Particulate Matter Emissions for

eGRID2019

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eGRID 1 >

DRAFT White Paper
May 2021


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Table of Contents

Introduction	3

Methodology	4

Results	5

eGRID2018 Comparison	9

Table of Figures

Figure 1. eGRID subregion map	6

Figure 2. eGRID Subregion-level 2019 generation, PM2 5 emissions, and PM2 5 emission rates	7

Figure 3. Comparison of PM2 5 output emission rates between eGRID2018 and NEI2018	9

Table of Tables

Table 1. eGRID Subregion-level 2019 generation, PM2 5 emissions, and PM2 5 output emission rates	8

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Introduction

EPA's Emissions & Generation Resource Integrated Database (eGRID) is a comprehensive source of data
on air pollution emissions and electricity generation for virtually all electric generating units in the United
States. Currently, eGRID includes emissions data on carbon dioxide (CO2), nitrogen oxides (NOx), sulfur
dioxide (SO2), methane (CH4), and nitrous oxide (N2O), but does not include information on particulate
matter (PM). PM pollution—principally fine particulate matter 2.5 microns in diameter or smaller
(PM2 5)—can lead to negative health impacts, including asthma exacerbations, heart attacks, and
premature mortality. For example, Lelieveld et al. (2015) estimated that in 2010, 55,000 premature deaths
in the United States were attributable to two types of air pollution — PM2 5 and ozone.1 Additionally,
EPA's retrospective analysis of the Clean Air Act found that approximately 85 percent of the public
health benefits of air quality regulations are due to PM2 5 reductions, rather than ozone (EPA 201 la).2
PM2 5 can also lead to reduced visibility, known as haze, which negatively affects much of the country,
including national parks.

In an effort to start including PM2 5 emissions in eGRID, EPA released draft PM2 5 emissions and
emissions rates for eGRID2018 and requested feedback. This white paper provides an overview of the
methodology used to develop the draft PM2 5 emissions rates and the emissions rates for eGRID2019.

eGRID uses CAMD's Power Sector Emissions Data reported to EPA's Clean Air Markets Division
(CAMD)3 to determine the CO2, NOx, and SO2 emissions at many electric generating units. For electric
generating units that do not report to CAMD, eGRID estimates emissions based on fuel use, as reported to
the Energy Information Administration (EIA).4 Neither CAMD nor EIA collect data on PM2 5 emissions.5
For this reason, it is not possible to use PM data from either CAMD or EIA to estimate the PM2 5
emissions and PM2 5 emission rates from power plants.

EPA's National Emissions Inventory (NEI) is a source of PM2 5 emissions data. The annual emissions of
air pollutants, including PM2 5, from most electric generating units get reported to the NEI.6 While EPA
has not previously used the NEI data for eGRID, EPA is proposing to use NEI data to determine PM2 5
emissions at electric generating units. The most recent data year for both eGRID and NEI data is 2018.

This paper discusses EPA's proposed methods to determine PM2 5 emission rates for each power plant,
including steps to estimate emissions for units that may not report to the NEI. First, 2018 PM2 5 emission
rates were calculated and then applied to the eGRID2019 data to estimate 2019 PM2 5 emissions. The
accompanying Excel data file lists the unit- and plant-level heat input, plant-level generation, and unit-,
plant-, and eGRID subregion-level PM2 5 emissions and emission rates for 2018 and 2019.

Note that PM can be emitted in two forms—as particles (filterable PM) or as a gas that later condenses

1	Lelieveld, J., J.S. Evans, M. Fnais, D. Giannadaki, and A. Pozzer. 2015. The contribution of outdoor air pollution sources to
premature mortality on a global scale. Nature 525: 367-371.

2	EPA. 201 la. The Benefits and Costs of the Clean Air Act from 1990 to 2020. U.S. Environmental Protection Agency Office of
Air and Radiation. Final Report - Rev. A. April. Available: https://www.epa.gov/sites/production/files/2015-
07/documents/fullreport_rev_a.pdf. U.S. Environmental Protection Agency.

