Volume III

Estimating Benefits of Reducing
Community Low-Level Ozone Exposure:
A Feasibility Study


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EXPERIMENTAL METHODS FOR ASSESSING ENVIRONMENTAL BENEFITS

Volume 111

Estimating Benefits of Reducing Community
Low-Level Ozone Exposure; A Feasibility Study

bv

Shelby Gerking
Anne Coulson

William Schulze
Donald Tashkin
Donald Anderson
Mark Dickie
David Brnokshire

USEPA Contract #CR-8i1077-01-0

Project Officer

Dx. Alan Carl in
Office of Policy Analysis
Office of Policy, Planning and Evaluation
U.S. Environmental Protection Agency
Washington, D. C. 20460

OFFICE OF POLICY ANALYSIS
OFFICE OF POLICY, PLANNING AND EVALUATION
U.S. ENVIRONMENTAL PROTECTION AGENCY
WASHINGTON, D.C. 20460


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ESTIMATING BENEFITS OF REDUCING COMMUNITY
LOW—LEVEL OZONE EXPOSURE: A FEASIBILITY STUDY



Shelby Gerking*
Anne Coulson**
V. i J liam Schul 7.e***
Donald Tashkint
Donald Anderson+t

Mark Dickie*
David Brookshire*

Department of Economics, University of Wyoming, Laramie

*

SchonJ of Public Health, University of California, Los Angeles

it

Department of Economics, University of Colorado, Boulder

^School of Medicine, Univers j ty of California, Lob Angeles

"f"

Department of Statistics, University of Wyoming, Laramie


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ACKNOWLEDGEMENT

We thank, without implicating, Professor Rodney Beard, M.D. , Stanford
University; Professor Virginia Clark, Ph.D., University of California, Los
Angeles; Professor Timothy Crocker, M, D. , University of California, Irvine;
Professor Carroll Cross, M.D., University of California, Davis; Dean Roger
Detels, M.D., University of California, Los Angeles; Professor Henry Gong,
M.D., University «1 California, Los Angeles; Professor Steven Horvarh,
M.D., University of California, Santa Barbara; Professor Mohammad Mustafa,
Ph.D., University of California, Los Angeles; Stanley Rokav, M.D., American
Lung Association, Los Angeles; and Cerschcn Schaeffer, M.D. , Riverside,
California for their perceptive suggestions concerning the design of the
proposed study described in this report. This feasibility study was
financially supported by the USEPA under its cooperative agreement
#CR-S11077-01-0 with the University of Wyoming. We thank Alan Carlin, Ann
Fisher, George Provcnzaro, and Ralph Luken of USEPA for their patience and
encouragement throughout the duration of this project.


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TABLE OF CONTENTS

Page

Acknowledgement 		iv

list of Figures		vii

List of Tables		vii

1.	Introduction and Executive Summary 		1

2.	Symptoms and Health Effects of Ozone Exposure . 		6

2. 1 Overview			6

2.2 The Ozone and Health Relationship		7

3.	Geographic Distribution of Benefits from

Ozone Reduction		IS

3.1	The Geography of the U.S. Ozone Problem	18

3.2	Implications of Past Ozone Benefits Research . . . .	23

4.	Theoretic?,] Basis for the Benefit Estimation Methods

to be Applied .....................	31

4.1	Averting Behavior tiethod (ABM)		31

4.2	Contingent Valuation Method (CVM) 		35

4.3	Direct Cost Method		3?

5.	Data Collection and Sampling Strategies 		40

5.1	Source of Subjects		40

5.2	Selection of Community				41

5.3	Sampling		42

5.4	Recruitment		44

5.5	Payment of Subjects		45

5.6	CORD Measures		45

5.7	Baseline		46

5.8	Follow-up		47

5.9	Hot-line		48

5.10	Air Pollution Measures	 48

5.11	Data Collection Instruments 	 50

Data Management	 50

5.12	Analysis	 51


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Page

6. Tiine Line of Performance ai»d !V liveranee .........	53

Bibliography 		55

Appendices

A.	Background Questionnaire 		61

B.	Fa]lnw-Up Questionnaire 		96

C.	Environments 1 Effects Evaluation Program Questionnaire , .	130
P, Transcript of Ozone and Health Telephone Conference ....	151

E.	Further Notes on the Telephone Conference .........	181

F.	Power Analysis -'n the Determination of Sample Sizes for

the Proposed Ozone-Health Study 		184


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LIST OF FIGURES

Figure	Page

3.	1		24

3.	2		27

3.	3		27

3.	4		29

4.1 Example Adapted from Schulze et al, (1983)		39

LIST OF TABLES

Table	Page

- 1 Summary of Selected Ozone (0^) Studies Performed in

Environmental Chambers	12

3.1	Ozone Violation Days and Populations by Census

Division, State and County	19

3.2	Distribution of Person Standard Violation Days by Census

Division			22


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SECTION 1

INTRODUCTION AND EXECUTIVE SUKMAHY

Frevious. research efforts aimed at estimating the dollar health
benefits of reducing ozcr.e levels h;>ve focused raainlv on measures of
illness. For example, Gerkir.g, Stanley, and Keirick (27) examined the
connection between Che health of St, louis residents, the ozone levels they
face, and their consumption of medical care. Additionally, Portney and
Mullahy (59) analysed the impact of ozone on health measures such as
restricted activity days, bed disability days, and work loss days among
respondents in the 1979 national Health Interview Survey, Studies in this
vein, however, do riot explicitly consider the health benefits arising from
reductions in subclinical or minor syr.pt orati c discomforts of ozone,
Reducing these discomforts, which include chest pain, headache, and general-
malaise, is a potentially large source of dollar benefits for three
interrelated reasons. First, as discussed more fully in section 2, minor
symptomatic discoraforts can occur even in healthy adults at ambient ozone
levels below the present federal standard of .12 ppra. Second, even though
these discomforts are less serious than illnesses such as asthma,
emphysema, and chronic bronchitis, they do cause individuals to limit
activities. Third, these discomforts and associated activity limitations
p re experienced by a large share of the exposed population. As a
consequence, willingness to pay to avoid then cay be substantial and should
be taken into account in the regulatory impact assessment process.

The purpose of this feasibility study is to shew how to effectively
pursue research Into measuring the benefits of reduced minor symptomatic
discomforts associated with ozone exposure. Few benefit estimates are not
provided here, although some existing estimates are applied. Instead,
attention is directed to showing how an appropriate research methodology
can be implemented using a sample drawn frora participants in previous
studies of chronic obstructive respiratory disease (CORD) conducted in the
Los Angeles area. As a consequence, this feasibility study may be viewed
as a proposal to implement Component 1-Phase 2 and Component 2 of the
cooperative egreemeTit application entitled, "Inproving Accuracy and
Reducing Costs of LnvironrentnJ Benefit Assessments." These components
call for new research in the area of valuing morbidity benefits and focus
on the health effects of ozone. If supported, the resulting research
project would be conducted jointly by economists, medical scientists, and
epidemiologists, at the Universities of Colorado, Wyoming, and California
(Los Angeles). Members of the medical science and epidemiology segments of
the research group have been extensively involved in the various COED
studies conducted over the past ten years. Their vitee, together with
chose of the principal economists included, may be found in above mentioned
cooperative agreement application.


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The ultinr.tc ob i ec l J ves of this propound p ro j ec t are Co: H) measure

the association between prevalence and intensity of minor symptomatic
discomforts and ozone exposure and (2) estimate dollar values for the*
discomforts identified. The research would be conducted over the period 1
Feb 35 - 31 War 86, although all dats would be collected and analyzed prior
to 31 Dec 85. ley deliverables from the project include draft reports
summarizing all findings to be forwarded to US EPA during the 1985 calendar
year. The 1 af• t three months of the pro/'L period would he devoted to
final report preparation. Additional information concerning the time
phasing of the project may be found in section 6 and a detailed budget for
the project can be found in the cooperative agreement application.

As indicated above, investigators for this project would be drawn from
the fields of medical science, epidemiology, and economics. From the
viewpoints of ircilicai science and epidemiology, the proposed research will

address two broad questions concerning the relationship between symptoms
and ozone exposure levels. These are: (1) what are the effects of ozone
exposure on sensitive, vulnerable, and normal individuals that might be
expected at low levels of ozone exposure? and {2} at what levels of ozone
exposure are these effects likely to occur? Unfortunately, comparatively
few answers are currently available on either of these questions. As
discussed in section 2, most previous research on the health effects of
ozone has focused on exposure levels that are between two and seven times
the present national standard. In a sense, this situation parallels the
previously noted tendency of economists to base benefit estimates for ozone
control on reductions in illness. Yet, evidence of minor symptomatic
discomforts appearing at much lower levels of exposure in health adults is
not unknown even though the discomforts may be subtle and not readily
apparent in usual clinical testing procedures. For example, Goldsmith (29)
showed an increase in airways resistance in 2 of 4 persons studied at .10
ppm and Vcn Nieding (55) showed an increase in airways resistance at this
level along with a change in blood P02 levels. Moreover, in a recent
telephone conference conducted to support the feasibility study (see
transcript in Appendix D) , acknowledged experts on the health effects of
ozone stated that individual responses to thai pollutant are highly
variable, depending on factors such as extent of exercise, acclimatization,
immediate history of exposure, and severity of existing respiratory or
cardiovascular disease. This situation suggests that the levels of ozone
exposure associated with the onset of .symptoms r.ay vary greatly across
individuals as well.

These questions conceruiup; the onset ut symptom? are of immediate

policy relevance. As explained in section 3, the exposure levels at which
synptores first btgin to appear is a critical deterir.ir.ant of the magnitude
of economic benefits. For example, suppose that for the "average"
individual, the threshold ozone level at which symptoms first appear is .07
ppm. In this case, using estimates drawn from Schulze et al. together with
soire simplifying assumptions regarding the distribution of daily ozone
le-vt-Js, the benefits associated with meeting a .1? ppm standard would he
roughly $170 per household per year. On the other hand, if the threshold
level for health effects is instead .12 ppm, then the corresponding benefit
calculation yields a much smaller figure of approximately $15 per household

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per year. Using the lower of the two figures, section 3 alsc reports a
conservative "guess" that the total national benefit of meeting the present
ozone standard is $750 nillion annually. Given the disproportionately high
ozone levels experienced in California, approximately 70 percent of those
benefits would accrue to residents of that st?te. The remaining 30
percent, or about $200 million in benefits, would be principally
distributed to residents of states in the New England, Middle Atlantic, and
Vest South Central regions of the S. Consequently, although ozone
pollution is concentrated in California, it remains an important national
problem.

In the proposed research project, the improved knowledge of how and
when low level ozone exposure contributes to minor symptomatic discomforts
will become an important input to no re precise calculation? of the dollar
benefits of ozone control. These benefit calculations, which are explained
more fully ir. section 4, will be undertaken using three approaches: (1)
the averting behavior method (ABM}, (2) the ccr.t ingent valuation method
(CVM), and (3) the direct cost method (DCM)» The particular ABM approach
proposed is a generalization of the household production function framework
used by Gerking, Stanley, and Weirick (27) in their study of ozone
exposures in St, Louis, More specifically, sec ti or L. I presents a model in
which individuals engage in averting activities in order to avoid ozone
exposures and, thus, minor symptomatic discomforts. These activities,
which include spending more time indoors and/or traveling to a Jess
afflicted location, forr, the basis for splitting out the benefits of
reduced minor symptomatic discomforts from benefits of reduced illness.
Thus, the relative size of these two components of the total health bid to
avoid ozone exposure can be compared. The benefit neasure derived
indicates that at constant utility levels, an individual's willingness to
pay for a small, reduction jn ozone level.s is determined by three frotors:
(1) the extent to which symptoms are reduced directly, (2) the efficiency
with which averting activities can reduce symptoms, and (3) the cost of
engaging in averting activities. Even though the nethod relies on a model
in which utility is maximized, no utility terms appear in the benefit
measure derived making the Treasure straightforward to implement,
empirically.

Second, the CVM approach to be applied is similar tc the research
design used by Ioehman et a 1. (50), However, the proposed research will
differ from the Loehman et al. study in three important respects: (1)
pollutant concentrations will be measured using data on episodes which are
fresh in the minds of respondents, rather than as annual averages, (2)
separate benefit estimates will be obtained for reductions in specific
minor symptomatic discomforts such as cough, chest pain, headache, throat
irritation, depression, and sensitivity to bright light* and (3) separate
dose-reaponse estimates will connect the prevalence and severity of these
discomforts to ambient o?one levels for the members of each of three
subsanples. (The composition of each of these subsaraples will be described
¦momentarily.) Thus, individuals will be valuing only the symptoms which
have been reported by members of their group at varying exposure levels.

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Finally, although not a major focus of this study, some effort will be
devoted to the direct costing of symptoms of ozone exposure. Once
dose-response functions have been formulated by medical scientists costs of
relieving the symptoms identified will be explored. Additionally, direct
costs ot restricted activity days and work loss days will be examined using
procedures similar to the dose-response analyses of Portray and Kullahy
(59).

These three benefit estimation methods will be applied to new data
obtained from approximately 200 participants in prior CORD studies
conducted by UCLA, This sample will be drawn from two CORD eomrr.ur 1 ties;
Burbank and Glendora. The foraer community has moderate ozone levels while
ozone pollution in Glendora is more severe. Additionally, the sample will
be stratified into the following three groups (mentioned in the discussion
of CVMl: (1} 60 individuals with physician diagnosed respiratory diseases
including asthma, chronic bronchitis, and emphysema, (2) 80 individuals who
regularly engage in heavy recreation.? 1 or occupational exercise, and (3) 80
"normal" individuals, In order to reduce confounding influences, all
sample members will be nonsmoking adult (aged 25-59 years), full-time
workers. The new data will he collected on the 200 respondents in two
phases. First, extensive baseline data will be collected by home visit
(see questionnaire in Appendix A), Second, each sample member will be
telephoned about once per month according to a protocol determined so as to
maximize days with ozone exposure and to balance weekday and weekend
reports. These follow-up interviews will gather Information concerning the
day of the call and the two previous days {see questionnaire in Appendix
B), This data collection method is expected to be superior to the diary
approach. With the telephone follow-up interviews, the recall period is
short and the time period ef interest can easily be targeted.
Additionally, entries in the diaries used in previous health studies often
are completed on an irregular basis, thus turning theia into de_ facto
retrospective data collection instruments.

In summary, the proposed study will focus on how ozone exposure
affects minor symptomatic discomforts including chest pain, headache, and
general malaise. This focus is warranted because these discomforts Unit
activities and are experienced by a large share of the exposed population.
Thus, willingness to pay to avoid their, may be substantial and should be
taken into account in the regulatory Impact assessment process. The
research will be undertaken jointly by a team of economists, medical
scientists, and epidemiologists from the Universities of Colorado, Wyoming,
and California (Los Angeles). They will pursue two closely interconnected
objectives to: (i) measure the association between prevalence and
Intensity of minor -symptomatic discomforts ?nd ozone exposure and (2)
estimate dollar values for the discomforts identified. Special emphasis
will be placed on identifying the levels of ozone exposure at which
particular symptoms begin to appear. Little medical or epidemiological
research has been done in this area and the exact exposure levels that

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trigger symptoms are a critical determinant cf the magnitude of economic
benefits. These estimates of economic benefit;;, in turn, will be obtained
on the basis of extensive research in applying three approaches: (J) the
averting behavior nethod, (2) the contingent valuation method, and (3) the
direct cost method, Consideration of the case of ozone pollution,
therefore, will advance the strte of the art in developing benefit
estimates, permit the cost-effectiveness of alternative methods to be
compared, in addition to producing policy relevant benefit estimates.

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SECTION 2

SYMPTOMS AHD HEALTH EFFECTS OF OZONE EXPOSURE

2.1 Overvi ew

The relationship between ozone and health has been studied by a number
of means including clinical and epidemiologic studies. In the clinical
studies, (see Table 2,1 and the corresponding references in the list of
reference?) (1-4, 12, 20, 22-24, 28, 29, 31-35, 39, 43, 44, 47-49, 52, 55,
62, 64, 71), individuals are exposed to known cnnctntrationc cf ozone and,
on a separate occasion, to "clean" air, for specified periods of time,
while at rest and/or engaging in intermittent light exercise or in moderate
to severe exercise. The responses of the individual in terms of symptoms,
physical signs and changes in lung function parameters, such as FEV,, other
forced expiratory flow rates, airway resistance, subdivisions of " lure
volume, dynamics of lung compliance, etc., ore assessed during and
following the exposure. In the epidemiologic studies (13-15, 37, 45, 60,
68, 69), groups of individuals exposed and unexposed to ambient levels of
pollution are studied and compared, or groups of individuals intermittently
naturally exposed to high and low levels of air pollutants are studied at
those periods and compared across time.

Both clinical and epidemiologic studies have advantages arid
disadvantages and are better considered as ccirpl cn.entary ways of addressing
an extremely complex problem than as adversarial approaches. Clinical
studies have the advantage that level and duration of exposure (and dose to
the respiratory tract, if minute ventilation Is measured), are known and
that appropriate measurements can be r.ade during and following the exposure
according to predetermined protocol, In addition, clinical studies are
likely to be performed on sensitive or vulnerable individuals, ro that
worst case response can be studied. The major disadvantage is that chamber
exposure is, necessarily, a simplified model of that faced by free living
populations, Epidemiologic studies deal with the naturally occurring
exposure of free living individuals, but lack the precise characterization
of personal exposure and the opportunity for timely observations and
measurements available in the clinical study.

The research prupoped falls into the epidemiologic category in that

the response to ozone exposure among free living individuals will be
studied. This section briefly summarizes what has been learned from
clinical .studies about the ozone and health relationship. The focus on
clinical studies here is warranted because they provide a useful, though
imperfect, guide to the symptoms that sensitive, vulnerable, and normal
Individuals might experience at particular exposure levels. Moreover,
these results, together with previous field experience, lie behind the


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construction of instruments for the present study that are designed to
collect information on symptomatology. These, instruments are described
r.ere iully in section 5 and draft version? of then are presented in
Appendices A and 8,

2,2, The Ozone and Health Relationship

Ozone is one of the major components of photochemical smog due Co
hutran activities and is usually present in ambient concentrations of about
0,05 ppm at sea level. In certain geographic regions, such as the Los
Angeles area, hourly average concentrations of 0,£~-0.35 ppm are
occasJonally reached during community air pollution episodes and peak
concentrations 0,6-0.8 ppm have been recorded. As indicated previously,
the federal air quality standard for ozone presently is set at .12 ppm.
Durlrg episodes of photochemical pollution, respiratory symptoms are widely
experienced. These are related to irritant effects of ozone and ether
components in the photochemical complex on r.ucous membranes of the ro?e,
throat and lower airways, producing in some individuals cough, wheezing,
and a sensation of chest constriction or burning. Effects on the lower
airways are believed to be enhanced by physical activity because of the
increased ventilation and tendency towards mouth breathing during the
hyperpn^a of exercise.

Toxic effects of ozone itself on the respiratory system have been
investigated in a number of animal and human studies involving controlled
exposure to ozone at levels that can be experienced in community air.
Chronic continuous;; or intermi r tenu exposure of experimental anime 1 k,

including primates, to ozone concentrations in the range of 0.35 to 1 ppm
have produced morphologic changes indicating toxic injury to the epithelium
of proximal and peripheral airvays and to type one alveolar epithelial
cellf <6, 9, 10, 12, 16, 17, 26, 40, 53, 57, 65-67, 70). Susceptibility to
the toxic effects of ozone varies with species, age, and prior exposure,
effects of chronic exposure being modulated by adaptive and repair
mechanisms. Most hunan studies of ozone effects have involved only
short-term challenges (5 min-6 h).

Selected studies of human exposures to ozone in environmental chambers
are summarized in Table 2.1. Whereas scute exposures to ozone
concentrations of less than 0,37 ppm have produced variable changes ir, lung
function (5, 20, 24, 29, 31, 32, 34, 35, 47, 55, 84), human challenges with
higher concentrations have generally led to definite deererients in to feed
expiratory volumes and flow (1 2, 20, 21 , 33, 36, 41, 45, 64), and
functional changes due to expc.sure to any given level of ozone have been
accentuated by exercise (12, 20, 21, 23, 34, 35, 40, 45, 55, 64). Upon
exposure to ozone concentrations cf 0.37 or 0.5 ppm, normal volunteers have
experienced cough, substernal pain, wheezing, and malaise not reported
durinp control exposures (31, 32). The limited data available concerning
effects in mar of repeated intermittent exposure over a few days to sever.-1!
weeks suggested that tolerance to the effects of ozone on lung function can
occur after only limited exposure (5, 24, 34, 35, 58).

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The possibility of persistent changes due to longer term iintermittent
exposures has not been adequately investigated, however, there is some
evidence that damage may be cumulative. Damage may be cumulative. Chamber
studies (24, 33-35, 64, &9) indicate an acclimatizaticn or habituation
affect of higher levels of ozone exposure over the short term. Betels et
al. [see reference attached here] report that a cohort exposed over five
years to higher connumi ty 1 eveIs of oxidant pollution {primarily) have
greater decrement in lung function than a cohort exposed to much lower
level*,, indicating a cumulative effect of the exposure in the long terra.

To assist in planning the proposed study, of the health effects of low
level ozone exposures, a telephone conference was arranged. The invited
participants are among the acknowledged experts and represented
epidemiology, clinical medic in e, experimental clinical medicine, and
environmental sciences. Participants were:

Professor Rodney Heard, M,D,

Stanford University

Professor Timothy Crocker, K.D.

University of California, Irvine

Professor Carroll Cross, l!,D.

University of California, Davis

Dean Roger Detels, H.D.

University of Caliiornic, lcs Angeles

Professor Steven Hcrvath, H.D.

University of California, Santa Barbara

Professor Mohammad Mustafa, Ph.D.

University of California, Los Angeles

Stanley P.okaw, H.D.

American Lung Association, Los Angeles

Ccrshen Schaeffer, K.D.

Riverside, Call form a

Ar.r.e. Coulson, Research Epidemiologist and Professor Donald P, Tashkin,
M.D. , both of UCLA planned and rr.oderated the conference. The transcript of
the conference is included as Appendix C. Symptoms which the panel agreed
were most likely in response to ozone exposure were:

1)	Cough, which was regarded as the most common ryirptom

2)	Pain on deep inhalation

3)	Kausea

4)	Headache

5)	Threat irritation

b)	Moodiness

7) Distractabi]ity

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8)	Lethargy

9)	Decrease in work capacity

10)	Depression

11)	Happening effect on iroti vation

12)	Irritability

13)	Susceptibility to infection

14)	Sensitivity to bright light

Eye irritation was mentioned as a common response to oxidant air pollution
exposure. Technically, it is not due to ozone but to the presence of PAN
in the total oxidant mix. However, it is a useful measure of oxidants,
approximately 95 percent of which is ozone.

It was generally agreed that the effect of ozone exposure Is
considerably modified by the activity of the subject. Several of the
••ypcrt panel reported that eypesure of normal individuals in a quiet state
of levels of ,3 and .4 did not produce symptoms, whereas active individuals
developed symptoms at levels of ,14 - ,18, Additionally, there is sore
inti icii t ion in work currently underway (private cermuni eati on from Henry
Gong and Donald Tashkin) that trained athletes performing at high levels of
exercise my be adversely affected at .12 ppm. Bates suggests that
sensitive individuals may respond at O.J I!, the Federal Air Quality
Standard,

Lower levels at or below the federal standard nay also have adverse
effects. As previously noted, of the studies reported in Table 2,1, few
reported any health measurements nade r.t ozone levels below .12 ppi^..
Moreover, adverse health effects in this range of exposure tnav be subtle
and not readily apparent in usual testing procedures. On the other hand
I«tb 11' 2,1 indicates that effects at .10 ppr. are not completely unknown,
for example, Ooldftr.ith (25) shoved an increase in airways resistance in 2
of 4 persons studied at .1 ppm and Vcn f*itdirg (55) shcvi-d an increase in
aitv-ays resistance at this level along with a change in blood PC2 levels.

The acute effects at the lot- exposure levels may be indicated by
subtle changes in behavior, possibly triggered in part by the odor,
detectable at .04 pptu, and the appearance of air containing photochenica]
oxidants, 95 percent of which, as indicated above, is ozone. The
individual r.ay not be avsre that the behavioral changes are associated with
the ozone exposure levels. But if the changes are so associated, days with
low levels of exposure should be rore like the higher exposure days than
the high air quality days in terms of outdoor activ icy-

Since adverse effects of exposure to even low levels of ozone are
likely to exist, there raay be substantial numbers of people in and outside
California modifying their behavior, lifestyle, and activities in response.
If these r.inor effects are compiled with idiosyncratic sensitivities of the
individual such that, n recognizable effect usually occurs when the two
exposures occur together, the effect deriving from the ozone exposure may
go unnoticed in the hay fever associated with, say, golden rod or roses.

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A precise deteripination of the exposure levels at which particular
synptoms appear, however, is complicated considerably by the tremendous
variability in rerrrr.se across individuals. For example, at - 4p-pm,
decrement ir FCV , ranges from 5 percent to ^5 percent. There is also
variability depending on acc.I iciatization: individuals from areas with very
low or no orrcre pollution are significantly more sensitive to lower levels
ct ozone thar. individuals who live in an r re a with continuing moderate
exposure (18, 20). Similarly, there arc di f f erencer, in response to a given
exposure depending en the immediate history ci exposure. Response is
cininal nn the first day, rising on the second ant third and then falling
away, or disappearing completely on days 4 and 5 {18, 25, 58), If the
initial day oi a sr.eg, episode is folio-wed by & single clear day, the
response on the next day (if siroggy) is like the second day of the
continuous smog^y days.

Sensitive individuals certainly react, on the average, at the same
levels ,-i5 normals. There, is core d; ?afreement as to whether they react at
lower levels. The panel generally agreed that individuals with ccitpromised
respiratory systems with sensitive airway:; > fasthma, bronchitis, emphysema)
voo id, on the average, be wore sensitive to given levels of ozcre exposure.

Short-term exposure to oxidant pollution can increase the sensitivity
of the airways to non-specific brorchoconstricter substances, such as
histamines (28, 42, 56). Therefore, individuals with persistently
hyper-reactive airways, namely asthmatics, wight be expected to be*, it ere
vulnerable to asthmatic attacks after exposure to elevated concentrations
of ozone; in some subjects, this increased vulnerability cay persist for up
to several days folltwing the exposure.

Individuals with breathing problems caused by other diseases;, such as
shortue^s of breath associated with congestive heart failure, might be
expected to respond at 1over levels thar normal.

Another group which would be expected to respond at lower levels or
more strongly et the same level, is comprised of those who exercise
heavily, The deep breathing of athletes and tie resulting high minute
ventilaticr exposes there individuals to more of the ambient ozone
pollution than those vith lower minute ventilation and the same exposure.

The possibility that children may be particularly vulnerable to ozone
effects, in terras of symptom-tic response, has not been studied. There may-
be serious problem- of pulmonary growth and development associated vith
exposure, based on animal studies, but this night not be observable in
overt fyirpters. Children, however, may be especially exposed because of
outdoor play and, like athletes, high levels of e>;ert:ion and minute
ventilation. The panel recommended that reports on children from the
adults interviewed be obtained. However, no special sensitivity was
remarked air.eng the elderly. Persons over 70 have been exposed to levels cf
.4 ppim for one to two hours without the appearance of svr.pt oms.

The levels of ozone exposure at which symptoms begin to appear turns
out to be of critical importance in est iv>ating benefits. That point Is


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(lemnrFt rated in section 3 to follow, which also presents some preliminary
nnd necessarily approximate benefit estimates of ozone control.

