oEPA

Best Practices for Solid Waste Management

A Guide for Decision-Makers n Developing Countries

Addressing Plastic Waste

July 2023
EPA 530-R-23-011


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Addressing Plastic Waste

Best Practices for Solid Waste Management:

A Guide for Decision-Makers in Developing Countries

Addressing Plastic Waste

United States Environmental Protection Agency
Office of Resource Conservation and Recovery

July 2023

Notice: Mention of trade names, products, resources, or services does not convey, and should not
be interpreted as conveying official United States Environmental Protection Agency approval,
endorsement, or recommendation. Unless otherwise indicated, photos included in this document
were obtained by United States Environmental Protection Agency and its contractors, or stock
photo aggregators.


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Addressing Plastic Waste

Contents

Case Studies	iv

Case in Point Examples	iv

Key Point Boxes	iv

Acronyms and Abbreviations	v

Acknowledgements	vi

1.	Introduction	3

2.	What is Plastic Waste?	4

3.	Why Address Plastic Waste?	5

3.1. Plastic Waste Impacts	6

4.	Challenges	7

5.	Best Practices	10

5.1.	Cross-Cutting Best Practices	11

5.2.	Regulation and Policy	13

5.3.	Behavior Change and Educational Campaigns	16

5.4.	Partnerships	17

5.5.Technology	and Infrastructure Investments	19

Questions for Decision-Makers	20

Bibliography	24


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Addressing Plastic Waste

iv

Case Studies

Exhibit Number Title

Page Number

3

Combining Policy with Infrastructure in Asia

8

4

Global Plastics Action

9

6

Role of the Informal Sector in Addressing Plastic Waste

12

7

Single Use Plastic Bans and Effective Lag Times in Latin American
Countries

15

8

NGO Partners with Informal Waste Sector in Ghana

15

9

Saying No to Plastic Bags in Thailand

18

10

Private Industry Invests in the Recycled Plastic Supply Chain in
India

18

11

Investing in Infrastructure and Education in Samana Province,
Dominican Republic

19

Case in Point Examples

Title



Page Number

Educating Youth Worldwide and Empowering Women in Bali, Indonesia

11

Key Point Boxes

Title

Page Number

Benefits of Addressing Plastic Waste

6

No One Solution Can Solve the Global Plastic Waste Issue

10


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Addressing Plastic Waste

v

Acronyms and Abbreviations

WWF	World Wildlife Foundation


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Addressing Plastic Waste

Acknowledgements

The United States Environmental Protection Agency's Office of Resource Conservation and Recovery
developed the companion chapter on Addressing Plastic Waste as part of the Solid Waste Management
Toolkit. The toolkit is reflective of the United States Environmental Protection Agency's long history of
supporting solid waste management practices and policies that protect human health and the environment.

The United States Environmental Protection Agency received content development, graphical, editorial,
and production support from Abt Associates under contract EP-W-10-054, with considerable support from
independent consultant Nimmi Damodaran.

The following individuals and organizations supported the development of this companion chapter:

International Organizations	United States Environmental Protection Agency

Erica Nunez, The Ocean Foundation	Stephanie Adrian

Nicholas Mallos,The Ocean Conservancy	Krystal Krejcik

Gabriela Otero, United National Global Compact Brazil Katherine Under
Brandon Bray (USAID), United States Agency for	Audrianna Maki

International Development	Lia Yohannes

Jana' Deming
Tameka Taylor
Kim Cochran
Elle Chang
Janice Sims


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Key Resources

Best Practices for Solid Waste Management
A Guide for Decision-Makers in Developing
Countries (U.S. EPA 2020)

Glolba Elastics Outlook: Econom I c Drivers.
Environmental Impacts and Policy Options
(OECD 2022a)

Reducing Plastic Pollution: Campaigns that
Work (One Planet Network 2021)

Legal Limits on Single-Use Plastics and
Microplastics: A Global Review of National Laws
and Regulations (UNEP 2018)

A Framework for Selecting and Designing
Policies to Reduce Marine Plastic Pollution in
Developing Countries (Alpizar et al. 2020)

Plastic Waste Mitigation Strategies: A Review of
Lessons from Developing Countries (Hira et al.
2022)

Improving Markets for Recycled Plastics Trends.
Prospects and Policy Responses (OECD 2018)


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Addressing Plastic Waste

3

Section 1

Introduction

In 2022, an estimated 400 million tons of plastic waste
were generated globally (World Economic Forum
2022). Plastic waste accounts for approximately 12
percent of the solid waste stream in middle and low-
income countries (Kaza et ai. 2018).This percentage
increases as a country's economic situation improves
due to rapid urbanization and economic growth.
Plastic consumption and waste are expected to triple
by 2060, while plastic leakage into the environment
is expected to double (OECD 2022b). Awareness
of the health and environmental impacts of plastic
waste are the basis for the rising momentum around
international, national, and local policies and
programs to reduce plastic pollution and improve
proper management of plastic waste.

Addressing Plastic Waste is part of the United States
Environmental Protection Agency's Best Practices
for Solid Waste Management in Developing
Countries Toolkit. The Toolkit serves as a free
resource for decision-makers implementing solid
waste management programs. The Toolkit includes
e-learning modules, communication materials,
webinar materials, videos, and the Best Practices
Guide for Solid Waste Management in Developing
Countries (the Guide). The Guide describes key
aspects of solid waste management and identifies
best practices that can be implemented in medium
and large cities in developing countries. Addressing
Plastic Waste is a companion chapter to the Guide.

This companion chapter provides an overview
of the impacts and challenges of plastic waste
management, the benefits of properly managing
plastic waste, and best practices for recovering and
incorporating waste back into the value chain.This
companion chapter will detail potential solutions
to addressing plastic waste in the context of
implementing policies and regulations, instituting
behavioral changes through education, partnering
with stakeholders, and developing locally appropriate

technology solutions and infrastructure. Whereas
this chapter is solely focused on plastic, improving
management of plastic waste should be part of a
holistic effort to address the entire solid waste stream.

Additional information and resources relevant
to plastic recycling can be found in Section 11-
Recycling of the Guide, which provides an overview
of best practices for implementing recycling
programs. Another companion chapter, Recycling
Markets, provides an overview of recycling end-
markets.

This companion chapter is not intended to be a step-
by-step implementation manual, but it highlights
resources that local authorities and decision-makers
can refer to for more detailed technical guidance.
Approaches that may be successful in one city or
region may not function everywhere, so the chapter
presents decision-makers with the information
and resources to improve equity in solid waste
management within the context of their given
situation.


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Addressing Plastic Waste

4

Section 2

What Is Plastic Waste?

Plastic waste results from the production, use, and
disposal of mono-material or multi-material plastic
products. Mono-material products are made entirely
from a single type of resin, whereas multi-material
products include one or more resin types, paper, and/
or metal.The United States Environmental Protection
Agency classifies plastic into three categories for
municipal solid waste purposes:

•	Containers and packaging. Containers and
packaging include products such as plastic bags,
containers, and wrapping material used to wrap
or contain many small and large consumer goods
(e.g., food, beverages, medications, cosmetic
products, mattresses) that are discarded in
household waste (U.S. EPA 2020a).

