD, PA, VA, and WV)

William Reilly

Toxics Programs and Enforcement Branch

USEPA Region 3 (3WC33)

1650 Arch Street

Philadelphia, PA 19103-2029

(215) 814-2072; fax: (215) 814-3114

reilly.william@epa.gov

Region 4 (AL, FL, GA, KY, MS, NC, SC, TN)

Ezequiel Velez

EPCRA Enforcement Section

USEPA Region 4

Atlanta Federal Center

61 Forsyth Street, S.W.

Atlanta. GA 30303-8960

(404) 562-9191; fax: (404) 562-9163

velez. ezequiel@epa. gov

Region 5 (IL, IN, MI, MN, OH, and WI)

Thelma Codina

Pesticides and Toxics Branch

USEPA Region 5 (DT-8J)

77 West Jackson Boulevard

Chicago, IL 60604

(312) 886-6219; fax: (312) 353-4788

codina. thelma@epa. gov

Region 6 (AR, LA, NM, OK, and TX)

Morton Wakeland

Toxics Section, Multimedia Planning and Permitting

Division
USEPA Region 6 (6PD-T)

1445 Ross Avenue, Suite 1200
Dallas, TX 75202-2733
(214) 665-8116; fax: (214) 665-6762
wakeland.morton@epa.gov

Region 7 (IA, KS, MO, and NE)

Stephen Wurtz

Air, RCRA and Toxics Division
USEPA Region 7 (ARTD/CRIB)

901 North 5th Street
Kansas City, KS 66101
(913) 551-7315; fax: (913) 551-7065
wurtz. stephen@epa. gov

Region 8 (CO, MT, ND, SD, UT, and WY)

Barbara Conklin

Office of Pollution Prevention, Pesticides and Toxics

USEPA Region 8 (8P-P3T)

1595 Winkoop Street

Denver, CO 80202

(303) 312-6619; Fax: (303) 312-6044

Conklin.barbara@epa.gov

Region 9 (AS, AZ, CA, GU, HI, MH, MP, and
NV)

Nancy Levin

Toxics Office

USEPA Region 9 (CED-4)

75 Hawthorne Street

San Francisco, CA 94105-3901

(415) 972-3848; fax: (415) 947-3583

levin.nancy@epa.gov

Region 10 (AK, ID, OR, and WA)

Brook Madrone

Office of Waste & Chemical Management
USEPA Region 10 (AWT-128)

1200 Sixth Avenue
Suite 900

Seattle, WA 98101-3140

(206) 553-4016; Fax: (206) 553-8509

Madrone.brook@epa.gov

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Appendix G. Other Relevant Section 313 Materials

G.1 Public Data Release

2006 Toxics Release Inventory Public Data Release
Report

TRI data collected from 1987 through 2006 can be accessed
using the TRI Explorer online tool:

http://www.epa.gov/triexplorer

as well as several other public access tools available on the
TRI website. In addition users can obtain summary
information and access the TRI data submitted for reporting
years 1996 through 2006 via the web from the TRI Public Data
Release Internet site at www.epa.gov/tri/tridata/index.htm.
This Internet site provides fast and easy access to the TRI data
submitted for each of these years, as well as an overview of the
data and other relevant TRI information regarding each year
(including tables, charts, maps, and a summary of key
findings). EPA lias released two electronic publications
summarizing the 2006 data: the 2006 TRI Public Data Release
(PDR) Brochure (EPA-260-R-07-001) and the 2006 Public
Data Release eReport. These reports provide an overview of
the 2006 TRI reporting year data and other information
relating to TRI data. The reports serve as a supplement to
EPA's TRI Explorer where, for example, users of TRI data can
retrieve electronic 2006 state fact sheets that provide a
snapshot of each state's releases and other waste management
activities and a description of the information included in the
state fact sheet.

G.2 Access to TRI
Information On-line

The TRI Home Page http://www.epa.gov/tri offers
information useful to both novice and experienced users of the
Toxics Release Inventory. It provides a description of wliat the
TRI database is and how it can be used; access to TRI data;
TRI regulations; and guidance documents for complying with
TRI regulations and using TRI data. You can find out about
TRI products, view or download the 2006 TRI data release
reports, and identify who to contact for more information in
EPA regions and state programs across the country. From the
TRI home page, you can link to other EPA and non-EPA sites
that also allow you to search the TRI database and other
databases online.

TRI Explorer http://www.epa.gov/triexplorer is an on-line
tool that EPA has created to obtain TRI data. It allows the
user to search the TRI database using six criteria: facility,
chemical, year or industry type (NAICS code), federal facility
and geographic area (at the county, state or national level).
The tool will generate three types of reports: (1) Release

Reports (including on- and off-site releases (i.e., off-site
releases include transfers off-site to disposal and metals and
metal compounds transferred to POTWs)); (2) Waste Transfer
Reports (including amounts transferred off-site for further
waste management but not including transfers off-site to
disposal); and (3) Waste Quantity Reports (including amounts
recycled, burned for energy recovery, quantities treated, and
quantities released).

