Summary Report of Tribal Consultation
and Engagement for the Clean Water Act
Section 401 Certification Rule

May 11, 2020

Prepared by:

Office of Wetlands, Oceans, and Watersheds
Office of Water


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Table of Contents

Background	3

Consultation and Engagement	4

Overview of the Agency's Efforts	4

Following the Signature of the Proposed Rule	5

Summary of Events	6

Themes Emerging from Consultation Comment Letters and Meetings	7

Tribal Engagement	8

Tribal Authority and EPA's Rulemaking Authority	8

Section 401 Rule Provisions	9

Tribes Requesting Consultation	11

Appendix A: Tribes/Tribal Organizations Sending Consultation Comment Letters	12

Appendix B: Tribal Consultation, Coordination, and Outreach Meetings	14

Meetings and Outreach Occurring During the Consultation Period	14

Meetings and Outreach Occurring After the End of the Consultation period through Signature of the
Proposed Rule	14

Meetings and Outreach Occurring After the Signature of the Proposed Rule	15

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Background

This consultation report was prepared to support the U.S. Environmental Protection Agency (EPA or "the
Agency") rulemaking to finalize the revisions to the "Clean Water Act Section 401 Certification Rule."

Executive Order 13868: Promoting Energy Infrastructure and Economic Growth, dated April 10, 2019,
directed the EPA to engage with States, Tribes, and federal agencies and evaluate whether the Agency's
guidance and regulations, including the existing certification framework, should be updated or clarified
to facilitate efficient permitting processes and increase regulatory certainty. The EPA's current
certification regulations (codified at 40 CFR part 121) have not been updated since they were
promulgated in 1971. After concluding its review of existing guidance and regulations, the Executive
Order directed the EPA, as appropriate and consistent with law, to issue new guidance to States, Tribes,
and federal agencies within 60 days of the Executive Order, and propose new section 401 regulations
within 120 days of the Executive Order.

Pursuant to Executive Order 13868, the Agency released updated section 401 guidance on June 7, 2019.
Concurrent with the release of the new guidance, the EPA rescinded the 2010 document titled Clean
Water Act Section 401 Water Quality Certification: A Water Quality Protection Tool for States and Tribes
(Interim Handbook). The 2010 Interim Handbook had not been finalized, nor had it been updated or
revised since its release in 2010, and therefore no longer reflected the current case law.

On August 22, 2019, the Agency published a proposed rule, titled "Updating Regulations on Water
Quality Certification," which was intended to make the Agency's regulations consistent with the current
text of the CWA section 401, increase efficiencies, and clarify aspects of the CWA section 401
certification process that have been unclear or subject to differing legal interpretations in the past. 84
FR 44080. After the proposed rule was published, the EPA continued to meet with tribal governments
throughout and after the public commenter period. The Agency has now published a final rule, "Clean
Water Act Section 401 Certification Rule."

The Agency undertook Tribal consultation for the rulemaking to modernize the CWA section 401
certification process consistent with the terms of the EPA Policy on Consultation and Coordination with
Indian Tribes. The Tribal consultation process described in this report follows the EPA's policy for
implementing Executive Order 13868 on Consultation and Coordination with Indian Tribal Governments.
The Agency's Tribal consultation and coordination efforts took place both prior to the Agency's proposal
and after the Agency signed the proposed rule.

As part of its pre-proposal outreach efforts, the Agency initiated the Tribal consultation and
coordination process before proposing the rule by sending a "Notification of Consultation and
Coordination" letter on April 22, 2019, to all 573 of the Tribes federally recognized at that time (see final
rule docket). In addition to two national Tribal webinars held on May 7, 2019 and May 15, 2019, the
Agency convened four staff-level meetings with individual Tribal governments. The EPA continued
outreach and engagement with Tribes and sought other opportunities to provide information and hear
feedback from Tribes at national and regional Tribal meetings after the end of the consultation period.
The Agency also worked to honor consultation requests from individual Tribes. In all of these activities,

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the Agency solicited input on the revisions to the existing CWA section 401 regulations and considered
this input as it developed the proposed rule.