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TABLE 2,1

SUMMARY OF SELECTED OZONE (O-j) STUDIES PERFORMED IN ENVIRONMENTAL CHAMBERS

V I i c Aucfru i
< S-\ li'tivct)

l

]t'<. I r, | Vtivf ty

?• >;ws

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(continued)


-------
Tabic 2.1 (continued)

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(cont inue.l)


-------
Table 2.1 (continued)

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-------
Table 2,1 (continued)

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(continued)


-------
Table 2¦1 (continued)

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interval


-------
sue tic:: 3

GECf'RAPHIC DISTRIBUTTCF OF BENFF1TS FROM OZOKK REDUCTION

This section discusses the geographic distributian of the ozone
problem in the United States.- and offers scire rough, order-of-cagnItude
estimates of prospective benefits from abatement. The specific aims of
this discussion are to: (I) demonstrate that while the ozone levels are
highest 1t> California, this pollutant still ie n problem in other region?
of the country as veil arid (2) shew that dollar benefits cer fron small
i eductions in minor symptomatic discomforts of ozene are likely to be
substantia]. The geography of the czore prob ]em is presented in section
3.1 and the order-nt-magnitude benefit calculations »',re giver, in section
3,2, As indicated in the introduction, these benefit cslculntiors rely on
fcistiir.ates made in previous atuc:it f. The study drawn or- most extensively
here is Schnl™e et al. (.7, f ) ,

3.1, Ihe Gec.jjrapby of the U.S. 0zone Problem

t'trtainly, California is the most publicized area with a significant
ozone problem. Fcwcver, the problem is not restricted tc thef, stnte alone.
If,formatjon frem the Kational Aercmetric Data. Bank indicates that there ore
51 ccimties ir. 17 «.t;-?tes vhere five cr r c re violations of the national
ozone standard of .12 ppir, were recorded during 1982. Table 3.1 contains a
listing of these states and counties along with their populations. For
counties with more than one recording site, the median number of days
exceeding .12 ppr, is recorded. Note tl < t even though the median number cf
ozone standard violation days are generally higher for the afflicted
California cccrti os, the population ir. these counties accounts for less
than AC percent of the total for their counterparts, rationally,

i'S a consequence, a more informative figure for measuring the
geographic distribution of the ozone problem vculd be the nuirber of "person
standard violation days" of e:-:pcsure. For a rcugh est inn re of this
quantity, the median iiun.ber of days was multiplied by the population for
each county. Table 3.2 contains a summary of these figures. In this
calculation, California accounts for about 70 percent of the "person
standard violation days" among these 51 counties. Note that 30 percent of
the problem Is outside California, and this figure does not include any
areas with monitoring stations record inc. fewer thai; five days in violation
of the standard. Thus, while California has a disproportionately large
share of the ozone problem, that problem cannot be ignored in ether states.
Moreover, these other r.t ? t e r,, vrhich include Connecticut , Few Jersey, and
Texas, lie outside the Pacific Division. Thus, benefits from a program to
reduce ozone levels will he experienced on a national level.


-------
TABLE 3.1

07.0NF VIOLATION DAYS AND POPULATIONS
BY CFKSUS DIVISION., FTATE AND COUNTY

Median No.

Plata	County	Bays > ,12 ppm Population % Total

Sew England Divisi nn

Conn,	Fairfield

Hartford
New London
New Havers
Middlesex
Tolland

>1aine.	Cumberland

Mass,	F.ssex

Rhode Is.	Kent
TOTAL

Middle Atlantic	Division

New Jersey

New York

Hudson
Bergen
Hunterdon
Gloucester
Burlington
Mercer
Middlesex
Moris
Essex
Somerset

Queens
Richmond
Westchester

Bucks
Washington
Philadelphia

16.0
11.6

27.1
16.5
21 .3

13.1

3.1

ft

^ • u

8,0

5.3
10.8

7.

10.

8.0

8 ">

11.7

A. 4

807143
807766
238409

76133?
129017
114823

215789

633632
154163

3862079

556972
845385
87361
199917
362542
307863
595893
407830
850451
203129

3851325
352121
866599

479211
217074
16882 J 0

2.07

2.08
0,61
1,96
0.33
0 20

0,55

1.63

0.40

9.93

1.43
2.17
0,22
0.51
0.93
0.79
1.53
1.05
2.19
0.52

4.86
0.93
2,23

1,23
0.56
4.34

TOTAL

991 H>83

25,48

19

(continued)


-------
Table 3.1, continued

State

County

Median No.
Days > ,12 ppm

Population % Total

East North Central Division

Mich.

Ohio

Oakland
St. Clair

Montgomery
Preble

TOTAL

South Atlantic Division

DeXeware	New Castle

Wash. B.C.

Florida
Maryland
TOTAL

West South Central Division

Hillsborough
Baltimore

Lou t s iana
Texas

E. Baton Rouge

Jefferson
Brazorra
Dallas
Harris
Houston
Galveston
Tarrant

TOTAL
Mountain Division

TOTAL

5.5

6.6

3.1

6.2

5,1

4.8
1.7

3.9

5.1

8.3
5,6

7.2
13.4
18.1
22.9

5.5

4.1

1011793
138802

571697
38223

1760515

399002
6370 51

646960
665615
2349228

366164

250938
169587
1556549
414667
1994877
195940
880880

5809602

146540
146540

2.60

0.36

1.47
0.10

4.53

1.03
1.64
1.66
1.71

6.04

0.94

0.65
0.44
4.00
1.07
5.13
0.50
2.21

14.94

0.38
0.38

(continued)

20


-------
Table 3.1, continued

Median No.

State	County	Hays > .12 p?n Population	Total

Pacific Divi p 1 on

Calif,

Orange

8.8

1931570

4.97

Los Angeles

47.1

747765?

IS,22

Kern

13.4

403089

1.04

Riverside

58.5

663923

1.7 1

San Diego

14.5

1861846

4.79

Fresno

6,3

515013

1.32

Sacramento

18,0

783381

2.01

San Bernardino

81.7

893157

2.30

Ventura

22, 1

529899

1.36

TOTAL

15059535

38.71


-------
TABLE 3.2

DISTRIBUTION OF PERSON STANDARD VIOLATION HAYS BY CENSUS DIVISION

Person Standard

Census	Violation Days	Percent of

Division	(in millions)	National Total

New England	43.87	6,86

Middle Atlantic	71,59	5.56

East North Central	8.49	1.13

South Atlantic	8.79	1.17

West South Central	66,99	8.95

Mountain	0.60	0.08

Pacific	542.46	72.44

ALL	748.79	100


-------
3.2 Implicit tons of Past Or ore Benefits Research

A number of studies have .it temp ted to broadly value the benefits of
reducing photochemical air pollution. Studies undertaken by Brookshire et
al. (7, 8) examined the willingness to pay to reduce smog levels (broadly
defined) in the Los Angeles area both using the contingent valuation and
property value approaches. Although the two methods gave comparable
results, yielding benefits of $26-§42 per household per nonch in 1978
dollars, for a 30 percent reduction in ambient levels of air pollution
(Brookshire et al., 7), the portion of these benefits attributable to a 30
percent reduction in ozone as opposed to cornmensurate 30 percent
reductions in NC^, ISP, etc, is impossible to break out. One might
speculate that because ozone has some readily perceived effects, e.g.,
chest pain, that a significant fraction of these benefits would be
attributable to reductions in ozone. However, no hard estimates can be
derived on tbis basis. The property value study employed by Brookshire et
al. , used either SO^ or ISP as the pollution variable obtaining similar
results in either case. More than one pollution variable could not be run
in the regression because of a severe collrnaarity problem .itsong pollution
variables. Thus, the single air pollution variable employed in the
regressions likely picked up the effect of the entire pollutant nix on
property values, again allowing little opportunity to split out the effect
of ozone.

loehman et al. <51) applied a similar methodology using both
contingent valuation and property value methods for the San Francisco Bay
Area. This area is of considerable interest because air quality is better
than in Los Angeles and ozone levels in particular are more comparable to
levels across the nation as a whole. Results, however, were quite similar
to those obtained frora the previous study vhen adjusted for pollution
levels. Again, although an ozone measure was used in the property value
study, no other pollutants were included In the analysis, so ozone served
as an indicator variable for photochemical air pollution and the partial
effect of ozone alone on property values is impossible to obtain from that
study.

A contingent valuation study specifically focusing on the effects of
ozone has been undertaken by Schulze et al, (63) for the South Coast Air
Basin (SOCAS) in the state of California. That study prompted individuals
to consider daily ozone levels occurring during the summer nonths (i.e.,
August and September) of 1982 and listed specific health effects of ozone
exposure at various levels of osone concentration. Individuals were then
asked their willingness to pay to reduce the daily high ozone reading from
a specific, landmark day of highest ozone concentration to a lower level.
Figure 3.1 shows one of three diagrams used in the general SOCAB survey.
This figure was used for residents of the West San Gabriel Valley in making
their willingness to pay valuations. In the case of the West San Gabriel
Valley three specific questions sought daily willingness to pay measures to
lower ozone levels (as highlighted on the right-hand-side of the figure)
from concentrations classified as very poor to poor, very poor to fair, and
very poor to good. It was explained to individuals that their bid would


-------
F igure 3.1

24


-------
lower ozone concentration and consequently reduce the intensity of the
effects of ozone exposure,

The study found that individuals were willing to pay on the order o£
$7.?5/dav to reduce hourly average ozone concentrations from a level of 20
pphm down to 12 pphn, the federal standard. Although one can extrapolate
the information from this study conducted in Los Angeles to evaluate
benefits nationally of a 12 pphm (or other) national standard for ozone,
such nn extrapolation would be questionable for a number of reasons.

First, households in different parts of the country are likely to have
different tastes with respect to environmental quality arid exposure to
ozone in particular. Second, there is evidence that individuals become
desensitized to ozone exposure (see the transcript of the telephone
conference in Appendix C as well as National Academy of Sciences, Division
of Medical Sciences, Assembly of Life Sciences, National Research Council,
Ozone and Other Photochemica 1. Oxidants, fS4)). Since Los Angeles has the
highest levels of ozone exposure in the nation, this desensitizatioti tray
well lower the value individuals place on reduced exposure to ozone
compared to individuals living elsewhere who are exposed less frequently to
levels of ozone above the national standard.

However, taking these qualif ications into account, the work does
suggest that individuals night he willing to pay something or. the order of
$1.00 per pphm reduction in maximum ozone exposure per day. Further, since
the Sehuize et al. (63) study is the only work to focus specifically or,
ozone, it is worthwhile to show how results of that study might be used tc
estimate benefits of a 12 pphm ozone standard, Tn addition, a new property
value study by Murdoch and Thayer included as part of this year's research
(Volume V) does succeed in at least partly splitting out the effect of
ozone from other pollutants (proxied by a visibility measure) for the San
Francisco Bay Area. Thus, we can compare the Los Angeles contingent
valuation results of the Schulze et al. study to the results of the Murdoch
and Thayer property value study (Volume V) of San Francisco which iraplies
that satisfying the federal ozone standard cay be worth over $300 per year
to an average household in the San Francisco Bay Area.

The first step in using the Schulze et al. study to esfinate the
benefits of the standard, which is defined as a daily maximum ozone level
which will not be exceeded of 12 pp'r.n, is to examine the frequency
distribution of air quality. In general, the frequency, or the number of
days, during the ozone "season" (presumed to be four months long or 122
days for this rough analysis) during which ozone achieves a maximum daily
level of P is defined as f (P) , Clearly then we require that

rP

I tr,ax
J f(P)dP = 122

where P is the highest observed daily max (or extreme value) obtained
max	°

over the season. If we assume for simplicity in calculation that fCP) is a
downward sloping linear function we have

7 5


-------
f(p? .Tlp_(1

p	p

tr.ax	max

for P ^ 0 and P < P x as a linear approximate frequency distribution.

Note also that we assume that

fCP) = 0 for P > F

— max

This simple distribution also has the property that the average daily

maximum pollution level, P, is ~ of the maximum obtainable level, P , so

3	max

p = I p

3 max

This characteristic Is not far frora reality for actual ozone frequency
distributers during the ozone season. Figure 3,2 shows the distribution
along with some key features. Note further that, as shown in Figure 3.3,

to achieve a standard of 12 pphm we must shift P down to this level

1 r	max

which causes the distribution to rotate in a clockwise direction,
increasing the frequency of low pollution days and decreasing the frequency
of high pollution days.

Another important measure of air quality is the number of violation
days. In Figure 3.3 this would be the area under the Initial frequency
distribution to the right of the vertical dotted line. I £ we denote
violation days as T we have

r P	r

I max	122 i l p2

f(P)d? = -— P - ~ 1

* b r 2 p

tt P	max

2 max -

P

max

12

If we use typical summer values? for the South Bay Area, where average daily
maximum 0^ is about 5 pphm, so P would be about 15 pphm, using the

formula above we get T = 4,9 days, roughly consistent with the actual
number of violation days in the South Bay Area.

To translate the frequency distribution into a damage estimate
necessary to calculate benefits, we need a daily damage function, D(P) . In
other words, how much an individual would pay in dollars to avoid a day
where 0^ reached n maximum level of P, Given that the Schulze et al. ozorie

study obtained both concave and convex hi d curves we will assume a I i nea r

damage function which, however, begins at the threshold ozone level Pq
below which it is assumed no damage occurs. Thus we have

V .{p - p ) for P > P

D(P) 1	°	°

' 0	for P < P .

— o

6


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Figure 3.2

Figure 3,3


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This function is graphed in Figure 3.4. The slope of the damage function
to the right of is $V/pphm. From the Schulze cr al» study we

approximate V as $1.00. Thus, an individual is presumed to be willing to

pay $1.00 a day to avoid a one pphm increase in daily maximum ozone

exposure on that day. Unfortunately, although the Schulze et al. study

provides sore evidence on the value of V for levels of ozone above 12 pphm

the study provides no information en P , the threshold at which ozone

o

effects begin. The clinical and epidemiological evidence suggests that lor
some individuals the threshold may be below 12 pphm and for others it maybe
substantially above this level and that the effects of low level exposures
(below 12 pphm) are not well understood for the "average" individual
relevant for c-tir damage function. Thus, we will first try a very low
threshold level for of 7 pphm. Alternatively we will use 12 pphm as the

threshold level to examine the effect of alternative thresholds on our
benefit estimates,

I'll at are individual annual damages from ozone in the South Bay Area
based on the assumptions above and a threshold of ? pphrs? Annual damages
are given by the following formula

, max

J f(P) • D(P)dP

P

o

which is the sum (integral) over all relevant levels of pollution of the
frequency weighted daily damages. Taking the integral for our specific
formulation gives annual damages as

I -)¦)
A 
-------
Figure 3.


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This is roughly ten times smaller than the benefit estimate derived on the
assumption of a 7 pphm threshold. Thus, the benefits of satisfying the
national ozone standard depend critically on low level ozone effects and on
the threshold for those effects. These estimates constitute a range of
predicted benefits based on the Los Angeles contingent valuation study for
reducing ozone exposures to the national standard for the South Bay portion
of the San Francisco Area, These estimates can be contrasted to the
property value study of Murdoch and Thayer (Volume V), However, we note
that, although the assumptions of a linear frequency distribution for air
quality ?r«d a linear damage function as used above may seere severe, for
most areas in the United States, as in San Francisco, dally maximum ozone
levels in a tEnge of 7 to 15 pphm are relevant. The use of linear
approximations for these functions in this range may in fact be reasonable.

The Murdoch and Thayer property value study (Volume V) uses visibility
(strongly affected by a number of pollution variables including fine
particulates) as a proxy explanatory variable for the aesthetic effects of
air pollution r.nd violation days per year of the ozone standard as a proxy
explanatory variable to account for the health effects of air pollution.
Multiplying the coefficient obtained on violation days by the average
number of violation days in their sample implies that Failure to achieve
the ozone standard lowers property values by an annualized amount of around
$300 per year per household in the San Francisco Bay Area (Volume V, page
85, footnote 8), There can be little doubt that this value likely includes
the effect of pollutants other than ozone which are likely to show
collinearlty with ozone such as PAN, However, if the ozone standard is
interpreted to be broadly aimed at controlling total oxidant then this
broader benefit measure may be appropriate.

In contrast, the "predictions" made from the Schulze et al, study
range from $14,61 per household per year, assuming a high threshold for
ozone effects, to $>171 per household per year assuming a low threshold for
ozone effects. Obviously, the Murdoch and Thayer study {Volume V) supports
the notion that a lower threshold than 12 pphm may he appropriate for
estimating benefits» and further that great uncertainty surrounds benefit
estimation because the frequency and occurrence of low level health effects
is not completely understood by the medical and epidemiological communities
so little guidance can be provided to economists pt this time. Further
research into the low level health effects of ozone exposures is necessary
before credible benefit estimates can be made.

However, as a lower bound estimate for benefits we can use the
assumption of a 12 pphm threshold. Noting that benefits per person per
year were calculated as §4.87 and noting that the South Bay Area was
calculated to have about 4,9 violation days, we get $4.87 * 4.9 days » $1
per person viol at ion day as a rough lower bound estimate. The calculation
of a lower hound "guess" at the national benefits of meeting the national
ozone standard Is then quite simple. Benefits are just equal in dollars to
the number of person violation days. As shown in Table 3.2, this figure is
on the order of 750 million.


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SECT 10!I 4

THEORETICAL BASIS FOR THE BENEFIT ESTIMATION METHODS TO EE APPLIED

Ar, seated in section 1 , three objectives of this research project are:
(I) to develop policy relevant benefit estimate's for ozone central, (2) to
advance the state of the art in applying benefit estimation techniques, and
(3) to develop cross-comparisons of their cost effectiveness. Three
benefit estimation techniques will he employed; the averting behavior
method (ABM), the contingent valuation method (CM), and the direct costing
method (DCM), The theory and methods of applying these techniques in order
to obtain benefit estimates will now be discussed in detail.

4,J Averting Behavior Method (ABM)

The ABM approach to valuing the health effects of ozone exposure
relies on a theoretical economic model. Wh i 1 e several alternative model
specifications would be appropriate, the one presented below captures a
number of essential features of the problem. This model, which is an
extension of the theory presented in Gerking, Stanley, and Weirick (27),
views individuals as producers of health capital in a utility maximizing
framework and allows the individual to take averting action to reduce the
minor symptomatic discomforts of ozone exposure. More specifically, the
individual is able to adjust his behavior in the face of a change in
ambient ozone levels in two ways. First, health producing activities such
as medical care can be substituted for increased ozone levels. Second, the
extent to which minor symptomatic discomforts are experienced can be
altered by engaging in averting activities. Examples of averting
activities include substituting Indoor for outdoor activities and altering
the location or time of day for participating in outdoor activities. These
adjustments in activity patterns and the consumption of medical care form
the basis for the approach taken in making the benefit or willingness to
pay calculations. These two types of adjustments also form the basis for
splitting the willingness to pay estimate into a clinical or illness
component and a minor symptomatic discomfort component.

The model to be applied represents an adaptation of the approaches
taken by Cropper (11), Grossman (30), Rosenzveig and Schultz (61) and
Harrington and Portney (38). As shorn in equation (1), individuals derive
utility from consuming two classes of goods: (1) their own stock of health
capital (H) and (2) goods that yield direct satisfaction but do not affect
health (X). They also receive direct disutility from minor symptomatic
discomforts (S) associated with ozone exposure.

u « nx, H, S); tis > 0, uH > 0, i*s < 0

(1)


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Minor symptomatic discomforts, however, can be controlled at least
partially by engaging in averting activities (V), Note that in this
formulation, the individual receives no direct utility from V, Instead,
when ozone levels are high and the choice is made to spend rore time
indoors or travel to a less afflicted location, utility is altered only
indirectly through the change in S. Equation (2) shows that symptoms are
tentatively specified as a function of acbient ozone concentrations (B),
concentrations of other air pollutants (a), averting activities (V), and
the health stock (H). The word tentatively is emphasized here. Although
the symptom production functions given in equation (2) might suffice in a
purely economic analysis, its specification probably can be substantially
improved after taking account of nedical science input. One important
source of this input will be the epidemiologic dose-response estimate for
symptoms to be obtained in this study {see section 5.12).

S = S(V, H» 6, a); Sy < 0, SH < 0, Sg > 0, Sq > 0	(2)

Note that a is included because air pollutants other than ozone also
produce minor symptoms and possibly interact with ozone to produce the
synergistic effects that were discussed in section 2. Moreover, the health
stock is included as an argument in equation (2) in order to account for
the fact that symptoms are more likely to be experienced by those who are
sensitive or vulnerable to ozone exposure; for example, persons wtyi suffer
from conditions such as asthma, chronic bronchitis, and emphysema.

The health stock is treated in this model as an endogenous variable,
whose value is determined by the production function

H - H(M; 0, a, 6); > 0, Hg < 0, «a < 0, H6 0	(3)

where M denotes medical care (from which the individual again derives no
direct utility) and 6 denotes a set of variables, such as education and
genetic factors governing predisposition to disease, that affect the
efficiency with which an individual can produce B. The partial derivative
Hfl, then, is interpreted as capturing the clinical or illness effect of
ozone exposure. Again, equation (3) is tentatively specified: the final
version of this equation will be decided after consideration of available
medical science information.

Utility then is maximized subject to equations (2) and (3) as well as
the money and time constraints shown in equations (4), (5), and (8).

"Possible extensions of this specification include allowing for goods,

such as cigarettes or exercise, which yield direct satisfaction and also
affects health or allowing V to directly affect utility. However, the
added richness resulting Irom incorporating these dimensions is not pursued

here since the expression giving willingness to pay for improved ozone
levels would be left unchanged.

31


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VP + XPX + MP = 1 + A	(4)

VT . + XT., + MT + T + T. = T	(5)

V a M W L

t.'T., = X	(6)

w

In the above equations, P, denotes the money price of commodity i 11= X,V,

M) , ¥ denotes the wage rate, T denotes r.oney income, A denotes an

exogenous!y determined amount of asset income, T, denotes the time required

to consume one unit of commodity i (i = X, V, >?") , T,. denotes tiire spent

working, and denotes the time lost from market ami non-carket

activities, IT in turn, is related to the health stock and to minor
L»

symptomatic discomforts according to

Tt - G(II, S)	(7)

where G^ < 0 and Gg > 0 reflecting the assur.ption that tut improvement in
health or a reduction in symptoms reduces time lost from market and
non-market activities. Equations (4), (5), (6), and (7) can be combined
into the "full income" budget constraint shown in equation (8),

Vqv + Xqx + Mq + UC(H) = WT + A	(8)

where q. = (P, + WT,), i = X, V, M.
x i x

The model just presented, composed of equations (1), (2), (3), and
(8), can be manipulated in order to derive a simple, compensating variation
(CV) type expression for the marginal willingness to pay to avoid both the
illness and minor symptomatic discomfort effects of ozone. This approach
to calculating the narginal willingness to pay is taken because it
explicitly holds utility leve3s constant in determining the maximum account
of money an individual would give up in order to enjoy improved air
quality. The method of equivalent variation (.EV) also would hold utility
constant; however, since there nay be only a minor difference in the
numerical values of the bids produced by the two methods, the choice
between them may not be important (Freeman, 25).

One way to find a suitable expression for the marginal willingness to
pay for improved air quality is to totally differentiate the utility
function and set dU = 0 as shown in equation (9)

<10 - 0 - UxdX + (U^ * UESnVdM + DsVV * (V« * UsV„ 4 Vci)d°

+ } + WG^ + VGgS^dM - dA + (Qy + WGgS^dV

+ W(G H_ + G S H + G S )d& + WfG H + G.S H.)d6

H B SHg S 3	Fi SHc


-------
* H(GA * CSSHl,« + Vc^	<10)

Using the first order conditions from the model,

U>; - - 0	(11)

(UH + USSI1)HM " + WVRH + GSSH)] " 0	(12)

ussv ' A(% + WGsV = 0	(13)

equation (9) can be solved for dX and then substituted into	equation (10)
to yield

a a He% sBqv

38 =	" Sv

(14)

In equation (14), the first term on the right-hand-side denotes the
maximum willingness to pay for reduced clinical or illness effects arising
from lower ambient ozone levels while the second term denotes the maximum
willingness to pay for the corresponding reduced minor symptomatic
discomfort effects. The minor symptomatic discomfort term suggests that
the individual will be willing to pay more (i.e., give up more asset
income) for a given reduction in ozone levels, the greater the reduction in
symptoms. That reduction in symptoms is measured by S„, Also, that
component of the bid will be higher, the lower the productivity of averting
activities (S,,) and the higher their cost. As a consequence, if possible
averting activities are an expensive and ineffective means of reducing
symptoms, then quite naturally the individual will be willing to pay more
for reduced ambient ozone levels. In that situation, reduced ambient ozone
exposure becomes a more attractive mechanism through which to reduce minor
symptomatic discomforts. The clinical or illness terra on the
right-hand-side of equation (14) has a similar interpretation. That is, if
the medical care is an expensive but ineffective means of producing good
health, then the individual would be willing to pay more for ozone control
than in the reverse case.

Three additional features of equation (14) warrant further comment
because they bear specifically on the question of how to obtain benefit
estimates for ozone control in an applied setting. First, equation (14) is
relatively straightforward to implement empirically since utility terms
have been eliminated. Second, the expression for 3A/86 involves partial
derivatives of the S and H functions, therefore, the estimated structural
equations for S and H (given in (2) and (3)), rather than their
corresponding reduced forms i,n which the.sic variables are functions only of
the exogenous variables in the model, yields the quantities needed for
estimating the marginal willingness to pay. This distinction is important
since much previous empirical work on the air pollution-health question has
involved estimating single equation, "dose-response" models. These
equations are seldom derived from an explicit behavioral model and
therefore the issue of structural vs. reduced form estimation usually is
not considered. Nevertheless, the approach generally does leave the


-------
mistaken impression that benefit measures are appropriately calculated from
reduced form type equations. Third, and finally, the narginal willingness
to pay expression in equation (14) is similar to that derived by Gerking,
Stanley, and Weirick (27), In fact, the only difference between the two
marginal bid expressions is the inclusion of a minor symptomatic discomfort
component. Therefore, from an econometric standpoint, the methods that
will be used to astinate willingness to pay to avoid ozone exposure are
expected to be similar to those used in the earlier study.

4.2 Contingent Valuation Method ('€YK)

Another approach to providing direct and separate valuations of the
minor symptomatic discomforts of ozone exposure is provided by the
contingent valuation method (CVM). The application of the CVM will proceed
in three steps: (1) identifying members of the various sample groups
(i.e. these are the five sensitive and vulnerable groups and the normal
group discussed in section 5); (2) using medical science data, obtained
during the course of the study to estimate the symptomatic health
responses, by group, to varying doses of ozone concentrations; (3) asking
survey respondents to value reductions in classes of symptoms established
by the dose-response functions. This three-step procedure insures that
benefit estimates are tied to actual exposure. This feature is important
in any attempt to set standards based at least in part on health benefit
estimates and is superior to simply asking respondents to value reductions
in ozone concentrations direc tly, since the latter method forces people to
implicitly estimate their own dose-response relations.