•	Nondurable goods. Nondurable goods include
products with a lifespan less than three years
such as plastic plates, cups, trash bags, disposable
diapers, and clothing (U.S. EPA 2020a).

• Durable goods. Durable goods consist of
products that last longer than three years such
as appliances, furniture, carpet, and consumer
electronics (U.S. EPA 2020a).

Plastic is primarily made from virgin fossil fuel
feedstocks. The three types of plastics are further
categorized into seven polymer types and resin
codes, which are typically listed on materials
using the icons seen in Exhibit 1 (Ellen MacArthur
Foundation 2016; U.S. EPA Undated). Understanding
the different polymers of plastic is important
because some recycling systems only accept
certain types, meaning some plastics may not be
recyclable in all systems. Cities can develop polymer-
specific solutions if certain products are commonly
mismanaged or littered.

Exhibit 1. Plastic Polymer Types, Resin Codes, and Product Examples

Plastic Polymer Types and Resin Codes

/V /V

/\ /V

HOPE PC-HD

/\ /V

cpqp

/V /V

CO O

LOPE Pf-LO

/V /V

L5J UJ

PP

/\ A

L6J C-J

PS

/\ /V

lo

Polyethylene
Terephthalate

High Density
Polythene

Polyvinyl
Chloride

Low Density
Polythene

Polypropylene

Polystyrene
and Expanded
Polystyrene

Other, such as:

-	Acrylic poivcartjorvate

¦ Acrylonitrile butadiene styrerw (ABS)

-	Bisphenol A (BPA)

-	Fiberglass-reinforced plastic (FRP)
-Nyfon

-	Polyiactic acid (PLA)

Water bottles,
dispensing
containers, food-
grade containers and
bakery trays

Shampoo bottles,
milk bottles,
freezer bags, ice
cream containers

0"

ft?

Cosmetic container,
plumbing pipes and
fittings, electrical
conduct, blister
packs, wall
cladding, roof
sheeting, bottles,
garden hose, shoe
soles, cable
sheathing, blood
bags and tubing

*

Bags, trays,
containers, food
packaging film

B

Potato chip bags,
microwave dishes,
ice cream tubs,
bottle caps, single-
use face masks



Cutlery, plates,
cups, protective
packaging, hot
drink cups

Automotive and
appliance components,
computers, electronics,
cooler bottles, packaging

O



Sample Products


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Addressing Plastic Waste

5

Section 3

Why Address Plastic Waste?

Plastic waste can intentionally or unintentionally
leak into the environment during production,
consumption, and disposal phases of the product
lifecycle, though leakage is most common at the end
of its useful life. Leakage contributes to more than
165 million tons of plastic that are found in oceans
(World Economic Forum et al. 2016). By 2050, the
weight of plastics could outweigh the weight offish
in the oceans (World Economic Forum et al. 2016).
Leakage can also clog sewers and drainage systems,
resulting in flooding and breeding grounds for
disease [UNEP Undated],

Once in the environment, "plastic waste" becomes
"plastic pollution." Plastic waste is disposed of at a
facility or waste receptacle, whereas plastic pollution
is intentionally or unintentionally disposed of into the
environment. Once in the environment, plastics are
persistent and may take between 100 to over 1,000
years to decompose, depending on environmental
conditions (Babaremu et al. 2022). Impacts of plastic
in the environment are addressed in more detail in
the Plastic Waste Impacts section.

Plastic pollution can originate from:

Leakage of resin pellets during production

Mismanaged waste (e.g., waste collected but
improperly or illegally disposed of or waste
that is not collected in areas where solid waste
management services exist)

Litter (e.g., items discarded in the environment)

Abrasion (e.g., "wear-and-tear") and losses of
microplastics

Industrial and marine activities
Catastrophic events
Urban and stormwater runoff
Washing machine wastewater

High-density polyethylene (HDPE), low-density
polyethylene (LDPE), polyethylene terephthalate
(PET), polypropylene (PP), and polystyrene (PS)
collectively account for 92 to 96 percent of the types
of plastic found in the environment (Hahladakis
2020). Examples of common plastic product
categories found in the coastal environment include
(Alpizar et al. 2020; Ocean Conservancy 2021 b, 2022;
Pew 2020):

•	Beverage and food packaging, such as bottles,
bottle caps, food wrappers, straws and stirrers,
and take out/takeaway containers.

•	Carrier bags, such as grocery bags and shopping
bags.

•	Packets and multilayer films, such as single-
portion condiment and shampoo packets and
sachets, and coffee, chip, crisp, candy, and sweets
bags and packets.

•	Mono-material films, such as cling film, flow
wrap, and pallet wraps.

•	Household goods and cleaning products,

such as bottles, and mono-material and multi-
material plastic objects such as pens, toys, combs,
toothbrushes, durable goods, and buckets.

•	Marine-based goods, such as derelict fishing
gear including lines, nets, and pots or leakage
from commercial fishing and recreational fishers.
Offshore oil and gas platforms are not considered
solid waste but may contribute to marine litter
and have tourism impacts in coastal cities.

•	Miscellaneous products, such as cigarette
butts and personal protective equipment (PPE),
including face masks and gloves.


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Addressing Plastic Waste

6

3.1. Plastic Waste Impacts

Unmanaged plastic waste can cause serious human
health, environmental, and economic impacts,
described below:

• Human health, including:

•	Fragmentation into microplastics. Once
in the environment, plastic pollution can
fragment into smaller pieces of plastic.

Plastic particles less than five millimeters
(mm) in size in one dimension are called
"microplastics." Microplastics have been found
in human livers, kidneys, and placentas;
however, more research is needed to
understand the human health impacts of
microplastics (UNEP 2021; Potter 2021).

•	Exposure to chemical additives. Carcinogenic
chemicals found in plastics leach into tap
water, which may cause developmental,
reproductive, neurological, and immune
disorders (IUCN 2021a).

•	Spread of infectious diseases. PI astic
pollution, such as single-use plastic bags, can
clog sewers, providing a breeding ground
for mosquitoes and pests and increasing
the risk of malaria [UNEP Undated], Malaria
disproportionately impacts the World Health
Organization (WHO) African Region, where
over 95 percent of malaria cases and deaths
occur (WHO 2022).

I

Air pollution from waste burning. Open burning
or uncontrolled incineration of waste emits
carcinogens such as dioxins, furans, and black
carbon [CCAC Undated], which pose health
risks to humans, animals, and the environment.
According to R20 Regions of Climate Action
(2016),"global yearly emissions of C02 due to
open burning are estimated [sic] to be 1.4 billion
tons per year." Plastic and waste burning account
for 13.5 percent of fine particulate matter (PM2 )
emissions (Royal Academy of Engineering 2021).
Other pollutants such as polycyclic aromatic
hydrocarbons (PAHs), dioxins, and a range of
volatile organic compounds (VOCs) are released
when plastic is burned (Royal Academy of
Engineering 2021).

