12/16/2009 Final Report of October 2009 HSRB Meeting
Excerpts Concerning CLBR Protocol LNX-003

p. 16 of 26 Assessment of Proposed Carroll-Love Biological Research Study LNX-003: Efficacy
Test of KBR 3023 (Picaridin; Icaridin) - Based Personal Insect Repellents (20%
Cream and 20% Spray) with Ticks Under Laboratory Conditions.

Overview of the Study

The protocol describes a study to measure the effectiveness of picaridin as a tick
repellent when used in one of two compound formulations (20% picardin KBR 3032 All-
Family Insect Repellent Cream and 20% picaridin KBR 3023 All-Family Insect
Repellent Spray). Dosimetry data accumulated in previous Carroll-Loye studies (LNX-
001 and LNX-002) would be used for dose selection. The efficacy of picaridin as a tick
repellent will be determined in a controlled laboratory setting by placing both Western
black-legged ticks (Ixodespacificus) and American dog ticks (Dermacentor variabilis)
on picaridin-treated and untreated forearms and measuring the speed and distance that
moving ticks would penetrate into the treated area at 15-minute intervals. A total of 20
subjects will be enrolled.

Science

Charge to the Board

If the proposed laboratory tick repellency study protocol LNX-003 is revised as
suggested in EPA's review and if the research is performed as described, is the research
likely to generate scientifically reliable data, useful for assessing the efficacy of the tested
materials in repelling ticks?

Board Response to the Charge

The Board concluded that the protocol submitted for review, if modified in
accordance with Agency recommendations and conducted accordingly, will likely yield
scientifically valid results on the efficacy of these two picaridin-based insect repellent
formulations against ticks.

HSRB Detailed Recommendations and Rationale

Protocol LNX-003 from Carroll-Loye Biological Research (Carroll 2009a, 2009b)
will be conducted using methods similar to those presented to and commented on by the
Board in the past. Although the study protocol was overly long and includes redundant or
unnecessary text, it was relatively clear and addressed adequately a number of key
scientific issues, including: scientific justification, objectives, and data collection and
compilation methods.


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The proposed methods largely follow EPA's guidelines, with the one notable
exception being the use of ten volunteers per study aim [sic, vice 'arm'], rather than the
Agency's existing recommendation
p. 17 of 26 of six volunteers per study aim [sic]. The greater number of study subjects should yield
more useful information than might otherwise be obtained. The protocol also
incorporated the use of dosimetry-generated data, which will likely generate data
representative of real-world use by consumers.

As has been pointed out previously in Board reviews of other repellency
protocols, the proposed statistical approach fails to account for censoring of data and the
calculation of complete protection time is not the best end-use of the study data.
Calculating the proportion of individuals protected for a given time may be a better way
to report this type of data and should be considered by the Agency.

Ethics

Charge to the Board

If the proposed laboratory tick repellency study protocol LNX-003 is revised as
suggested in EPA's review and if the research is performed as described, is the research
likely to meet the applicable requirements of 40 CFR part 26, subparts K and L?

Board Response to the Charge

The Board concluded that the proposed laboratory tick repellency study protocol
LNX003, if modified in accordance with EPA (Sherman and Sweeney 2009)
recommendations, and performed as described, will likely meet the applicable
requirements of 40 CFR 26, subparts K and L.

HSRB Detailed Recommendations and Rationale

The submitted documents assert that the study will be conducted in accordance
with the ethical and regulatory standards of 40 CFR 26, Subparts K and L, as well as the
requirements of US EPA's GLP Standards described at 40 CFR 160, and the California
Department of Pesticide Regulation study monitoring (California Code of Regulations
Title 3, Section 6710) (Carroll 2009a, 2009b). Requirements of FIFRA §12(a)(2)(P) also
apply. The protocol was reviewed and approved by an independent human subjects
review committee, Independent Investigational Review Board, Inc. (IIRB, Inc.), of
Plantation, FL, prior to submission. Minutes of IIRB, Inc. meetings and a copy of IIRB,
Inc. policies and procedures were provided to the EPA as a separate document (IIRB, Inc.
2009). These documents indicate that IIRB, Inc. reviewed this protocol pursuant to the
standards of the Common Rule (45 CFR Part 46, Subpart A).

1. The Board concurred with the conclusions and factual observations of the ethical
strengths and weaknesses of the study, as detailed in the EPA's Ethics Review
(Sherman and Sweeney 2009). The proposed study is likely to meet the applicable


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ethical requirements for research involving human subjects, in accordance with the
following criteria:

a.	Acceptable risk-benefit ratio. The risks as noted in the study protocol are fivefold:
1) allergic reaction to test materials themselves; 2) exposure to biting arthropods;
3) possible

p. 18 of 26	exposure to arthropod-borne diseases; 4) physical stress from the test conditions;

and 5) psychological stress and/or breach of confidentiality for pregnancy test
results. These risks are minimized appropriately and are justified by the potential
societal benefits, particularly data on the efficacy of these new formulations as
personal tick repellents.

•	Based on toxicological data currently available for picaridin, coupled with
appropriate exclusion criteria, study subjects are unlikely to be at risk of
adverse side effects with exposure.

•	The risk of bites is negligible and minimized by the study design; tick
questing and biting behavior is slow, and study subjects are trained to remove
ticks from their forearms prior to biting. Study subjects will be trained in
proper tick observation and handling techniques.

•	The ticks used for the study are bred and raised in a laboratory environment
and are considered to be pathogen-free, minimizing the risk of vector-borne
disease. Tick colonies and their rabbit hosts are also screened regularly for
known tick-borne diseases, including the rickettsial illness Rocky Mountain
Spotted Fever that has been observed in the past to be transmitted within
laboratory tick colonies through a trans-ovarian mechanism.

•	The potential risks to subjects from physical stress are minimized. Although
the 12-hour duration of the study protocol raises some concerns about
physical stress and exhaustion, the study investigators attest that similar
protocols of equivalent length have never been seen as unduly stressful by
study subjects. Appropriate stopping rules and medical management
procedures are in place. Subjects are also given frequent breaks and can
withdraw from the study at any time should the investigational procedures
prove too strenuous.

•	Minors and pregnant or lactating women are excluded from participation, with
pregnancy either confirmed by over-the-counter pregnancy testing on the day
of study or by opt-out. The potential stigma resulting from study exclusion
due to pregnancy is also appropriately minimized.

b.	Voluntary and informed consent of all

•	The study protocol includes several mechanisms designed to minimize
coercive recruitment and enrollment. For example, although many of the


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research subjects will be recruited from the University of California at Davis
student population, where Dr. Carroll holds an adjunct appointment, student
and employees of the Study Director are excluded from participation.
Additional mechanisms designed to minimize coercive recruitment, developed
in response to earlier HSRB concerns and recommendations (c.f. EPA HSRB
2006a; 2006b) are also in place.

•	Monetary compensation is not so high as to unduly influence study subjects,
p. 19 of 26 c. Equitable selection of study [subjects]

•	The majority of research subjects will be recruited from the University of
California at Davis student population. Study subjects are likely to reflect the
ethnic and racial diversity of individuals in the City of Davis, but the use of
this convenience sample may limit the broad applicability of the study results
to the general population. The investigators have noted this fact in the
protocol.


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