Alternatively, one sight attempt to value only those symptoms which a
given individual actually experienced during a recent ozone "episode".
Again, however, this approach bypasses the use of medical science research.
These and other ways of applying CVM which bypass step (2), and hence do
not insure that benefit estimates correspond to actual exposure, are
rejected. Rather, the proposed research relies heavily on epidemiologists
and other medical science professionals to provide the crucial link between
the contingently-valued symptom classes and scientifically measured ozone
concentrations. While economists estimate the benefits of reduced
symptomatic discomforts, medical scientists determine the dose-response
functions which relate these symptoms to ambient ozone levels. Thus, the
dollar values are linked to actual ozone levels,

Loehrcan et al. (50) have done pioneering work in applying CVM to air
pollution-health issues. In that study, annual averages of pollutant
concentrations and meteorological conditions were combined with an
atmospheric dispersion model to determine ambient levels of pollution under
alternative plant-emission control strategies, These ambient levels then
became the inputs into a dose-response health relationship.

The dose index used was a function of SO , NO » CO, TSF, and 0 (taken

J	/ ~	^

to mean ozone) which allowed for synergistic effects and put each pollutant
on an equal basis in terras of health effects. Incidence rates for five
health effects (asthma, chronic bronchitis, lower respiratory illness in


-------
children, chest pains, and eye irritation) were modelled as functions of
the dose, age, and initial health.

Dollar values, however, were determined for symptoms of the above
health effects rather than the effects themselves, since man]? people raav
not be familiar with specific diseases. The symptoms identified in the
Loehman et al. study were shortness of breath, coughing/sneezing, and head
congestion. These .symptoms were further defined by severity (mild or
severe) and duration (1, 7, or 90 days). The contingent valuation was then
performed by asking the maximum amount the respondent would be willing to
pay to avoid a symptom of given severity and duration. To associate these
values with pollution reduction, the authors retrace their steps fro®
symptoms and health effects to pollutant concentrations via the
dose-response function, and finally to plant emissions via the dispersion
mod e] ,

The proposed research will differ from the Loehman et al. study in the
following respects. First, ozone will he the focus of the analysis
al though other pollutants, including other component:! of the- oxidant mis,

will be included in the dose-response relationship, Moreover, respondents
will be Hatched to the closest air quality monitoring station so that
ambient concentrations of ozone may be input directly into the health
relationship, thereby eliminating the need for any dispersion model.
Second, the sampling strategy (see section 5) will allow the use of "worst
conditions" and episodes as measures of ozone concentrations, rather than
the annual averages used in the Loehman et al. study. These episodes are
widely believed to account for the most serious health effects. Third, the
proposed research will obtain a separate estimate of benefits from
reductions in minor symptomatic discomforts. As indicated in section 2,
the discomforts to be examined include cough, chest pain, nausea, headache,
throat irri Cation, moodiness, distrnrtibility, lethargy, decrease in work
capacity, depression, dampening of motivation, irritability, suscept ibility
to infection, and sensitivity to bright light. Finally the analysis will
be carried out separately for the "sensitive and vulnerable" groups and the
"normal" group. That is, a separate dose-response function will be
formulated by medical scientists for each sample group, and individuals
will be valuing symptoms which afflict people in their group at varying
levels of ozone exposure. For example, if at any given level of exposures
asthmatics experience a diffeient class of symptoms than other groups, then
asthmatics will be asked to value that different class of symptoms, while
other groups will not.

As previously indicated, medical science data will be collected
throughout the sampling period. These data will be used to formulate the
required dose-response relationships, one for each sample group. Because
it will take some time to collect and analyze these data, the valuation
portion cannot proceed until toward the end of the survey period flail
1985). This is not a disadvantage, however, since fall is generally the
season of peak ozone concentrations in the Los Angeles area. Thus, the
respondents value information will be anchored in an event which will have
occurred within the past 72 hours.


-------
For each sample group, the dose-response relationships, formulated by
medical science professionals, will give the symptoms experienced by that
group at various levels of ozone concentrations. Figure 4.1, adapted from
Schulze et al. (63), illustrates this approach. For example, the medical
scientists indicate that at ozone concentrations of, say, ,1 to .12 pput, a
certain sample group experiences one set of symptoms, while at
concentrations of .20 to ,35 pptn, the group experiences a second set of
symptoms. Using a chart like Figure 4,1, these symptoms will be listed in
the box on the right-hand side that corresponds to the appropriate levels
of ozone. The various sets of symptoms may be labelled "Symptom Class 1",
"Symptom Class 2", etc., for purposes of identification. The key
difference with the Schulze fit al, study is that the symptoms listed will
he those identified by medical scientists as corresponding, by sample
group, to particular levels of ozone concentrations.

Following Schulze et al, , however, a chart like Figure 4,1 will be
used in making the valuations. The left-hand side of the chart will be a
graph of daily maximum ozone levels. One graph will be prepared for
Burbank, another for Glendora, Thus, the left side of the chart varies by
sample area (Burbank, Glendora), while the right side varies by sample
group (the five sensitive and vulnerable groups and the normal group).
Immediately after serious ozone episode occurs, the charts will be mailed
to the survey respondents. Each person will receive a chart which
indicates ozone levels in his sampling area and the corresponding symptoms
his group experiences at those levels. After allowing only enough tine for
these charts to reach respondents through the mail, the respondents will be
contacted and asked to value reductions in symptom classes. This is
another key difference with the Schulze et al. study: respondents will be
contacted as soon as possible after the ozone episode occurs. They will be
asked their maximum willingness to pay to move from the symptom class that
corresponds to their high ozone day to lower symptom classes.

The benefit estimates thus obtained have the following
characteristics; (1) they are obtained at a time when the ozone episodes
are fresh in the respondents' minds; (2) the symptoms valued are based on
sound epidemiological information, so that the benefit estimates are
clearly tied to actual exposure; and, (3) they can be used as checks on the
values obtained with the ABM.

4 ,3 Direct Cost Method

Although not a major focus of the proposed research, some effort will
be devoted to direct costing the symptoms of ozone exposure. Once the
dose-response functions are formulated by the epidemiologists, the costs of
relieving or alleviating these symptoms will be explored. The goal here is
to identify the direct costs that are involved when an individual attempts
to mitigate the effects of exposure to ozone.

Previous work in this area has been done by Portney and Mullahy (59).
As in that study, the costs of restricted activity days and work loss days
will be examined. These variables and their relation to the symptoms of


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ozone exposure are identified in the survey instrument (see Appendices A
and B). In addition, the survey asks whether any medical attention was
sought to alleviate symptoms, so that these medical costs can he
considered. Other possible direct costs include the costs of any drugs
purchased to relieve symptoms such as headache, congestion, and eye
irritation.


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Figure 4,1: Example Adapted from Schulze et al. (63)

39


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f F.CTIDN 5

DATA COLLECTION AND SAMPLING STRATEGIES

5,1 Source of Subjects

The population which will serve as a source of subjects for this
proposed work is the population studied by Betels, et ai. in the Chronic
Obstructive Respiratory Disease (CORD) study (3-15, 60, 68). The principal
and co-principal investigators for the proposed project haw both
participated in the CORD studies since their inception in 1972; Dean Detels
is a co-investigator in the proposed study,

The CORD study includes approximately 15,000 persons, who were aged 7
and above, at the time of the first mobile lung function laboratory
determinations in the early 1970s, These individuals were residents of a
specific census tract in one of four communities in the Los Angeles area
which were selected because of historical, exposure to different levels and
types of air pollution, because of their demographic s ir.ilar j ty to each
other (median income, proportion home owners, median age, percent white,
etc,,) and because of proximity to an air monitoring station of the South
Coast Air Quality Management District (SCAQMD). All residents of
households in the selected area, exclusive of children under 7 years of age
and Individuals physically unable to climb the 10 steps to the laboratory,
were invited to participate in the study. About eighty percent of the
invited residents actually participated in the study.

Measurements, including a battery of lung function tests and a
detailed questionnaire on symptoms» smoking, residence and occupational
histories and demographic information, were made in a mobile lung function
laboratory which was located in a location convenient to the population to
be studied. In general, the questionnaires used in the different
communities were similar, with necespary changes relevant to the particular

study (e.g. » "How long have you lived in 		?" was changed to

include the name of the particular area under study). Additionally,
questions and coding schemes were modified or added as CORD experience and
new findings in the literature indicated. For example, questions on the
fuel used for cooking were added in the second visits to the communities.

Approximately five years after the first set of measurements in each
community, a second round of measurements was performed. Measurements made
were the same, the questionnaire was modified to update information already
collected. A third visit was made to all communities except Glendora. In
this visit, limited measurements were made on study participants who were
available and willing to come to the mobile laboratory for the measurements


-------
during the few weeks of the study. The four communities and Information
about the CORD studies in each are given below.

Burbank (East San Fernando Valley); moderate oxidant pollution;
3,226 persons studied in 1 973, 2,733 of these in 1978,

1,084 in 1983.

Lancaster (Antelope Valley, edge of Mohave Desert, higher
altitude than, the rest,) selected for the study because of
"clean air", Lancaster experienced a rise in oxidant air
pollution that is only slightly lower than that of Burbank.,
4,584 persons studied in 1973, 2,544 of these in 1979,

1,103 in 1982.

Long Beach (coastal community south of Los Angeles, oil
drilling and refineries); particulate ar.d sulfur oxide
pollution; 3,797 persons studied in 1974, 1,8 28 of
these in 1980 and 1,024 in 1983,

Glendora (East San Gabriel Valley); high levels of oxidant
pollution with some sulfates; 3,858 persons studied
in 1977, 2,117 ot these in 1982.

5.2 Selection of Community

Among the four CORD communities, there are two candidates for
inclusion in the proposed study*. Burbank and Glendora. Glendora has much
the higher oxidant pollution levels, though this may be somewhat confounded
by the higher sulfate levels. The Glendora CORD population had its second
round of measurements acre recently, in 1982. In addition, two other
studies of sensitive individuals (persons with CORD and self-identified
pollution "responders") have been perforated in Glendora in the last two
years. Both of these studies involved payment of subjects.

Burbank has more moderate levels of ozone pollution with less
contamination with sulfates. The second round of measurements was earlier,
in 1978, though the later restudy of available participants was done in
1983, Because the Burbank studies were started 5 years earlier, the
population is five years older. No additional studies of sensitive
individuals have been done by us. Burbank is closer to UCLA both in actual
distance and telephone distance (cost for calls). This means that costs of
doing the study in Glendora would be substantially higher in terns of
personnel time, mileage and phone costs.

The panel of scientists, with investigative experience in health
effects of oxidant air pollution recommended thaf Glendora be selected,
primarily on the basis of the higher levels of air pollution. The panel
suggested that the Glendora pollution levels offered more "criteria days"
and more opportunity to observe more noticeable health effects.

41


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In the selection of the community, we are endeavoring to obtain
information about a problem that is national in scope, albeit a particular
problem in California, The levels of ozone pollution in Burbank are closer
to those found elsewhere in the country. The levels in Glendora are high
even for the South Coast Air Basin, Relative representativeness would be
sacrificed to more clearly observable differences.

The frequency of poor air quality in Glendora may also lead to
permanent accommodation on the part of residents, including indoor .Teas

for physical activity and recreation, thus minimising the changes in
behavior one might expect in response to high levels of ozone. Residents
of both communities should be studied, so that these questions could be
answered.

Therefore, with serious attention to the panel's recommendation, we
propose to use both the Glendora and the Burbank CORD population in this
study. One hundred individuals from each community will be recruited and
followed. By utilizing residents in both communities, the following
advantages are available:

1)	Burbank levels of air pollution are closer to those possible
in other areas of the I'. S, outside California, while Glendora
offers the opportunity to study both more frequent and higher
levels of ozone pollution.

2)	Burbank levels oJ air pollution, and the number of pollution

days, may have invoked less permanent accommodation; the
existence of such permanent accommodation can be identified
in Glendora.

) The population in Burbank is less politically sensitized to the
presence and problem of air pollution; the aversive behaviors

induced by the poli ticization in Glendora can be explored,

) Use of both communities wiiJ allow comparison of same day reports

of individuals at different levels of pollution, thereby avoiding
the compounding effect of tine of year which itself could affect
types of activities independent of pollution,

5.3 Sampiinjj

Using the Burbank and Glendora CORD populations, individuals will be
selected for recruitment into the study. Selection will be restricted to

those still living in the same census tract in the area, or, if they have
moved, in the same proximity to the air quality monitoring station.

Because of the confounding associated with smoking, only those
individuals who are non-smokers, or who are former smokers who have not
smoked for at least two years, will be eligible to participate. It would

be interesting to determine the combined, perhaps synergistic, effects of
ozone exposure and cigarette smoking and perhaps the effect of ozone level

42


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on cigarette smoking. However, the sample size proposed for this study is
nor sufficiently large for this objective, driven the number of important

variables associated with smoking such as number of years smoked, daily
amount of consumption, characteristics of cigarettes used, etc,,

Ages of persons eligible, for ret-ruitmenf will be 25-59 years.

Children will be excluded as primary respondents because of the problems of
interviewing then by phone. Age 25 has been selected as the lowest level
because lung development is completed by that age, and individuals at that
age are more likely to be settled than younger adults. Age 59 has been
selected as the upper limit so as to restrict the sample to those drawn
from the priae working population. The sample will be divided by age into
2 strata: less than 40 and 40-59,

Because of the economic nature of this study, one additional

eligibility criterion will be imposed. All subjects will be household
heads working at least 75 percent of the time. A wage rate can be
calculated for such workers from which a value of time can be computed.

That value of time is needed in order to Implement the ABM approach
discussed in section 4.1.

Sampling will also be stratified by measures of "sensitivity" or
"vulnerability". A sample of size 120 persons will be selected frora
"sensitives", or "vulnerables," and 30 "normal" individuals will be
randomly selected, "Sensitives" and "vulnerables" will be defined in two
ways:

1)	Individuals with respiratory disease .such as adult asthma, chronic
bronchitis or emphysema diagnosed and treated by a physician,

(This is determined In part by existing CORD data, supplemented by
base Line quest ionnaire . )

2)	Individuals who engage regularly in outdoor occupational or
recreational activity which results in high minute ventilation
(deep and fast breathing). (This will be determined by baseline

questionnaire.) Such individuals might be expected to be more
vulnerable to possible adverse effects of air pollution.

A r.t ,t c ist ica i power analysis designed to suppo-t the choices; of total

sample size as well as the sample sizes in each stratum is presented in
Appendix F. Strata within the sensitive and vulnerable group will include
60 persons with physician-diagnosed COW) from group (1) and (2) 80
"athletes" from group (2).

In summary, sampling will be restricted to white, non-smokers who live
within the original census tract or in the sar-e proximity to the air
qu.ility monitoring station, who are employed and who have small or no

transfer payment income. The 200 subjects will be stratified into 120
sensitives and 80 randomly selected "normal" individuals, stratified by age
(<40, 40-59 - appropriately 50% in each). Division between communities
will be approximately 50-50 for each sensitivity and age stratum.

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Those selected will, to some extent, be index cases for their
households, the sample will in fact be larger. It will be possible to
relate the household structure to the CORD population, hut it would be
extremely complex to utilize household characteristics in the sampling

scheme. Therefore, the characteristics of this extended sample cannot be
described in advance.

The method of sampling will utilize the most recent available CORD
data for each individual in the CCRD population. Smokers, persons outside
the age range ard persons who have moved away from the area will be
deleted. The population of each community will be divided into known
sensitives and the rest; each of these sub-populations will be subdivided
into age strata. The population in each of these twelve subdivisions
(sensitivity (2) x age (3) x community (2) will be randomized and printod
out. l-iec rui traen t wi LI start with the first individual on each list and
will continue until the stratum is filled.

5.4 Recruitment

After the sampling procedures are completed, study participants will
be recruited, in order from the sampling lists. Recruiting for a
particular group will be stopped when the desired number of the group have
agreed to participate.

The initial step in recruiting will consist of a letter from Dean
Detels as principal investigator of the CORD study, explaining the new
study, encouraging their participation and explaining that the individual
will be called in the next week regarding the new study.

The second step will be a phone call. During this call, the study
will be more fully explained» any questions will be answered, required
eligibility criteria will be ascertained (non-smoking, still live in the

area, working full time, not more than 10 percent of income based	on
transfer payments) and agreement to participate wi 1.1 be obtained.

Following the agreement, a household roster will be elicited, and an
in-person baseline interview will be scheduled.

Following recruitment, a letter will be sent acknowledging the
participant's agreement, and describing the study and the terras of payment;.

A copy of this letter, with a return envelope, will be included for the
subject to sign, record his or her social security number for payment, and
return. If the copy has not been returned by the time of the baseline
interview, the data collector will obtain the signature at that time.

Recruitment of subject:- will continue until the requird group size?

are completed. To reduce waiting time, recruitment can proceed
simultaneously on enough individuals to fill any specified group. However,
to avoid bias involved in recruiting the "easier" subjects, no one on a
rand on: i zed list, beyond the number needed for the group, may be recruited
until a refusal, ineligibility or transfer occurs among those within the
number needed. That is, if 60 persons are needed for a given group,

44


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recruitment may proceed simultaneously on the first 80 persons on the
randomized list. Person number 61 may not be recruited until It is known
that one of the first 60 is not a participant.

Individuals definitely declining to participate on the first phone
call will not be contacted further. Their Identity will be retained only
to preclude further contact in recruitment. Following recruitment, only a
deeply encoded identification number, demographic and other CORD variables,
and the fact of refusal will be maintained. This file will be used solely
to characterize non-respondents and refusals. No cross-identification to
the CORD files will be possible without the equation of the deep encoding,
to which access is limited to the investigators only.

Individuals uncertain about participation on the first phone call will
be .sent appropriate additional iratmrial and will receive a home visit if

appropriate. Should the uncertainty become refusal, they will be treated
as specified above. If they agree to participate, then they will be
treated as participants. Because of the time line in the study {see
section 6), no more than 4 calendar weeks can be allowed for decision
making. Individuals still undecided by that tine will be regarded as
non-respondents and dropped from further recruitment efforts,

5.5	Payment of Subjects

The number of contacts required with this panel of subjects
necessitates paying then if continued participate is to be assured. We

propose to pay each individual the sum of $51,00 for the full course of
contacts. The subject will be $5,00 for the baseline interview, $4,00' for
each of the anticipated 10 telephone follow-up interviews, with a bonus of
?10.00 for those completing the series without missing more than 3
contacts. Checks will be sent after the baseline data collection and
quarterly thereafter. The §10.00 bonus checks will be sent at the end of
the study, (In calculating the $51.00, we have assumed that, on the
average, each subject vil.l ni.ss one nf the potential 10 contacts.)

5.6	CORD Measures

A great deal of information was collected on each of the potential
study subjects during their two or three contacts with CORD and the mobile
lung function laboratory. A ropy of the questionnaire used in the second
Burbank visit is included in Appendix C. As explained above under
selection and sampling, certain of these measures and responses will be
used to determine study eligibility and subgrouping. These include age,
sex, smoking behavior, physician diagnosed asthma, chronic bronchitis, or
emphysema} reported symptoms and FEVj as a percent of predicted FE?1.

Other CORD measures will be used to determine the frequency and
distribution of responses among these individuals. This information will
be used to estimate possible frequency and distribution in the proposed
sttidv. Also, these variables can be used to characterize those not

45


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selected, refusalr, ;md non-respor.dents in comparison with those who do
participate»

CORD data available will be reviewed. Those variables which will not
be repeated in the proposed study, especially physical measurement
Including common lung function tests, will be incorporated in the baseline
file for the participants. Similarly, historic information on residence
and occupation and exposure intorration, such as fuels used in beating and
cooking, will be incorporated.

To the extent possible, transforms, scales and reclassified or reduced
variables will be used, where these will be equally well or better serve
the proposed study, thus protecting the pritiary cord data for further
analysis by COED investigators. Data collected in the proposed study which
is useful In the analysis or interpretation of CORD data will be shared
with CORD investigators.

5. 7 Baseline

After recruitment, baseline data will be collected from participants
by home visit. Iteas of data to be collected include information about the
subject, the composition of the household, characteristics cf other
household members and characteristics of home environment that may affect
respiratory function or exposure to ambient air.

Information about the subject includes confirmation of data of birth,
length of stay in the East San Fernando Valley area, educational status,
and occupational history. The NHLBI symptom and respiratory disease
questions will be repeated. Detailed Income and occupational information
(current) will be collected, including location, method of commuting,
indcor or outdoor work, air conditioning, filterlrg, materials handled at
work and level of physical activity. Leisure activities will also be
covered in the same kind of detail In attempt to measure the extent of
averting behavior in response to ozone levels. A list of symptoms,
including those which may result from ozone exposure and some which may not
will be checked, as will a medical history of diseases and medications that
may imply a special sensitivity. Information regarding recent contacts
with the health care system and health insurance also will be gathered.

Composition of the household will include a roster of household
nembers including age, sex, relationship to the subject, occupation, level
of leisure time activities and history of respiratory disease, {If a
household member was included in the CORD study, CORD records will be
checked for special susceptibility indicators (asthrca, bronchitis,
emphysema, low FEV^,) and background data.

Characteristics of the home environment will include presence and use
of air conditioning, filtering, presence of ozone producing devices
(ionizers), fuel used for cooking, heating, and cooling character and
extent of" insulation, extent of traffic- within one block of the house,

household ownership and use of air conditioned cars.

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Draft baseline data collection Instruments are included in Appendix A.
These instruments have been developed based on our experience hi previous

studies, literature review, and the health and ozone telephone conference
mentioned previously, The drafts are presently under review by the expert
panel and by questionnaire experts. Final Instruments will be based on the
results of these reviews and a pretest in tin* field.

The tire line for the proposed study allows for recruitment and
baseline data collection in January, perhaps extending into February 1985.
These months typically have the lowest air pollution levels of the year.
Thus, the responses to the baseline data collection should reflect
activities, health, and facilities independent of air quality problems,

5.8 follow-up

Each subject will be phoned once within each calendar month. The
calls will be approximately one month apart. A calling schedule will be
computer designed for each day, to maximize days with ozone exposure and to
ba 1 "itcweekday and weeker-d reports.

Data will be collected about the day of the call and the previous two
days. We anticipate that if the day before the previous day was a weekend
day. It will be better recalled by the subject than If it were another
weekday. This is because of the change of activity associated with weekend
days, which may be very different from one another. However, data will
always be collected for the three day period; the day-of-the-week effect
will be accounted for in the analysis.

Information will be collected or. the subject's symptomr,, work place,
domestic, community and leisure-time activities, changes in activities
occasioned by the weather or air quality, indoor/outdoor time, illness,
disability, work loss and medication used or medical visits. A short
version will be asked about each household member. At the end of each
intetview, the subject wi.l 1 bo asked for h is/her opinion of the air quality
for each of the two or three days. Also, as stated in section 4.2, at the
end of the series of follow-up telephone interviews, the CVM questions will
be included that elicit willingness to pay for reduced ozone levels.

Data will be collected by study staff specifically trained to use the
instrument. Time of day of collection will range from late afternoon into
the evening and will be specifically negotiated with each individual. At
each contact the data collector will ask if the time is convenient. If it
is not, the data collector will arrange to call back, at another agreed
upon time. Weekend calls will be made on Saturdays during the day, for the
most part. A general idea of a convenient tine for Saturday calls will be
obtained at baseline; at each contact the data collector will first
ascertain if the time is convenient. If it is not the data collector will
call back.

A draft data collection instrument for telephone follow-up is included

in Appendix C. This draft also is being circulated to the ozone and health

47


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conferees and to experts in telephone data collection. The final version
will be mod i fled in accordance with their recommendations and will be

subject to pretest, in the same manner as the baseline instrument,

In order to complete the study with as little j rconvenience to the
subjects as possible, thereby reducing the drop-out rate, we plan to have
the follow-up contact take approximately 20 minutes for data collection,
if the subject has a great deaJ to report, it may, of course, take longer
to complete. Our experience has been that a data collection contact that
is extended by the subject'a information is not regarded as long by that
subject.

Because of the time limitation, standard update Items, independent of
the air quality, may be asked only every other month. If a change has
occurred, the- time ot that change will be ascertained.

5.9 Hot-line

A telephone line will be established for use by study subjects to call
in concerning symptoms, activities, perception of air quality or other
factors in themselves or members of their households. These calls will be
independent of and in addition to tlu- regular telephone follow-up.

Subjects will be encouraged to call after 4 PM, and will record their
messages on a telephone answering machine. A card will be given to the
subjects. The card will include the special number and the procedure for
its use. The tape will be transcribed each day, and i.esponses will be
coded and related to air quality or. the day ot the call.

We are indebted to Professor Carroll Cross who suggested this creative
mrrhod for additional data collection during our health and ozone
conference.

While data collected in this way are not consistent across
indlviduaJ s, they wi11 provide information at extra points in time for some
individuals.

5.10 Air Pollution Measures

The air pollution measures to be used wi II be those made at the site
nearest to the census tract in Burbnnk and in Glendora. Th 1 r. station is
not more than one mile from any point in the census tract. Data from
surrounding stations, both Southern California Air Quality Management
District (SCAQMD) and California Air Resources Board (ARB) will be used as
appropriate to characterize the ambient air quality in the census tract.

The ozone arid health conference members commented on the possibly poor
relationship between personal pollutant exposure and the ambient air
quality. It would indeed be interesting to take selected individuals,
ba^ed on their baseline and follow-up data, and perform indoor/outdoor

48


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and personal monitoring. This could ronke an important add-on to the

proposed study.

However, the questions of greatest concern are those relating to
ambient air quality which is measured at specific air quality monitoring
stations and is regulated according to those measurements. Therefore, in
the proposed study, modification of exposure to ambient air will not be
dirtucly measured hut will be estimated based on home env Lronment
characteristics, time outdoors and time away from the area,

Ozone and other pollutant data will be obtained on a daily basis, by
phor.r, from the SCAQMD. The measure used will be the maximum hourly
average for pollutants measured on a continuous basis, and the raost recent
mensurement for those measured over a time period. This initial
information will allow planning for calls in the telephone follow-up for
the evening and the next day as well as providing an initial air quality
input into the data file.

Air quality data will also be obtained fron the SCAQMD on a monthly
basis. These output sheets, one per pollutant, are prepared once each
month and have, where appropriate, hourly and surmarv pollution data for
each air monitoring station for each day of the month. These data will he
key entered for use in preliminary analyses.

Data tapes of air monitoring station measurements will be obtained as
the become available on a quarterly basis. These tapes include additional
information, are "cleaned" data and are, of course, computer readable.

Data from these tapes will be identical with published air quality data.
Cleaning and appropriate adjustment may result in some deviation from the
dally &nd month 1 v f inures described, above.

These data tapes will be used as the source of air pollution
information in the major analysis.

While the primary focus of the proposed study is ozone as a pollutant,
the Tree living population in any area is exposed to other pollutants at

the same time. There nay be a combination of effects from these
pollutants. It is, therefore, necessary to include other pollutants in the
analysis. All measured pollutants will be examined for inclusions, which
will be based on the inter-correlation of the pollutants in time and the
potential confounding resulting front similar health effects associated wJ til
different pollutants.

Air pollution and its effects may be modified by changing climatolngic
conditions. Therefore, raeasureircnts of temperature, humidity, wind speed
and directionj and barotaetric pressure will be added to the data set.

These measures will be obtained from the National Weather Service. The
site of the measurements will be the Burbank Airport, located within 2
miles of the census tract of the residence of the study subjects.

49


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5.U Data Collection Instruments

Data collection Instruments will be used for recruitment, eligibility
check, baseline information, and follow-up data collection for participants
in the study. (It is anticipated that air pollution and meteorologic data
will be obtained in computer readable form. if not, then d/ita collection
instruments will be designed for those purposes.)