Following the signature of the proposed rule, the Agency continued Tribal consultation with individual
Tribes requesting consultation and continued to coordinate with Tribes on the proposed rule, gathering
their input and feedback. The Agency held two Tribal listening sessions on September 5, 2019 and
September 16, 2019. The Agency considered this feedback, as well as Tribal comments received during
the public comment period and during individual Tribal consultations, as it developed the final CWA
section 401 rule.

This report provides a summary of the consultation and outreach conducted with Tribes during the
entire rulemaking process. It also summarizes key themes from input provided by participants at Tribal
meetings, and the letters received during the Tribal consultation period. The summary is intended to
provide a description of the wide range of comments received from Tribes and Tribal organizations as
part of this consultation process.

Consultation and Engagement

Overview of the Agency's Efforts

On April 22, 2019, the EPA Assistant Administrator David Ross sent the "Notification of Consultation and
Coordination" letter inviting Tribal officials to participate in consultation and coordination events and
provide comments to the EPA. The letter, available in the docket for the final rule, was sent to all 573 of
the Tribes federally recognized at that time. The EPA also notified Tribes of the consultation via the
Tribal Consultation Opportunities Tracking System on the EPA Tribal Portal (http://tcots.epa.gov). The
letter invited Tribal leaders and designated consultation representatives to participate in the Tribal
consultation and coordination process. The Agency held two identical informational webinars
concerning this matter for Tribal representatives on May 7, 2019 and May 15, 2019. The EPA consulted
with Tribes to gain an understanding of Tribal views on a forthcoming proposed rulemaking to revise the
CWA section 401 regulations and to solicit comments on potential provisions of a proposed rule.

The EPA engaged Tribes at two national or regional tribal meetings (i.e., Regional Tribal Operations
Committee) in addition to two individual Tribe-specific informational webinars during the consultation
period. Additionally, during the consultation period, the EPA hosted two webinars that included both
States and Tribes in April 17, 2019 and May 8, 2019. The first webinar, held on April 17, 2019, covered
the Executive Order, the EPA's next steps, and solicited feedback from States and Tribes consistent with
the Executive Order. The EPA held a second follow-up informational webinar for both States and Tribes
on May 8, 2019. Questions and recommendations from the webinar attendees are available in the pre-
proposal docket (Docket ID No. EPA- HQ-OW-2018-0855). On May 8, 2019, the Agency participated in
the National Tribal Water Council's monthly call.

The consultation period formally ended on May 24, 2019; however, the Agency continued outreach with
Tribes as well as consultation with individual Tribes throughout the rulemaking process. In addition, the
Agency welcomed individual requests for consultation and continued to accept Tribal consultation
comment letters after the close of the consultation period. The EPA provided similar background

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information and questions at each meeting during the consultation period. Representative copies of the
presentations from the pre-proposal outreach period are available in the docket.

From the close of the consultation period to signature of the proposed rule on August 8, 2019, the
Agency engaged Tribes in additional national and regional teleconferences or meetings. For example,
after the close of the consultation period and prior to signature of the proposed rule, the EPA held four
Tribe-specific staff-level consultation teleconferences. The EPA also participated in the June 12, 2019
National Tribal Water Council call and the July 17, 2019 EPA Region 6 Tribal Operations Committee
meeting.

Following the Signature of the Proposed Rule

The proposed rule "Updating Regulations on Water Quality Certification" was published in the Federal
Register on August 22, 2019. 84 FR 44080. The public comment period spanned sixty days and closed on
October 21, 2019. Following the publication of the proposed rule, the Agency continued Tribal
engagement efforts. The Agency participated in two regional State and Tribal Wetlands meetings and
three National Tribal Water Council (NTWC) calls, as well as six Regional Tribal Operations Committee
(RTOC) meetings and one National Tribal Operations Committee meeting.