Environment. Plastics pose a threat to the marine
environment by increasing the risk of ingestion,
suffocation, and entanglement of marine species
(IUCN 2021a). Research has indicated that more
than 1,500 species in marine and terrestrial
environments are known to ingest plastics
(Santos et al. 2021). Microplastics may reduce
the ability of animals to digest food, leading to
intestinal blockage, starvation, and internal injury
[NOAA Undated],

Economic. Plastic pollution can be costly to the
global economy. According to one estimate,
plastic pollution accounts for more than $2.2
trillion in damages (e.g., damage to infrastructure)
per year, including $1,500 billion in ocean
damage, $695 billion in greenhouse gases, and
approximately $25 billion in land pollutants (Hira
et al. 2022).

KEY POINT

Benefits of Addressing Plastic Waste

Reduced health impacts: Limiting the volume of plastic waste that enters the environment decreases human and
environmental health risks from plastic pollution.

Increased recycling rates: Recycling rates increase as strategies aim to increase recycling of plastics and reduce
contamination in the recycling system.

Reduced consumption: Plastic consumption decreases as strategies discourage or ban the use of plastics.
Reduced contamination: Contamination of plastics (biodegradable plastics mixing with other plastics, plastics
contaminated with other materials) decreases as strategies streamline plastic consumption and disposal, and
manufacturers simplify design with fewer harmful contaminants.

Reduced leakage: Litter and other mismanaged waste decreases as strategies are implemented to collect and
capture more plastics before entering the environment or waterways.

Enhanced collaboration: Partnerships among stakeholders grow as strategies encourage collaboration.
Enhanced markets: Market values of plastic increase as the quality of end-use plastic increases from improved
recycling rates and decreased contamination. For more information, see the Recycling Markets chapter.


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Addressing Plastic Waste

7

Section 4

Challenges

Exhibit 2. Challenges to Managing Plastic Waste





Weak Strategic
Planning

Lack of SWM
Systems and
Infrastructure

High Cost of
Collection and
Transportation

Shortage of
Funding

it

Legal
Constraints and
Limited
Enforcement

Cities face many challenges when managing plastic

waste (Exhibit 2). Common challenges include:

•	Weak strategic planning. A strategic plan for a
solid waste management program outlines the
strategy and goals of the program, identifying
key projects, policies, costs, and the timeline
necessary to reach such goals. A weak strategic
plan can limit the effectiveness of solid waste
management efforts. For example, weak strategic
planning may result in a lack of skilled managers
and operators necessary to perform tasks in the
solid waste management system (UN Habitat
2011).

•	Lack of solid waste management systems and
infrastructure. Cities around the world may
struggle to manage plastic waste due to the
limited availability of waste collection, treatment,
and disposal options. Furthermore, infrastructure
for solid waste management has not kept up with
the growing manufacturing and usage of single-
use plastics (Hira et al. 2022).

•	High cost of collection and transportation. The

high cost of transportation can present a barrier
for some solid waste management providers
as well as customers (McKinsey and Company
2016, OECD 2018). This barrier is even more
prevalent in small jurisdictions where recycling
rates range from 0 to 5 percent (Hira et al. 2022).

In some countries, waste collection services are
privately owned utilities with high operational
costs and service fees. To avoid paying expensive
fees, residents opt to illegally dump or burn their
waste instead.

Shortage of funding. In the current plastics
market, the cost for recycled plastics - including
additional costs for sorting, cleaning, and
disassembly - is far higher than the cost of
virgin plastics (McKinsey and Company 2016).
Stakeholders often find it is more economical to
use virgin plastics, which results in landfilling,
burning, or dumping of used plastic products.
Lack of funding can pose a key obstacle for
cities to purchase or maintain large-scale, locally
appropriate technology that can prevent or
capture plastics from entering waterways (Hira
et al. 2022). For more information on recycling
markets, see the Recycling Markets companion
chapter.

Legal constraints and limited enforcement.

Global efforts to address plastic waste and
pollution are underway (Exhibit 4), but
policymakers must consider unintended
consequences and loopholes of policies and
agreements. Additionally, setting aside resources
and oversight for enforcement is critical to
meeting the targets and goals of national and
local plastic waste and pollution efforts.


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Addressing Plastic Waste

Combining Policy with Infrastructure in Asia

Waste banks are a market-based strategy that local governments can implement to increase collection of
recyclables including plastic, paper, metal, and glass, Indonesia, Thailand, and the Philippines have all supported
waste banks.

In Indonesia, an online platform of up to 70 types of recyclables is available to attract local households to sell their
segregated recyclables.The Guidelines for the Implementation of Reduce, Reuse, Recycle through Waste Banks in
Indonesia has helped waste banks gain popularity. The number of waste banks in the country has increased by up
to 50 percent each year.

Thailand introduced "zero-baht1" (cashless) shops, which allow customers to exchange recyclables for consumer
goods. Zero-baht shops also offer a savings plan for customers that bring in recyclables. Informal sector workers are
eligible for the savings plan by completing one of the following:

1.	Crediting recyclables at zero-baht shops

2.	Depositing two glass bottles per day or

3.	Depositing one baht per day, continuously for two months

These savings plans contribute to medical insurance, educational loans, and rice provisions for older people.

In Marikina City, Philippines, a similar scheme exists where recyclables are collected at junk shops under the Eco-
Savers Programme. The Eco-Savers Programme educates households on proper solid waste management practices
and rewards students with credits that can be used for educational supplies.

^aht is the currency of Thailand

For more information about market-based collection systems and other solutions, see Applying
the extended producer responsibility toward plastic waste in Asian developing countries for

reducing marine plastic debris.


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Addressing Plastic Waste

9

Global Plastics Action

In March 2022, the United Nations Environment Assembly (UNEA) of the United Nations Environment Programme
(UNEP) adopted a resolution to develop a legally binding instrument to end plastic pollution during the fifth
session of UNEA in Nairobi.

The UNEA has requested the Executive Director of UNEP to convene an intergovernmental negotiating committee
(INC) to begin drafting the instrument during the second half of 2022, with the ambition of completing the legally
binding instrument by 2024. With this timeline, cities may take this resolution into consideration to begin planning
for what may be required by an official treaty.

The resolution calls upon the INC to consider provisions for inclusion in the instrument to: (1) promote national
action plans to work toward prevention, reduction, and elimination of plastic pollution; (2) support regional and
international cooperation; (3) encourage action by all stakeholders, including the private sector; and (4) promote
cooperation at the local, national, regional, and global levels.

Key questions that decision-makers can consider when drafting an Action Plan (AP) include:

1.	What is the scope and how do we set targets?

2.	What is the geographic boundary encompassed by the AP?

3.	What are the existing laws/regulations on the issue?

4.	What are the short-term and long-term goals of the AP?

5.	Are the goals broad enough to encompass the entire geographic boundary in the AP?

6.	What is the timeline for the AP?

7.	Who are the key stakeholders within the region that are currently engaged in the topic, and who else could be
included?

