&EPA

United States
Environmental Protection
Agency

Office of Superfund Remediation
& Technology Innovation

Fact Sheet

Electronic Data Exchange & Evaluation System (EXES)

EXES is a web-based data assessment and management tool that efficiently evaluates analytical laboratory
data regardless of the format (PDF, XML, CSV, Excel, etc.). EXES provides users with advanced
customization capabilities to add, edit, and review evaluation parameters, tests, Method Quality Objectives
(MQOs) and Quality Assurance Project Plan (QAPP) requirements Its flexibility and scalability allows it to
support any large monitoring program that involves laboratory analysis of samples - environmental, clinical,
food, agricultural, or forensic. It supports federal, state, and commercial laboratory data assessment needs.

Key Features

Data Assessment

EXES provides the ability to
evaluate a virtually unlimited
number of analytical
methodologies, technologies,
and data exchange formats.

•	Fully customizable
automated completeness
and compliance checks are
executed in accordance
with client specified criteria.

•	Modular approach to test
design and creation
dramatically reduces time
and cost associated with
supporting dynamic
requirements.

•	Self-Inspection feature
allows for preliminary
review and correction of
data deficiencies prior to
official data submission.

Report Generation

EXES generates a variety of
routine reports including Data
Summary, Data Compliance, and
Data Validation reports within
minutes of a compliant electronic
data deliverable submission.

•	Merges analytical and field
data into a standardized
spreadsheet that can be
further customized to suit
each client's unique data
validation and reporting
process.

•	Notifies authorized users
when reports and deliverables
are available for viewing and
retrieval in the web-based
EXES Data Manager (EDM).

•	EDM provides users with the
ability to customize, edit, and
regenerate spreadsheet
reports containing data
validation results.

Sara Goehl, Analytical Services Branch
OSWER/OSRTI "

Phone: (703) 603-9097
Email: goehl.sara@epa.gov

CONTACT INFORMATION

Data Storage

The EXES Data Manager
application (EDM) provides a
centralized data repository to
view and retrieve generated
reports, spreadsheets, and
other data deliverables as
defined by the client.

•	Data deliverables are
available for web-based
viewing and retrieval to
authorized users 24 hours
a day.

•	User management
controls restrict what data
can be accessed, and by
whom, according to client
specifications.

•	Historical data is routinely
archived to optimize
system performance and
retained for future
retrieval.

Document Version 2.0- August 1, 2014

Nazy Abousaeedi, CSC
Phone: (703) 818-4233
Email: fabousaeedi@fedcsc.com


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EXES Data Management Process

The Electronic Data Exchange & Evaluation System (EXES) was developed to assist with the rapid
processing, assessment, and distribution of analytical data submitted to EPA's Contract Laboratory
Program (CLP). EXES provides a centralized system that enables data submissions, electronically
assesses data to customizable specifications, and provides users with EXES generated reports for
use in down-stream external processes and systems.

Client

Client

Site

Laboratory

Program
Management

Record Archives

I Sample Analysis Data

Benefits and Highlights

•	Robust Evaluation Capabilities: Each electronic data deliverable (EDD) is subjected to more
than 3,500 Quality Assurance (QA) and Quality Control (QC) checks to ensure contractual and
technical completeness and compliance. The EXES design allows for extensive client
customization to meet different needs and assess data delivered in a variety of formats.

•	Proven Performance: Since June 2006, CSC has processed more than 1,000,000 analyses
including more than 309,000 modified analyses. EXES continues to provide highly
comprehensive electronic reports to EPA Regions within 24 to 48 hours at a 99.9% accuracy
level.

•	Flexible Design: Modular approach to system design allows for scalability in response to
evolving requirements and new processes. User interfaces allow for dynamic test rule creation,
management, and implementation without the need for extensive IT system upgrades or
modifications.

•	Cost Savings: EXES has saved EPA over $60M associated to data assessment and delivery
activities and has produced documented savings of 80% over manual data validation.

Sara Goehi, Analytical Services Branch
OSWER/OSRTi
Phone: (703) 603-9097
Email: goehl.sara@epa.gov

CONTACT INFORMATION

Document Version 2.0- August 1, 2014

Nazy Abousaeedi, CSC
Phone: (703) 818-4233
Email: fabousaeedi@fedcsc.com


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New Shared Data Assessment and
Management Services

U.S. Environmental Protection Agency


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No

Note: The sample can be an environmental sample collected from a Superfund site or a
sample collected in support of FDA, NIH, DOD, etc.

U.S. Environmental Protection Agency


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Electronic Data Review Data
Assessment Process ^

•	Method Compliance Assessment:

-	Self-inspection - performed by a laboratory prior to delivery

-	Performed by a third party to assess compliance with the
requested method and data reporting procedures

-	Used by an organization to assess the compliance of their data
(State and Regional labs, ORD, etc.)

-	Litigation /OIG

•	Data Usability Assessment:

-	Used by a third party to assess and establish a data usability
determination

-	Used by the organization (State and Regional labs, ORD, etc.)

-	Make educated decision (confidence) on the site or a sampling
event (OSCs, RPMs, Health or other agencies)

U.S. Environmental Protection Agency


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What Challenges Data Users Are
Currently Facing —

Q

PRO}.