The Agency hosted two Tribal Co-Regulator Forums in September 2019, while continuing to participate
in the monthly National Tribal Water Council calls in August and September 2019, and the Tribal Lands
Environment Forum August 21, 2019. During that period, after the signature of the proposed rule and
while continuing to meet directly with the Tribes requesting consultation, as discussed above, the
Agency participated in five Regional Tribal Operations Committee meetings - Region 1, Region 6, Region
8, and Region 10. The EPA Region 1 Tribal Operations Committee meeting was on August 14, 2019; the
EPA Region 8 Regional Tribal Operations Committee meeting was on September 26, 2019; the EPA
Region 6 Tribal Operations Committee meeting was on October 1, 2019; the EPA Region 10 Tribal
Operations Committee meeting were on October 17, 2019 and December 12, 2019.

Following the close of the comment period on the proposed rule, the Agency continued engaging with
Tribes and Tribal organizations via listening sessions or updates at regional and national Tribal meetings
and through direct engagement. The EPA continued to meet with individual Tribes requesting
consultation or engagement, holding staff-level meetings with eleven (11) Tribes, and leader-to-leader
level meetings with two Tribes post-proposal. In total, throughout the rulemaking process, the EPA had
seventeen (17) meetings with individual Tribes requesting consultation, holding leader-to-leader level
consultation meetings with two individual Tribes, and staff-level meetings with thirteen (13) individual
Tribes (note the Agency met with some Tribes more than once).

Throughout the rulemaking process, the Agency communicated with all Tribes who requested
consultations. Consultation was not done with eight Tribes who had requested consultations in writing,
despite the Agency's attempts to coordinate for follow-up based on requests. Five of the Tribes
requested consultation in their pre-proposal letters and three of the Tribes requested consultation post-
proposal. The webinars and additional national or regional Tribal meetings held throughout the
rulemaking process provided these Tribes with various opportunities to provide feedback. The Agency

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corresponded multiple times with all of the Tribes requesting consultation, and made every effort to
consult with Tribes who expressed interest in participating in the rulemaking process.

As required by section 7(a) of E.O. 13175, the EPA's Tribal Consultation Official has certified that the
requirements of the executive order have been met in a meaningful and timely manner. A copy of the
certification is included in the final rule docket.

The "Tribes Requesting Consultation" section of this report provides supplementary information about
staff-level and leader-to-leader meetings with Tribes. The full list of meetings is available in Appendix A.

Summary of Events

In summary, since April 24, 2019, the EPA has:

Held two national-level informational Tribal webinars during the consultation period on May 7,
2019 and May 15, 2019.

Held one national-level webinar for Tribal, State, and local governments on May 8, 2019.

Held one national-level public webinar in August 2019.

Held listening sessions during the proposed rule public comment period:

o Tribal Lands and Environment Forum in August 2019 at the Palm Springs Convention

Center in California; and
o Tribal Co-Regulators Forums, both in September 2019, at the Salt Lake City Public
Library and at the US EPA Region 5 office in Chicago.

Participated in National Tribal Caucus calls, as well as the in-person National Tribal Operations
Committee on December 12, 2019.

Participated in monthly National Tribal Water Council calls in May 2019, June 2019, August
2019, September 2019, and February 2020 to update Tribal representatives on the rulemaking
and to answer questions.

Participated in the following Regional Tribal Operations Committees meetings:
o Region 1: Teleconference held on August 14, 2019;
o Region 6: Teleconferences held on July 17, 2019 and October 1, 2019;
o Region 8: Teleconference held on September 26, 2019;
o Region 9: In-person meeting held on May 22, 2019; and

o Region 10: In-person meetings held on October 17, 2019 and on December 12, 2019.
Gave section 401 rulemaking updates at the following tribal conferences: Region 10 Tribal
Wetland Workgroup Meeting (October 8-9, 2019), Region 5 State and Tribal Wetland Meeting
(October 15, 2019), Region 4 State and Tribal Wetland Meeting (October 22, 2019).