Data collection instruments will be self coding to the extent
possible. As the instruments will be completed by trained data collection
staff, the usual trade offs between self coding and understanding by the
untrained completer are not pertinent.

For those part a of the data collection instruments not self coding,
such ,u; attitude toward air pollution, report? of effects and the whole of

of the "hot line" reporting system, initial codes will be established.

These will be as complete as possible and hard copy registers in which
actual responses are recorded wi.11 be maintained. As the study progresses,
codes will be developed based on the frequency and content of the initial
codes and the content and structure of the material in the registers,
Tnstmnents to be used in the study are listed he low;

1.	Recruitment

2.	Eligibility check

3.	Baseline interview schedule

4.	Telephone follow-up interview schedule

5.	"Hot Line" call-in recording form

<"->. CORD background data (questionnaire ;>nd lung function)

7.	Air quality data

8.	Meteorology data

Draft forms of instruments 3 and 4 are included in Appendices B and C.
Instruments 1-4 are based on interaction with the participant. Instrument
5 will be used to extract data from relatively free form responses on
voluntary call ins,. Instruments 6, 7 and are planned to be computer

compilations of information necessary to the study from already available
computer readable data sets. Some review of CORD files may be necessary,
particularly for CORD updates through mailed questionnaires. Initial
reports of air ounlity and meteorology, to assure timeliners, rcay be
abstracted fton non-computer readable material and key entered as part of
the study.

Data Management

After the data are collected, instruments will be visually checked for
completeness to identify any problems in a timely manner. Any necessary
coding and registering of responses will be completed at that time. All
forms viJ.l be key entered by a professional key entry service and will he
100 percent verified. Subsequent to key entry, records will be entered
into the mainframe computer where initial computer editing will be
accomplished including range and consistency checks.

^0


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Errors discovered through any of these procedures will be referred
back to the data collector, checked against the original instruments or
checked with the respondent as appropriate. Unresolved, unacceptable
vn 1 ues will be declared missing through error.

Newly collected data will be added to already collected data on the
same subjects through computer linkage programs. Thus, the initial data
file will Include CORD and recruitment data; baseline date will be
concatenated with i t > as will monthly follow-up dati, etc. Following
linkage, consistency checks across tine will be performed.

Subfiles of the main data tapes, including scales, transformation»
specifically limited numbers of data iteos or subsets of subjects, will be
created for analysis as needed.

A special subfile will be created and maintained for study management.
Subject contact will be managed by computer. Lists of subjects to be
contacted in a given time period, subjects overdue for contact, subjects
requiring contact on some particular type of days, etc. will be printed out.
This file will be separated from the main rile and will include name,
address, phone number and other identifiers. These confidential data will
be protected by a deeply encoded identification number, thus preventing
linkage of Identifiers to personal data by unauthorized persons.

5.12 Analysis

Analysis will be an ongoing process throughout the study, starting
with the characterization of the population to be recruited, continuing
with the characteri sa tion, according to CORD variables, of the eligible

residents, and the non-respondents and refusals.

Baseline data in combination with CORD data will be analyzed following
the completion of intake of subjects. Frequency distributions will be done
and differences anumc* the sub^ruups will be explored.

Follow-up data will be analyzed as it is added to the data set.
Differences in changes among the subgroups and, within the subgroups,
between times of high and low oxidant exposure will be evaluated. The use
of regression and discriminant analysis in assessing symptoms, activities
and behavioral modifications associated with pollution levels will be
evaluated on an ongoing basis.

Other types of analysis will be explored through the data collection
period and will be utilized, as appropriate, in the major analyses. These
data arc extremely complex, involving chemical measurements, reporting of

symptoms, background lung function measures, perceived changes in activity
and other variables, all or most of these over time. We have had
experience with a number of studies of this kind and have worked out some
itiforrral exploratory techniques which we will utilise in this study.

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Major analyses will be done in the summer of 1985 on data collected
through 'tine 1985 and again in December of 1985 on data frora the whole
study. Analyses to be used will depend in part, cm the exploratory
analyses done concurrently with data collection. Multivariate techniques
will be employed as nppropuintii.

The analyses described here are primarily epidemiologic in nature and
will be used to relate health, activity, background, and personal data with
air quality. There will, of course, also be economic analyses, result.inj»

in an assessment of the willingness-to-pay for reduced ozone exposure. The
approaches to be used (ABM, CVM, and DCM) are described in section 4 and
that discussion is not repeated here. However, the direct link between the
ongoing epidemiologic analysis, which will produce preliminary ozone
dose-response functions during the study, and the estimation of the symptom
functions needed in all three economic approaches should be noted.

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SECTION 6

TIKE LIKE OF PERFORMANCE AND DELIVERANCE

The period of the proposed study Is February 1, 1985 - March 31, 1986,

During the first six weeks; (February 1, J 985 - March 15, 1985) the
questionnaires will be finalized and printed, potential subjects will be
selected, data on those subjects will be transferred to a temporary file
pending recruitment and agreenent to participate and recruitment will be
conducted.

In April 1985, recruitment will be completed* and baseline
questionnaires administered. Regular follow-up contact for ozone
experience and update of information will be initiated in May 1985 and will
continue until Thanksgiving (November 28, 1985) or until the first November
rain (signalling the end of the pollution season), whichever comes first.

During the period July 1, 1985 - August 31, 1985 while data collection
is ongoing, the data collected through June 30, 1985 will be processed and
analyzed for a preliminary major report to USKPA, This report which will
relate to Spring episodes of ozone exposure and their effects on the
population, should be of particular Intertr.t since Spring ozone levels in
the- Los Angeles area are more similar to national conditions in that they
are lower rhjn their fall counterparts. A second pr»».iiminarv major, to be
completed in December, 1985, will focus on the fall episodes of ozone
exposure and their effects on the population. During the final quarter
(January 1, 1986 - March 31, 1986), the final report will be prepared
concerning the entire study time period, kupp1 eventing the October report
(see above) in concentrating on the summer and fall ozone episodes.


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PROJECT TIKE LIKE

Finalization of

data collection
instruments

Printing

Sampling

Recruitment

Baseline

Follcwup

Data Management:

Plans

Perf orrr.ance
Analysis

Final Version

Reports:

Quarterly	A A A A A A

Spring 03	A A

Fa!! 03	^

A	A

2-1-85 3-15-85 4-1-85 f 7-1-85 10-1-85 1-1-86 3-31-86

5-1-85

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BtRLT OGRAPHY

1.	Adams, W. , C. M. Savin and A, F. Christo. 1981. "Detection of Ozone

Toxicity During Continuous Exercise via the Effective Dose
Concept, J, Appl Physiol; Resp Environ Fxercise Physiol
51: 415,

2.	Adatrs, W, C. and E. S. Schelegle, 1983. "Ozone and High Ventilation

Effects on Pulmonary Function and Endurance Performance." J.

Appl Physiol: Resp Environ Exercise Physiol 55; 805.

3.	Avol, E. L», W. 8. Linn, 7. C, Venet and J. D, Hackney, 1983. A

Comparison of Ambient Oxidant Effects to Ozone Dose-Response
Relationships. Report to Research and Devclopraent, Southern
Calif Edison (83-RD-29) (March).

4.	Bates, D. V., G. M. Bell and C, D. flurnhair., et al. 1972, "Short Terra

Effects of Ozone on the Lung." J. Appl. Physiol 32: 176.

5.	Bell, K. A,, W. W. Linn, M. Hazueha, J. D, Hackney and D. V. Bates,

"Respiratory Kf i erty of Exposure to Ozone Plus Sulfur

Dioxide In Southern Californians snd Eastern Canadians." Am Ind
Hyg Assoc Journal 38: 696-706.

8.	Bil?, R, F. 1970. "Ultrastructural Alterations of Alveolar Tissue of

Mice: ITT Ozone," Arch Environ Health 20: 468-480.

7. Brookshlre, D»» R. d'Arge, W. D. Schulze and K, A. Thayer, 1979.

"Experiments in Valuing Non-Market Goods: A Case Study of
Alternate Benefit Measures of Air Pollution Control in the South
Coast Air Basin of California," Methods Development for Assessing
Tradeoffs in Environmental Management, 2, EPA-6Q0 i6-79-00lb
(February),

8.. Brookshire, D», M. A. Thayer, W. B, Schulze and R. C. d'Arge. 1982,
"Valuing Public Goods; A Comparison of Survey and Hedonic
Approaches," American Economic Review 72(1) (March); 165-177.

9.	Caatleman, W. I.., D. L. Dungworth and W. S. Tyler, 1973. "Histo

Chemically Detected Enzymatic Alterations in Rat Lung Exposed to
Ozone." Exp Mol Pathol 19: 402-421.

1U 		. 197/. "Lesions in Respiratory Bronchioles

and Conducting Airways of Monkeys Exposed to Ambient Levels of
Ozone." Exp Mol Pathol 26; 387-400.

Cohen, J. 1977. Statistical Power Analysis for the Fel'.avioral Sciences,
Revised edition (New York; Academic Press).


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II Cropper, M. I.. 1981, "Measuring the Benefits from Seduced
Morbidity," Amcr Econ Review 71: 235-240,

12.	DaLucia, A. J. and W. C. Adams. 1377, "Effects of 0 Inhalation

Diving "Exercise pp. Pulmonary Function arc! Blood Biochemistry."
Apply Physiol 43: 75-81.

13,	Betels, K,» S, N, P.okaw, A, H. Coulson, D, P. Tashkin, J. W, Sayre

and F, J, Massey, Jr. 1979. "The UCLA Population Studies of
Chronic Obstructive Respiratory Disease I Methodology." Am J
109: 33-58.

14.	Detels, R., J, W. Sayre and A, H. Coulson, et al. 1981. "The UCLA

Population Studies of Chronic Obstructing Respiratory Disease IV.
Respiratory Effects of Long Term Exposure to Photochemical
Oxidants ..." Am Rev. ResrIr Pis 124: 673-80.

15.	Detels, R., D. P. Tashk in. J. U. Sayre, S. N. Rokav and A. H. Coulson,

et al. "The UCLA Studies of Chronic Obstructive Respiratory
Disease X. A Cohort Study of Changes in Respiratory Function
Associated with Chronic Exposure to Photochemical Oxidants ..."
unpublished manuscript.

16.	Dungworth, D. L., W. L. Castleman and C. K. Chow, et al. 1975.

"F.f f ecr of Ambient Levels of Ozone on Monkeys/1 Fed Proc
34: 1670-1674.

17.	Evans, M. A., L. V. Johnson and R. V. Stephens, et al. 1976, "Cell

Renewal in the Lungs of Young Rates Exposed to Low Levels of
Ozone." Exp Hoi Pathol 24: 70-83.

18.	Farrel1, 3. P., H, D. Ken and T. V, Kulle, et al. 1979.

"Adaptation in Human Subjects to the Effects of Inhaled Ozone
..." Amer Rev Respir Disease 119: 725.

19.	Fletcher, C., R. Reto, C. Tucker and F. E. Speiger. 1976. The

Natural History of Chronic Bronchitis «ind Emphysema (Oxford
University Press).

20.	Folinabee, L. J., F. Silverman and R. J. Shephard, 1975. "Exercise

Responses Following Ozone Exposure," J Appl Physiol
38: 996-1001.

21.			* 1977. "Decrease of Maximum Work

Performance Following Ozone Exposure." J. Appl Physiol
42: 531-536.

22.	Folinsbee, L. J., B. L. Drinkwatcr, J. F. Bedi and S. M, Horvath.

1978. "The Influence of Exercise on the Pulmonary Function
Changes Due to Exposure to Low Concentrations of Ozone."
Environmental Stress, L. J. Folinsbee, ct al. (eds) (New York:
Academic Press).

56


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23.	Fnlinsbee, I.. J, and S, M, Horvath, et v1. 1377, "Influence of

Exercise arid Heat Stress on Pulmonary Function During Ozone
Exposure", J Appl Physio] 43; 409-413.

24,	Folinsbee, L, J,, J. F. Bed! and S. M. Horv;.ith. 1980, "Respiratory

Responses in Humans Repeatedly Exposed to Low Concentrations of
Ozopr," Am Rev Respir Pis 121: 431-439,

25,	Freeman, A. M, 1979. The Benefits of Environmental Improvement;

Theory and Practice (Baltimore: John Hopkins University Press),

26.	Freeman, A, and L. I. Jukes, et fJ. "Pathology of Pulmonary Disease

from Exposure to Interdependent Cases," Arch Environ Health
2.9; 203-210,

27.	Gerking, S«» I.. Stanley and W. Weirick. 1983, "An Economic Analysis

of Air Pollution and Health: The Case of St. Louis." USEPA,
Washington, D, C,

28.	Golden, J, A., J. A. Nade and H. A, Bousnev. 1978, "Bronchial

Hyperactivity in Healthy Subjects After Exposure to Ozone," Am
Rev Resp ir Pis 118.

29,	Goldsmith, J. K„ and J, A, Nadel. 1969. "Experimental Exposures of

Human Subjects to Ozone," J Air Poll Control Assoc, 19: 329-330,

30.	Grossman, M. 1972. "On the Concept of Health Capital and the Demand

for Health,11 J Poll t Econ 80: 223-255,

31,	Hackney, J. D. and W. S. Linn, et al. 1975, "Experimental Studies on

Human Health Effects of Air Pollutants II Four Hour Exposure to
Ozone . . ." Arch Environ Health 39: 379-384.

32.	Hackney, J. D, and W» S. Linn, et al. 1973, "Experimental Studies on

Human Health Effects of Air Pollutants III Two Hour Exposure to
Ozone ..." Arch Environ Health 30: 385-390,

33,	Hackney, J. D. and K, 5. I.inn, et al. 1976, "Studies In Adaptation

to Ambient Oxidant Air Pollution ..." Environ Health Perspec
18; 141-146.

34.	Hackney, J. D, and W. S, Linn, et al, 1977. "Effects of Ozone

Exposures in Southern Californians and Eastern Canadians,

Evidence for Adaptation," Arch Environ Health 32: 110-116,

35,	Hackney, J. D.and W. S. Linn, et al, 1977, "Adaptation to Short-Term

Respiratory Effects of Ozone in Men Exposed Repeatedly," J Appl
Physiol 43: 82-85,

36,	Hallett, W. Y, 1965. "Effects of Ozone and Cigarette Smoke on Lung

Function," Arch Environ Health 10: 295-102.

57


-------
37.	Hammer, D. I,, V. Hassellod and E. Portnoy, et al, 1974. "Los

Angeles Student Nurse Study, Daily Symptom Reporting and
Photochemical Oxidants," Arch Environ Health 28.

38.	Harrington, W. and I5, K. Portney, 19S2, "Valuing the Benefits of

Improved Human Health," mimeo (Resources for the Future,
Washington, D. C.).

39.	Hazucha, M. and F. Silverman, et al. 1983. "Pulmonary Function in

Man After Short Term Exposure to Ozone," Arch Environ Health 27,

40.	Holt, P. G. and A. Nulsen. 1975, "Ozone Hazard in UV Isolation

Units," J Occup Med 17: 186-188.

41.	Holub, R., M» S. Morgan and K, Frank, 1978, "Ozone-induced Changes

in Arterial 0„ Saturation	Am Rev Respir Pis [Suppl] 117(4),

abstract.

42.	Holtzman, M. J. and J, H. Cunningham, et al. 1979. "Effect of Ozone

on Bronchial Reactivity in Atopic and Nonatopic Subjects," Ant Rev
Resplr Dis 120,

43.	liorvath, S, M., J. A, Gliner and J. A. Matsen-Turscale. 1379.

"Pulmonary Function and Maximum Exercise Responses Following
Acute O?one Exposure," Aviat Space Environ Med 50.

44.	Horvath, S. M., J. A, Gliner and L. J. Folinsbee. 1981. "Adaptation

to Ozone Duration of Effect," Am Rev Respir Dis 123,

45.	Kagawa, J. and T. Toyama. 1975. "Photochemical Air Pollution," Arch

Environ Health 30: 117-122.

46.			_« 1975, "Effects of Ozone and Brief Exercise

on Specific Airway Conductance in Man," Arch Environ Health 30:
36-37.

47.	Kerr, H. D. » T. J. Kulle, et al. 1"J75. "Effect of Ozone on Pulmonary

Function," Am Rev Respir Dis 111: 763-773.

48.	Linn, W., S.» M, P. Jones, et al. 1979. "Effect of Low-Level

Exposure to Ozone on Arterial Oxygenation in Humans," Air. Rev
Respii Dis 119.

49.	Linn, W. 5., I). A. Medway, et al. 1982. "Persistence of Adaptation

to Ozone," An- Rev Respir Dis 125.

50.	Loehnan, E. T., S. Berg, et al. 1979. "Distributional Analysis of

Regional Benefits and Cost of Air Quality Control," J Environ
Econ Mgt 67: 222-243.

58


-------
51,	Luehman, K. T., D. Boldt and K. Chaikin. 1984, "Measuring the

Benefits of Air Quality Improvement in the San Francisco Bay
Area," U.S. Environmental Protection Agency, Contract
#R8050590I0» SRIEPD-8962 (May).

52,	McDonnell, ¥. F., D, H. Horstmar., et al. 1983, "Pulmonary Effects of

Ozone Exposure During Exercise," J Appl Physiol; Kesp Environ
Exercise Physiol 54.

53,	Mellick, P. V., D. T.. Dungvorth, et al, 1979. "Short Term

Morpho.1 csgic Effects of High Ambient Levels of Ozone on Lungs of
Rhesus Monkeys," Lab Invest 36: 82-50.

54,	Motional Academy of Sciences, Division of Medical Sciences, Assembly

of Life Sciences, Rational Research Council. 1977. Ozone and
Other Photochemical Oxidants.

55,	von Kiedtnp., G.» H. M. Wagner, et al. 1979, "Control led Studies of

Human Exposure to K0o, 0, and SO,,," Int Arch Gccup Environ Health
43; 195-210.	"

56,	Orehck, J., J. P. Massarl, et al. 1976, "Effect of Short-Term

Low-Level Exposure on Asthmatic Patients," .? Clin Invest 57.

57,	P' an A. Y. S., J. Beland and Z. Jegier. 1972, "Ozone-induced Arterial

Lesions," Arch Environ Health 24; 229-232.

58,	Parent, R. A. 1977. "The Toxicology of Ozone," presented at

Conference on Air Quality, Meteorology, and Atmospheric Ozone,
University of Colorado, Boulder.

59,	Portr.ey, P. and J. Mullah v. Ambient Ozone and Human Health: An

Epidemiological Analysts (Washington, D. C., Resources for the
Future),

60,	Rokav, S. N., R. Detels, A. H. Coulson, et al. 1980. "The UCLA

Population Studies of Chronic Obstructive Respiratory Disease 3:
Comparison of Pulmonary Function in Three Comunities Exposed to
Photochemical Oxidants," Chest 78: 252-262,

61,	Rosenzweig, M. and T. P. Schultz. 1983. "Estimating a Household

Production Function: Heterogeneity, The Demand for Health Input?

and Their Effect on Birthweight," J Polit Econ. 723-746.

62,	Savin, W. M. and 5*!. C, Adams. 1979. "Effects of Ozone Inhalation on

Work Performance," J Appl Phvsiol: Kesp Environ Exercise Phvsiol
46.

63,	Schulze, W. , R, Cunmiing.s, 0. Brookshire, et al. 1983, "Experimental

Approaches for Valuing Environmental Commodities," U.S.
Environmental Protection Agency, Washington, D. C.

59


-------
64, Silverman* F., L, J. FoJinsbee, et al. 157b. "Pulmonary Function
Changes in Ozone Interaction»" J Appl Physiol M; 859-864,

65.	Stephens, R. J., M. J, Evans, et ai» 1974. "Comprehensive

Ultr?structural Study of Pulmonary Injury and Repair in the Rat
Resulting Fron Exposure to Less Than One PPF Ozone," Chest 65,

66.	Stephens, R. J„» M. F. Sloan, et ill. 1974. "Fnrly Response of Lung

to Low Levels of Ozone," Am J Pathol 74: 31-44,

67.			_		, 1974. "Alveolar Tvpe 1 Cell Responses to

Exposure to 0.5 ppm 0," Exp hoi Pathol 20: 11-?3.

88, Taslik i n, D. P., R. Detels and A. H. Coulson. 1979. "The UCLA

Population Studies of Chronic Obstructive Respiratory Disease.
Deternltiation of Reliability and Estimation of Sensitivity,"
Environ Res 20: 403-424.

69,	Wayne, W. S.» P. P. Wehrle, R. E. Carrol. 1967. "Oxidant Air

Pollution and Athletic Performance," JAMA 199.

70,	Wert hatter, S. , L, H, Scf'wari and L. Soskind. 1970. "Srorchial

Epithelial Alterations Induced Bv Ozone," Pathol Microbiol 35:
224-230.

71,	Young, W. A., 0. B, Shaw and D. V. Bates, 1964. "Effects of Low

Concentration of Ozone on Pulmonary Function in Man,"

Phvsiol, 19.

60


-------
APPFKDIX A

BACKGROUND QUEST!OKFA1RE


-------
K.l.D.#:

CONFIDENTIAL

RESPONDENTS NA!»E:

RESPONDENTS PHONE 9:

RESPONDENTS ADDRFSS:

/

Area
Code

INTERVIEWER:

/

CITY
I, D. #:

ZIP CODE


-------
R.I.D.#

NAME
A, Relationship:

NAME
A. Relationship:

B. Sex;

Male...
Female,

!B. Sex;
, 1 '	Male,,,

.2 i	Female,

NAME
A. Relationship:

B. Sex:

. , 1
. .2

Male.,,
Female,

Good morning, afternoon, evening, I'm (...) from the	.

We're conducting a survey for the 	. You may recall that your

household received a (letter/phone call) about this very important study.
Please be assured that all the informat ion is confirfential and your name
will net be identified with the study.

1. First, I'd like to make a list of all the person? who are permanent
members of your household starting with yourself. Just give me the
first names. RECORD FIRST NAMES ON CHART ABOVE.

A.	Who Is the head of the household? INDICATE "HEAD" IK CHART ABOVE
IN A.

Bow is (...) related to the head of the household? INSERT NAME
OF PERSON FOP. (...) - INDICATE RELATIONSHIP, (SPOUSE, CHILD,
PARENT, PARENT IN LAW, ETC.)

INDICATE RESPONDENT - "R" OPPOSITE NAME.

B.	CODE SEX III CHART ABOVE. ASK ONLY IF UNSURE.

C.	Is there anyone else who usually 1 ivas here, like a roomer or
boarder? ADD TO ROSTER (CHART ABOVE) - ASK A & B.

D.	Have 1 missed anyone who is away temporarily? Any babies?

ADD TO ROSTER - (CHART ABOVE) - ASK A & 5. USE ADDITIONAL
POSTERS If NECESSARY.


-------
First, T would like to ask you some questions about your health
1. In pcr>eral, would you say that your health is:

Excellent,

¦ 9 * • • • • •••*•» 4

Coo d «¦••¦••••••»»¦*.

Fair, or » . ,	«	, , . 3

Poor? . . . , ,	4

Have you ever been told by a doctor that you had asthma?

YES ... ASK A 1
NO ... SKIP TO Q3	2

t\ How old were vott when you were first told that you had asthma?

RECORD AGE: _____

i. Have you taken medication for it during the past year?

YES . . . .	1

yrt	o

C When was vour last asthma attack?

/

MONTH YEAR

IF LAST ATTACK WITH THE FAST 2 YEAES	ASK D

IF LAST ATTACK 3 YEARS OR HORF ......... SKIP TO Q3

Do you know what brings on your attacks? PROBE

3, Have you ever been told by a doctor that you had chronic bronchitis?

YES , . . ASK A	1

NO . . . SKIP TO Q4 .	2

\ How old were you when you were first told you had chronic
bronchitis?

RECORD AGE:

64


-------
B, Have you taken medication or done anything special for the
bronchitis during the past year?

YES	1

NO	2

C, When was the last time you vere sick with bronchitis?

RECORD:	/ 	/_	

YEARS MONTHS WEEKS

Have yen ever been told by a doctor that you had emphysema?

YES , . » ASK A ........ 1

NO . . . SKIP TO Q5 ..... 2

A, How old were you when yen vere first told you had emphysema?

RECORD AGE; _____

11 Have you taken any medicine or had	treatment for the emphysema
during the past year?

YES	1

NO	. .		2

C. When was the last time it really bothered you?

RECORD;	/	/	

YEARS MONTHS WEEKS

Have you ever been told by 5 doctor that you had any other respiratory
or lung disease?

YES . . . ASK A ........ 1

NO . . . SKIP TO Q6 . .... 2

A, What were you told? PROBE

B. How old were you when you were first told that you had other
respirator}' or lung diseases?

RECORD YEAR:
l Do you take medication for it?

YES	1

NO	2

65


-------
6, Have you ever been told by a doctor that you had hav fever?

YES . . » ASK A ........ 1

NO . . . SKIP TO Q? ,	2

A,	How old were you when you were first told you had hav fever?

RECORD ACE: _____

B,	Do you t?ke any medication for your hay fever?

YLS	1

NO	2

7.	In the past year, since (...), 1984, how rany times have you visited a
doctor or a health care facility as a patient? Please include visits
to eye doctors, chiropractors and psychiatrists. Do not include
visits to the dentist,

RECORD # OF TIMES: 	

8.	When you do go for health care, how long do you usually have to wait
to see your doctor? CODE ONE

30	MINUTES OR LESS ...... 1

31	MINUTES TO 1 FOUR ..... 2

1 - 2 HOURS .......... 3

MOEE THAN 2 HOURS ....... 4

9.	About how much does your doctor or health care provider usually charge
for an office visit?

RECORD $:

10.	On the average, how lonjtr does it take you t:o	to voi:r doctor or

clinic?

LESS THAN J 5 MINUTES ..... 1

16-30 MINUTES ........ 2

31 - 60 HINUTES ........ 3

MORE THAN 1 HOUR ........ 4

11.	How many times during the past year have you phoned your doctor for
medical advice or assistance?

RECORD # OF TIMES:

66


-------
Now I'd like to ask you some questions about health care insurance and
health maintenance organizations,

12.	Do you have any type of health insurance policies or belong to a
health maintenance organization (HMO, like Kaiser) that cover
outpatient expenses?

YES ... ASK A	1

SO , . SKI? TO Q14 . , » . , 2

A. How nany do you have or belong to?

RECORD TOTAL •>*: _____

13,	What type of coverage for outpatient health care is provided? Do you

have a;

A. Deductible with coinsurance? (Yon pay to the amount of the
deductible, then you pay some I.)

YES ... ASK a	1

NO . , . SKIP TO B	2

a. What is the deductible?

RECORD $:

b. Is the deductible:

Per Ye.iL" . . 		1

Per Illness or Injury . . 2
lifetime, or 3
Some thing Else? ..... 4
Specify:			

B, Deductible without coinsurance? (You pay to the amount of the
deductible, then your insurance pays all costs.)

YES ... ASK a ........ 1

NO . . . SKIP TO C ...... 2

a. What is the deductible?

RECORD $: 	

b. Is the deductible:

Per Year		 . . . 1

Per Illness or Injury . . 2
lifetime, or ....... 3

r- Something Else? ..... 4

I—•» Specify: 		

67


-------
i Coinsurance without deductible? (You pay a 1 of the costs.
There is no deductible.)

YES , , , ASK a	1

NO ... SKIP TO D ...... 2

a. Is the coir.suranee provision:

80-20, or	1

pSomething Else? 	 2

I—». Specify: 		

D. An Insurance Policy or HMO chat pays for all covered medical
expenses. You or your employer only pay premiums?

YES	..............1

NO	2

E Sorce other type of policy?