Reduction of available funding to continuously develop, update and
maintain an electronic/automated review tool

Program and Project Mangers are required to answer the same
pressing questions with shrinking resources and funding pools

Environmental and human health decisions must be made based on
credible data

The wrong review tool is used

-	Does not allow users the ability to define project quality objectives upfront;
forcing them to use set requirements

-	Can only process a specific Electronic Data Deliverable (EDD)

-	Only set up for limited methods

Incorrect implementation of automated review processes

-	No planning

-	No training for laboratory and data user

U.S. Environmental Protection Agency


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Electronic I Automated Data
Review Tools ——

Automated/electronic data review tools currently on the market:

-	Accept a limited set of EDD formats (one or two)

-	Perform data review based on only existing methods and/or specifications -
can only pick one of the listed methods

-	The tests/checks performed are hardcoded/set -making changes costly and
time consuming

-	Limited scalability

-	If any of the above requirements change, the tool will need major updates
or a complete redo

What is missing/needed:

-	Format neutral data review tool

-	Provide data users with the ability to modify review spec based on their
needs

-	User friendly web User Interfaces (Ul) to set up requirements and
customize on an as-needed basis - real time - no development delay

-	Ability to recalculate/verify results

-	Scalable and configurable


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What Sets Enhanced EXES Apart
Other Tools on the Market

•	Efficiently evaluates analytical data regardless of the
format of the data deliverable that is submitted.

•	Provides users with advanced customization capabilities
to review, edit, and add evaluation parameters, tests.
Method Quality Objectives (MQOs). and Quality
Assurance Project Plan (QAPP) requirements.

•	The Enhanced EXES is comprised of a dynamic test
creation core working in tandem with an expandable
reference data set that is not limited to specific analytical
processes and procedures.

U.S. Environmental Protection Agency


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•	Applies to any large monitoring program that involves laboratory
analysis of samples — food, clinical, environmental, agricultural, or
forensic

•	Scalable processes for managing sample or specimen collection and
laboratory analysis through a centralized system

•	Leverage technology to reduce costs and improve quality

•	Minimizes cost while simultaneously maximizing data quality and
ensuring legal defensibility

-	Better data: ASB's Electronic Data exchange and Evaluation System
(EXES) provides independent assessment and validation of laboratory
data

-	Lower costs: During the past 15 years, EXES has saved EPA

$60 million through automation

U.S. Environmental Protection Agency


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•	A Web-based data assessment/validation and
management tool that can evaluate analytical
data. It uses:

-	Format neutral domain and data model

-	Re-usable Process Flow Libraries (PFL)

-	Method Evaluation Libraries (MELs)

-	Method Evaluation Procedures (MEPs)

-	Ul for custom test creation

•	It is capable of supporting federal, state and
commercial laboratory data assessment needs.

U.S. Environmental Protection Agency


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Self-inspection
12/2012

Full Method Compliance
03/2014

Data Validation

09/2014

v			

Self-inspection: Allowing labs and vendors to check EDDs for compliance to
a method.

Full Method Compliance: Full method compliance including calculation of all
reported results with the ability to post lab deliverables and compliance
reports to EXES Data Manager (EDM) for retrieval.

Data Validation: Generation of data validation reports and spreadsheets with
the ability to post to EDM for retrieval.

U.S. Environmental Protection Agency


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Samples

£

Commercial
Laboratory

XML

• ^
• % *

A

Federal
Laboratory

EXCEL

Y



State
Laboratory

CSV
*



NRAS
Laboratory

SEDD2a

CLP
Laboratory

1 1

1 1

4

I

>

f

1

4

SEDD3

T T

Standard
Deliverable


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EXES Benefits/New Features -
You Are in Control	—

O Flexible - user interfaces that enable you to create test
rules, data review criteria and reports dynamically; select
and create your desired level of assessments.

Reusable - features allow users the ability to create new
libraries or search and modify existing libraries; saving
time and effort, and resulting in cost savings.

Consistent - reproducible and independent electronic
review improves overall project transparency.

Customizable - tailored deliverable process flow to meet
your specific analytical evaluation needs. Capability to
support multiple programs with different program
needs.

U.S. Environmental Protection Agency


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Modern and Simple to Use - Allows users to specify desired
data assessment outputs in terms of reports and assessment
results that can be standardized or customized according to the
user's needs.

Easily Extendable Component - Data driven and modular
approach allows for rapid expansion in response to new
program/client needs with minimum to no development effort
and cost.

Format Neutral - Accepts all types of EDDs - XML, EXCEL,

CSV, etc.)

Data Manager- The only automated data review tool with a
data management component serving as a Web-based
secure data & report repository - completely paperless

U.S. Environmental Protection Agency


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EDM provides a Web-based/centralized data
management tool:

-	Stores all laboratory deliverables

-	Data assessment/validation reports available within minutes of
data upload

-	Spreadsheets and outputs include both field and analytical data
ready for upload to databases and mapping tools

-	Provides results based on data user's assessment criteria

-	Allows users to edit and regenerate all dynamic reports

-	Provides an audit tracking log of all changes made by user name
and date/time

-	Who can have access to what portion of data or reports in EDM
can be set based on data user's request

U.S. Environmental Protection Agency


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Contact Information

EPA

-	Sara Goehl, Analytical Services Branch
OSWER/OSRTI

-	Phone: (703)603-9097

-	email: Goehl.Sara@epa.gov

CSC

-	Nazy Abousaeedi, Sr. Manager, Science &
Engineering Line of Service

-	Phone: (703)818-4233

-	email: nazv@fedcsc.com

U.S. Environmental Protection Agency

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