8.	What actions will be taken to meet goals?

9.	Who will oversee implementation?

10.	How will progress be monitored throughout the implementation of the AP?

11.	How will results be evaluated?

12.	What plans or actions worked? What did not work? How can improvements be made for the future?
National/Regional Action Plan examples by topic area:

Marine Waste: NOAA. Great Lakes. Vietnam, Baltic Seas, South Asia Seas, Malaysia. Belize, Flanders Region.
Northeast Atlantic. Black Seas, G20. African Atlantic Coast and Island Countries

Planning Templates/Guidelines: WWF/Plastic Smartcities. UNEP/GPML. G20

Circular Economy: Flanders Region. Vietnam

Land Waste Reuse/Recycling: ASEAN Sri Lanka


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Addressing Plastic Waste

10

Section 5

Best Practices

This section describes best practices for addressing plastic waste, including regulatory and policy
interventions, behavioral and educational campaigns, partnerships, and locally appropriate technologies.
Exhibit 12 provides information on the various challenges cities encounter when managing plastic waste and
offers solutions that address such challenges.

KEY POINT

No One Solution Can Solve the Global

Plastic Waste Issue

It is important to consider all stages of the recycling system including collection, management, and
disposal. Further, it is critical for cities to increase collection and separation of materials. Strengthening
provision of collection services, especially in rural areas, can help cities collect waste, and prevent leakage
into the environment. Enhancing separation efforts can help cities recycle more plastic waste and increase
the value of recycled plastics.

Several factors impact successful implementation of plastic waste strategies, including geography, financial,
and political constraints. Many cities find that a combination of strategies is most beneficial to address
plastic waste, including:

•	Regulation arid policy. Cities can set targets or laws to limit plastic usage, encourage proper disposal
of plastic waste, and phase out the most problematic plastic. Mandates to require data reporting are
examples of mechanisms cities can use to manage plastic waste.

•	Behavioral change and educational campaigns. Changing consumer behaviors and educating
people about the negative impacts of plastic pollution can lower plastic consumption, lower
contamination in the recycling stream, and lead to enhanced management of plastic waste.

•	Partnerships. Non-governmental organizations (NGOs), local governments, the informal waste
sector, businesses, and other societal stakeholders can work together to maximize public awareness
and execution of policies or educational campaigns focused on plastic waste.These stakeholders can
also partner to fund and manage new infrastructure and technology. Partnerships are also critical to
developing and expanding markets for plastic waste. For more information on recycling markets, see
the Recycling Markets companion chapter.

•	Technology and infrastructure. Access to and investment in locally appropriate technology and
infrastructure can help cities better manage plastic waste and increase the value of recycled plastics.
Innovation of new environmentally sound technologies can help prevent, collect, reuse, and recycle
more plastic waste through machine learning to sort plastic waste, blockchain tools to foster recycling,
washing bags to filter microplastics, and autonomous leakage removal systems (OECD 2022a). investing
in locally appropriate technology can aid in the development of sanitary landfills and increase closure
of open dumpsites.


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Addressing Plastic Waste

11

5.1. Cross-Cutting Best Practices

According to the solid waste management hierarchy
developed by the United States Environmental
Protection Agency, the most preferred way to
manage plastic waste is by source reduction and
reuse. Recycling is the next most preferred way to
manage plastic waste. See Section 3 - Approaches
of the Guide for more information about the solid
waste management hierarchy.

Though recycling is the second most preferred
solution, estimates vary on the total percentage of
plastic recovered and recycled globally. According
to the OECD (Exhibit 5), only 15 percent of plastics
were collected for recycling in 2019. The other 85
percent of plastic waste was landfilled, incinerated,
or mismanaged as uncollected litter (e.g., waste that
is not collected or is disposed of in the environment)
(OECD 2022a).

Cities can consider the following when developing
and implementing plastic waste reduction and
management strategies:

•	Baseline assessment. Baseline information helps
cities develop effective strategies. Cities can
conduct a baseline assessment to understand
the types and applications of plastic in the waste
stream, monitor the flow of plastic waste, and
identify potential leakage points. Cities can also
use a baseline assessment to identify areas of
concern, including products, businesses, sectors,
and challenges with the current recycling system,
before deciding which strategies to implement.
For more information, see Section 7 - Waste
Characterization of the Guide.

•	Continued measurement and reporting.

Measuring and tracking data, including the
volume of plastic waste collected, sorted,
recycled, or properly disposed of, is an effective
way to understand and communicate whether
a strategy is successful or if additional strategies
need to be implemented.

Exhibit 5. Management of plastic waste by category before recycling losses, 2019 (OECD, 2022a)

• Mismanaged & Littered •Landfilled "Incinerated • Recycled

Canada
China
India
Latin America
Middle East & North Africa
Non-OECD
OECD
OECD Asia
OECD EU countries
OECD Non-EU countries
OECD Oceania
Other Africa
Other EU
Other Eurasia
Other non-OECD Asia
Other OECD America
USA
World

3% 12%

o%

20%	40%	60%	80%

Share of Plastics Managed by Waste Management Category

100%


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Addressing Plastic Waste

12

• Financing. Assessing existing financial resources
and identifying any additional funding that
may be required for implementation is a key
step to take when deciding which strategies are
best. Cities can engage with other stakeholders,
partners, and the private sector to potentially
increase funding opportunities for new, locally
appropriate strategies and technologies to collect
plastic waste; educational campaigns to prevent
plastic pollution; and establishment of takeback
programs or deposit-refund schemes. Examples
of financing mechanisms include (Ocean
Conservancy 2021 a):

•	Revenue-based finance. Debt repaid as a
percentage of revenue with caps on the
amount repaid or limit on repayment period.

•	Cashflow-based finance. Financing repaid by
reference to investee cashflows.

•	Equity redemptions. Ability of funders to
repurchase equity at a predetermined price.

•	Forgivable loans. Debt that converts to a
grant subject to pre-agreed conditions.

•	Convertible grant. Grant that converts into
equity.

•	Recoverable grant. Grant that converts to
debt.

• Stakeholder engagement. Engaging with all
stakeholders of the waste stream including local
and national governments, private industry,
NGOs, residents, and the informal sector is
an important step when designing effective
strategies (Exhibit 6).This ensures that all
stakeholders are consistent in their own practices
when strategizing ways to collect, sort, and
manage plastic waste. For more information, see
Section 4 - Stakeholder Engagement of the
Guide.

