At a Gla

Report No. 24-P-0049
July 24, 2024

The EPA Did Not Ensure that Two of the Largest Air Oversight Agencies
Identified and Inspected Potentially Significant Sources of Air Pollution

Why We Did This Audit

We conducted this audit to determine
whether U.S. Environmental Protection
Agency oversight has ensured that state
and local air agencies with large
compliance-monitoring programs identify
high-emitting synthetic-minor sources,
known as SM-80s, in accordance with
the EPA's Clean Air Act Stationary
Source Compliance Monitoring Strategy.

The Clean Air Act is a federal law that
regulates air emissions from stationary
sources. It protects public health and
welfare from air pollution. Pursuant to
the Act, the EPA delegates authority to
state, local, and tribal regulatory
agencies to implement air
compliance-monitoring programs. The
EPA's Clean Air Act Stationary Source
Compliance Monitoring Strategy
provides these delegated agencies with
a framework to identify and inspect the
most significant sources of air pollution.
The EPA's regional offices oversee the
delegated agencies using this
compliance-monitoring strategy and the
EPA's state review framework.

To support these EPA mission-related
efforts:

•	Improving air quality.

•	Compliance with the law.

•	Partnering with states and other
stakeholders.

To address this top EPA management
challenge:

•	Maximizing compliance with
environmental laws and regulations.

Address inquiries to our public affairs
office at (202) 566-2391 or
OIG.PublicAffairs@epa.gov.

List of OIG reports.

What We Found

The Clean Air Act requires delegated agencies to work with the EPA to reduce air
pollution from stationary sources. From at least 2006, the EPA did not ensure that
two large, delegated agencies, the Texas Commission on Environmental Quality, or the
TCEQ, and California's South Coast Air Quality Management District, identified a subset
of synthetic-minor sources of air pollution, or SM-80s. The permit limitations on SM-80s
need to be clear and enforceable because, if the limitations are not adhered to, the source
may operate at major source levels and should be subject to more stringent requirements.

We requested source data from TCEQ and South Coast to determine whether there were
sources of air pollution in their jurisdiction that met the EPA definition of an SM-80. The
TCEQ said that it did not identify SM-80s because there are no statutory or regulatory
requirements to track or report SM-80 information to the EPA. While South Coast provided
a list of 109 sources that appeared to meet the EPA definition of an SM-80, South Coast
said that these sources were not SM-80s and it was unaware of concrete direction from
the EPA that what it called "conditionally exempt" sources should be characterized as
SM-80s. We asked the EPA to verify that the sources we identified were SM-80s and,
after numerous attempts, the EPA has not done so. We identified 18 sources in Texas
and 109 in California that appeared to meet the EPA's definition of SM-80. Of those
potential SM-80s in Texas, the TCEQ had not visited 11 of the 18, from 2017 through
2022, and South Coast had not visited 27 of the 109 from 2016 through 2021, which does
not meet the EPA's expectation that SM-80s are inspected every five years, pursuant to
the EPA's Clean Air Act Stationary Source Compliance Monitoring Strategy, known as
CAACMS.

In 2013, EPA Region 6 recommended that the TCEQ identify SM-80s. Region 9 did not
investigate South Coast's claim that SM-80s did not exist and did not collect CAA CMS
plans from South Coast from fiscal year 2008 through 2021. The EPA's Office of
Enforcement and Compliance Assurance's lack of in-depth evaluations of Regions 6 and
9, lack of SM-80 requirements, and reliance on unenforceable guidance contributed to the
regional offices' oversight deficiencies. Per the EPA, identifying and inspecting SM-80s
are essential to focus resources on the most environmentally significant sources and
ensure industry compliance; however, the EPA's lack of oversight of the TCEQ and South
Coast potentially increased the public's risk of exposure to air pollution.

Delegated agencies need to identify and inspect SM-80s to protect public health.

Recommendations and Planned Agency Corrective Actions

We added a new recommendation and modified one recommendation based on Agency
comments to the draft report and follow-on discussions between the Agency and the
Office of Inspector General. We make nine recommendations to improve EPA oversight of
state and local air agencies. The EPA concurred or concurred in principle with the
recommendations but provided unresponsive corrective actions. All recommendations are
unresolved and resolution efforts are ongoing.


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