Note that the Agency also discussed the Executive Order during the April 11, 2019 National Tribal
Caucus meeting and hosted the first webinar for the States and Tribes on April 17, 2019 to begin
outreach related to the rulemaking for the Clean Water Act section 401 certification process.

A total of 64 comment letters were submitted during the Tribal consultation process that began April 22,
2019 and the public comment process that began August 22, 2019. Ten of the Tribes and one of the
Tribal organizations submitted two or more comment letters, including two Tribes that submitted their

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second consultation comment letter following a staff-level meeting with EPA after the end of the
consultation period. The total count includes letters from:

43 individual Tribes:

o 36 signed by Tribal leaders; and
o Seven letters signed by Tribal staff.

Nine state/regional/national Tribal groups or fish commissions that represent multiple Tribes.

In additions to the 64 comment letters, the Agency received eight separate letters requesting
government-to-government consultation or staff-level engagement from Tribes who submitted
comment letters. This is discussed further in the "Tribes Requesting Consultation" section. Of the 52
Tribes and Tribal organizations providing consultation comments, most of the Tribes or Tribal
organizations (39) were from the Western United States in the Arid West. The remaining were from the
Midwest (eight), the Mountains and Great Plains (two), the Southeastern United States (one), and a
national Tribal group (two). Tribes that provided consultation comments were located in EPA Regions 5,
6, 8, 9, and 10. The full list of Tribes and Tribal organizations that sent the Agency written consultation
comments is also provided in Appendix A.

Key themes provided by participants at the Tribal meetings and webinars, and the letters received
during the Tribal consultation period are summarized in this report. All letters submitted are publicly
available in the docket. In addition, some Tribes and Tribal organizations submitted comments on the
proposed rule to the docket during the public comment period. All comments from the public comment
period are summarized in the Final Rule Preamble and/or the Response to Comments Document, which
is available in the docket. Many of the themes emerging from Tribal consultation and coordination that
are summarized in this report are similar to the Tribal comments submitted during the public comment
period.

Themes Emerging from Consultation Comment Letters and Meetings

This section highlights comments received as part of the Tribal consultation process, including Tribal
consultation comment letters sent to the Agency on the rulemaking and feedback provided by Tribes
during staff-level consultation meetings with Tribes who requested such engagement or during leader-
to-leader consultation meetings. Because Tribal consultation commenced prior to the Agency's
proposed rule, some of the themes reflected in Tribal consultation comments were based on the
information that was available to the Tribes at the time. For example, prior to the publication of the
proposed rule, at the webinars and meetings, the EPA provided a presentation and sought input on
areas of section 401 that may require updating or that could benefit from clarification, including the
timeframe for certifying authorities to review certification requests, the scope of certification review,
and coordination among certifying authorities, federal licensing or permitting agencies, and project
proponents. The EPA requested input on issues and process improvements that the EPA might consider
for a future rule. Additionally, because consultation with individual Tribes continued after signature of
the proposed rule, some of the Tribal comments highlighted in this section are specific to the proposed
rule.

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Participant recommendations from webinars, meetings, and the docket represent a diverse range of
interests, positions and suggestions. Several themes emerged throughout this process, including support
for ongoing State and Tribal engagement, support for retention of State and Tribal authority,
and suggestions for process improvements for CWA section 401 water quality certifications.

Key themes that emerged from the Tribal meetings and consultation letters are summarized below. The
EPA carefully considered all Tribal consultation comments, and all comments received during the
comment period, as the EPA finalized this rule.

Tribal Engagement

Many Tribes and Tribal organizations expressed a desire to work with the Agency in a cooperative or
collaborative manner. Many Tribal commenters or meeting participants expressed an interest in
receiving additional information and in continued engagement with the Agency during development of
the proposed rule. Specific tribal comments included the following:

•	Many Tribes requested further participation in the rulemaking process, and one Tribe asked
for an extension of the public comment period deadline.