TOXNET http://toxnet.nlm.nih.gov/, the National Library of
Medicine's (NLM) Toxicology Data Network, provides free
access to several databases, including the TRI database, that
provides a variety of information on toxic chemicals. As with
EPA's TRI Explorer tool, users of TOXNET can search by
chemical or other name, chemical name fragment, or Chemical
Abstracts Service Registry Number. Also searchable are
facility or parent company name, state, city, county, or zip
code. Search results can be limited to releases greater than a
specified number of pounds, and individual releases can be
summed together to display a total amount. Toxicity and
enviromnental fate data for thousands of chemicals are also
available from TOXNET.

G.3 Other TRI Information

EPA's Integrated Risk Information System (IRIS)

http://www.epa.gov/iris is an electronic database containing
information on human health effects that may result from
exposure to various chemicals, including TRI chemicals, in the
enviromnent. IRIS was initially developed for EPA staff in
response to a growing demand for consistent information of
chemical substances for use in risk assessments, decision-
making and regulatory activities. The information in IRIS is
intended for those without extensive training in toxicology, but
with some knowledge of health sciences.

Consolidated List of Chemicals Subject to the Emergency
Planning and Community Right-to-Know Act and Section
112(r) of the Clean Air Act (List of Lists), (October 2001):

http://www.epa.gov/ceppo/pubs/title3.pdf

A paper copy is available from the National Technical
Information Service, 5285 Port Royal Road, Springfield, VA
22161, 703 605-6000, Document Number: PB2003-105834,
$38.00 plus $5.00 shipping and handling.

Chemicals in Your Community, A Citizen's Guide to the
Emergency Planning and Community Right-to-Know Act,

December 1999 (EPA 550-99-001).

This booklet is intended to provide a general overview of the
EPCRA requirements and benefits for all audiences. Part I of
the booklet describes the provisions of EPCRA and Part II
describes more fully the authorities and responsibilities of
groups of people affected by the law. Available through

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Appendix G

written request at no charge from the Emergency Planning and
Community Right-To-Know (EPCRA) Call Center. For
contact information, please see the TRI Home Page at
.

Chemicals in the Environment

Issue number 6 of Chemicals in the Enviromnent (CIE),
published in the Fall of 1997, is devoted entirely to TRI. This
22 page publication contains 19 articles ranging from the
history of TRI to the future of new TRI products. Articles
include perspectives from the community, state. Federal, and
International level. The publication also provides valuable
information on training and contacts within the EPA. CIE is
available free fromEPAby asking for publication EPA 749-R-
97- 001b. To request copies, contact:

U.S. Enviromnental Protection Agency
Ariel Rios Building
1200 Pennsylvania Ave., N.W.

Attn: TRI Documents
MC: 2844

Washington, DC 20460
202 564-9554

Email: TRIDOCSV7epa.gov

The Pollution Prevention Information Clearinghouse
(PPIC) 

PPIC was established as part of EPA's response to the
Pollution Prevention Act of 1990, which directed the Agency
to compile information, including a database, on management,
technical, and operational approaches to source reduction.
PPIC provides information to the public and industries
involved in conservation of natural resources and in reduction
or elimination of pollutants in facilities, workplaces, and
communities.

To request EPA information on pollution prevention or obtain
fact sheets on pollution prevention from various state programs
call the PPIC reference and referral service at 202 566-0799,
or fax a request to 202 566-0794, or write to:

U.S. EPA

Pollution Prevention Information Clearinghouse (PPIC)
EPA West

1200 Pennsylvania Ave. NW
Room 3379 (Mail Code 7407-T)

Washington, DC 20460-0001

Email: ppicVv epa.gov

G-2

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Appendix H. Guidance Documents

H.1 General Guidance

Many of the TRI guidance documents are available via the Internet http://www.epa.gov/tri.

•	40 CFR 372, Toxic Chemical Release Reporting; Community Right-to-Know; Final Rule

A reprint of the final EPCRA section 313 rule as it appeared in the Federal Register (FR) February 16, 1988 (53
FR 4500) (OTSFR 021688).

•	Common Synonyms for Chemicals Listed Under Section 313 of the Emergency Planning and Community
Right-to-Know Act

March 1995 (EPA 745R-95-008)

This glossary contains chemical names and their synonyms for substances covered by the reporting requirements
of EPCRA section 313. The glossary was developed to aid in determining whether a facility manufactures,
processes, or otherwise uses a chemical subject to EPCRA section 313 reporting.