EXHIBIT 6 CASE STUDY

Role of the Informal Sector in Addressing Plastic Waste

Informal sector workers play a critical role in collecting and sorting plastic waste. Informal sector workers recover
materials for recycling, reduce municipal solid waste handling costs, generate employment opportunities, and
contribute to public and environmental health. In Pune, India, the Kagad Kach Patra Kashtakari Panchayat (KKPKP)
was formed to unionize informal sector workers. In Pune, there are about 8,000 waste sector workers, of which
90 percent are women, 50 percent are under the age of 35, and 45 percent contribute to more than half of their
household income. In 2006, informal sector workers recovered approximately 130,000 tons of materials, 37,000
tons of which was plastic (WIEGO 2012).

informal sector workers focus primarily on collecting materials with high economic value that can easily be sold,
including PET bottles, paper, and metal. Lower valued plastic products such as single-use bags, films, straws, and
food containers may not be prioritized without incentives to collect. In Vietnam, the Thanh Vinh Cooperative pays
informal waste collectors $10.92 daily, over $2.00 more than the minimum wage. Earning a fair wage incentivizes
informal waste collectors to collect all types of waste, regardless of value (Ocean Conservancy 2020).


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5.2. Regulation and Policy

Cities can use a variety of regulation and policy
mechanisms to minimize or eliminate plastic
production, consumption, and disposal.

Product Bans

Many cities have found it helpful to address plastic
waste by banning certain products such as plastic
bags, straws, and cutlery. For example, 127 countries
have enacted some form of legislation to address
plastic bags, including 37 countries in Africa, 27
countries in Asia and the Pacific, 14 countries in Latin
America and the Caribbean, and five countries in
West Asia (UNEP 2018). To be effective, it is important
that cities not only enforce product bans, but also
provide complementary educational resources on
the need for the product ban and offer alternative
product suggestions.

Benefits Associated with Instituting Product Bans

Product bans address plastic before it becomes waste
and can remove highly problematic or difficult-to-
recycle plastic products from the waste stream. By
banning certain plastic products, the amount of
plastic found in a waste stream decreases, lowering
the probability of mismanaged waste and plastic
pollution. Bans can also reduce the need to collect
some low-value products, which can lower the overall
collection costs for cities.

Aspects to Consider Instituting Product Bans

Cities face several challenges when instituting
product bans, including:

•	Lack of enforcement. Product bans are less
effective without proper enforcement (OECD
2021). However, a penalty that is too harsh may
not be as effective in changing behaviors or may
lead to lack of enforcement (Adam et al. 2020).

•	Timing. It is important to allow enough time
between announcement and implementation
of a product ban. Without enough lag time,
plastic manufacturers, retail businesses, and
consumers may struggle to adapt to the new
policy (OECD 2021). For example, if a plastic bag
ban is announced and implementation of the
ban is too soon after the announcement, small
businesses and consumers may not have enough
time to adjust to alternatives (Exhibit 7) (Adam et
al. 2020).

•	Economic factors. Job loss, business closures, loss
of export revenue, and higher operational costs
for local manufacturers are all potential challenges
cities may face when instituting a product ban
(OECD 2021; Hira et al. 2022; Godfrey 2019).

•	Unintended consequences. Bans on single-use
plastics may have unintended consequences for
neighboring cities. Increased plastic consumption
may redirect to nearby cities without bans, or
export of plastic waste may shift to less regulated
cities (Alpizar et al. 2020). Illegal importation of plastic
items into places where bans are present is also an
unintended consequence of bans (OECD 2021).

Extended Producer Responsibility

Extended producer responsibility (EPR) is "an
environmental policy approach that gives producers
financial or physical responsibility for a product's
entire lifecycle, including the management or
disposal of post-consumer products" (OECD 2022a).

Benefits of Extended Producer Responsibility

Through properly designed EPR schemes, cities can
reduce the amount of plastic in the waste stream by
ensuring reduction or recyclability of plastic products.
EPR schemes can help reduce the costs of collection
and final disposal, depending on the type of scheme
implemented. EPR schemes, which are typically
adopted at the national level, establish a legal
requirement that producers assume responsibility for
the goods that have reached the end of their useful
life. Cities can apply EPR schemes to plastic producers,
targeting plastic products such as packaging and
containers.

Successful implementation of EPR can decrease
contamination in the waste stream because products
are required to be recyclable at the end of their
useful life. This results in fewer non-recyclable or
harder-to-recycle products in the waste stream.
Reducing contamination may also decrease the
cost of collection, sorting, and processing of waste.
Common elements of EPR programs that address
plastic include:

•	Taxes. Cities can set taxes on plastics
manufacturers or offer subsidies for
manufacturers that meet specific criteria to
reduce plastic pollution. Taxes are most effective
when they are high enough to discourage
consumption (OECD 2022a).


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14

•	Recycled content standards. Recycled content
standards require producers to ensure that a
certain percentage of their products or packaging
are made from recycled content (OECD 2022a).
For example, a developing country may set a
target requiring manufacturers to use at least

50 percent recycled plastic. Cities can also align
their own procurement policies for government
purchases with recycled content requirements.

Aspects to Consider for Extended Producer
Responsibility

EPR schemes are not as effective a solution if the solid
waste management system is not well-established.

•	Lack of infrastructure. Many cities do not have a
solid waste management system set up to handle
the impacts of an EPR scheme. Waste that does
not have economic value will end up improperly
disposed. EPR schemes may result in increased
competition among informal sector workers to
collect the most valuable materials.

•	Lack of enforcement. Lack of enforcement of
EPR schemes limits the effectiveness of the policy
(OECD 2022a). Loopholes or disregard of the
EPR policy may result from poor enforcement,
allowing manufacturers to avoid responsibility.
Free-riders and small-scale industries may be
exempt from an EPR scheme or may not be
required to participate due to competitive
disadvantages. This limits the effectiveness of
the EPR policy (Johannes et al. 2021). For more
information about EPR as it relates to solid
waste more broadly, see Section 6 - Economic
Considerations of the Guide.

Recycling Laws and Incentives

Recycling laws can either be laws that directly require
certain materials (e.g., plastic), and products (e.g.,
plastic containers and packaging) to be recycled, or
laws that are directed at limiting the material disposal
volume. Incentives can be policies or schemes to
encourage recycling or discourage producing waste.

Benefits of Recycling Laws and Incentives

Cities can increase recycling through recycling
laws and incentives, and in some cases, double
recycling rates.These laws and incentives can
decrease consumption of certain materials, reduce

contamination of the recycling stream, and increase
the economic value of certain materials. A successful
approach to ensure effectiveness is to provide
information and education about the law and
incentives (Alpizar et al. 2020).

Examples include:

•	Pay-as-you-throw (PAYT). A PAYT policy requires
people to pay a fee to dispose of waste (OECD
2022a). Cities can institute a PAYT policy to reduce
consumption of plastic and assist with waste
management costs.

•	Landfill bans. Cities can ban certain materials,
such as plastic, from entering a landfill. Landfill
bans can increase the amount of plastic that

is collected and recycled, and also reduce the
amount of waste generated. Although landfill
bans can help to bolster recycling markets,
there are also potential risks (e.g., risk of open
dumping or other improper disposal) if the
proper conditions and recycling outlets are not
in place. Decision-makers should fully assess and
evaluate the suitability of this approach before
implementing it.