•	A few Tribes requested government-to-government consultation, while many Tribes
mentioned the Agency's responsibility to conduct meaningful Tribal consultation.

•	Several Tribes commented on the webinar format for engagement, suggesting Tribal
participants may have difficulty attending, and direct government-to-government
consultation would provide for a more substantive discourse.

•	Some Tribes said that the impacts of the proposed rule changes were unclear and required
more data and studies so that Tribes could examine the future impacts of the rulemaking
action.

•	Several commenters and Tribes during Tribal consultation asserted that the Agency did not
follow its consultation policy, and these commenters objected to the sufficiency of the
rulemaking's consultation process.

Tribal Authority and EPA's Rulemaking Authority

Many Tribes and Tribal organizations expressed concern about the proposed rule's impact on Tribal
authority. Some of these commenters also questioned the EPA's rulemaking authority. These Tribes
asserted that the proposed rule could threaten the ability of Tribes to protect their waters and culturally
important resources. Consequently, many Tribes asserted that they opposed any revisions to the section
401 certification process that would diminish Tribal authority. Specific Tribal comments included the
following:

•	Some Tribes asserted that improvements to the section 401 certification process could allow
Tribes to more effectively manage their own water quality issues.

•	Multiple Tribes questioned EPA's statutory authority for the rulemaking and disagreed that
the EPA is charged with administering CWA section 401 in its entirety, since they asserted

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that section 401 is a direct grant of authority to States and Tribes. They asserted that the
EPA is not authorized to define terms and processes that apply to all States and Tribes.

•	A few Tribes maintained that the Agency should not promote infrastructure development at
the expense of undermining Tribal authority and the ability of Tribes to protect their water
quality.

Section 401 Rule Provisions

Many Tribes provided input regarding section 401 process improvements and specific provisions of the
proposed rule. Several Tribes and Tribal organizations recommended that administrative matters and
efficiency should not be placed above the intent of the Clean Water Act "to restore and maintain the
chemical, physical, and biological integrity of the Nation's waters." Specific Tribal comments included
the following:

•	Pre-filing Meetings

o Tribal commenters expressed concerns about the relatively low staffing availability
in many Tribal section 401 certification programs. Some Tribes suggested that pre-
application meetings as well as explicit processes and checklists could increase the
quality of certification applications.

•	Definition of "Certification Request"

o Tribal commenters cited deficient certification applications as a primary cause for
delays in the certification decision-making process.

o Some Tribes recommended that the Agency consider a "certification request" to be
a complete application and noted that such an approach would be consistent with
case law.

o Some Tribes asserted that a "certification request" should include at a minimum
information about: 1) the designation of the waterway; 2) the volume of discharge;
3) how and to what extent the discharge may impair the waterway and its existing
designation; and 4) whether and to what extent the project could result in more
than one discharge into a waterway that could have cumulative effects.

•	Timeframe Provisions

o Tribal commenters expressed concern about any changes to the section 401
regulations that could limit the reasonable period of time.

o Multiple Tribes noted that Tribal councils only meet once per month, making it
difficult to coordinate with leadership under a compressed period of time for
certification decisions and section 401(a)(2) actions.

o Multiple Tribes during Tribal consultation expressed concern over how the National
Environmental Policy Act and the Endangered Species Act would fit into the review
timeline.

o One Tribe asserted that the EPA has failed to show that current section 401

regulations have resulted in undue interference or delay in approval of projects. The
commenter asserted that the proposed rule does not take into account the realities

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of shortening the timeframe for certification, which will hinder the responsibilities
of certifying authorities under section 401 and lead to unnecessary denials and
project delays.

o One Tribe asserted that a "reasonable time period" should include "adequate time
to review an application, obtain technical resource expertise, collect and analyze
data, and then analyze the effects to tribal interests" before a certification decision
can be made. Furthermore, because not all States and Tribes have the same
resources, smaller States and Tribes may be at a disadvantage,
o One Tribe commented that a "withdrawal and resubmittal" scheme should not be
allowed to extend the reasonable period of time for certification because continued
delays, like those in the Hoopa Valley case, delay the implementation of updated
water quality standards in federal licenses and permits.