YES	. , . Ask a ........ 1

NO	. „ » SKIP TO Q1A	2

a. Please tell me about this policy, PROBE

14,	In a typical year, about what percentage of your yearly medical
expenses are paid by your insurance or health maintenance
organization? Please Include eye doctors, chiropractors and
psychiatrists. Do not Include dentists or orthodontists.

RECORD:	%

15,	(Does/Do) your policy(ies)

Cover only yourself	1

Cover youroc If and your spouse, or . . .	2

Yourself, your spouse and children

under 18 years old	3

rOther			£

I—¦_ Specify:		

68


-------
16, Kben was the last tine you saw a doctor for a specific health problem,
such as an illness, accident or injury?

NEVER

RECORD TIME:
, SKIP TO 017

90

A. What was the problem?

17, During the last year, since 	, 1983/84, were you in the hospital

as? a patient overnight or longer? Do not include maternity,
¦accident nr injury.

YES ... ASK A	1

NO . , , SKIP TO Q1S ,	2

A. Hoi; nany tiaes, separated by at least one day, were you admitted

to a hospital to stsy overnight or longer, since 	, 1983/84?

Again, do not include maternity, accident or injury.

RECORD #;

B, What was the matter? RECORD IT TO THREE MENTIONS.

1.		

2	.	

3.

low some questions about your respiratory health,

18, Do you usually cough first thing In the morning in bad weather?

YES	1

1^0	.2

DON'T KNOW .......... 8

19 Do you usually cough at other times during the day or night in bad
weather?

YES .............. 1

NO	2

DON'T KNOW .......... 8

0 Do you cough on most days for as much as 3 months of the year?

YES	1

SO	2

DON'T KNOW	8


-------
21, Do you cough first thing in the morning (when you get tip) on more

than 50 days In a year?

YES	1

10	2

DON'T KNOW	8

I IF COUGH IS REPORTED (Q18 - Q21) .... ASK Q22
| IF NO COUGH IS REPORTED (Q18 - Q21) . . . ASK Q23

it			....	...

2.7, How long have you had the cough — about how many weeks, months or
years?

#	WEEKS

#	MONTHS _____

#	YEARS

23,	Bo you usually bring up phlegm, sputum or mucous from your cheat first
thing in the meriting in bad weather?

YES ,

HO .

DON'T

24,	Do you usually bring up phlegm, sputum or mucous from your chest at
other tines during the day or night in bad weacber?

YES			I

DON'T KNOW	8

25,	Do you bring up phlegm, sputum or mucous from your chest on most days
for as much a,s 3 month;; ol the-- year?

YES	I

DON'T KNOW	8

26,	Do you bring up any phlegm from your chest first thing in the morning
on more th,-m 30 days in a year?

YES i • • « *.*••• » • • • 1

^4 0 * «

DON'' T KNOW	8

1

2

KNOW .......... 8

70


-------
Do you bring up any phlegm from your chest later In the day on do re
than 50 days in a year?

YES

NO ........ ...... 2

DON'T KNOW	8

J—1—							

IF "YES" TO ANY - Q23 - Q27	ASK Q28

IF "SO" TO ALL - Q23 - Q2 7 ....... SKIP TO

INSTRUCTION BELOW Q28

28, How long have you raised phlegm, sputum or raucous — about how many
weeks, nonths or years?

#	WEEKS 	

#	MONTHS 	

§ YEARS

i IF COUGH OR PHLEGM (MUCOUS) REPORTED - Q18 - Q27. , ASK Q29
\ IF NEITHER REPORTED - Q18 - Q27	SKIP TO Q31

25. Does Host of this coughing and/or
year?

A, When? CODE ALL MENTIONS

30. In the past three years, have you
phlegm lasting for three weeks or

phlegm cone during one season of the

YES . . , ASK A	. . 1

NO . . SKIP TO Q30 ..... 2

SUMMER 	 1

P" AT I	2

WINTER ............ 3

SPRING ,,....,..,.,4

ALL YEAR ........... 5

had a period of increased cough and
more?

YES ... ASK A	1

NO . , . SKIP TO 031 ..... 2
DON'T KNOW . . SKIP TO Q31 . .8

A. Have you had more than one such three-week period?

YES			1

N 0 .a.......... a .2

DON'T KNOW	8


-------
31. Does your breathing ever sound wheezing or whistling?

YES ... ASK A	1

NO . . , SKIP TO Q32 . .... 2
DON'T KNOW . . SKIP TO Q32 . . 8

A. On how many days has this happened during the past year?

RECORD DAYS:

DON'T KNOW	98

32,	Have you ever had attacks of shortness of breath with wheezing?

YES	1

NO 				.2

DON'T KNOW	8

33,	Are you troubled by shortness of breath when hurrying on level
ground or walking up a slight hill?

YES , . » ASK A ........ 1

NO . . . SKIP TO Q34 ..... 2

A. Do you get short of breath walking with other people of your own
age on level ground?

YES ..............1

NO 		

1, Do you have to step for breath when walking at your own pace on
level ground?

YES			1

NO	...... 2

34,	Do you suddenly become short of breath when taking it easy (not
exercising)?

YES ... ASK A ........ 1

NO . . . SKIP TO Q35 ..... 2

A. How many days did this happen during the past year?

RECORD DAYS: 	

DON'T KNOW .......... 98

72


-------
During the past 3 years how such trouble have you had with illnesses
such as chest colds, brorch it is or pneumonia? Would you say:

A lot, . , , ASK A ...... i

Some, or . , ASK A	2

Very Little? SKIP TO Q36 ... 3

A. During the past 3_ years, how often were you unable to do your
usual activities because of illness such as chest colds,
bronchit is or pncuniuux
-------




EVER [

TODAY





YES |

NO 5

1

YES

NO

g.

(Did/Do) you have a nosebleed?

1

2 *

-	 L.

1

2

h.

(Was/Is) your nose dry and painful?

1 1

2 1

1

2

1.

(Was/Is) your nose runny?

1 i

i

1



j.

(Did/Do) you have pain when vou
(took/take) a deep breath?

5

1 ;

i

m

1 ! 2

k.

(Did/Do) you feel that you (could/
can) not take a deep breath?

1

2 j

: 1

2

1.

(Did/Do) you get out of breath

easily?

1 1

i

*> i

*„ ¦)

! 1

n

4m

m.

(Did/Do) you have a cough?

1

2 ;

1

2

n.

(Did/Do) you bring up sputum
(phlegm) from your chest?

I

2

1

n
d.

o.

(Did/Po) you have a headache?

1

2 |

j 1

2

p.

(Did/Do) you get: tired ear.ily?

1

2 '

! i

i

2

q«

(Did/Do) you feel faint or dizzy?

1

2

j 1

2

r.

(Did/Do) you feel spaced-out or
disorlented?

1

2

! 1

2

s,

(Did/Do) you feel nauseated (sick
tc your stomach)?

1

2

j

i

2

t.

(Did/Do) you have chills or fever?
Which one ?

1

2

i

| 2

u.

(Did/Do) you have pain in your ears?

1

2 !

!

! 1

i

2

V ,

(Did/Do) you have ringing in your ears?

1

T

1

2

w.

(Did/Does) breathing sound wheezing or
whistling?

1

2 '

1

i

1 i

X.

(Did/Does) your chest feel tight?

1

2

1

j ^

y-

(Did/Do) you feel that your heart was
beating very fast at tines when you
were resting?

I

2

1

i ....

|

2

Z .

(Did/Do) you have awn 11 on glands?

1

2

I

| 1

I 2

74


-------
IF "YES" TO AMY SYMPTOM IN Q37 . .
IF "NO" TO ALL SYMPTOMS IK 03?

* • •

, ASK Q38
, SKIP TO Q38A

38, You said that you do have some symptoms, ASK A-F; CODE IN COLUMN I
OF CHART

Please tell me If:

A. You change your activities rt all to
avoid having any of these symptoms?

YES . . . Ask a . ,
NO' . . , Skip to B .

a. What do you do
differently?

Does having any of these symptoms
prevent your going to work or from
doing ycur regular chores?

| YES	1

NO	2

1

! C, Doe? having any of these symptoms

YES

t • • •

# # #

1

prevent you iron doing something

NO .

. * • *

• * *

2

that would have required more effort?









i

! D. Do You take any medication or treat-

YES

« • • • •

¦ • • •

1

merit for relief of those symptoms?

NO

Do you seek medical attention for
these symptoms?

YES . » Ask a .....	1

NO . , Skip to F , , « ,	2

a. Where did you go?

DOCTORS OFFICE ...	1

EMERGENCY .....	1

HOSPITAL ......	2

F. Does bnvlng any of these syrapfons

make you change your usual or
planned activities?

YES . . Ask a ..... 1
NO . . Skip to Q38 . . . 2

a. In what way?


-------
38A. Now a few questions about the lest three days. Thinking about the
last 3 days did you: ASK A-D; CODE IH COLUMN A - IF "YES" ASK "b"
AND "C" - If "NO" GO TO NEXT;

B.	How many days? CODE IN COLUME E

C.	What was the problem? RECORD IN COLUMN C

[ A

1

B C ;
Number Specify
of Days Problem

A. Stay in a hospxta.1 or nursing [ YES... 1
home? j MO..,. 2

Record

$



B. Stay In bed due to illness
or injury?

YES... 1
NO.... 2

Record

#

!

1

t

C. Have to restrict your usual | YES... 1

activity due to illness or J NO.... 2
injury? 1

I

Record 1

M 1

> 	-	—

D, Illness or injury keep you
from:

a, Work?

b.	Work around the house?

c.	Leisure time activities?

YES... 1 i Record
NO	 2 j#

j

<
)

YES... 1
NO, 2

Record
#



YES... 1
KO.... 2

Record
#



76


-------
39, Please tell me about the activities you do most often. Think about a
cypicnl week. 1 would like Lo know the five you do most frequently.

Below, a list of many popular activities Is provided.

LIST OF ACTIVITIES

Backpacking

Home Repairs

Badminton

Hunting

Ballooning

lee Hockey

Baseball/Softball

Ice Skating

Basketball

Kayaking

Beekeeping

Lacrosse

Bicycling

Martial Arts such as 'Karate

Bil-iards

Mechanics

Bi rciwatching

Metnl Work

Boating

Meteorology

Bowling

Motorbiking

Swing

Mountaineering

Camping

Movies

Computers

Music

Canoeing

Outings

Crew

Social Dancing

Cricket

SpeI unking

Croquet

Sports Spectator

Cross Country Skiing

Squash

Dance

Sunbathing

Diving

Surf Lug

Doing Odd Jobs

Swimming

Downhill Skiing

Tenuis

Drama

Touch Football

Driving for Pleasure

Track & Field

Fencing

Travel/Tour

Field Hockey

Sailing

Fishing

Scuba

Pa tuting

Scu1pture

Photography

Shopping

Picnicking

Sightseeing

Piloting/Flying

Skeet/Trap Shooting

Ping Pong

Ske letting

Pol o

Skydiving

Rafting

Snorkeling

Raquet Ball

Soccer

Rock Climbing

Visiting Friends

Rodeo Participation

WaIking

Roller Skating

Walking the Dog

Running

Water Polo

Gymnastics

Water Skiing

Handball

Weight Lifting

Hang Gliding

Wind Surfing

Hiking

Wrestling

Horseback Riding

Yard Work

Horse Racing

Other, specify:

77


-------
39A, My next questions tire about activities people sometimes do. We are interested in the activities you
do most often. Please look at this list (HAND #39). Now, thinking about a typical week in your
life, please tell me the five activities you do most often. RFCORD IN COLUMN A OF CHART BELOW—ASK
B-K FOR EACH ACTIVITY.

B.	About how many hours a week are you involved in {.,,)? INSERT ACTIVITY FOR (...) - RECORD IN

COLUMN B.

C.	How many times a week are. you involved in („.,)? RECORD IN COLUMN C.

D.	What doer, it cost you to (...) each time? Fees, Tickets, Materials, etc. RFCORD IN COLUMN D„

E.	Where do you do {,..), at hone, work or somewhere else? CODE IN E„

F.	Where do you leave from to go there? RECORD IN COLUMN F.

G.	How long does it take you to get there? RECORD IN G.

H.	How do you get there? CODE IN COLUMN H.

I.	How much does it cost you to get there? RECORD IN I.

J. Do you do this (...) indoors or outdoors? CODE IN COLUMN J,

K. What time of the day do you usually do (...)? RECORD IN K,

A. ACTIVITY

B. HOURS

PER
WEEK

C, # TIMES
PER
WEEK

COST
EACH
TIME

E, LOCATION

F. WHERE
LEAVE

G. TIME
CO IMC

H. METHOD TO CO

COST

TO CO

J. WHERE

K. TIKE
OF DAY

HOME,	

WORK	

rOTHER	

U- SPEC I TV

IF AT HOME

OR

WORK—SKIP

TO J

ALL OTHERS

_

CONTINUE



CAR	01

CARPO0[	02

WALK..,.,....03
VANPOOL.	04

BICYCLE......05

MOTORCYCLE,,.06
PUB, TRANS...07

rQTHER	08

U-SPECIFY

OUTDOORS.,.1
INDOORS....2

AM

~PM


-------
A. ACTIVITY

B. HOURS
PFR
WEEK

C. # TIMES
PER
WEEK

D, COST
EACH
TIKE

E, LOCATION

F. WHERE
I, LAVE

TIME
CO I KG

H, METHOD TO CO

COST
TO GO

J, WHERE

K. TIKE

Of DAY

HOME.,,,,.

WORK.	

rOTHER,...,
U SPECIFY

...1
...2

,,,3

IF AT HOME

OR

WORK—SKIP

TO J

ALL OTHERS

_

CONT1 HUE



CAR,			01

CARPOOL	02

WALK,......,,03

VAMP00L......04

BICYCLE......OS

MOTORCYCLE.,.06
PUB. TRANS...07

rOTHER	..,.08

•--SPECIFY

OUTDOORS...1

INDOORS....2

Ah
~PM

3.

HOME	

j WORK.
| ,-OTHER.	

L- SPECIFY

,,1
., 2

iF AT HOKE OR
WORK--SKIP TO J

ALL OTHERS -
CONTINUE

CAR, • i«,.. i

CARPOOL....
WALK.

VAtlPOOL	

BICYCLE	

MOTORCYCLE.
PUB. TRANS.

r OTHER.		

-—SPECIFY

,.01

,.02
,.03
,.W
,,05
, .06
.07
,.08

OUTDOORS.
INDOORS..

AM

~PM

HOME.

WORK.		

OTHER.
SPECIFY

tr

, .3

IF AT HOME

OR

WORK--SKIP

TO J

ALL OTHERS



CONTINUE



CAR..	.,..01

CARPOOL......02

WALK.........03

VAfiPOOL	04

BICYCLE	05

MOTORCYCLE.,.06
PUB. TRANS...0?

,OTHER,...,.,, 08

U- SPEC I FY

OUTDOORS. ..II
INDOORS....

AM ;
~PM i


-------
A. ACTIVITY

B. HOURS
PER
WEEK

C, # TIMES i D, COST
PER	EACH

WEEK [ TIME

E, LOCATIOU

F. WHERE
LEAVE

G. TIME
GQitlG

H. METHOD TO GO

), COST .

TO GO I J, WHERE

T IMF
OF DAY

5,

HOME.

WORK.,,.,,
rOTHER....,
U- SPEC! FY

I

08

WORK-SKIP

TO J

ALL OTHERS

-

CONTINUE



CAR........

. .01

CARTOOL,...

..02

WALK.......

. .03

VANPOOL,,,,

..m

BICYCLE.,..

, .05

MOTORCYCLE,

..06

PUB. TRAMS.

..07

OTHER.,....

,.08

~ SPECIFY



OUTDOORS..,1
INDOORS.,.. 2

AM

00

o


-------
<+0 Now, I'd like to ask you some questions about you and other members i

your household. ASK A-H FOR EACH PERSON, INSERT NAME FOR (...),

A. |

How old as [RECORD AGE:

r...)? ;

RECORD AGE: RECORD ACE;

i

i

|

(HAND CARD #40B) A. WHITE	0! A. WHITE......01

Please look at
this card and
tell me the
letter of the

ethnic or

racial group
that best
describes (...)?

" B.

• c.

: D.

E.

F»

BLACK,....,02 IB. BLACK......02 ' B,

MEXICAN,..,03

OTHER

LATIN.... ,04
ASIAN		 .05

NATIVE AM..06

G. — OTHER..»,

i— SPECIFY

,07

C.	MEXICAN	03

D.	OTHER

LATIN,....04

E.	ASIAN	05

F.	NATIVE AM..06

G.	pOTHER,.....07
*• SPECIFY

C.

D.

E.

F.

G.

WHITE......01

BLACK......02

MEXICAN....03

OTHER

LATIN..,. .04
ASIAN......05

NATIVE AM..06
-OTHER......07

- SPECIFY

C.

YES...ASK a....1

YES,

.ASK a.... 1

YES...ASK a	I

rently employed?

NO..SKIP TO D..2

a. What does
(...) do?

NO..SKIP TO D. .2

a. What does
(...) do?

NO..SKIP TO D.,2 I

I

a. What does [
(...) do? ;





i







D. i

Does (...) have 1
asthma? 1

1



i
i

8

E. j
Does (...) have |

bronchitis?





. F- ;

Does (...) have i
emphysema ? '

i





G.

Does (...) have
hay fever?







H,

Does (...) have
other respira-
tory disease?

i





,


-------
41.	Now some questions about your home. Are yon located within 2 blocks
of a m?jor street or freeway?

YES ............1

^0 •..*••••***•2

42.	Do you live in a:

House/Single family unit 	 1

Apartment/Duplex/Trip lex	2

Condcminium/T ovnho u s e	3

Mobile House, or 	 U

j-Something Else?	5

L^. SPECIFY 		

43.	How many bedrooms do you have?

RECORD

44, Is your hone insulated?

YES ... ASK A	1

NO . . . SKIP TO Q45 . ....	2

DON'T KNOW . , SKIP TO Q45 , ,	8

\ Is it Insulated in:

The attic, or ......	1

the walls?	2

BOTH	3

B, Do you know what material was used?

YES , , , ASK a ....	J

N'O . . . SKI? TO Q45 . .	2

a. What was it?

45, What fuel do you use for cooking? CODIv ALL MENTIONS

GAS		 . .	1

ELECTRICITY .......	2

BOTTLED GAS .......	3

r OTHER ..........	4

U- SPECIFY

46. What fuel do you use for heating your home?

GAS ....
ELECTRICITY
BOTTLED GAS
SOLAR HEAT
OTHER . . .
SPECIFY



82


-------
47, Is your honr> 
-------
50, I am going to read you some statements about the way people sometimes feel. Please look at this card
(HAND CARD §50) and tell tie the number which best derrribes how you felt the last three days» Starting
vith today: CONTINUE WITH YESTERDAY /.»D DAY RKFURE. CODE # IN APPROPRIATE COLUMN.



I

TODAY

| 11
! YESTER

DAY

11J

DAY BEFORE YF.STKRDAY

Not

at

all

Slightly

Some-
what

Very

Not
u t
all

Slightly

Some-
what

Very

Not

at

all

SIightlyjSome-
j wha t

Very

A. (Do/Did) you feel
irritable (today/
yesterday/the day
before yesterday)?

4

A sic
about
yes-
ter-
day

3

2

1

h

3



1

4

Ask
B

3 1 2

1

a. Did this affect
your activities
today?

YES ... 1
NO ... 2

Ask
about
yes-
ter-
day

a. Hid this affect
your activities
yesterday?

YES ... 1

NO ... 2

a. Did th :
your activities the
day before?

YES ... 1

NO . . ,

B, (Do/Did you feeJ
depressed or down
(today/yesterday/
the day before
yesterday?

4

Ark
about
yes-
ter-
day

j I 2

1

4

3 | 2 | 1

4
Ask
C

3

1

2 | 1

a. Did this affect
your activities

today?

YES ... 1

MO ... 2

; Ask

: about
yes-
ter-
day
	

«?. Did this affect
your activities
yesterday?

YES ... 1

NO ... 2

a. Did this at feet
your activities the
day before?

YES ... J

NO ... 2

C. (Do/Did) you feel
cheerful or enthu-
siastic about life
(today/yesterday/
the day before
yesterday)?

4

3

,2

1

4

3

2

1

4

3

2

1


-------
^J Were you at home yesterday?

51A, Now, using a scale of 1-10, 10 being the very best and I the very
worst, how would you rate the air quality outside your home today?

RECORD il

52, Did the air quality cause you to do anything different today? Such

as;







YES

NO

a.

Stay indoors more?



1

2

b.

Get outdoors more?



1

2

c,

Be nore productive

ir, work, school, chores?

1

2

d.

Be less productive

in work, school, chores?

1

2

e.

Move rr.v activities

to a different place?

I

2

f.

Cancel activities I

would have done?

1

2

53, Do you feel that smog is harmful to your health?

YES .......... 1

NO .......... 2

DON'T KNOW ...... 8

A Please tell me why you say that?

PROBE - RECORD VERBATIM

54. Now 1 would like to ask you some background information about
yourself.

A, What day, month and year were you born?

RECORD: /	/

DAY/MOS TH/YEAH


-------
55. What is the highest grade In school you completed and received credit
for? (CODE ONE)

00 01 02 03 04 05 06 07 08 09 10 11 12
COLLEGE/OTHER POST HIGH SCHOOL SCHOOLING 13 14 15 It

POST GRADUATE SCHOOL 17 18 19 20 OR MORE

A. Have you had any trade, technical or vocational training?

YES	1

NO	2

B. ASK EVERYONE: What degrees or diploma, if any, do you have?

CODE HIGHEST DEGREE

HIGH SCHOOL DEGREE (Equivalent)	01

JUNIOR COLLEGE DEGREE (A.A.) 		02

BACHELORS DEGREE (ft.A., B,S,}	03

MASTERS DEGREE (M.A., M.S.) ..........	04

DOCTORATE (Ph.D.) ............... 05

PROFESSIONAL (M.D., J.D., D.D.S., etc.) .... 06

BONE ..................... 90

r OTHER	96

I—- SPECIFY

56 What is your current employment status, are you:

Working full-tint,
Working part-time,
Unemployed, . .
Retired, . . .
Keeping house,,
In school, or .
pSomething else?
L— SPECIFY

SKIP TO B
SKIP TO B
ASK A .
A .
A ,
A ,
A .

ASK
ASK
ASK
ASK

3

4

5

6

7

A, Have von ever been employed?

YES . . . . ASK ABOUT USUAL

OR LAST EMPLOYMENT IN "B" . . . 1
NO . . . SKIP TO BOX BELOW Q56E ..... 2

86


-------
R. (Do/Did) you work as;

Self-employed in your own business

nor incorporated (or farm), 	 1

Self-employed in your own business

Incorporated, 	 2

For a private company, business or individ-
ual for wages, salary or commissions, ... 3
For the government (federal, state,

county, or local), or	4

Work without pay in a family business
or farm?	5

C, What kind of business, industry, or organization is that? What

(do/did) they do or make? (EXAMPLES: T.V. MANUFACTURING, RETAIL
SHOE STORE, STATE LABOR DEPARTMENT) If it wholesale, retail,
manufacturing or what?

What kind of work (do/did) you do? What was your main
occupation? (EXAMPLES: ELECTRICAL ENGINEER, SHOE CLERK, TEACHER
[SCHOOL LEVEL])

i. What (are/were) your most important duties, or activities? What
(do/did) you actually do? (EXAMPLES; TYPES, SELLS SHOES, KEEPS
ACCOUNT BOOKS)

IF "R" NOT CURRENTLY WORKING , » . SKIP TO Q64
IF "R" IS WORKING (PART OK FULL TIME) , , , ASK Q57

81


-------
and from work? Do you:











YES

MO

Drive?



1

->

Carpooi?



1

2

Vanpool? .........



I

2

Motorcycle or Moped? . . .

....

1

2

Public transportation? . .

• • • «

I

2

Walk? ..........

....

1

2

Ricvcle?



1

2

Some other way? . . . . .



;

—

SPECIFY:

iti How long do you spend commuting each day? Would you say:

Less than 15 minutes,	I

16 to 30 minutes,	2

31 to toU minutes, or ........	3

over 60 minutes?	4

59 How many hours, on the average, do you spend at work each day?

RECORD HOURS;

60,	How many hours, on the average, do you spend outdoors during your
working day?

RECORD HOURS;

61,	Do you travel during che day as part of your work?

YES .... ASK A .... 1
MO ... SKIP TO Q62 , . 2

A hhen you travels do you use:

A cax, .............. 1

Public transportation, or .... 2

Walk?	3

.-OTHER .............. 4

U^SPECIFY 	

Hov? long do you usually spend traveling during a working day?

RECORD

62. Is your place of work air conditioned?

YES
NO

1

2


-------
Are you exposed to anything at work which affects your breathing?

YES . . . . ASK A . .

NO . . , SKIP TO 065

A. What are you exposed to?

Are you currently:

Married, 	 1

Separated, . , , , . » . . , » , , .
Divorced f

Widowed, or	£

Have you never been married? . ... 5
pOTHER ............... 6

SPECIFY

Now, thinking about your family - those people in this household - how
many people, including yourself received income from any source such
as wages, or salary, social security, pensions, welfare or alimony in
1984?

RECORD #

A. Again, thinking about this household, vas the total income from
al_l sources and before taxes under $10,000 or over $10,000 in
1984?

UNDER .... ASK B . . . .
OVER .... ASK B . . . .
REFUSED . . SKIP TO Q66 . .
DON'T KNOW . SKIP TO Q66 .

8 i


-------
{HAND APPROPRIATE INCOME CARP, IF UNDER $10,000—USE CARD
6 53-1. IF OVER $10,000—USE CARD #65B-2.) Please look at this
card and te-11 me the letter of the income group tbnf Includes the
total income for your entire family, in this household, before
tar.es In 1984?

CARD #1:

A .....	01
B ..... 02
C ..... 03
D ..... 04
E ..... 05
F ..... 06
G ..... 0?

CARD #2:

B
1
J
K

L
M

N
0
P
Q

08

09

10

11

12

13

14

15

16
1?

REFUSED . .
DON'T KNOW

97

98

How many people, including yourself, are supported with this
income?

RECORD #;

Pleaae look at this card (HAND CARD #68) ar.d tell me the sources of
Income last year, 1984, for this household. Just give me the letter.
(CIRCLE ALL MENTIONS)

A.	Your earnings 	 ...........	01

B.	Spouses earnings	02

C.	Other household member's earnings 		03

D.	Welfare (Public Assistance)/AFPC/

Blind/Disabled/Old Age 		04

E.	Social Security/OAS/DHT/SSI .........	05

F.	Retirement benefits or pensions

(Include VA payments) 		06

G.	Armed forces allotments 		07

E. Alimony/Child support payments	08

I. Savings 			09

J. Dividends, investment, Inheritance

earnings ..................	10

K. Unemployment benefits ............	11

L. -Other Source	12

l—- SPECIFY

IF, MORE THAN ONE MENTION IN 066, ASK A

IF ONLY ONE MENTION IN Q66, SKIP TO FINAL STATEMENT

yo


-------
CARD //65B-1

A.	T.ess than 3,000

B.	3, COO - 3,999

C.	4,000 - 4,999

D.	5,000 - 5,999

E.	6,000 - 6,999

F.	7,000 - 8,499

G.	8,500 - 10,000



CARD ?f65B-2

H.

10,001

- 11,999

I.

12,000

- 13,999

J.