•	Deposit-refund schemes. Deposit-refund
schemes offer incentives, such as payments or
credits, to encourage proper disposal of plastic
products such as bottles or bags (Exhibit 3).This
scheme often increases the value of the plastic
waste and may decrease mismanagement or
littering of waste (OECD 2022a).

Aspects to Consider for Recycling Laws and
Incentives

Cities may not have adequate infrastructure to
handle a sudden increase in recycling volume due
to implementation of a mandatory recycling law or
landfill ban. For example, deposit-refund schemes
may increase the volume of plastic entering the
solid waste management system, overwhelming
the system. All stages of the recycling system could
become overwhelmed by the influx of recyclables
collected, sorted, and processed. A PAYT policy may
increase illegal dumping or mismanagement of waste
if people are unwilling to pay the fee. Due to lower
costs of other disposal methods, such as landfilling or
incineration, illegal dumping may be encouraged.


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Single-Use Plastic Bans and Effective Lag Times in Latin American Countries

In Costa Rica, the import, marketing, and distribution of polystyrene containers was banned in 2019. The ban
officially went into effect starting in 2021. This two-year lag time between the announcement of the ban and the
official launch date provided businesses enough time to adapt to the rule change. The Costa Rican government
also helped cities identify and transition to environmentally friendly alternative packaging materials.The ban was
part of a broader national strategy to reduce consumption and disposal plastics. Violations of the ban result in fines
of $763 to $7,629 (Global Citizen 2019).

Similarly, Chile banned the commercial use of plastic bags in 2018.The Chilean government provided large
retailers with six months to phase out single-use plastic bags and offered small businesses up to two years to
implement the ban.

For more information about key policy measures for Latin American and Caribbean countries, see The
Circular Economy in Latin America and the Caribbean.

NGO Partners with Informal Waste Sector in Ghana

In Ghana, over 76 percent of plastic waste is mismanaged. This plastic waste is either dumped on land, burned, or
leaked into bodies of water. Only 9.5 percent of plastic waste is recycled in Ghana, all of which is recovered through
informal collection.

Starting in 2015, rePATRN Limited partnered with informal sector workers to address mismanaged plastic waste
and to enhance collection of plastic waste. Almost no recycling of PET plastics took place in Ghana before
rePATRN, At a global market level, PET is a valuable plastic that could now be collected and sold to end markets for
profit. From 2015 to 2020 rePATRN helped collect over 900 metric tons of PET each month. rePATRN extended its
partnership to Veolia Ghana Limited to establish Ghana's first bottle-to-bottle recycling plant. By leveraging the
informal sector, rePATRN Limited has recovered over 6,000 tons of PET bottles, engaged with over 5,000 people,
created 150 direct jobs, and generated over $6.5 million USD in revenue.

For more information, visit the rePATRN website, Veolia website and A Roadmap for Radical Reduction of

Plastic Pollution in Ghana.


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5.3. Behavior Change and
Educational Campaigns

Raising awareness about the negative ecological,
social, and economic impacts of plastics is necessary
to address plastic waste and encourage action
among residents, businesses, and local officials.

Cities use a variety of behavioral change strategies
and educational campaigns that can be conducted
through social media, normative messaging,
formative research, and the education system.

Benefits of Behavior Change and Educational
Campaigns

Raising awareness is an effective strategy to
improve the management of plastic waste, reduce
contamination, prevent its leakage into the
environment, help to reduce plastic consumption,
and strengthen understanding of current and future
policies. Common strategies include (Akenji et al.
2020):

•	Influencing social or cultural norms. Shifting
social or cultural norms to consider the negative
impacts of plastic waste may discourage plastic
consumption and encourage proper recycling
habits. Encouraging the use of plastic-free or
reusable products and organizing environmental
cleanups are effective ways to influence a given
population (Exhibit 7). Religious leaders have
also been effective in raising local communities'
awareness of the issues of plastic waste. For
example, prominent Muslim groups in Indonesia
have raised awareness about plastic waste among
millions of religious followers (Garcia et al. 2019).

•	Increasing education in schools. Including
information about the negative impacts of plastic
waste in school curricula can encourage students
to consider the global plastic waste issue starting
at a young age.

•	Targeted media initiatives. Media initiatives
can reach large audiences. Social media (e.g.,
WhatsApp and YouTube), television, and radio are
all means of effective media campaigns (Oguge
et al. 2021). Consider a "plastic-free" or "say no

to plastics"campaign to discourage the use of
plastics. Targeted media initiatives can also help
influence social or cultural norms.

•	Enhancing tourism branding. The environment
is a key asset of the tourism industry. If plastic
pollution is visible, tourists may be less likely

to visit. Tourism also significantly contributes
to plastic pollution.Tourism companies play
an important role in maintaining a clean
environment. Engage with local stakeholders
to promote a common plan that eliminates
unnecessary plastic, promotes reuse and
circularity of plastics, and raises awareness of the
impact of plastic among staff and guests (Global
Tourism Plastics Initiative 2020).

•	Increasing data collection. Data on current
consumption behaviors; current collection,
sorting, and disposal patterns; and products and
brands that end up polluting rivers and beaches
are key to effective educational campaigns. This
information allows cities to provide targeted
educational and communication efforts to
specific areas, populations, or industries.

Aspects to Consider for Behavioral Change and
Educational Campaigns

Getting people to change their behavior is a
significant challenge for educational campaigns.
Limited understanding or knowledge of the negative
impacts of plastic waste limits behavior change.
Consumers may be unwilling or unable to change
habits around using plastic waste if there are not
adequate and affordable alternatives such as reusable
products.

Determining the most effective approach for an
educational campaign is crucial (e.g., formative
research could be conducted to inform the
educational campaign). Inclusivity of all populations,
including vulnerable communities, women, and
informal sector workers, is necessary for effective
educational campaigns. A negative stigma
surrounding the informal waste sector may also
present challenges in changing behaviors.


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17

CASE IN POINT |g|

Educating Youth Worldwide
and Empowering Women in Bali,

Indonesia

For more information visit Bve Bve Plastic Baas'website.

Bye Bye Plastic Bags (BBPB) is an international NGO that works to educate and raise awareness about the impacts of plastic on
the environment. BBPB representatives have spoken to more than one million youth, and BBPB has leaders in more than 50
locations worldwide.

BBPB has led multiple campaigns and initiatives including One Island One Voice (OIOV), a program for businesses and
organizations to share best practices in Bali, KOMITMEN, an initiative to eliminate plastics; and Mountain Mamas, a project
empowering women in Bali to make handmade bags as alternatives to plastic bags. BBPB also developed an educational
booklet intended to educate young students about waste.

5.4. Partnerships

Strengthening relationships among government,
NGOs, private organizations, the informal waste
sector, and others engaged in the waste stream is
a crucial step that cities can take to manage plastic
waste. Encouraging a multi-stakeholder approach
ensures that all actors in the recycling system are
working toward achieving common goals.