•	Scope of Certification Review and Certification Decision Documents

o Some Tribes disagreed with the proposal's interpretation of Jefferson County PUD
No. 1, and asserted that the Court relied on the plain language of section 401 and
secondarily supported it with EPA's regulations, thereby conducting a Chevron step
1 analysis.

o Some Tribes argued that limiting certification conditions and the scope of

certification review to exclude nonpoint sources is inconsistent with the CWA and
infringes on Tribal authority,
o Some Tribal meeting participants expressed confusion regarding the meaning and
scope of the phrase "EPA-approved state or tribal Clean Water Act regulatory
program provisions" in the proposed rule and asked for clarification on which
regulatory programs would be included in that term,
o Some Tribal commenters expressed concern that the proposed rule failed to
recognize that most Tribes do not have EPA-approved water quality regulations.
These commenters asserted that in areas where the EPA is the certifying authority,
the Administrator would not be able to consider water quality protective ordinances
or water quality standards adopted by Tribes, leaving no protection for most Tribal
waters.

o As noted by some commenters, Tribes may submit CWA regulatory program
provisions to the EPA, including water quality standards and applications for TAS,
and wait months or sometimes years for the EPA to act on those submittals,
o Multiple Tribes in Tribal consultation asked for clarification on the requirements for
a denial, including whether lack of information is sufficient for denial.

•	Section 401(a)(2) Neighboring Jurisdiction Provision

o Some Tribes during consultation asked the Agency to clarify its procedures for
determining whether or not a federal license or permit "may affect" a neighboring
jurisdiction.

o Some Tribes disagreed with the statutory interpretation that the EPA has a discretionary
duty to notify neighboring jurisdictions.

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o Some Tribes noted that Tribes are frequently in the position of "being affected" rather
than "certifying" for certifications. They disagreed with the proposed rule's provision
that neighboring jurisdictions can only object to a project based on water quality
requirements, as the Tribes may not have "EPA-approved" programs.

• Economic Analysis

o During Tribal consultation, one Tribe asserted that the EPA misrepresented the case
studies in the Economic Analysis to support the provisions in the proposed rule.

Tribes Requesting Consultation

A total of 22 Tribes notified the Agency that they wanted to engage in individual consultation or staff-
level engagement on the proposed rulemaking. Most of these requests came in with the Tribe's
comments during the consultation period, via a separate letter to the Agency during the consultation
period, or via their comments on the proposed rule.

In all instances, the EPA followed up with Tribes who had requested to consult on this rule. In some
instances, though the Agency coordinated to the best of its ability, the Agency was unable to schedule
consultation meetings. Several Tribes agreed to staff-level calls and webinars, at least as an initial step
prior to leader-to-leader consultation. The Agency held staff-level meetings, before and after the
signature of the proposed rule, with 13 individual Tribes at their request: the Lac du Flambeau Band of
Lake Superior Chippewa Indians; the Southern Ute Indian Tribe; the Pechanga Band of Luiseno Mission
Indians; the Pueblo of San Felipe; the Confederated Tribes of Coos, Lower Umpqua and Siuslaw Indians;
the Hopi Tribe; the Makah Tribe; Cow Creek Umpqua; the Puyallup Tribe; Cowlitz Tribe; the Colorado
River Indian Tribe; the Pueblo of Laguna; and the Menominee Indian Tribe of Wisconsin. Staff from the
EPA's Office of Water and the respective EPA Regional offices participated in these staff-level
engagement meetings.