•	EPCRA Section 313 Questions and Answers - Revised 1998 Version

December 1998 (EPA 745-B-98-004)

The revised 1998 EPCRA Section 313 Questions and Answers document assists regulated facilities in complying
with the reporting requirements of EPCRA section 313. This updated document presents interpretive guidance
in the form of answers to many commonly asked questions on compliance with EPCRA section 313. In
addition, this document includes comprehensive written directives to assist covered facilities in understanding
some of the more complicated regulatory issues. This updated guidance document is intended to supplement the
instructions for completing the Form R and the Alternate Threshold Certification Statement (Form A).

•	EPCRA Section 313 Questions and Answers - Addendum to the Revised 1998 Version

December 2004 (EPA-260-B-04-002)

As a result of Executive Order 13148, regulatory actions, and legal decisions over the past five years, some of
the Qs & As contained in the 1998 Q &A Document were updated. The 1998 Q & A Document remains valid
guidance in all other respects.

•	EPCRA Section 313 Questions and Answers Addendum for Federal Facilities

May 2000 (EPA 745-R-00-003)

This document is an addendum to the EPCRA section 313 Questions and Answers: Revised 1998 Version. It
provides additional assistance to federal facilities in complying with EPCRA section 313. Federal facilities,
which are subject to compliance under EPCRA through Executive Order 13423, frequently have operations that
are different from the private sector facilities subject to EPCRA. The document contains questions and answers
that address some of those differences.

•	EPCRA Section 313 Release and Other Waste Management Reporting Requirements

February 2001 (EPA 260/K-01-001)

The brochure alerts businesses to their reporting obligations under EPCRA section 313 and assists in
determining whether their facility is required to report. The brochure contains the EPA regional contacts, the list
of EPCRA section 313 toxic chemicals and a description of the Standard Industrial Classification (SIC) codes
subject to EPCRA section 313.

•	Toxic Chemical Release Reporting Using 2007 North American Industry Classification System (NAICS)
Final Rule (73 FR 32466; June 9, 2008): This final rule incorporates 2007 Office of Management and Budget
(OMB) revisions and other corrections to the NAICS codes used for TRI Reporting.

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Appendix H

•	Toxic Chemical Release Reporting Using North American Industry Classification System (NAICS) Final
Rule (71 FR 32464; June 6,2006): With this rulemaking, Toxics Release Inventory (TRI) reporting will require
North American Industry Classification System (NAICS) codes in place of Standard Industrial Classification
(SIC) codes. North American Industry Classification System (NAICS), United States, 2002, Executive Office of
the President, Office of Management and Budget, NTIS Order Number: PB2002-101430

•	Persistent Bioaccumulative Toxic (PBT) Chemicals; Final Rule (64 FR 58666)

A reprint of the final rule that appeared in the Federal Register of October 29, 1999. This rule adds certain PBT
chemicals and chemical categories for reporting year 2000 and beyond under EPCRA section 313, lowers their
activity thresholds and modifies certain reporting exemptions and requirements for PBT chemicals and chemical
categories. In a separate action, as part of the October 29, 1999 rulemaking, EPA added vanadium (except when
contained in alloy) and vanadium compounds. These are not listed as PBT chemicals.

H.2 Supplier Notification Requirements

(EPA 560-4-91-006)

This pamphlet assists chemical suppliers who may be subject to the supplier notification requirements, gives examples
of situations which require notification, describes the trade secret provision, and contains a sample notification.

•	Toxic Chemical Release Inventory Reporting Forms and Instructions Revised 2006 Version

February 2007 (EPA 260-C-06-901)

•	Toxics Release Inventory: Reporting Modifications Beginning with 1995 Reporting Year

February 1995 (EPA 745-R-95-009)

•	Trade Secrets Rule and Substantiation Form

•	(53 FR 28772)

A reprint of the final rule that appeared in the Federal Register of July 29, 1988. This rule implements the trade
secrets provision of the Emergency Planning and Community Right-to-Know Act (section 322). The current
trade secret substantiation form can be accessed at http://www.epa. gov/tri/report/index.htm#forms.

H.3 Chemical-Specific Guidance

EPA has developed a group of guidance documents specific to individual chemicals and chemical categories.