3	These data are reported to EPA under chapter 40 of the Code of Federal Regulations part 75 (40 CFR part 75) for several Clean
Air Act programs, including the Acid Rain Program and Cross-state Air Pollution Rule.

4	These data are reported to EIA through form EIA-923.

5	EIA collects some data on PM emission rates, but it does not specify whether the rates are for PM2.5 or PM10 (particulate matter
10 microns in diameter or smaller).

6	Electric generating units and other point sources of air pollution emissions do not report emissions directly to the NEI. Rather
they report to state, local, or tribal agencies, which then report the data to the NEI.

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into particles when it enters the atmosphere (condensable PM). The eGRID methodology is designed to
include both types of PM, also known as primary PM2.5.7

Methodology

The most recent year in which both eGRID and NEI data are available is 2018.8 To estimate PM2 5
emissions and emission rates for 2018, unit-level PM2 5 emission rates (lb/MMBtu) were developed using
the 2018 NEI PM2 5 mass data and the 2018 EIA heat input data. The unit-level PM2 5 emission rates
developed for 2018 were then multiplied by the 2019 unit-level heat input to estimate 2019 unit-level
PM2 5 emissions. The 2019 unit-level PM2 5 emissions were summed to the plant-level and eGRID
subregion-level to estimate 2019 plant-level PM2 5 emissions and eGRID subregion PM2 5 output emission
rates.

The following methodology discusses how the 2018 unit-, plant-, and eGRID subregion-level PM2 5
emissions and emission rates were calculated. The NEI contains annual PM2 5 emissions data for electric
generating units, but the first step in integrating NEI data is to match the electric generating units to the
eGRID data. The NEI uses Emissions Inventory System (EIS) codes to identify facilities and units, while
eGRID uses Office of Regulatory Information Systems Plant (ORISPL) codes to identify facilities and
units. EPA's Office of Air Quality Planning and Standards (OAQPS), which compiles the NEI, has
matched electric generating units between EIS identifiers used in the NEI and the ORISPL identifiers
used in eGRID.9 The EIS and ORISPL systems do not always have a one-to-one relationship; in some
cases, multiple EIS IDs are used to refer to a single unit in eGRID (or vice versa). In order to use the NEI
data in eGRID, the NEI data are mapped to the appropriate ORISPL plant and unit ID. Multiple units in
the NEI that are reported as matching to one eGRID unit are grouped and summed to determine the total
emissions for each eGRID unit. For units that cannot be matched directly to the NEI, EPA estimated the
PM2 5 emissions using a series of emissions factors. In general, the process of determining the PM2 5
emissions for each unit follows a four-step process:

1.	Direct match. First the EPA matched operational combustion units with positive heat input
directly between the 2018 NEI and 2018 eGRID. Units that could not be matched directly
between the NEI and eGRID either do not report to the NEI as point sources or an adequate
match between NEI and eGRID could not be determined.

2.	Average emissions factors by fuel type, unit firing type, and prime mover. EPA developed
average emissions factors by grouping the units from the NEI that can be matched to eGRID by
fuel type (e.g., bituminous coal), unit firing type (e.g., wall-fired), and prime mover (e.g., steam
turbine). The PM2 5 emissions and heat input, expressed as million British thermal units (MMBtu),
for all units in each group were summed. The emissions factor was calculated by dividing the
total emissions in each group by the total heat input in each group. This emissions factor was
multiplied by the heat input reported by EIA for all units that could not be matched to a unit in the
NEI, but which have the same fuel type, firing type, and prime mover.

3.	Average emissions factors by fuel type and prime mover. For units that could not be matched
directly between eGRID and the NEI or that could not be matched using the emissions factors

7	In addition to primary PM2.5 emitted by electric generating units, secondary PM2.5 can form in the atmosphere based on
reactions of gases, such as NOx, SO2, and ammonia. This proposed method only addresses primary PM2.5.