The Agency also held leader-to-leader discussions with two Tribes: the Pechanga Band of Luiseno
Mission Indians and the Shoshone BannockTribe. These leader-to-leader discussions occurred after the
close of the consultation period. Both leader-to-leader discussions occurred over the phone. Senior
leadership from EPA's Office of Water participated. In addition, staff from EPA's Office of Water
participated in these meetings. Staff-level meetings and leader-to-leader consultation meetings are
included in Appendix B.

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Appendix A: Tribes/Tribal Organizations Sending Consultation Comment
Letters

All tribal consultation comment letters are available in the docket at Docket ID EPA-HQ-OW-2019-0405.

Tribe/Organization Name

Type of
Commenter

EPA Region
Represented

Bad River Band of Lake Superior Tribe of Chippewa Indians*

Tribal Leader

R5

Big Pine Paiute Tribe of the Owens Valley

Tribal Leader

R9

Bristol Bay Native Corporation

Tribal Leader

RIO

Colorado River Indian Tribes*

Tribal Leader

R9

Confederated Tribes and Bands of the Yakama Nation

Tribal Leader

RIO

Confederated Tribes of Coos, Lower Umpqua, and Sinslaw Indians
(CTCLUSI)*

Tribal Leader

RIO

Confederated Tribes of the Umatilla Indian Reservation (CTUIR)*

Tribal Leader

RIO

Cowlitz Indian Tribe*

Tribal Leader

RIO

Elem Indian Colony of Pomo

Tribal Leader

R9

Keweenaw Bay Indian Community

Tribal Leader

R5

Klamath Tribes, The

Tribal Leader

RIO

La Jolla Band of Luiseno Indians

Tribal Leader

R9

La Posta Band of Mission Indians

Tribal Leader

R9

Lac du Flambeau Band of Lake Superior Chippewa Indians

Tribal Leader

R5

Leech Lake Band of Ojibwe

Tribal Leader

R5

Lummi Indian Business Council

Tribal Leader

RIO

Makah Tribe

Tribal Leader

RIO

Menominee Indian Tribe of Wisconsin

Tribal Leader

R5

Navajo Nation

Tribal Leader

R9

Pechanga Band of Luiseno Mission Indians*

Tribal Leader

R9

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Pinoleville Pomo Nation

Tribal Leader

R9

Pueblo of Isleta

Tribal Leader

R6

Pueblo of Laguna

Tribal Leader

R6

Pueblo of San Felipe*

Tribal Leader

R6

Puyallup Tribal Council

Tribal Leader

RIO

Pyramid Lake Paiute Tribe*

Tribal Leader

R9

Santa Clara Pueblo

Tribal Leader

R6

Shoshone-Bannock Tribes

Tribal Leader

RIO

Skokomish Indian Tribe

Tribal Leader

RIO

Southern Ute Indian Tribe*

Tribal Leader

R8

Standing Rock Sioux Tribe

Tribal Leader

R8

Suquamish Tribe*

Tribal Leader

RIO

Swinomish Indian Tribal Community

Tribal Leader

RIO

Taos Pueblo

Tribal Leader

R6

Twenty-Nine Palms Band of Mission Indians

Tribal Leader

R9

Upper Snake River Tribes (USRT) Foundation

Tribal Leader

R9 and RIO

Confederated Tribes of the Colville Reservation

Tribal Staff

RIO

Forest County Potawatomi Community

Tribal Staff

R5

Grand Portage Band of Chippewa

Tribal Staff

R5

Nez Perce Tribe

Tribal Staff

RIO

Norton Bay Inter Tribal Watershed Council

Tribal Staff

RIO

Snoqualmie Indian Tribe

Tribal Staff

RIO

Yocha Dehe Wintun Nation

Tribal Staff

R9

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Columbia River Inter-Tribal Fish Commission (CRITFC)

Tribal

Organization

RIO

Great Lakes Indian Fish and Wildlife Commission (GLIFWC)