•	Emergency Planning and Community Right-to-Know Section 313: List of Toxic Chemicals within the
Chlorophenols Category

June 1999 (EPA745-B-99-013)

•	Toxics Release Inventory List of Toxic Chemicals within the Glycol Ethers Category and Guidance for
Reporting

December 2000 (EPA745-R-00-004)

•	Emergency Planning and Community Right-to-Know Act Section 313: Guidance for Reporting
Hydrochloric Acid (acid aerosols including mists, vapors, gas, fog and other airborne forms of any
particle size)

December 1999 (EPA 745-B-99-014)

•	Emergency Planning and Community Right-to-Know Act - Section 313: Guidance for Reporting Releases
and Other Waste Management Activities of Toxic Chemicals: Lead and Lead Compounds

November 2001 (EPA-260-B-01-027)

•	Emergency Planning and Community Right-to-Know Act - Section 313: Guidance for Reporting Toxic
Chemicals: Mercury and Mercury Compounds Category

August 2001 (EPA 260-B-01-004)

H-2

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Appendix H

•	Toxics Release Inventory List of Toxic Chemicals within the Nicotine and Salt Category and Guidance for
Reporting

June 1999 (EPA 745-R-99-010)

•	Toxics Release Inventory List of Toxic Chemicals within the Water Dissociable Nitrate Compounds
Category and Guidance for Reporting

December 2000 (EPA 745-R-00-006)

•	Emergency Planning and Community Right-to-Know Act - Section 313: Guidance for Reporting Toxic
Chemicals: Pesticides and Other Persistent Bioaccumulative Toxic (PBT) Chemicals

August 2001 (EPA 260-B-01-005)

•	Toxics Release Inventory List of Toxic Chemicals within the Polychlorinated Alkanes Category and
Guidance for Reporting

June 1999 (EPA 745-B-99-023)

•	Emergency Planning and Community Right-to-Know Act - Section 313: Guidance for Reporting Toxic
Chemicals: Polycyclic Aromatic Compounds Category

August 2001 (EPA 260-B-01-003)

•	Toxics Release Inventory List of Toxic Chemicals within the Strychnine and Salts Category and Guidance
for Reporting

June 1999 (EPA745-R-99-011)

•	Emergency Planning and Community Right-to-Know Act Section 313: Guidance for Reporting Sulfuric
Acid (acid aerosols including mists, vapors, gas, fog and other airborne forms of any particle size)

March 1998 (EPA745-R-97-007)

•	Toxics Release Inventory List of Toxic Chemicals within Warfarin Category

June 1999 (EPA745-B-99-011)

•	Toxics Release Inventory List of Toxic Chemicals within Ethylenebisdithiocarbamic Acid, Salts and
Esters Category and List of Mixtures that Contain the Individually listed Chemicals Maneb, Metiram,
Nabam, and Zineb

September 2001 (EPA 260-B-01-026)

•	Emergency Planning and Community Right-to-Know Act - Section 313: Guidance for Reporting Aqueous
Ammonia

December 2000 (EPA 745-R-00-005)

•	Emergency Planning and Community Right-to-Know Act - Section 313: Guidance for Reporting Toxic
Chemicals within the Dioxin and Dioxin-like Compounds Category

December 2000 (EPA 745-B-00-021)

H.4 Industry-Specific Guidance

EPA has developed specific guidance documents for certain industries.

•	EPCRA Section 313: Guidance for Chemical Distribution Facilities

January 1999 (EPA 745-B-99-005)

•	EPCRA Section 313: Guidance for Petroleum Terminals and Bulk Storage Facilities

February 2000 (EPA 745-B-00-002)

•	EPCRA Section 313: Guidance for Coal Mining Facilities

February 2000 (EPA 745-B-00-003)

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Appendix H

•	EPCRA Section 313: Guidance for Electricity Generating Facilities

February 2000 (EPA 745-B-00-004)

•	EPCRA Section 313 Reporting Guidance for Food Processors

September 1998 (EPA 745-R-98-011)

•	EPCRA Section 313 Reporting Guidance for the Leather Tanning and Finishing Industry

April 2000 (EPA 745-B-00-012)

•	EPCRA Section 313: Guidance for Metal Mining Facilities

January 1999 (EPA 745-B-99-001)

•	Emergency Planning and Community Right-to-Know Act Section 313 Reporting Guidance for the
Presswood and Laminated Products Industry

August 2001 (EPA 260-B -01 -013)

•	EPCRA Section 313 Reporting Guidance for the Printing, Publishing, and Packaging Industry

May 2000 (EPA 745-B-00-005)

•	EPCRA Section 313: Guidance for RCRA Subtitle C TSD Facilities and Solvent Recovery Facilities

January 1999 (EPA 745-B-99-004)

•	EPCRA Section 313 Reporting Guidance for Rubber and Plastics Manufacturing

May 2000 (EPA 745-B-00-017)

•	EPCRA Section 313 Reporting Guidance for Semiconductor Manufacturing

July 1999 (EPA 745-R-99-007)

•	EPCRA Section 313 Reporting Guidance for the Textile Processing Industry

May 2000 (EPA 745-B-00-008)

•	EPCRA Section 313 Reporting Guidance for Spray Application and Electrodeposition of Organic
Coatings

December 1998 (EPA 745-R-98-014)

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