14,000

- 16,999

K,

17,000

- 19,999

I.

20,000

- 24,999

M.

25,000

- 29,999

N.

30,000

- 39,999

0.

40,000

- 49,999

P.

50,000

- 59,999

Q,

60,000

or more

91


-------
A, Which of these was the largest source of income? Again, just
give me the letter.

RECORD: __________

67 A. As you recall, when I first interviewed you we nuntioned that we're
interested in people's health over time. We will be contacting you
again in the next month to ask you briefly about your health. Is
there a day or time that is especially pood for me to call?

RECORD DAY
RECORD TIME;

1. Can you tell me the names and addresses of two people, not living
at this address, who would always know how to reach you in case
you should move and we cannot get In touch with you?

1.	NAME:	RELATIONSHIP:		

ADDRESS:

PHONE; /	

2.	NAME:	RELATIONSHIP: 		

ADDRESS:

PHONE; /

*


-------
CARD #66

A,	lour earnings

B,	Spouses earnings

C,	Other household member's earnings

D,	Welfare (Public Assistance)/AFDC/Blind/Disabled/Old Age

E,	Social Security/OAS/DH1/RST

F,	Retirement benefits or pensions (Include VA payments)

G,	Armed forces allotments

H,	Alimony/ChiId support payments

I,	Savings

J.	Dividends, investment, inheritance earnings

K.	Unemployment benefits

t.	Other Source
SPECIFY


-------
1 » D m

/PRINT ON GOLD PAPER/

ASTHMA-BRONCHITIS-FMPHYSEMA SUPPLEMENT

You said Che doctor told yea that you have (asthma/bronchitis/
emphysema). I'd like to ask you a few questions about your (...), INSERT
CONDITION FOR (,,,), ASK ALL APPROPRIATE QUESTIONS.

ASTHMA

.1, How old were you when the doctor told you that you have asthma?

RECORD AGE;

2.	Have you taken medication for It in the past month?

Yi'S	1

NO	2

3,	When was your last asthm? attack?

RECORD:	/

MONTH YEAR

4, Do you know what brings on your attacks? PROBE

BRONCHITIS

1, How old were you when the doctor told you that you have bronchitis?

RECORD AGE:

2,	Have you taken medication or dope anything special for it in the past
month?

YES	1

MO *»!¦«• * 2

3.	When was the last tine you were sick with brorchitis?

RECORD;	/

MONTH YEAR

94


-------
EMPHYSEMA

1. How old were you when the doctor told you that you have emphysema?

RECORD ACE;

2» Have you taken medication or treatnent for it in the past month?

VFS

NO

3, When was the last time it really bothered you?

RECORD:	/

MONTH year

RETURN TO MAIN QUESTfONMAIRE


-------
APPENDIX E
FOLLOW-UP QUESTIONNAIRE


-------
A1 . INTERVIEWER:				I		

A2. TIME BEGINNING:	AH TIME EKHTJIG;			AH

PM	PM

(INTRODUCTORY SCRIPT)

1. First, I would like to know about changes In your life since (...)
when we last talked, INSERT DATE OF LAST INTERVIEW FOR (...). At
that time you were	IKSFRT EMPLOYMENT STATUS FOR (...). Has

your employment status changed?

VFS . , . SKIP TO Q2 , » » 1
SO	2

IF R EMPLOYED, FULL OR PART TIME, ASK A
IF R NOT EMPLOYED, SKIP TO 03

A.	Do you still work at the same job arid place?

YES ... SKIP TO 03 . , , 1
NO	2

B.	What kind oc business, industry or organization do you work at.
What do they do or make? Is It wholesale, retail manufacturing
or what?

C, What kind of work do you do? What is your main occupation?
(EXAMPLES: ELECT, ENG.', SHOE CLERK, TEACHER [SCHOOL LEVEL].)

What are your most inportant duties, or activities? (EXAMPLES:
TYPE, SELL SHOES, FF.SP ACCOUNT BOOKS.)

98

SKIP TO Q3


-------
What is your current employment status; are you:

Working full tine, ,

, ASK A .

« * «

. I

Working part tine, ,

. ASK A .

, ¦,



Unemployed, . . . ,

. SKIP

TO

03 .

. 3

Retired

. SKIP

TO

Q3 .

. 4

Keeping House . , ,

, SKIP

TO

03 ,

. 5

In school> or . . .

. SKIP

TO

Q3 .

. 6

Something tlse? , ,

. SKIP

TO

Q3 .

. 7

SPECIFY:

Do yen still vcrk at the sace job and place?

YES ... SKIP TO Q3 , . . 1
NO	2

1, What kind of business. Industry or organization do you work at.
What do they do or make? Is it wholesale, retail manufacturing
or what ?

C. What kind of work do you do? What is your main occupation?
(EXAMPLES: ELECT. F.Kf-.", SHOE CLERK, TEACHER [SCHOOL LEVEL].)

What are your most important duties, or activities? (EXAMPLES:
TYPE, SELL SHOES, KEEP ACCOUNT BOOKS.)

TO TO OCCUPATION SUPPLEMENT [BLUE)

Do you still live at (...)? INSERT FULL ADDRESS FOE {,..)«

YES .... SKIP TO Q-'< , . ,
N0 • • * • AS K A ¦¦¦•*«


-------
A. What is your new address?

/ /

It	/STREET	™ /APT. (

CITY

When did you move?

RECORD;

MOUTH YEAR

IF MOVED SINGE LAST INTERVIEW, ASK HOUSE Q [PINK}

4. What is your present marital status- Are you:

Married,		 		1

Divorced, 		2

Living with a Partner,	3

Separated,			4

Widowed, or	5

Have never been married	6

r- OTHER 	7

- SPECIFY;

Mow, some questions about your health,

5.	Thinking of your health at present, would you say that your health is:

Excellent,		 . . . .	1

Good,	 . , .	2

Fair, or	3

Poor?	4

6.	lave you seen a doctor in the past month?

YES ...... ASK A ........	1

NO ..... . SKIP TO Q7 ..... .	2

A, What did you see the doctor for?

IF ASTHMA-BRONCHITIS-EMPHYSEMA , . . ASK SUPPLEMENT Q FOR

AS THMA-BRONCHITIS-EM PHY S FMA [GOLD]

ALL OTHERS — CONTINUE

100


-------
REFKH TO INFO SHEET (COMPUTER)

IF ASTHMA-BRONCHITIS-EMPHYSEMA - LOW FFV - "ATHLETE"
NOTED . , . ASK APPROPRIATE QUESTIONS IN Q7

IF NONE NOTED ........ SKIP TO QB

At the time of the first interview you mentioned that you (have/are)
(asthma/bronchitis/emphysema/lung condition/ athletic). I vcuid like
you to chink about the last three days and tell me if:

A* Your asthma was;

Much better than usual,		 .	1

Better than usual, 		2

The same as usual,	3

Mot as good as usual, or	4

Much worse than usual?	5

a. Did you take:

More medication than usual, . ... .	1

less medication than usual» or ...	2

About the same amount of medication?	3

KG MEDICATION TAKEN	4

lb. Did you get in touch with the doctor or doctor's office
about your asLiinu;?

YES ... ASK aa ...........	1

NO » . , SKIP TO BOX BELOW aa . . , .	2

aa Did you:

Talk on the phone,	L

Visit your doctor's office, 		2

Visit the emergency room, or	3

Go Lo the hospital?	A

IF

OTHER CONDITIONS . . .

CONTINUE

WITH APPROPRIATE QUESTIONS

IF

NO OTHERS ......

. SKIP TO

Q8

101


-------
1. Thinking about the ir.st three days was your chronic bronchitis:

Much better than usual,	1

Better than usual, 		2

The same as usual,	3

Mot as good as usual, or	4

Much worse than usual? .......	5

a. Did you cough or bring up:

More phlegm than usual, or ...... I

Less phlegm than usual?	2

SAME AS USUAL	3

b Was your sputum (Phlegm):

More discolored than usual, . . . . . 1
Leas discolored than usual, or » » , 2
The same as usual? ......... 3

c. Did you get in touch with your doctor or doctor's office
about your bronchitis?

YES , , , ASK aa . 		1





NO ... SKIP TO BOX BELOW aa . . .



aa. Did you:







Talk on the phone, . . . . 	





Visit your doctor's office, 	





Visit the emergency room, or , , » , ,





Go to the hospital? .........

IF

OTHER CONDITIONS . ,

. CONTINUE WITH APPROPRIATE QUESTIONS

IF

NO OTHERS 	

SKIP TO Q8

Thinking about the Iast three days was your emphysema;

Much better than usual		1

Bettor than usual,	2

The same as usual,	3

Hot as good as usual, or	4

Much worse than usual?	5

102


-------
R, 1 .D. 	

"01.1 0W UP P-.

FOLLOW DP

CONFIDENTIAL

RESPONDENTS NAME;			

RESPONDENTS PHONE #: /

£ rea
C ode

RESPONDENTS ADDRESS: __________

		 /

CITY	ZIP CODE

INTERVIEWER:	T.D.#:

DATE

DAY

f

time ;

RESULT

COMMENTS

1.

1

AM!

pmi

¦



2.



'

am

PH"



3,



am'

FM

-



4,



AM

FM





5.



AM
PM





8,



AM i
PM



7.



AM '

PM



8.



AM ;
PM



9, |

8

AM
PM





10.



; AM
PM





11.



AM I
PM 1



12,



AM I
PM i

1!



9?


-------
a. During the last three days, when exerting yourself d i r1 you

feel;

More short of breath, or ...... ,

Less short of breath? 	

NEITHER 	

b. Did you get in touch with your doctor or doctor's office
about your emphysema?

YES » • . ASK S3 « ••••¦•«»«

NO ... SKIP TO BOX BELOW aa * . ,

aa. Did you:

Talk on the phone,

Visit your doctor's office, 	

Visit the emergency room, or ...» ,
Go to the hospital?

	' 				"	 :	

IF OTHER CONDITIONS . , , CONTINUE WITH APPROPBTATE QUESTION'S
IF NO OTHERS	SKIP TO Q8

Thinking of the last three days were your lungs:

More congested than usual, or ... .
Less congested?		

a. Did you get:

Out of breath more easily than usual, or ... »
Less than usual? 	

IF "ATHLETIC" NOTED ...... CONTINUE

IF "ATHLETE" NOT NOTED .... SKIP TO Q8

During the last three days did you work out:

ilore than usual, . .	.	. ASK a . .	. .

Less than usual, or	, , ASK a . ,	, .

About the same? . , » , SKIP TO c	. .

1

2

3

I

2

1

2

3

h

1

2

1

3

103


-------
a. Why did you work out (...)? INSERT ANSWER FROM E FOR (...)
RECORD VERBATIM — PROBE

b Was the change because of the air quality?

YES ................. 1

NO	2

c. Was your work out at your usual time of day?

YES ...... SKIP TO Q8	1

NO ...»«. ASK. els "2

aa. Why did you change?

bb. Was the change because of the air quality?

YES	1

NO	2

cc. Was your work out in the same place as usual?

YES	SKIP TO Q8	1

NO .	... ASK dd ....... 2

dd. Where did you work out?

ee. Why did you. change the place you "work out"?

ff. Was the change because of the air quality?

YES ................. 1

NO	2

104


-------
8, How, I'd like to read you a list of symptoms people sometimes have on
stBoggy days. Thinking of the last three days please tell me if you
experienced any of these symptoms. Lets start with today. CONTINUE
KITH YESTERDAY AND DAY BEFORE YESTERDAY. READ a~z CODE IN APPROPRIATE
COLUMN,

1 '

TODAY i YESTERDAY

DAY |
BEFORE YESTERDAY |

| YESi NO 1 YES I NO

YES

NO I

a. (Do/Did) your eyes feel j
irritated? i

1 j 2

i

1

2

1

2 I

b, (Do/Did) you feel that

"* 1
you (can/could) not see

ar well as usual?

J

1 ! 2

i

1

O

1

1

2

c, (Here/Are) your eyes un-
usually sensitive to
bright light?

1.2 =

1 , *7

1. | *-

li

1

1

d. (Was/Is) your throat
irritated?

i

1 2

(

1 2

1

2

e, (Was/Is) your voice husky
or (did/do) you lose your
voice'

I 2

t

i

i.

1 2
|

1

2

f. (Oid/Do) you have sinus

pain or discomfort?

1

n

1 j 2

i

1

2

g« (Did/Do) you have a nose-
bleed?

1

n

1

'1

1

2

h, (Was/Is) your nose dry and
painful?

1

[

2

1

2

1

2

i. (Was/Is) your nose runny?

I

i

2

1

!

2

1

2

..

j. (Did/Do) you have pain

when you (took/take) a
deep breath?

!

2

1

2

1

2

105


-------
r	" j	"T	dm

TODAY ! YESTERDAY ! BEFORE YESTERDAY

k, (Did/Do) you feel that
you (could/can) net take
a deep breath?

YES ' NO j YES | KO ! YES

MO

1

2

i >

i 8 JL.

1 t

1

I

2

1. (Did/Do) you get out of
breath easily?

i

1 | 2

1

2

1

i

2

in. (Did/Do) you have a cough?

1 ' 2 1
i

1 |

2 f 12

rt. (Did/Do) you bring up

sputum (Phlegm) from your
chest?



2

.

1

2

l " 2
i

i

i

i

c, fDid/Do) vou have a head- 1(2! I ' 2 * 1 2

*' f ' j i | 1

ache? | , j

p, (Did/Do) you get tired j 1 j 2 j 1 2 | 1 \ 2

easily? ! ' i 1 j

lit t I
! .. ! !

q, (Did/Do) you feel faint
or dizzy?

1 1 '

1 ¦ 2 i I 2

i

1

1 j 2

r. (Did/Do) you feel spaced-
out or disoriented?

1

1 | 2 j 1
i

! 1

2 | 112

i ¦

e. (Did/Do) you feel nauee- | 1
ated (sick to your J
stomach)? '

O

s

I • 2

!

f

1 | 2

t. (Did/Do) you have chills
or fever? Which one

?

I

1 J 2

i

1

2

1

2

u. (Did/Do) you have pain in
your ears?

I

2

1

*>

1

i

2

106


-------
v. (Did/Do) you have ringing
in your ears?

TODAY | YESTERDAY ' BEFORE YESTERDAY

YES

NO

YES ' NO 1 YES i NO

1

2

I

2 * 12

i I

1

w. (Did/Does) breathing sound
wheezing or whistling?

1 | 2 | 1

i i

2

1

2

x. (Did/Does) your chest feel
tight?

I

2

1

2

1

2

y. (Did/Do) you feel that your
heart was beating very fast
• iL tines when you were

resting?

1

2

1

0

1

2

z. (Did/Do) you have swollen
glands?

1 | 2 | I
1 I

i

2

1

2

IF YES TO ANY IN Q8 ,

.... ASK Q9

1? "SO" TO ALL . , ,



10?


-------
9. Again, thinking of the last three days, did you do any of the following, let's start with today?

CONTINUE WITH YESTERDAY AND THE DAY BEFORE YESTERDAY - READ A-F, CODE IN APPROPRIATE COLUMN.

A. Did you change

your activities at
all to avoid
having any of
these symptoms
(today/yesterday/
day before
yesterday)?

TODAY

YESTERDAY

DAY BEFORE YESTERDAY

YES ..... ASK a ..... 1

NO ... SKIP TO B ... 2

a. What did you do
differently?

YES 		 ASK a 	 1

HO ... SKIP TO a ... 2

a. What did you do

differently?

YES ..... ASK a ..... 1
NO ... SKIP TO B ... 2

a. What did you do
differently?













B. Did having any of
these symptoms pre-
vent your going to
work or from doing
your regular
chores (today/yes-
terday/day before
yesterday)?

YF S 		 I

NO ................ 2

YES 			 1

NO 			 2

ypc |

I uu »'> « « «• ¦»««** » « Mt * • X

NO	.		 .. 2

C. Did having any of
these symptoms pre-
vent you from doing
something that
would have
required more
effort (today/
ye s t erday/day
before yesterday)?

vpq 1

NO 2

	

YES 	 1

NO . 		 ?.

Yjrc T

'ill.' • •*•••••••••»«• A

NO ...	......... 2


-------
D. Did you take any

medication or
treatment for
relief of these
symptoms?

TODAY

YESTERDAY

DAY BEFORE YESTERDAY

YES 1
NO 			 2

YES ............... 1

NO ..*..*.»•«..»«.. 2'

YES ...	........ 1

NO ...»»«..«¦•...*« 2

E. Did you seek medi-
cal attention for
any of these
symptoms?

YES ..... ASK a ..... 1
NO ... SKIP TO B ... 2

a. Where did you go?

Doctor's Office ... 1

Emergency 			 ?

Hospital 			 3

YES ..... ASK a ..... I
NO ... SKIP TO B ... 2

a. Where did you go?

Doctor's Office ... 1
Emergency ......... 2

Hospital 		 3

YES 		 ASK a ..... 1

NO ... SKIP TO B ... 2

a. Where did you go?

Doctor's Office ... 1
Emergency ......... 2

Hospital 	 3

F. Did these symptoms
make you chanpc
your usual or

planned
activities?

YES ..... ASK a ..... 1
NO .. SKIP TO Q10 .. 2

a. In what way?

YLS 		 ASK a 	 1

Nn .. SKIP TO Q10 .. 2

a. In what way?

YES ..... ASK a ..... 1
NO .. SKIP TO 010 .. 2

a. In what way?














-------
I OA. Again, thinking about the 1 a s t three d.?vs: ASK A - CORE TN COLUMN A -

IF "YES" ASK "B" AND "C." IF "NO" - TO TO NEXT,

B. How many days (date)? RECORD IN COLUMN "B."

C Khat was the problem? RECORD IN COLUMN "C."

B, DAYS/DATC | C. SPECIFY
! PROBLEM

1

A. Did you stay in a hos-
pital or nursing home?

YFS

NO ,

RECORD;

B. Did vou stay to bed due , YES ...... 1 i RECORD:

to illness or injury? "NO ....... 2 1

C. Did you have to restrict YES
your usual activity due 1 NO ,
to illness or injury? :

1	RECORD:

2

D. Did the Illness or
i injury keep you from:

a. Work?

YES
NO ,

RECORD:

Work around the
house?

c. Leisure time
activities?

YES
SO ,

1	J RECORD:

2	¦

YFS
MO ,

RECORD:

i


-------
Have you seen a doctor in the last three days for any illness, injury
or symptom?

YES . » , » ASK a ........ 1

NO .... SKIP TO Q12	2

a- Did your heaJth insurance or health maintenance organization,
cover this medical expense?

Y LS	I

NO ... 	2

b If your health insurance has a deductible, has it been met
yet?

YBS ...............1

SO	2

ill


-------
12, Please tell rae about the activities you do most often. Think about a
typical week. I would like to know the £ive you do most frequently.
Below, a list of many popular activities is provided,

LIST OF ACTIVITIT?

Backpacking

Hose Repairs

Badminton

Hunting

Ballooning

Ice Hockey

Baseball/Softball

Ice Skating

Basketball

Kayaking

Beekeeping

Lacrosse

Bicycling

Martial Arts such as Karate

Billiards

Mechanics

Birdwatching

Metal Work

Boating

Meteorology

Bowling

Motorbiking

Boxing

Mountaineering

Camping

Movies

Computers

Music

Canoeing

Out tngs

Crt-w

Soci.-iJ Dancing

Cricket

Spelunking

Croquet

Sports Spectator

Cross Country Skiing

Squash

Dance

Sunbathing

Diving

SurfIng

Doing Odd Jobs

Swimming

Downhill Skiing

Tennis

Drama

Touch Football

Driving for Pleasure

Track & Field

Fencing

Travel/Tour

Field Hockey

Sailing

Fishing

Scuba

Painting

Sen Ipturo

Photography

Shopping

Picnicking

Sightseeing

Piloting/Flying

Skeet/Trap Shooting

Ping Pong

Sketching

Polo

Skydiving

Rafting

Snorkeling

Raquet Ball

Soccer

Rock Climbing

Visiting Friends

Rodeo Participation

Walking

Roller Skating

Walking the Dog

Running

Water Polo

Gymnastics

Water Skiing

Handba11

Weight Lifting

Hang Gliding

Wind imrfinp

Hiking

Wrestling

Horseback Riding

Yard Work

Horse Racing

Other, specify:

112


-------
12A. My next questions are about activities people sometimes do. We are interested in the activities you
do most often. Please lock at this lint (HAND If 12). Now, thinking about a typical week in your

life, please tell me the five activities you do most often. RECORD IN COLUMN A OF CHART BELOW—ASK
B-K FOR EACH ACTIVITY.

B About how many hours a week are you involved in (..,)? INSERT ACTIVITY FOR (...) - RECORD IK

COLUMN B.

C How many times a week are you involved in (..,)? RECORD IN COLUMN C,

U What docs; it cost you to (...) each time? Feet:, Tickets, Materials, etc. RECORD IN COLUMN D.

E.	Where do you do (,,.), at home, work or somewhere else? CODE IN E.

F.	Where do you leave from to go there? RECORD IN COLUMN F.

G.	How long does it take you to get there? RECORD IN C.

II, How do you get there? CODE IN COLUMN H.

I. How much does it cost you to get there? RECORD IK 1.

J, Do you do this (...) indoors or outdoors? CODE TN COLUMN J.

K. What time of the dav do you usually do (...}? RECORD IN K.

A. ACTIVITY

B. HOURS
PER
WEEK

C. # TIMES
PER
WEEK

D. COST
EACH
TIME

E. LOCATION

F. WHERE
LEAVE

C. TIME
GOING

H. METHOD TO GO

I. COisT
TO CO

J. WHERE

K. TIME
OF DAY

1.

HOME..
WORK..
OTHER.

01

SPECIFY

IF AT HOME

OR

WORK—SKIP

TO J

ALL OTHERS

-

CONTINUE



CAR	

CARPOOL....

WALK.		

VANPOOL....

BICYCLE	

MOTORCYCLE.
PUB. TRANS.
OTHER......

SPEC I FY

0L«

.01

.02
,03
.0
-------
A. ACTIVITY

B, HOURS
PER
KEEK

• TIMES

PER

WEEK

COST
EACH
TIME

E, LOCATION

F. WHERE
LEAVE

C. TI ME

COiNC

H, METHOD TO CO

COST
TO CO

J. WHERE

2.

HOME,

WORK......

rOTHER,
U-SPECIFY

..1
, .2

,.3

IF AT HOME

OR

WORK—SKIP

TO J

ALL OTHERS



CONTINUE



CAR.01
CARPCCL	02

WALK.........03

VANPOOL,,,04

BICYCLE......05

MOTORCYCLE...06
PUB. TRANS...07
r~ OTHER........ OS

L— SPEC I FY

OUTDOORS...I
INDOORS....2

3.

HOME.

WORK		

[-OTHER	

U- SPECIFY

,..1
...2
. .3

IF AT HOME

OR

WORK--SK IP

TC J

ALL OTHERS

_

CONTINUE



CAR..........01

CARPOOL	02

WALK.........03

VANPOOL......0%

BICYCLE,.....05
MOTORCYCLE...06

PUB, TRANS...0?
rOTHER........08

L*- SPECIFY

OUTDOORS..,1
INDOORS....2

AH
~PM

HOME.

WORK.	

rOTHER.

WSPEC I FY

.3

CAR....
CARPOOL
WALK...
VANPOOL
BICYCLE

,01
....02
....03
..,.0%
,...05

IF AT HOME	OR

WORK—SKIP	TO

ALL OTHERS	-
CONTINUE

MOTORCYCLE,..06
PUB, TRANS...07

.-OTHER	08

U, SPECIFY

OUTDOORS,..1
INDOORS.... 2


-------
|A. ACTIVITY

B. hOURS

PER
WEEK

# TIMES

PER
WEEK

D. COST
EACH
TIME

E, LOCATION

F, WHERE G. TIME
LEAVE! GOING

H. METHOD TO CO

COST

TO GO

j. WHERE

TIME
OF DAY

HOME,.

WORK,»
j—OTHER,

. *«1
. . .2

...3

SPECIFY

IF AT HOME

OR

WORK—SKIP

TO J

AIL OTHERS

-

CONTINUE



CAR			01

CARPOOL	02

WALK			 .03

VANPOOL.	

BICYCLE	05

MOTORCYCLE...06
PUB. TRANS...07

r OTHER	08

SPECIFY

OUTDOORS...1
INDOORS	2

AM

"PM


-------
Now some questions sbout the other members of your household,

13. First, I'd like to read you the names of the people we have listed as
members of your household from the last tine we spoke. READ EACH NAME

LISTED CN COMPUTES LIST. RECORD MEMBERS NAME IN APPROPRIATE SPACE -
KEEP SAME ORDER AS COMPUTES. LIST. IF A PERSON IS NO LONGER LIVING IN
HOUSEHOLD - LIST NAME - RECORD INFGR - DO NOT ASK QUESTIONS ABOUT THIS
MEMBER.



NAME

NAME

A, Was (...) sick the
last three days?

INSERT NAME FOR
(...)

YES .... .ASK a	1

NO 		2

YES .....ASK a..... 1 '
N0 • ••¦••••••••..«*2 i

a. What was the
problem?















B. Did (,,,) see a doctor
in the last 3 days

for this?

YES ..ASK a ....... 1

NO . ..SKIP TO C. . .2

YES . .ASK a	... 1

SO . . .SKIP TO C...2

a. Was that at the | OFFICE ....,,.,,..1
office or ercergencv? ' EMERGENCY 		2

I

OFFICE 	1

EMERGENCY 	2

C. Was (...) hospitalized
in the la«t 3 days for

this illness?

YES ...SKIP TO E..1

10 2

YES ...SKIP TO E..1
NO 		2

D. Did (...) stay in bed
because of this
illness?

—	- - . . .

yi?q 1

YF9 1

Jfc a»*a»aa#afta*«a<*-

N 0 • <*•••»••*••*•«* 2 i

E. Did (...) have to
restrict activity
because of this

illness?

YES ••¦*.*.•*.•¦••1

ftn 2

YES 	1 ;

NO

F. Did (...) stay home
from work or school
due to this illness?

YES » „ n	1

hO SAM****. * • ft «'*« <*n<2.

YES 	..., I

KO .••••¦*••••••••2

G. Did (...) cancel
activities because
of this illness?

YES «#»••••••••••«X

i J 0 0 •» 2

YES

NO ••«•••

116


-------
RECORD NAMES IN APPROPRIATE COLUMNS

MAM1 | NAME MAKE i

1 1

YES ...ASK a......1

MO •••••••••>••<**2

YES ,, .ASK a,	1

Mfl 7

i.1 V « • • *•»»«•• •• •« t (

1

YES *. * ASK a. .	1

NO

|

J

j

j

I



YES ,.ASK a....... 1

NO ...SKIP TO C...2

YES . .ASK a,	.1 YES ..ASK a	1

NO ...SKIP TO C...2 : NO ...SKIP TO C...2

I

OFFICE 	I

EMERGENCY 	2

	

OFFICE ...........1 | OFFICE 		1 :

EMERGENCY ........ 2 : EMERGENCY ........ 2 i

1 i

YES ...SKIP TO E.,1
NO *.....••...•...2

r

YES . . .SKIP TO E,.1 « YES ...SKIP TO E..I ,
NO 			......... 2 ' KO	........... 2

1 YF<\ 1
NO **«•••¦••¦ * • » • • 2

1

YES 		1

NO

YES •••••~••.•....I |

YES 	1

N0 . •. *.. .........2

YES 	1

'NO *2

","mu	 ¦

YES 			1

NO «

¦

YES 	1

N0 ...............2

Y £ S ««»X
N0 *•••••••»*!•••••<£.