Tribal

Organization

R5

Inter-Tribal Association of Arizona

Tribal

Organization

R9

National Congress of American Indians*

Tribal

Organization

All

National Tribal Water Council*

Tribal

Organization

All

Northwest Indian Fisheries Commission

Tribal

Organization

RIO

Region 10 Regional Tribal Operations Committee (RTOC)

Tribal

Organization

RIO

Region 9 Tribal Caucus

Tribal

Organization

R9

United South and Eastern Tribes Sovereignty Protection Fund

Tribal

Organization

Rl, R2, R3,
R4, and R6

"Tribe or Tribal organization submitted two consultation comment letters (both letters are listed in the
above list)

Appendix B: Tribal Consultation, Coordination, and Outreach Meetings

Staff-level meetings held as part of the consultation process are denoted in italics in the lists below.
Leader-to-leader consultation meetings are denoted in bold.

Meetings and Outreach Occurring During the Consultation Period

Date

Meeting

April 11, 2019

National Tribal Caucus Meeting with the EPA's Office of Water

April 17, 2019

Webinar for States and Tribes

May 7, 2019

Tribes-only Informational Webinar

May 8, 2019

National Tribal Water Council (NTWC) Call

May 8, 2019

Follow-up Webinar for States and Tribes

May 15, 2019

Tribes-only Informational Webinar

May 22, 2019

EPA Region 9 Tribal Operations Committee (RTOC) Meeting

Meetings and Outreach Occurring After the End of the Consultation period through
Signature of the Proposed Rule

Date

Meeting

June 5, 2019

Lac du Flambeau Band of Lake Superior Chippewa

June 12, 2019

National Tribal Water Council (NTWC) Call

June 17, 2019

Southern Ute

June 17, 2019

Pechanga Band ofLuiseho Mission Indians

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June 19, 2019

Pueblo of San Felipe

July 17, 2019

EPA Region 6 Tribal Operations Committee (RTOC) Meeting

Meetings and Outreach Occurring After the Signature of the Proposed Rule

Date

Meeting

August 14, 2019

EPA Region 1 Tribal Operations Committee (RTOC) Meeting

August 14, 2019

National Tribal Water Council (NTWC) Call

August 20, 2019

National Public Webinar on the Proposed Rulemaking

August 21, 2019

Tribal Lands and Environment Forum

August 27, 2019

Pechanga Band ofLuiseno Mission Indians

September 5, 2019

Tribal Listening Session

September 11, 2019

National Tribal Water Council (NTWC) Call

September 16, 2019

Tribal Listening Session

September 26, 2019

EPA Region 8 Tribal Operations Committee (RTOC) Meeting

October 1, 2019

EPA Region 6 Tribal Operations Committee (RTOC) Meeting

October 8, 2019

Confederated Tribes of Coos, Lower Umpqua and Siuslaw Indians

October 8-9, 2019

Region 10 Tribal Wetland Working Group Meeting

October 15, 2019

Region 5 State and Tribal Wetland Meeting

October 17, 2019

EPA Region 10 Tribal Operations Committee (RTOC) Meeting

October 22, 2019

Region 4 State and Tribal Wetland Meeting

October 30, 2019

Hopi Tribe

December 2, 2019

Makah Tribe

December 2, 2019

Pueblo of San Felipe

December 9, 2019

Cow Creek Umpqua

December 12, 2019

EPA Region 10 Tribal Operations Committee (RTOC) Meeting

December 12, 2019

National Tribal Operations Committee Meeting

December 16, 2019

Puyallup Tribe

December 18, 2019

Cowlitz Tribe

January 6, 2020

Colorado River Indian Tribe

January 8, 2020

Pechanga Band of Luiseno Mission Indians

January 13, 2020

Pueblo ofLaguna

January 15, 2020

Menominee Tribe

February 5, 2020

Shoshone Bannock

February 12, 2020

National Tribal Water Council (NTWC) Call

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