8	The National Emissions Inventory is compiled for all sources every three years, and the most recent release is for 2017 data.
However, data on point sources, including electricity generating units, is collected annually, and the most recent data for the point
source emissions is 2018.

9	This analysis uses the data from the 2016vl air emissions modeling platform (available at fattps://www.epa.gov/airemissions-
modeling/201.6v 1.-platform) to identify PM2.5 emissions from power plants.

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developed under step 2, EPA next developed more general average emissions factors by grouping
the units from the NEI by fuel and prime mover. To capture more units, firing type was not
included in this step because not all units have firing type data.

4. Emissions factors from AP-42. For the remaining units, EPA estimated the PM2 5 emissions
using an emissions factor reported in EPA's AP-42.10 The emissions factors from AP-42 are
specific to the unit's fuel, firing type, and prime mover. For some of these units, EPA was able to
match the units to a PM control efficiency reported in the EIA-923. Therefore, for these units, the
PM2 5 emissions estimated using the emissions factor were adjusted to account for the control
efficiency. Since the NEI emissions included in step 1 and the average emissions factors
developed in steps 2 and 3 are based on reported emissions to the NEI, the control efficiency is
already accounted for in these emissions factors. The emissions in steps 1 through 3 therefore did
not need to be further adjusted for any control efficiencies.

There are some fuel types for which there are no emissions factors in AP-42 or another source. For these
factors, an emissions factor from a similar fuel type was applied. For example, there is no emission factor
for other gas (OG), so the emissions factor for natural gas (NG) was used. For some fuel types, including
lignite coal, petroleum coke, and waste oil, the PM2 5 emissions factors depend on the ash content of the
fuel. For the units combusting these fuels that could not be directly matched to the NEI, an ash content of
the fuel was first estimated. EIA-923 reports ash content at the unit-level for each month. A weighted
average ash content was calculated for each unit that uses lignite, petroleum coke, or waste oil, weighted
by the amount of heat input for each unit in each month, which were used with equations from AP-42 to
determine unit-specific emissions factors for those three fuel types.

Unit-level PM2 5 emission rates were developed with the 2018 data and applied to eGRID2019 unit-level
heat input to determine the 2019 PM2 5 unit- and plant-level emissions and emission rates. For any new
plants in 2019, steps 2-4 (listed above) were repeated to develop emissions factors to estimate PM2 5
emissions. Unit- and plant-level PM2 5 emission rates were then calculated for 2019.

Results

Figure 1 displays the 27 eGRID subregions, including the new subregion for Puerto Rico (PRMS), added
for eGRID2019. The 2019 subregion-level annual net generation, PM2 5 emissions, and PM2 5 output
emission rates are shown in Figure 2 and in Table 1. The 2018 and 2019 unit-, plant-, and subregion-level
annual net generation, PM2 5 emissions, and PM2 5 output emission rates are included in the Excel data
file.

The 2019 subregion-level PM25 output emission rates range from 0.017 lbs/MWh in the NYUP subregion
to 0.825 lbs/MWh in the AKMS subregion. The highest output emission rates are in the subregions in
Alaska and Hawaii, which have a higher percentage of generation from oil and a lower percentage of
generation from natural gas when compared to the subregions in the contiguous United States. These
higher output emission rates are explained by the fact that oil has a high PM2 5 output emission rate
compared to natural gas.

10 United States Environmental Protection Agency, Office of Air Quality Planning and Standards. Compilation of Air Pollutant
Emission Factors, AP-42, Fifth Edition, Volume I: Stationary Point and Area Sources

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«)

NWPP

MROE

RFCM

NYCW

RFCW

CAMX

RMPA

SRMW

SPNO

SRTV

SRVC

FRCC

Map of eGRID Subregions

I

NYLI

USEPA, eGRID, February 2021

Crosshatdhing tndlcates thai an area falls within overlapping
eGRID subregons due to the preserve of muitipte electric
service providers. Visit Power Profiler to definitively determine
the «GRID subregion associated with yojr location and
electric service provider.
http:/ymiv/.epa gov/energy/powei -piofila