YES

KO 		.2

YES 	i

NO 	2

YES 		.	1

NO 	.	2

YES ~

117


-------
RECORD NAMES IN APPROPRIATE COLUMNS

| NAME 1 NAME

H. Did {,,,) have any-
other health problem?

YES 	1

NO .<2

YFS t

A Ju»w ¦ »•»•»»»*•»•»•*

J*0 ...............2

I. REFER TO COMPUTER
LIST - FOR ALL NOTED

WITH ASTHMA ASK:
The last 3 days was
(...) asthma:

Much Better........ 1

Somewhat better,..,2
Same as usual, ....3

Somewhat worse,

or4
Much worse than

usual ...... 5

Much Better,....... 1

Somewhat better,...?

Same as usual, ....3

Somewhat worse,

or.......... 4

Much worse than

usual ...... 5

J, Did (...) spend more
time or Icpr time
indoors than usual
the last 3 days?

MORE ............. 1

t fs«; -

ttoRE

LESS ............. 2

K. Was (...) r.cre active
or less active than
usual?

MORE ............. 1 l MORE ............. 1

LESS .............2 ; LESS .............2

I

I

i
'

L. Was (...) more irri-
table or less irri-
table than usual the
last 3 days?

MORE ............. 1

LESS ............. 2

MORE ............. 1

LESS 		 2

1

M, Was (...) depressed
' or "down" more thar
usual the last 3 days?

YES I
NO 	2

YES 	1

HO 	?

118


-------
RECCED NAMES Ui APPROPRIATE COLUMNS

NAME



NAME

NAME



YES 				. . .

. ..1

YFS 1

J... .| (i a | | It). «, a HI ¦ Ik It .»¦

YES 		

"—u	 UilL'"'

.. 1

NO ............

...2

NO 	2

SO .............

. .2

Much Better»....

. . . L

Much Better,.......!

Much Better,	

. .1

Somewhat better,

. . .2

Somewhat better,...2

Soircwhat better,.

..2

Same as usual, ,

... 3

Same as usual, ....3

Sane as usual,

. .3

Somewhat worse,



Somewhat worse,

Somewhat worse,



or,

.. .4

or	4

or........

..4

Much worse than



Much worse than

Much worse than



usual ..,

...5

usual ......5

usual

..5

MORE ..........

...1

MORE 	1

MORE ...........

..1

X*£33 ....««..».

. . . 2

LESS 			 2

LESS 					

. .2

KORE 	

. , !

MORE ....... ......1

MORE ...........

1

LESS

...2

LESS .............2

LESS ...........

. .2

MORE ..........

... 1

MORE 	1

MORE ...........

. . 1

LESS 			

. ., 2

T PCC ¦)

LESS 	

. .2

YES

, .. 1

YES 	1

YFS ............

.. 1

NO 	

...2

KO ...............2

NO .............

. .2

4.

119


-------
Now a few final questions about you.

IF R WORKING , . , . . ASK Q14

IF R NOT WORKING . . . SKIP TO 015

1 h Again, thinking of the last three days. How would you rate your
productivity at work. Would you say:

Much irore than ur.ua 1,	1

More than usual 		2

Somewhat less, ,....,....,.3

Much less than usual, or ....... 4

The same as usual? . . . SKIP TO 015 . 5

A, Why do you think it changed?

B, Do you think the air quality affected your work?

YES ................ .	1

NO 			 . . ,	2

15. How about your productivity at home or your leisure time the last
three days. Was that;

Much rrore than usual,	1

More than usual,	2

Somewhat less, 		3

Much less than usual, or ....... 4

The same as usual?	5

120


-------
16. I'm going to read you some statements f.buut the way people sometimes feel. As I read them please tell
iritj to what degree you felt tills way the last three day:,. Would you say not at all, slightly, somewhat or

very. Let's start "with today. READ A-C, CODE IK APPROPRIATE COLUMN - CONTINUE WITH YESTERDAY AND THE DAY
El'!FORE YESTERDAY.





1







11







III









TODAY





YESTERDAY



DAY BEFORE YESTEPIW



Not

Slightly

Some-

Very

Not

Slightly

Some-

Very

Not

Sli ghtly

Some-

Very



at



what



at



what



a t



what





all







all







al 1







A. (Do/Did) you feel

4

3

2

1

4

3

2

1

4

3

2

1

irritable (today/

Ask

a. Will t

his affect

Ask

a. Did this affect

Ask

a, Did this affect

yesterday/the day

about

your activities



about

vour activities

B

your activities?

before yesterday)?

yes-

today?





day

yesterday?













ter-

YES .

. 1

be-

YES . ,

. 1





YES .

. . 1



day



NO .

. 2

fore



NO .

. 2





NO .

» . 2

6. (Do/Did you feel

4

3

"1

1

4

3

2

1

4

3

2

1

X

depressed or down

Ask

a. Mill t

i is effect

Ask

a. Did this affect

Ask

a. Did this affect

{today/yesterday/

about

your activities

about

your activities

C

your activities?

the day before

yes-

today?





yes-

yesterday?











yesterday ?

ter-

YES .

. I

he-

YES , .

i 1





YES ,

. . 1



day



HO .

2

fore



KO . .

. 2





NO .

. , 2

C. (Do/Did) you feel

























cheerful or enthu-

























siastic about life

























(today/yesterday/

























the day before

























yesterday)?

4

3

2

1

4

3

2

1

4

3

2

1


-------
17, Using a scpIc of 1-10, 10 being the v o rv be si: and ! the very worm.

how would you rate the air quality outside your home today?

RECCnP #:

18, Did the air quality cause you to do anything different today? Such
as:

Stay indoors rare?

YES

NO

b. Get outdoors more?

1

2

c. Be more productive in work, school, chores?

i

2

d. Be less productive in work, school, chores?

1

2

e. Hove ny activities to a different place?

1

2

f. Cancel activities 1 would have done?

1

*7

19, Do you feel that smog is harmful to your health?

YES ..... 	1

NO	2

DON'T KNOW	8

A, Please 1t-11 me why you say that?

20. Do you have any syr.ptcms when it's smoggy?

YES	ASK A	1

NO	SKIP 10 END ..... 2

DON'T KNOW , . . SKIP TO END ..... S

What symptoms do you have?

122


-------
END

A. This completes the questionnaire. Thank you for taking the time for
this very important study, Everything you've told me will be held in
conp.lt'te confidence. I111 be contact you again In abcut a month. Is
this time ard day convenient for you?

YES	THANK YOU .... I

NO ........ ASK B ..... . 2

B. What day and time would be ncre convenient for me to call?

RECORD DAY: 		

RECORD TIME:

nt'.D TIME;

AH
~PX

123


-------
R.I. P.":

/PPJI.'T 01 SLUE PAPER/

OCCUPATIONAL QUESTIONNAIRE

1. Bow do you usually go to arid from work? Do you:

YES NO :

Drive?

Carpool? 	

Vanpool? .......

Motorcycle or Hoped? ,
Public Transportation

Walk? 	

Bicyr: I e? .......

pSoine other way? , . .
1SPECIFY:

* »
* *

How long do you spend commuting each day? Would you say:

n

2
2

2
2
2
2

Less than 15 minutes,	1

18 to 30 minutes,	2

31 to 60 minutes, or .........	3

over 60 minutes? 	 ......	4

Row many hours, on the average, do you spend at work each day?

RECORD HOURSi

Hot# many hours» on the average, do you spend outdoors during your
working day?

RECORD HOURS;		

Wh
-------
Is '/our honr air conditioned?

YES ..... ASK A ...
NO ..... SKIP TO Q8 .

A. Is it:

Central air, or . . , SKIP TO C
Room by Room air? » . ASK B , .

B. How many units do you have","

RECORD

l Tl; it:

Refrigerated, or ...... .

Evaporative (SWAMP)? . , , . ,

Do you have an ionizer or sir energising machine?

YKS ...... ASK A ......

NO' ....... CO BACK TO Q4 OF Q

DON'T KNOW ... GO BACK TO Q4 of Q

A. How often do you use it?

RECORD;

125


-------
R.I.I).":

/PRINT u;; PINK PAPER/

HOI'S S QUESTIONNAIRE

I'd like to ask you some questions about the hone you are living in

now,

1. Are you located within two blocks of a major street or freeway?

YES	I

NO .................	2

2, Po you live in a;

House/single family unit, 		1

Apartnent/Duplex/Trip lex,	2

Condominium/Townhouse, .......	3

Mobile Home, or 		4

pSomething else? 		5

^ SPECIFY:

3, How many bedrooms do you have?

lit ORD:	

A. Is your home insulated?

YES ...... ASK A ....... 1

NO ...... . SKIP TO Q5 ..... 2

DON'T KNOW . . . SKIP TO Q5	3

A.	Is it insulated in:

The srtic, or		 I

the walls?	2

BOTH ................ 3

B,	Do you know what material was used?

\ ES • • • • . ASK 2 .........1

NO ..... SKIP TO Q5 ....... 2

a. What? 			

5. Do you travel during the day as part of your work?

YES	ASK A	1

NO ..... SKIP TO Q6 ....... 2

126


-------
A. When you travel, do you use:

A car,	L

Public Transportation, or 		2

Walk?	3

rOTHER 		4

SPECIFY:

B. How long do you usually spend traveling during a working day?

RECORD:		

Is your place of work air conditioned?

YES ................ , 1

NO ................. 2

Are von exposed to anything at work which affects your breathing?

YES ..... ASK A ........ . 1

NO ..... SKIP TO BOX BELOW ... 2

A. What are you exposed to?

	

RETURN TO OtIESX. (|3

127


-------
R.I.D. #

/PK1NT ON GOLD PAPER/

ASTHMA-BRONCHITI S-EMPiYSEMA SUPPLEMENT

You said the doctor told you that you have {asthma/bronchitis/
emphvscna) . I'd Like to ask vou o i'ew questions nbout vcmr (...), INFFItT

CONDITION FOR (...). ASK ALL APPROPRIATE QUESTIONS,

ASTHMA

1,	How old were you when the doctor told you that you have asthma?

RECORD AGE:		

2.	Have you taken medication for it in the past monthV

YES ......... I

NO	

3.	When was your last asthma attack?

RECORD	/

MOUTH YEAR

4,	Do you know what brings on your attacks? PROBE

HKGNCHITIS

1. How old were you when the doctor told you that you have bronchitis?

RECORD AGE:

2» Have you tnken medication or done anything spec in I i'or it in the p.-u;t

month?

YES ......... 1

NO	2

3. When was the last tine you were sick with bronchitis?

RECORD;	/

MONTH YEAR

EMPHYSEMA

1» How old were you when the doctor told you that you have emphysema?

RECORD AGE?

128


-------
2.	Have you taken medication or treatment for it in the past month7

YES	1

NO ......... 2

3.	When was the Inst time it really bothered you?

KIXORD:	/

MONTH YEAR

RETURN TO I IAIN QUESTIONNAIRE

129


-------
APPENDIX C

ENV1R0KKEITA1, EFFECTS EVALUATION PPOf-BAH qi'ESTICKRAlRF,


-------
Card

HID

UCLA 1,B,

rmi

3 C 5" IT ? S 3

Mlfti I.0



TJ*VTTS

1-15

ENVIRONMENTAL EFFECTS EVALUATION PROGRAM
Interview Schedule

Status in Program [ [

16

NAME
Street

City L 11p

Re 1st ion la Head

Telephone Number



Has yi>s(i' ,nl(lri'ss cha'iqrd simp the lait time yr>u pur 11c i pa t e>) In lids progron?

i Yes

Mjis	2 Ft,-™ I r P~^j

IS

Birthdare: [ [ j J~| |j~" j BIRTHPLACE:

20 "Ft 2? 23 ^2M IS

t Ho

LIU

2b 2?

Njne of Interviewer

0

CI ry I
State:

l.^fcrnait 11 I Subject 2 Parent 3 Guardian k Other relative •» Other

23

Hn.	Dj> Yr.

Date of Interview; m m n 11 if it? of Interview; P" J 1
31* h Ji ik 35	M i!

Rjee/E tlin i c i [ y :

1	White

2	Black

J Spanish Surname
k Ch i rinse

5	Japanese

6	Other (specify!

~

30

16

i?

18

19-2?

28

29-30

31 -J?

Prejfble: I aro first goiru; to «»sk you sonic questions about your respiratory health,
(i NTE (?', 11 W'l H ¦ Note tt.at all N/A responses rmelvf a code of "3"!

A. COUGH (Ail questions ii'iist he asked)

I, Do you usually (.outjh first thing in the morning In bad wealtier?

Rev. February 1979 - Burfcank	~ 1

© Cut-.riqrt l?78 fiejLr.ls, yf the University of California

] Y

n

38

38


-------
2,	Do you usually cough at other tiffins during the day or night in bad weather?	1	Yes	2 No

3.	Do you cough on most days for as much as 3 months of the year?	I	Yes	2 (to

5

Do you briny up at ly phlegm from your chest first thing In the raornlog on more	1 Yes 2 No

thjn 50 days in a year?

Do yen bring up any phlegm from your chest later In the day on more than 50	1 Yes 2 Ho

days In a year?	*•?

L~	1

II. For haw nany years, have you raised phlegm, sputum or mucous (S)	N/A	p"

from your chest?	1.	Less than 2 years	L ,

¦»	* *. r	^

2,	2 to 5 years

3.	6 to 10 years,

.	ID y rs . or more


-------
- 3 -

(INTERVIEWER: If subject reports neither cough nor phlegm, code 9 for cols. ^9-50 » and ask question 13)

12, Does most of this touching Cor phlegm) con>e during just one season
of the yearl (INTCRVIFWER: Check I. cough	—

2, ph I eyt*	[ |

b9

J, cough and
phlegm

IJ. In the p.ist three years have you had a period of INCREASED cough and
phleqm lasting for thrw weeks or more?

{9! M/A



1. Suiter



2. Fall



3- Winter



k. Spring



5. Fa! 1 6

Winter

6. Spring

& Fa 1 1

7, Winter

& Spr i ng

8. All the t line

I Ves

n.

so

2 Ha []!
s Si

Ik. Have you had more than one such three week period?

i Yes 2 to (S) M/A n

5?

w

UJ

WHEEZING

15.	Does your breathing ever sound wheezing or whistling?

(INTERVIEWER: If no, col. coded 9; ask question 1?.)

16.	On how m.iny days has this happened during the past year?

17. Have you ewer had attacks of shortness of breath with wheezing?

1 Yes 2 Mo

{9) N/A

1	,

2	.
3-

less than
5 to 10
to 20
k. 21 lo 50
5. over 50

t Yes

2 No

n

S3

LI'

I

n




-------
8RFATHLESSNESS

18.	Are you troubled by shortness of breath when hurrying on level ground I Yes 2 No
or walking up a slight bill?

{INTERVIEWER; If NO, cols. 5? and $8 3re coded 3, skip to ft.2t.)

19.	Do you get short of fcreath walking with other people of your own aye
on level ground?

20.	Do you have to stop for breath when walking at your own pace on level
gro^nd?

21.	Do you suddenly lu-conif short of breath when taking !t easy (not
txrrri i ing)?

I F yes to 21, ask;

22, On how mjF»Y days did this h.ippcn dur! mj the past year?	(3) H/A	3. 1Q t? 2 0

1.	I'»s»	Shan 5 ^ ¦ 20 to vO

2,	$ to	13	5. over 5n

?J. IMTERVI EWER: Docs subject appear to be disableJ (crippled) by 1 Yes 2 No
reason other thiin shortness of breath"! Note here	

I Yes I No <9> N/A

I ¥es 2 No (9) "M
I Yes 2 Mo

k Do you now have ANY serious illness? Note here 			' Yei

CHEST ILLNESS

25. Curing the past 3 years, how much trouble have- you had with Illnesses
Such 85 cbeM coids, bronchitis or pneunon i .iT

IF a great deal or some trouble, ask:

26, During the prtst 3 years
activities because of II
pneumonla?

how often were you unable to do your U'.ojt
Iness such ai cin'st colds, bronchitis or

1. gre.jt deal of trouble
?,	trc-jble

3. no troutle

(9)	N/A

1.	one tine

2.	2 to 5 t i me h

3.	more than 5 Hah
^4.	no 11 ne 5


-------
- 5 -

w

U1

2?, Has a doctor ever told you thai you had asthma, chronic bronchitis,
or emphysema?

{INTERVIEWER: If no, cols, 66-75 are coded "9""i go to question 35)
23. If yes, which one(s)?

(9)	N/A

1	A>. th-na

2	Chronic Bronchitis

3	fmphysema

4	As tin a E Bronchitis

5	Cn f.hyiono 6 Broach I11 s

6	AsUwia 6 Eiijihyscna

7	At I three 11 tnesses

~

65

66

65

m

At wlut age wjs this first dlaqoosed? (Record a^e In years)

30. Have you taken medicine or treatment for this In the last year?

31, If yes, for which one(s)7 (Use code above) .

1 Yes 2 No (9) N/A

32, Have you taken any medication for asthma,

bronchitis, or emphysema In the 1 as t 6 hours!

33, If yes, what Is the name of the roedlcat Ion(s)?

1 Yes 2 No (3) N/A

1	Antibiotics

2	Bronchod!iators

3	S f t: ro i 
-------
- 6 -

35.	Do you think you have ever had any of these chest disorders; asthma,
any kind of bronchial trouble, or eiriphyserr-i'

36.	Have any of your "blood relatives'6 ever had persistent asthma,
b runch ills, or entphy sor»iii?

3/ Has a doctor ever told you that you hod TB or any OTHER CHRONIC lung
cond11 Ion?

If yes, note condition

(no code)

3S. Have you hati treatment for this?

39. Ou you have an allergic disease?

If YES, what Is the allergic disease?

I"™-*

u>

3*

kO. Bo you have cotd or flu symptoms nix?

41, If no, when did you last have cold or flu symptoms?

1	vei n

2	No	'—'

3	I don't know

1	Yes, IB

2	Yd, other

3	No



1	Yes	p- .

2	No	LI

3	I don't knew 1!



Yes 7

E«ema
Hayfever
Hives

No (3) H/A fjj
?b

2
1

k	Asthma

5	Aleryie Conjunctivitis

6	Other ___________

(9) N/fl

Q

Card

UCLA I,D ,

1 Yes

} T' i~ b

w?

2 Mo

1	l-3 days ago

2	k - ? days ago

3	1 - 3 weeks ago
k	4-6 weeks a
-------
- 7 -

F. SHOKtHG

42. Do you new stroke c Iqaret tes. regular Iy, occ.is I una I ly or

never? {ItjTERV I EWl R: ask	tittle cifj.iri or faiu/in

cigarettes)

^3- Do you Inhale?

it It. Do you smoke cigarettes with fillers or without filters!

'<5. How many cigarettes do you usually smoke each day at the
present time?

Ui

46. In past years, d IJ you ui.ua 1 1y smoke more cigarettes
than you Jo at present!

1*7- If yes, what was the usual nutrber you smoked then?
{Please give best estimate)

¦W, Have you ever attempted to stop imoklng?

45. If yes, what was the longest period of time you
were able to stop? 	;		

50, How old were you when you begun to smoke cigarettes?

(interviewer; Record aq»" in years)

I requljfly

J r-ccas i..•»,-»! t> (cude 3 for coli.

13-23 if usually less than
per day)

3 never (code 9 for lj~2j 5

I Ye s

2 No

(3) N/A

(3)	N/A

1	wi tfi f I I ters

1	wi thou? filters

3	$««jke li'tth

~
12

~

13

~
\k

12

13

H

(9) N/A

1	l«s than 5

2	5 to 10

3	11 to 15

k 16 U> 20

5	21 to JO

6	ove r 3°

I Yet 2 Mo (9} N/A

~

15

n

16

15

16

05	H/K

1	li:i>s thjn 5

2	5 to 10

3	I 1 to 1 'i

it 16 to ?0

5	21 to 10

6	over iO

I Yes 2 No (9) N/A

~

1?

g

17

11

1	Days

2	Wpfiks

3	Months
k	Years

T i fr**.*

Un! t

(33) N/A

Number

g o;

n>

2:23

19-21

22-23


-------
- 8 -

(INTERVIEWER: If Subject Is presently smoking, code 9 for cols,

51. If you do riot smoke cigarettes now, did you ever smoke
them regularly or occasionally!

52.	Whdt was the usual number of cigarettes you smoked
per day?

53.	Did you inhale?

54.	Host of the time that you smoked did you smoke
cigarettes with filters or wiIhout filters?

55.	How old were you when you stopped smoking cigarettes
regularly)

(Interviewer: Record age In years)

56.	Haw old were you when you began to smoke cigarettes?
(Interviewer: Record age In years)

57.	What was the main reason you stopped smoking?

58, Were you also influenced to stop because you had a
cough,	ing or shortness of breath?

?!*-}) and ask question 53.)

(9) N/A

1	regularly

2	oi.c as f ca 11 y (code 9 far
25-33 if usually less than
ont» per (Joy)

3	never smoked cigarettes
(code 9 for 2 5-33 )

it,

(9) N/A

1	less than

2	5 to 10

3	11 to 15

16 to 20
21 to 30
(I™1| pJC ks)
over 30

1 Yes 2 No (9) N/A

~

~

(9) N/A
! with filters
2 wi thout fiIters
J smoked both

27

(33) N/A
(99) N/A

| i JYriJ
Trrr

Yrs.

30 31

(9)	N/A

1	doctor's advice

2	advice of others

3	f*jr of health effects
if	other ( spec i fy )

Sr

1 Ye*

2 No (9) N/A

53


-------
- 9 -

59. Do you new smoke pipes or cigars regularly, occasionally
or never?

60. Which do you smoke?

Si, How many plpefuls or cigars do you usually smoke
each day?

No. of p i pr Puis 						

No. of cigars 			

62, How old were you when you first smoted pipt-s or
cigars? (INTERVIEWS: Record age In ye.tr>)

63. Do you usually inhale when you smoke pipes or
£ igars?

regu1jr!y

occasionally (code 3 for
35— 33 If usually less than
one per day)

never (code 3 for 35-33)

(3)	N/A

1	pipe

2	cigar

3	both

19)	N/A

1	less than

2	5 to 10

3	13 to 15

<4	over 15

(99) N/A

Nu 19) N/A

j r>»

37 13


-------
- to -

(INTERVIEW!.R: If Subject Is presently smoking pipe or cigar, code 3 for cols, kO-^h and ask question 69.)

4>

64, If you do not smoke pipes or cigars now, «Iiti you ever
smoke them rt-yuljrly or occasionally?

65. How many |ii|iefuts or cigars did you usually swoke

No. of p I pef uls 			

Ho. of cigars 					

46, How old were you when you stopped snoUrtg pipes or
ci garsl

67. How old were you when you began to smoke pipes or
cigars?

65, Did you usually inhale when you smoked either pipes
or cigars?

69. FOR SMOKERS ONLY; How long has it been since your last;

(Record time In minutes - highest Is 600')

(9) N/A

1	riMjui ar Iy

2	net, 3b i iVi.j I 1 y (n.Je 9 for

It | -fit, if u5Jd I I y less t har>
uiic per day)

3	r
-------
- II -

PREAMBLE: I am now going to ask you some questions about your education, rc s MenI la I and work h i stuf y.

C. OCCUPATION

JO. Are yoii present ly 1 tsyed?
If NO;

1 " Vt*>, full-tine	2 » Ves, fVt r ! ~ t f re

J ° Stuil'-nt (22 or under)
5 * llou'iewl fe

7 ° Ret i ri-d for health reasons

't = St udei t 132 + )
6 =	iryt'd

6 » Ret I reJ

~
bl

71. Wlut. is your present occupation?

(INTERVIEWER." If Q. ?0 saded 3 to 8, recoH the last occupation held, if any within
'.be t 10 y rs. , If none, coH. i>2-?9 £ 1C-13 are coded 9,}

Kind of" bus J nrsi >>r industry 				

Kind of work done

Dates of employment: From

Iotitl Ion
to

72.	How far do yno live from your place of work? {Record no. of miles)

73.	How tio you get to your place of work?

Ik. How much tine do you spend travelling to and from work each day?
(Record time In minutes)

1	Autonob ile

2	Pu>

3	V.'i I i-

it	0 tner

i	Work at hone

W-.rt.

(

L

*tocat ion 9T1

n

%

v%

y

p

tt
Mi ii>«.

f "

57

H i tt u 11; s

fiti irr xt

** location Code - See nap of S.PCQ source areas.


-------
- 12 -

75. Does your Job Involve travelling from one place to another
during the work day?

76.	If yes, where do you travel to?

{Use Location 'Code o.'< APCD source area rrap.5

77.	Haw much time do you spend In trove I 1 irttj to these other
locations on an ,ivcr«ige day? (Record titi.e !n nlnutes)

Now, I'm going to ask you some quest Ions about yom work schedule.

78. Do you usually work, days, evenings or n ight s?

*•

fsj

73, What days of the meek do yrat work?

80,	How much time do yau spend at your work location on an average
d,»y? (Record time spent if hours.)

81,	While at work, how much tlirc do you spend outdoors en an
ove rage day? (Record t Inc	t In teiurs.)

** location Code - See map of APCO source area.

1 Yes

2 Ho

(9) N/A

tj

4 Lotj!ion

"tt

Minuti-5

n. n

bb t> > 13

63

6!<-65

66-68

1	Days (f*Att-6PMS

2	Cvcninyi (jF'M- I JAM)
i	Nights (9PH-6AH)

k	Other ccrbination

I spec if'j

fig

1	Hon- Fr i only

2	Sit £ 8jr, + 3 pther day5

3	Other ccm.h Injt ioi

~
70

H sur

71 7?
Hutirs

70

71-72

ll-Jk


-------
- 13 -

At your place of work, are there any air modifiers, such as
air tondIttoners, humldiflers, or fitters'?

1	Yes

2	No

3	I ilon' t know
13)	N/A

~

?S

n

UJ

8j, Have you ever worked at a job In which you noticed changes
In yuur breath Ing abllttyl (t*.g, shortness of breath, more
cough i n.j or snee/ ing than usual, greater incident? of chest

CO Id*?)

If YtS:

Kind of business or Industry:
Rind of work done;

Dates of employment: From

to

1 Yei 2 Mo (9) N/A

UCLA 1.0. No.

Card So,

~
7b

Wo* k

m

11 78

?T i-if

~
;y

HD

1 2

76

h-78



1-2

3-9

3^ 5 6 7 8 9

Have you ever changed occupations because of a breathing
(1 uncj) problem?

If YES;

Kind of business or Industry:
Kind of work done:

Dates of employment: From

to

IT	2 No (9) N/A

0

Work.

^T!m?

g

10

tl-12

13


-------
-H-

¦s-

¦e-

I am now going to read several lists concerning materials you may have worked with as well as jebs you may
hove held. When I come to an i ten that app I i cs to you, p lease tell me the number of months or years appro ~
pri ate to that I ten. if any of the items apply to your wi.rk while in military Service, please include thum.

(INTERVIEWER: Code months as nearest quarter fractlc

65»

86,

Have you ewer worked at 3 job hand!Iny any of the Following materials?

(INTERVIEWER: If more than onr material Is named, ask If the materials
were on the same or di ffercnt jobs.)

(e.g. I/^t, 1/2, i/b) of year and aud to total)

Material

1

Paints and solvents

yrs.

8

Tobacco leaves

yrs

2

tJry cleaner for clothes

yrs.

9

Handling fluorescent

i ghts yrs

3

Gaso 11ne and oils

yrs.