Benefits of Partnerships

There is value to plastic waste if the correct partnerships
can form and work together. Increasing community
behaviors, perception, and awareness toward plastic
waste can be combined with local concepts, policies,
and infrastructure efforts to reduce plastic waste
(Omeyer et al. 2022). Common partnerships include
(Garcia et al. 2019; Akenji et al. 2020):

•	Private sector and government. Governments
can incentivize private companies through fiscal
policies to design products with recyclability in
mind, substitute materials, or attract and build
new recycling infrastructure or locally appropriate
technology (Exhibit 8).

•	Civil society and government. Governments
can partner with local religious groups, schools,
or other community groups to support initiatives
that manage plastic waste.

•	NGOs and government. Governments can
partner with NGOs to support larger-scale
initiatives that manage plastic waste such

as eliminating plastic bags or implementing
structures such as river booms to intercept plastic
pollution before it reaches the ocean.

•	NGOs and academia. NGOs can partner with
academia to support research efforts related
to plastic waste, such as the ones called
"participatory science."

•	Informal waste sector and formal collection
systems Linking informal sector workers with
formal collection systems can address gaps in
plastic collection (Exhibit 8).

•	Multiple companies. Companies can partner
together to improve packaging practices and
move away from plastics.

•	Multiple cities. Cites can partner to share
governance best practices to address plastic
waste. Partnerships among cities are crucial
given that plastic pollution is a cross-border
issue. Plastics may leak into the environment and
pollute a neighboring city.

Aspects to Consider for Successful Partnerships
Identifying the right partner organization can be
challenging due to limited financial resources
available. Partnerships may not be as effective due
to lack of enforcement of certain agreements. Both
sides of the partnership must implement and uphold
the agreement to ensure success. Cities may find it
difficult to form partnerships if actors in the recycling
system are not well connected.


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Saying No to Plastic Bags in Thailand

To combat heavy usage of plastic bags, the Thai Ministry of Natural Resources and the Environment (including
the Department for Pollution Control and the Department for Environmental Quality) partnered with the
Thai government to create the "Everyday Say No to Plastic Bags"campaign in 2019. The campaign focused on
encouraging people to refuse single-use plastic products and packaging and support policy solutions.

The campaign has been effective in changing behaviors by using positive-feeling messages like "Love the Earth."
Social media has been used to showcase large groups of people supporting the effort. This type of messaging taps
into creating social norms around refusing single-use plastic products.The campaign also used a website and in-
store displays to maximize the number of people the campaign could reach.

Overall, 75 retailers partnered during the first phase of the campaign and agreed to stop providing single-use
plastic bags to their customers. The Thai government reported a reduction in plastic bag usage by approximately
6,350 tons during the first year.

For more information, see Reducing Plastic Pollution: Campaigns That Work and Thailand bans

single-use plastic bags.

Private Industry Invests in the Recycled Plastic Supply Chain in India

Recykal is India's first waste-commerce company that provides end-to-end solutions connecting waste generators,
processors, recyclers, and brand owners. In 2020, Circulate Capital, a market investment management firm,
invested in Recykal to expand its efforts to recycle plastic waste. Recykal now focuses on managing plastic waste
and e-waste. In 2021, Recykal facilitated the recycling of nearly 3,300 tons of plastic waste. Due to its success,
Recykal has now raised an additional $22 million to further expand its recycling supply chain in India [Circulate
Capital Undated],

In 2021, Circulate Capital invested more than $17 million in six new portfolio companies, and unlocked an
additional $50 million into its strategies. Circulate Capital's investment into and partnerships with cities helped
create 515 new jobs, supported thousands of informal sector workers, added approximately 38,100 tons of new
infrastructure capacity, and prevented approximately 33,400 tons of plastic leakage into the environment.


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5.5. Technology and Infrastructure
Investments

Locally appropriate technology arid infrastructure
are crucial to maintaining a successful recycling
system and mitigating leakage of plastics. Collection,
processing, sorting, and recycling of plastics are
elements of the recycling system that can benefit
from technology and infrastructure.

Benefits of Technology and Infrastructure
By investing in proper, locally appropriate technology
and infrastructure, cities can address the following:

•	Detect and manage marine plastic pollution.

Manta trawls, boats, and other vessels can
remove plastic pollution from oceans or rivers.
Drones, sonic transmitters, remote sensing
satellite imagery, and webcam monitoring can
be used to identify plastic pollution or detect and
monitor levels of contamination of waterways
and beaches.

•	Address microplastics. Installing stormwater
and wastewater filters can prevent leakage of
microplastics into oceans or rivers. Encouraging
the use of washing bags and laundry balls
also helps to capture and prevent leakage of
microplastics.

Investing in Infrastructure and Education in Samana Province, Dominican Republic

Approximately 2,000 to 2,500 tons of plastic are generated in the Dominican Republic each day. Prior to the
presence of the USAID Clean Cities, Blue Ocean (CCBO) program, the waste was disposed of at open dumpsites.
The CCBO program provided financial and technical assistance in Samana Province to initiate a pilot program that
established two sanitary engineered landfills and a comprehensive social and behavior change (SBC) strategy.

As a result, 31,345 tons of plastic were prevented from leaking into drainage canals, rivers, and streams. The pilot
program improved solid waste management services for more than 85,000 residents. There are ongoing efforts to
create new opportunities for informal sector waste collectors at the new landfills.

To create an effective SBC strategy, USAiD partnered with Centra para la Conservacion y Eco-Desarrollo de la
Bahia de Samana (CEBSE). This helped local decision-makers to better understand how residents and businesses
think about solid waste and what policies could be promoted to achieve success. Research suggested that
residents were aware of the plastic waste problem but frustrated by ineffective solid waste management projects
in the Province. By combining newly engineered infrastructure with campaigns that raise awareness of the new
infrastructure, USAID believes there will be measurable progress toward responsible solid waste management.

For more information, see Creating a Sustainable Waste Management Model in Samana Province,

Dominican Republic.

•	Offer plastic alternatives. Biobased plastics are
derived from biomass such as corn, sugarcane,
wheat, or residues of other products (OECD
2022a). Biobased plastics are commonly used for
disposable consumer goods including cutlery,
bowls, pots, crockery, straws, and packaging
(Alabi et al. 2019). However, policy makers should
consider the full lifecycle and waste stream of any
alternative materials offered to avoid creating
another unmanageable waste problem

•	Increase access to infrastructure. Increasing
access to recycling infrastructure encourages
higher participation in recycling efforts (Exhibit
10). Access includes both infrastructure that
enables more recycling as well as roads and
trucks that can transport materials to be recycled
or sold to end-markets. By increasing access,
more plastic can be captured from being
mismanaged, leaked into the environment, or
landfilled.


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Aspects to Consider for Technology and
Infrastructure

Technology and infrastructure cannot be the
single solution. New technology and infrastructure
may require additional funding and workers with
advanced technical training to operate, maintain, and
monitor equipment or transport materials. Specific
and advanced technology may be necessary to
recycle certain plastic resins or biobased plastics.