Alaska

AK,

AKMS

AKGD

Hawaii

HIOA

HIMS

Puerto Rico

PRMS

Figure 1. eGRID subregion map

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Figure 2. eGRlD Snbregion-level 2019 generation, PM2.5 emissions, and PM2.5 emission rates

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Table 1. eGRlD Subregion-level 2019 generation, PM2.5 emissions, andPM2.5 output emission rates

Suh region

Anniiiil (ieneriilion
(MWIi)

Anniiiil PM;? Kmissions
(short (011s)

Anniiiil PM:..; Output
Kmission K;i(e
(Ibs/MWh)

AKGD

4,513,906

582

0.2578

AKMS

1,554,337

641

0.8247

AZNM

169,846,256

6,099

0.0718

CAMX

204,484,755

2,957

0.0289

ERCT

418,830,337

8,631

0.0412

FRCC

235,320,760

6,759

0.0574

HIMS

2,758,699

1,095

0.7940

HIOA

6,991,299

2,060

0.5892

MROE

20,844,888

293

0.0281

MROW

232,826,410

14,550

0.1250

NEWE

100,011,791

2,301

0.0460

NWPP

282,811,235

7,934

0.0561

NYCW

41,509,809

1,109

0.0534

NY LI

8,943,357

239

0.0534

NYUP

87,477,873

761

0.0174

PRMS

18,166,188

836

0.0920

RFCE

296,156,271

13,923

0.0940

RFCM

97,428,154

3,032

0.0622

RFCW

514,167,896

57,725

0.2245

RMPA

66,259,360

1,262

0.0381

SPNO

70,052,261

1,924

0.0549

SPSO

157,750,108

3,447

0.0437

SRMV

173,701,305

5,062

0.0583

SRMW

121,427,325

5,347

0.0881

SRSO

260,293,360

4,949

0.0380

SRTV

216,125,641

18,419

0.1704

SRVC

328,960,224

12,223

0.0743

U.S.

3,810,253,579

184,157

0.0890


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eGRID2018 Comparison

EPA previously estimated eGRID2018 PM2.5 emissions using 2016 NEI data. Now that actual reported
2018 PM2.5 emissions are available from the NEI, EPA can compare the projected eGRID2018 PM2.5
emissions rates to the rates calculated using 2018 PM2.5 emissions reported to the NEI. Figure 3 compares
the projected eGRID2018 PM2.5 emissions rates to those calculated using the actual NEI reported 2018
PM2.5 emissions.

For most subregions, the projected and actual emission rates are very similar—to within 0.01 lbs./MWh.
There are some notable differences, however, between the projected and actual emission rates, such as in
the MROW, RFCW, and SRTV regions, where the actual 2018 emission rates were higher than the
projected emission rates in eGRID. In these cases, the differences in the rates are driven largely by
differences in the actual and projected emissions in a small number of plants. For example, in MROW
there were five plants (out of 1,139) that had significantly higher emission rates in 2018 than in 2016. If
these five plants are excluded, the overall MROW PM2.5 emission rates would be similar between the
projected eGRID2018 values and the calculated values using the actual NEI reported 2018 PM2.5
emissions. Such plant-level differences are difficult to predict year-to-year and can have a noticeable
impact on the subregion-level rates. However, for most plants and subregions, the eGRID PM2.5
projection methodology accurately estimates emissions.

AKGD
AKMS
AZNM
CAMX
ERCT
FRCC
HIMS
HIOA
MROE
MROW
NEWE
NWPP
NYCW
NYLI
NYUP
RFCE
RFCM
RFCW
RMPA
SPNO
SPSO
SRMV
SRMW
SRSO
SRTV
SRVC

0	0.2	0.4	0.6	0.8	1

PM25 Output Emission Rate (Ib/MWh)

Figure 3. Comparison ofPMj.s output emission rates between eGRID2018 and NEI2018.

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