As cities work to capture more plastics, collecting
and processing plastics will be a challenge. Many
residents, especially in small jurisdictions, do not

have access to regular recycling infrastructure.
Without access to recycling infrastructure, plastic
may be mismanaged, littered, or landfilled. Lack
of access to roads and trucks to transport recycled
materials also presents a challenge to collecting
and recycling plastic. Funding for new, locally
appropriate technologies and infrastructure is also a
significant challenge that cities face when trying to
address plastic waste. For more information about
recycling infrastructure, see Section 6 - Economic
Considerations and Section 11 - Recycling of the
Guide.

Questions for Decision-Makers

How does the city currently manage plastic waste?

What are the major industries/sources of plastic waste in the community?

Does the city have existing policies/laws addressing plastic waste? Are they enforced?

Who are the key stakeholder groups involved in each stage of the plastic waste lifecycle, from generation to end-
of-life?

How has the city worked with the private sector? How can the city work in public-private partnerships for
successful implementation of waste reduction strategies?

Is the informal sector already engaged as a strategic partner? If yes, can the city leverage and improve its
relationship with the informal sector?

Does the city have data on how much waste is generated, how much is collected, what type of plastic is found in
the environment, or what percentage of the waste stream is plastic?

What are the local community attitudes or perceptions about plastic waste, recycling, and reuse?

Does the city host beach and environment cleanups, which can provide beneficial data collected by residents?


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Exhibit 12. Challenge and Solution Matrix

Regulation and Policy

Behavioral Change and

Partnerships

Technology and



Education



Infrastructure

Production







Challenge: Pollution from pellets in plastic industry31415

Standards to prevent

Campaigns to influence

Programs for recycling

and clean up pellet spills

social norms and

content standards

Tax (e.g., on virgin

encourage "no plastic"



plastic material; based

behavior



on environmental





performance of plastic





product)





Recycled content





mandates





Consumption and Behavior

Challenge: Littering3-7-8-9-"

Anti-littering laws and • Campaigns to influence
regulations social norms and

discourage littering

Host beach cleanups
through the use of
participatory science (NGOs)
Invest and maintain storm
drains (Local municipal
officials)

Participate in campaigns
to educate consumers on
proper disposal methods for •
its products (Private sector)

Track marine litter (e.g.,
through the use of
satellites, drones, and/
orapps)

Remove marine litter
(e.g., through the use
of manta trawlers and
vessels)

Invest in collection
infrastructure

Challenge: High consumption of plastics2,3

Campaigns to influence
social norms and
encourage "no plastic"
behavior

Partnerships with companies •
(e.g., to shift from plastic to
paper straws)

Use technology to
develop alternatives to
plastics

Management of Plastic Waste

Challenge: Cost of collecting, sorting, processing2'13'"'16

Strengthen recycling

Public education on

Link informal sector workers •

Invest in collection

markets (e.g., targets for

material contamination

with formal waste collection

infrastructure

recycling; standardized

Share best practices

systems

Develop alternate

waste collection system;





technologies that

subsidize collection and





enable recyclers to

recycling)





process poor quality

Landfill bans*





material

• EPR







Management of Plastic Waste (continued)

Challenge: Lack of infrastructure2,13

Share best practices

Invest in developing

Develop low-tech

Create demand for

collection systems

plastics reprocessing

recycling, contamination

Link informal sector workers

technology

reduction, and littering and

with formal waste collection



dumping reduction

systems




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Addressing Plastic Waste

22

Regulation and Policy

Behavioral Change and
Education

Partnerships

Technology and
Infrastructure

Challenge: Poor data 4,13,14

Mandatory data
reporting mechanisms
Standardized
terminology and tools
Set recycling targets

Collect waste samples to
generate evidence-based
data

Develop and share data
sources with stakeholders

Track proper disposal
of waste (e.g., through
the use of geotags)

Challenge: Limited participation or access to proper disposal methods for community members

15

Establish sanitary
landfills

Campaigns to influence
social norms and
discourage littering

Coordinate and educate
stakeholders to increase
participation

Increase collection
infrastructure

Challenge: Uncontrolled dumping or burning of waste5-13

Enforcement to reduce
illegal dumping

Educate the public to
reduce contamination and
littering

Share best practices

Enhance solid waste
collection

Strengthen collection
systems and
infrastructure

Challenge: Contamination of plastics (biodegradable plastics mixing with other plastics, plastics contaminated with
other materials) 2 3 8 10 13 16 17

Technical standards
and guidelines for
plastics recycling (e.g.,
standardized recycling
collection)

Landfill bans*
Mandatory recycling
laws

PAYT schemes
• EPR

Design and labelling
requirements (e.g.,
mandating labeling for
biodegradable plastic)

Educate the public to
reduce contamination and
littering

Share best practices

Link informal sector workers •
with formal waste collection
systems

Support innovation
for sorting, removing,
and handling of
contaminated plastics
Develop technology to
identify biodegradable
plastics

Plastics Secondary Material Market Development

Challenge: Lack of demand for recycled plastics112,13,14

Tax incentives
Recycled content
mandates

Public procurement
policies for
manufacturers
Buyback programs
Deposit return schemes

Encouragement to use
and purchase products
containing recycled
content

Private partnerships
Programs on post-consumer
recycling content standards/
minimums




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Regulation and Policy Behavioral Change and

Education

Partnerships

Technology and
Infrastructure

Challenge: Accessibility to global market2-13,14

Support for • Consumer education to
development of choose products that drive
domestic reprocessing recycling markets
capacity

Stimulation of domestic
demand for recycled
plastic

Quality standards

Development and
dissemination of market
information for expansion
into new recycling markets

Create a database of
information on the
reuse of plastics

Challenge: Limited data2 61314

Mandatory data
reporting
Standardized
terminology, guidelines,
and tools for plastic
recycling

Development and
dissemination of market
information



* Although landfill bans can help to bolster recycling markets, there are also poten tial risks (e.g., risk of open dumping or other
improper disposal) if the proper conditions and recycling outlets are not in place. Decision-makers should fully assess the suitability of
this approach before implementing it.

Resources 5. Ciudad Saludable (Undated)

1.	Adidas (Undated) 6. Ellen MacArthur Foundation

2.	Akenji et al. (2020) (Undated)

3.	Alpizar et al. (2020) 7. Garcia et al. (2019)

4.	CITAG (2021) 8. Hahladakis (2020)

9.	Hiraetal. (2022)

10.	Karasiketal. (2022)

11.	Marine Debris Tracker (Un-
dated)

12.	Minderoo (2022)

13.	OECD (2018)

14.	OECD (2022a)

15.	Omeyer et al. (2022)

16.	Pew (2020)

17.	Schroder et al. (2020)

1 1


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Abidjan Convention and GRID-Arendal. 2020. Preventing and Managing Marine Litter in West Central and Southern Africa -
A review, https://aridarendal-website-live.s3.amazonaws.eom/production/documents/:s document/882/oriainal/
ML DesktopStudv.pdf?1641978995. Accessed January 27, 2023.

Adam et al. 2020. Policies to Reduce Single-Use Plastic Marine Pollution in West Africa, https://www.sciencedirect.com/
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