10

Asbestos

yrs

k

Aspha 11 and tjr

y rs.

1!

X-ray equipment

yrs

S

Creosote

y rs.

12

FI be mi 1 uss

yrs

6

Oyes and stains

y rs..

13

P 1 as 11 cs

yrs

7

Crop dusts and sprays

yrs.

\h

Powders

yrs

Have you ever worked in a:

1	S tee I mill

2	Srr-elter or foundry

(I f yes , ask #3)

b Grain elevator or silo

5 Chemical plant

(If yes , ask #6)

7	Road construction or
maintenance crew

8	On a farm or ranch

3	Text iie mi I I

(i f yes , ask H10)

~3-

3*i 35

Qlvrs.

36 37

rn v«.

M k2

3 What meta 1 {«,) 7

yrs.

yrs.



CD-,

50 SI

~D>r-

52 53

6 What chemi ca 1 (5)?

10 What text ile(s)?

n

I'l IS

ra

IB 19

m

22 2 3

m

26 27

Years

m

16 1/

LI'J

2 u 21

m

7k 25

m

23 29

lots 1 no- O

ma terI a Is hand led

30 31

Total years m
32 33

Number

of
Me t £f 1 5

Meta Is

f 5Q

Nu'r ter

of

Chu^ita15

Chen, f ca U

e gg

Number of
Tex 15les



Textlles

~
56

Total years).

Hi-I?
18-21
22-25

2£>-?9
30-31
32-33
3*1-35

36-40
1,1-),2

k}-b k

^5-47

1.8-i.g
so-s t

52-56
S7-5B


-------
Have you ever worked as a;

1 Fry cook		 yrs,

t Miner (If yes , a'A ?})		_ y rs.

3 What kind of im'nlrg? 		

k Carpenter of sa^'iill honker 	 yrs.

5	Mechanic (any type)	yrs,

6	Sand blaster		 yri.

7	Metal worker {If yes, ask HB)	yrs,
S What metal (si? 			

$ Welder				 yrs ¦

10	Store worker		 yrs.

11	Cotton g I finer	ys ¦

12	Beautician		yrs,

13	Baker		¥«.

I <1 Plasterer		V" •

Have you ever worked at any other dusty job?

What job? 	 "Tears, _

-15-

Jub	Veo's

m	en

ti'i U	61 62

[XI	CP

o \ 65	8> to

CD	CD

6/ too	b3 JO

J.

Total no- 	« t

of job* / \ i'l

Total r—rn
years I	1 _„i

i 3 A

hi n s r>g Heta Is

n m

n 7o n

59-62
Sj-ES
67-70

71-72

73-7*4

75-77

1 Yes

2 *to

Vears

g
w

Card Bo. EKJ

1 2

UCLA 1.0.

3 1

3 it bb I b «

n

75-50

1-2

3-9


-------
- 16 -

H. Dt"HOf.RAPH I C

89. What Is the highest grade (or year) of regular school that you have
fts'iipleted? (Code numerically, c.tj, , completed 8th qradc » 08;
to.rp 1 e teil high school «- 12; college graduate « 16, Co.le all degrees,
beyond the 1 eve J of college graduate as IS.)

10 I I

10-II

m

90.	What is your social security number?

91,	Where did you spend most of your childhood?

SS#

Residence	Nearest Metropolitan City

92, How long have you lived In Burbank? {Record no, of yvars,}

31. How long have you If wed In the Last Sao rnando Valley? (Record years*)

9^, Havft you ey&r lived outside the East San> Fernando Valipy for one y<*af or

more at a t iir-e? (P1 case Include military service and residence overve^^.)

(f NO to	col s. 23-73 are coded 9,

If yCS to Q,Skf jhk:

35. Have any of these pieces been wifhin 50 rr i les

of a big city (populat Ion 1/2 «r i II i or? or t,u re ?)

^	mm

i2 13 nr 15 is t/ is 15 ?o

W

~
23

,r' CD

S Urban

SMSA

2 Rural

Yrs

ll O

'.e 1;

I Yes 2 No

Q

12-20

21-22
23

2k-i'j

ib-17

28

29

If YES to a.95, ask:

36. Starting with your residence at aqe 18, please
tell me all of these places. Pl^j^c include

military service and res Irfence overseas , but

do not include moves made within the same
common 1 ty.


-------
, ,7 -

JE*

¦v»

2..
J..

5._

6.

INTE RVI EWER; for "Biles to City" u«.e the following code: I » 0 to 25

2-26 to SO miles
1 =¦ Over !)0 ml I cs

Tor "Work Locdtlom" .ask: Old you wolk irt Ihe Hoi rof.-o! > t jn C i t v?	I, ft's, i!. No, 5, N/ft

RESIDENCE

NEAREST HE1R0P01 11AN
CITY

SHSA

Kill1, 10 WORK
t itV I0C All ON

Ff»0M

Ait

TO
Af,l.

10 11

rn

jfl 3'J

n

n !»?

QS

i-J-J

Li J

70 ?l

n
Q

y

Q

q

~
u

y

^ j

y

Q

[VI

73

CIV

3^ s>

b 13

$D M

rr

58 T'J

m
TO

Ob (.-/

,::n

it i;

mil

o:.

7? i, i

l

?b //

Hiiw many pi .ices are I i sled? j |

/3''

Card No.

Uld

UCt A 1,0, Ho,

I 2

3

o 7

3?. Have you ever changed residence because of a breathing (lung) probity?

If YES: Where did you liwe
How I or19 bad you lived there

1 Yes 2 No



Hum) c>IJ were you when you tmjvril
Wlir re <11 J you	to

_yrs.

VS.

CT)

11 ii

i I !

L I !

I1., lu

ft.'

SM L A <:

rr i

r? ib

Did I1 noke a dIffe rence?

t Yes, better

2	Yes, v*<,rse

3	J 1 f ference

y

30-1/
38-i.ii
j

5<"-bt

62-61
6^-ti

70-7/
78

1-')

US

li-id

i?


-------
-18-

Do you presently have any type of .ilr com
hurt I ill f ier or filter system In your home?

,1111 ont r,

Yea, air conrl.
Yes, humidifier
Yes, fH!tr
Yt's, u i r co"d f.
htimid i f Ui r

5	Ye s, air ctwJ &
filler

6	Vci, hi.-iid, i
filler

J At I three
8 No'~e

n

[ j

100,

If YES, how often Is il

use?	1 Rarely	^ Yeairound

2	Sy-mcr or<1y - occasionally S Vc3t rc.^J

3	Sunirer only " often	(9) N/A

What type of heut Ing system do you h.jve hi your home?

occaviuru I 1y
fi f l c n

1	furcoi air

2	f ,i J i ,ii t

3	f lijnr or w<> I I f uri.uc (fl.isi
^	P,)i i a w>r (s te n )

5	01 he r

~
11

|Q|. Wli.it kind of fuel !v used In this?

4>
CO

on

ttatural a
fjott led n.is

102* On an average weekday (SAH-fePMj Mon-Fr\), how much time do
you spend In the Burbnnk/Eost San Fernando Valley area?

)02. On an average weekday, how much of tha t time do

ynj spvnd outdoors?

103. On an average weiketyd day {6AM-6PM, Sat-Sun) f how i^uch

time do you spend In this area?

1Q1*, On an average weekend day, how much of that I I me
do you spend out Poors'?

4	Electricity

5	QUn>r		

6	Don't l»mw

1	less \han I hr, (<10 i)

2	) - 3 hours { 1J -25'J 1

3	k - 6 hujra (^f>- 50*)

^	/ - 5 rr>«_rs (SI - 75t)

5	ilnre than 9 hrs. (>75«)

(samr code as above)

1	Itss than 1 hr» (<10"0

2	1 - 3 hours C1 1 w25'l)

3	*# - 6 hours (26-50?)

^ 7-9 hours (5I-75*J
b Ho re than 3 hrs.

(same code as above)

» 1

2*'

r

p

'In

~
*1/


-------
- 19

\o

Now,, I am going to ask you some questions about your health,
105. When was the last time you saw a physic I.in?

106. What was the problem!

1	less than 6 months

2	& mos. to 1 year ago
J more than 1 y t »r ago

1	Check-up, routine

2	Acute condition {infection}
J	Accident

k	Heart

S	Respiratory 		

spec i fy

6	Gastroinrest inal

7	Surgery ______

spec i fy

8 Other

spec tfy

10?, Which of the following describes the way you usually respond to
episodes of air pol1ut ion? (You may Indicate more than one.)

Do you experience: 	!

Upper leap 1ratory
Sore throat

	Running nose

	Sneet ing

	Sinus Irritation

108, Do you usually stay Indoors on smoggy days?
103, Are you now pregnant? Itf YES, how many months?)

Lower Respiratory
Wheez ing
Cough ing

	Breathlessriess

Chest tightness

I Yes

Othe r

Eye Irritation
Ilea Jsc he
T i rt" J'less

Depress!on

I No

1	No

2	2 months

3	3 months
ft	k months

5	5 months

6	6 months

7	7 months

8	8 nonths+
OS H/A

~

28

g

un

IR Other

~

~
~

30

31 32



~



13

g


-------
ui

o

Standing Ht. (In,} Q„J „ Li 35*37

35 36	37

Sitting Hi. (In,) [~T~ j	[_ j }8-W

3839 *	50

Wl. (nearest lb.)	I

tl ra



reading 5

i--.- 		I '	'^1' nnn J

6l 64 85

Closcj

j_—,,

.CTJJ

6 2 / i .1

j'6" 31 3«

hb ',7 '<8

am

*>t> 57 So

66 67 68

TO iTiril"

\ '• !1 tl>
ease of rejiliitg

complete tracing

17

18

es! > VI

(ii-i 11ir.iI

19 20 21 22

ERV t (l !

ERV 2

ERV 3

ERV *i

;-i 3! u

39T0 1 "^*2

mi ITU


-------
APPENDIX P

TRANSCRIPT OF OZONE AND HEALTH TELEPHONE COKFEREHCE


-------
TRANSCRIPT OF CONFERENCE CALL

August ?, 1984
4:00 pro

This is Anne Con Ison at UCLA and I have with me Stan Kokaw, Don Tashkin,
Roger Detels and Mohammad Mustafa. I will call the roll of the people who
are not here ,ii UCLA.

Coulson: Dr. Beard?

Coulson: Not on?

Coulson: Dr, Cross?

Dr. Cross: Yes,

Coulson: Dr. Crocker?

Dr. Crocker; Yes, here,

Coulson; Dr. Horvath?

Dr. Horvath: Right,

Conference Operator: Dr. Beard got disconnected,
[static!

Beard: Hello' This is Rodney Tionrd

Coulson: Etna?

Eraa: Yes I'm here.

Coulson: We are all present except Dr. Schaeffer who will jcin us later
and Dr. Gerking. The purpose of this conference call Is to talk about, as
I told you in the letter, ozone and heal eh. The background of this is rh.i i
in concert with the University of Wyoming and the University of Colorado we
are putting toother a proposal to contact some 200 people several times in
a year looking for sotae of the lesser health effects of ozone, leaving it
to other studies to deal with the more major ones. This will not involve
any respiratory function tests or but we need to know what kinds of effects
we can expect at what levels. We have put together a ret of questions
which T villi read over I would like you to break in whenever you wish with
any information. Would you please identify yourself each tine you do. We

152


-------
are having a transcript made of this entire conference which will be sent
to you for your approval, additions, and deletions, so it would be nice to
be able to record who was saying vli.it.

Okay, this is Rodney Beard and 1 did not receive anything In advance,

Coulson: The information that we sent was very limited, about what 1 have
already said. We have come up with the questions since we sent out the
letter on Friday. I will now read them to you. I would like to read them
all the way through so that we'll know what is coming up. We raay not get
all the way through then in this conference. We may also cover more than
one question in answering a single one. These are the questions.

1.	What kinds of symptoms night be experienced by an ordinary free-living

individual with exposure to ozone?

2.	At what levels of ozone might this be experienced?

3.	What effect modifiers might influence the experience of symptoms: age,
sensitivity, exercise, tire out-of-doors, anything else?

4.	What effects would you expect ozone exposure or the resulting symptoms
to have on activities such as work, commuting, recreational activities?

5.	Is the effect of ozone or smog greater or less on succeeding days of a
three to five day episode?

6.	Which day is best and worst?

7.	What would you expect the range of indoor values of ozone to be for
given levels oi outdoor ozone?

8.	What impact on exposure would b«; expected given the air conditioning oi.
just about everything?

9.	Do such levels produce health effects with indoor activities, for
example, indoor tennis, indoor health clubs, etc.?

10.	Does ozone exposure apart from any other effects alter the affect or
mood of exposed individuals or their motivation to do things and at what
levels?

Coulson: The first question is: What kinds of symptoms might be
experienced by an ordinary free-livinp, individual with exposure to ozone?
Do T have n taker?

Dr. Horvath: We'll I'll start. 1 think the major ones are the subjective
symptoms as I gather is all you're trying to find out. The first is pain
on deep inspiration, in other words when they take a deep breath they will
complain of pain. There will be cough. The cough seems to be the aost
common symptom which occurs in all most all subjects. They also may

153


-------
complain of substernal pain even without taking a deep breath. Some
subjects will experience a little nausea. Those .?re the four major
syrrrptoms.

Beard: i would have added complaints of headache, from what I have read,
hut perhaps thai' s an oxidant effect,

Stan Rckaw: I think that in Los Angeles headache and eye irritation are
clearly frequent complaints, often preceding the levels of the onset of the
substernal pairs and coughing and chest discomfort.

Horvath: The eye irritation is probably due to PAN and now unless you are
talking about more than just ozone, if you're talking about total oxidants
in that environment., then you may have a problem.

Stan Rokaw: I think that we have had some preliminary discussion and I
have been uncomfortable with this being an ozone-limited standard ever
since it was changed. The whole nix needs measuring because ozone alone
certainly does not account for all the things that we get in typical Los
Angeles air pollution episodes,

Horvath: I agree I think that you have to talk about oxidants. I don't
know what the set up is.

Beard; I feel that I am in agreement with both of the others.

Crocker: 1 am too. I agree with the observation of symptoms that Stan
Rokaw refers to and maybe along with them goes sensitivity to bright light.
Tendency to eye irritation plus that, I also know that Horvath is referring
correctly to eye irritation as being due to the whole oxidant nix. Even
the oxidant raix may be undergoing fore change in current tines as compared
to earlier times. If we are going to focus on oxidants then we ought riot
to limit ourselves to ozone. Though at the moment ozone stands as the
surrogate for other oxidants, it may not be adequate.

Horvath; We have been doing some work with PAN and we are pretty well
convinced that unless you take into account all the oxidants you are not
really getting the full picture? of the way people respond, In particular
because of the fact that one of the oxidants goes up another one is
building up and then you get sort of an overlap and then you get a
variation in absolute concentrations of the various oxidants. Unless you
have some appreciation of the variability, which raises an interesting
question, I think probably a most important question Is if you are going to
start doing this in a number of homes and so forth, what kind of
measurement devices are you going to use?

Crocker: Measurement devices, what are you going to measure and what tools
are you going to use? There is another detail maybe, but I don't think
we're beating a dead horse at all. That is that one of the oxidant gases
is NO,.

Horvath: Yes,

154


-------
Board : Ab so 1 u t c-1 v .

Crocker: NO,, is not measured when we measure oxidants in the ordinary way
and we usually separate N0ir? and	When we combine crone and X07 in any

kind of laboratory setting, we find a synergism which is surprising and
possibly dependent on the coexistence of particles. In addition, the
product of 0 and NO^ may be an acidic very fine particle which increases
the effect or ozone. Now I am not all sure where to quit in identifying
oxidants. If we try to be very clean about just using ozone as the
standard against which to ceasure symptoms we are not going to include a
variety of oxidant air pollutants. These oxidants include PAN and NO, as
part of the overall symptom-producing mixture; possibly even particulates
contribute to symptoms. So it is very hard to satisfy ourselves that ozone
is cbf only pollutant contributing to symptoms.

Horvath: But in the ambient environment you really can't test whether
ozone alone is responsible for symptoms because you're working with low
levels of any one of these pollutants and the interaction among them may be
more important than ozone alone in causing symptoras.

Rokav: It strikes me that we have to look ahead in terms of the world
around us and that an ozone standard is probably coming up for a review,
Should that single substance standard be continued, should we not be
raising these issues (as new standards come up) that there is a clear need
to look at the whole complex that possibly affects people's health
adversely (they would be comprised in terms of either activity or actual
onset of illness).

Crocker: Yes, I think's that a good point, Stan.

Beard: I do, too. This I am sure you will recall we said all these things
at the tine that EPA decided to abandon the oxidant standard in favor of an
ozone standard,

Mohammad Mustafa: This is a tine to bring up something you brought up,

namely synergism. I an talking with respect to the outdoor environment
that we have. We have ozone and oxides of nitrogen and the fact that we
have synergism that would mean that neither ozone or N0o can be considered
independently because their health effects are very likely created by
interaction. For example their interaction may produce free radicals such
as nitrate radical and the free radicals tr.ay be the species responsible for
tlit' health effects and the "synergistic" effects.

Horvath: I think you're askinpr the question again, that Is what are you
going to be measuring- You have got to make up your r.ind in terras of this
project as to what you are going to measure. If you want to measure all of
these things you will probably have a houseful of equipment and no room for
the subjects,

Mustafa: Going back to the question of total oxidants or ozone if we don't
measure "total oxidants" we may be missing something that Is more reactive
and just because it was not in the book.

155


-------
Cross; 1 would like to return to the question as to what kind of
subjective symptoms you want to catalogue. It occurs to me that you might
have to collect two hatches. One for pure ozone exposures based on
observations of Horvath anci others who have actually exposed people to pure

doses of ozone for periods of time and noticed what symptoms they Ret
when exposed to pure 0^ either in chambers or masks, and design a different
symptom complex in soother group where the catalogued symptomatology has
been designed to assess for symptoms such as eye irritation which probably
relates to other non-0 species present In real life "oxidant"
environments. And one ox the symptoms that we haven't mentioned and which
I am sure the study will be addressing is psychological testings of mood,
motivation, etc. approached in much the way we in chest medicine in the
past have approached rehabilitation programs etc. T think that it is an
area that ha?.; been relatively poorly studied and which could be looked at.
1 would fljso point out that Dr. Tar;hkin's laboratory has been studying
symptoms of airline stewardesses who have been flying high at high
altitudes where they are getting relatively pure ozone and that further
study of the symptoms that the stewardesses complained of might be a
helpful way to characterize symptoms of ozone exposure in a healthy working
population.

Tashkin: My subjects in the stratosphere also complained of throat
irritation and discomfort that we thought were probably ozone related but
let me qualify or rather clarify the scope of the study which Anne didn't
have the opportunity to explain in any detail yet. We are going to be

looking at a free-living population of people. We haven't decided on the
community yet, that will be the basis of another question. It will
probably be either Burbank, which is exposed to moderate levels of oxidant
pollution or Glendora, near Azusa, which is heavily exposed to oxidants.
Our measurements will be carried out for us the by the Southern California
Air Quality Management District (SCAQMD) to which the monitoring station
which is close to the community of Interest* whether It be Burbank or
Glendora belongs. We will have an opportunity to look at ozone, N0X> and
particulates.

Horvath: I think you're wasting your tine. I don't chink the monitoring

stations are worth a hoot in the beginning, ... They don't represent what
is happening in the homes, they don't represent what is happening in any
local part of the community. They just give you a false impression of what
you are measuring, 1 think that if you are going to do any measurement you
are going to have to do it where your free-living people are.

Tashkin: Are you talking about personal monitoring, Dr. Horvath?

Horvath: AbsoJutely. 1" think its the only opportunity.

Tashkin: That would be ideal bui 1 think that it would be economically rot

feasible for us within the scope of this particular study. I think you are
absolutely correct in that if you wanted a precise measure of the impact of
air pollution on health and on act i vities, you would need to measure the
pollutants where the people are but given the available funds, we are stuck
with outside ambient levels. I rucks that we night ask vou a terminal

156


-------
question at the end of this conference as to whether or not the study is
worthwhile to pursue at all but why don't we proceed with the next
question, (See Appendix E: Beard note #1.)

Horvath: I thought you were talking about doing some studies in Colorado
and Wyoming.

CcuJ son: it is a consortium of Colorado, Wyoming and UCLA that will doing
it but it will done here because this where 701 of the ozone is,

Horvath: Oh, okay, because it raises a couple of other interesting
questions if you are going to do the studies elsewhere.

Cross: You mentioned in the letter that you sent out and then in your
little protocol that you are very interested in indoor measures. I don't
understand, Don, Are you saying that you don't plan any indoor monitoring,

Tashkin: Given the budget that would be impossible. Basically ...
[ {interruption) ]

Cross: Monitoring for ozone indoors may be feasible in representative
houses, workplants or other worksites.

Tashkin: Yes, but even so, our budgetary restrictions would not allow for
that type of activity- Perhaps we can get back to this very basic issue
later on.

Coulson: I think that we are interested in more than just the project
within this particular conference, I think that we ought to learn from you
the kinds of things that we might expect or not expect to find as a
consequence of our being abJe to n>e.-i:«ure or not measure theso things. This

is an ideal opportunity for all of us to say the things that should be said
in terms of making the measurements and doing the studies.

Crocker: In that cose, 1 would support Horvath's position thisc one of the

weakest elements, if not the weakest element in the proposal is the absence
of measurement closer to the point of exposure of the person both indoors
and out. Unless we can emphpsise to whoever is the supporting agency that
measurements made ,ir a point in the locality are subject to high variation

and that any kind of generalization from them to personal exposure is
difficult, we are in trouble,

Horvath: 1 would add one other word to that, I'd say a generalization

about symptoms associated with oxidant pollution is impossible without
close personal monitoring,

Crocker: We are especially in trouble when we are looking for transitory
symptoms. For example, the UCLA study in which Anne, Don, Roger and Stan
were participants, you had the advantage of pollutant monitoring over a
period of t irre such that you raight assume that the outcome would be
dependent upon eumu!ntive exposure experience over some period. But it you
are looking for transitory symptoms associated with current exposure you

15?


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much more close correlations between the measurement of oxidants and the
finding of symptoms because you are not looking, presumably, at chronic
manifestations as you have in your previous studies, I would recommend
strongly that you identify to the agency the urgency of making your
measurements close to the subject. You have a fairly small number of
subjects so you might be able to do this for at least some subsample of the
group.

Horvath: This is more and more evidence that short exposure to high
concentrations of ozone or NG7 do more damage and cause more severe
immediate symptoms than the overall mean average of one hour, 24 hours or
one year. This is true for NO^, very true for CO and it nay be also true
for ozone.

Beard: I agree with that and I think that attention	be given to the

question of interaction between ozone and nitrogen dioxide particularly.
The variation of ND? concentrations inside houses is considerable depending
on the kinds of coosing fuel. 71 occurs to me I certainly would like to
see the NC^ level monitored in the houses,

Mustafa: Is not it a fact that depending on the economic status, some
people have air conditioning In their houses and there are others who
don't? On a hot, smoggy day those who have air conditioning nay be in
sotnewhet better conditions because they are not being exposed to outdoor
ozone taken in by open windows. Bur the others who open their windows and
doors for so-called "fresh" air will be getting a bigger dose of the
ambient air. For them the difference between outdoor and indoor air
probably won't natter, but for the people with air conditioning it will.

Horvath; We have noticed that a number of people are buying ozone
generators. Really, the old story is coming back. The ions are important.
You can buy ozone generators. All you have to do is look at some of the
ads in some of the airplane magazines. There is a big executive ozone
generator that you can put on your desk and a few others. You may have
people in your sample that may have- a Letish for "bright air" or whatever
that is. But that is true, it is a big product now.

Cross; I would like to ask those planning the study how they were planning
to approach the characterization and categorising of symptoms. It appeals
to me that headache nay be appearing in those predisposed to headaches.
For nausea it sounds like we nav not be able to identify a peroxide that
circulates and causes nausea, but these may be people in whom nausea is a
manifestation of psychosomatic state or mood change or a frustration or
whatever. In looking back at symptoms is there anything else to be said on
it or can we close this up to move l c one of the other areas that you
mentioned„

Tashkin: I think that perhaps we might move on. Assume we realize that
the effects of oxidant air pollution exposure are related to more than just
ozone, Thinking just about ozone, at what levels would you expect that the
symptoms that were just mentioned to be experienced.

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Beard: We have had laboratory exposures to o?one alone, nominally at 0.4
parts per million with no associated symptoms. I think somewhere around
0.5 to 0,6 other people have reported observing symptoms,

Tashkin: How/what was the duration of the exposure to .4 or ,5 part:- per

million before the symptoms were reported?

Beard: Well as 1 said we had no symptoms, these were one hour exposures,

lashkin: Oh you're referring to other published data. I'm sorry, you
indicated that no symptoms were experienced up to those levels, up to ,4
for one or two hours.

Beard: For une or two hours,

Tashkin: Dr. Horvath, you mentioned headache and you mentioned substernal
pain without taking a deep breath or pain on breathing. Now at what level
were those symptoms experienced?

Horvath: The question you are asking and in all the questions we have
asked there is a iredifier: that is* you have people sitting around and
being absolutely quiet. 1 think that 1 agree with Rod that probably up to
.3 we wouldn't see anything; but if there was any degree of activity so
that breathing increases, you are going to start seeing effects depending
upon the level of ventilation and level of activity. Theso effects go clown
as low as 0.18.

Tashkin: That was the next question, what effect modifiers might influence
the experience of symptoms. You mentioned activity. This is light
activity sufficient, say, to increase oxygen consumption two or threefold
or more,

Horvath: If you are doing this for only two or threefold increase which is
ventilation o£ about 25 liters per minute you will see symptoms probably at
about .22 ppra.

Tashkin: About .22. Do you feel that age is an important effect modifier?

Horvath: Well if you had asked mc that a couple of weeks ago 1 would have
said yes, but 1 am not too sure right now.

Tashkin: You are intriguing us about the reason for this switch.

Horvath; The first six subjects that we did were age 70 and above. They
exhibited no symptom? and they had nothing at all. We have them up to .4
and they wore doing moderate activity which isn't a great deal. They were

at about 15 or 16 liters minute ventilation. Last week we did more
subjects and showed that they were responders. Which brings up really the
biggest question which I think is going to be a serious problem. That is
simply, there is a tremendous variability in sensitivity, at least to
ozone; and I am sure it Is true for all the others. You will have
individuals who have no response, and individuals who will have a

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tremendous response. For example, at 0.4 we have had individuals who varv

in response from maybe 5 percent decrements of FEV^ which is the simplest
of measures. Others have as great as 45 percent decrements. So you have a
range ox individuals froia those you can call ronrespcnsive, to individuals
whom you would call very sensitive responders. When your FFV is decreased
by 45 percent you're not very happy.

Tashkin: Hid you correlate the degree of respnr.se to or.one to other

indices of nonspecific hyper react ivity?

Stan Rokav: The measurable responses such as pulmonary function are
certainly being called out at appropriate concentration levels. I can't
escape concern about the ones that Carroll Cross was relating and
reflect on the .study that Doug Jlarcmer completed, It is old literature by
now, but seemed to correlate the headache, the distraccabi 1 ity, the
irritability at ozone levels in this community. The response curve began
to rise at about ,14 parts per million, of what was then an oxidant
measurement. If we could find a reasonable way to tabulate these symptoms
would such numbers seem appropriate to the rest of you. Is that a set of
"symptoms in which we should have great confidence."

Horvath: I think that you will find individuals who will respond to .14.
If you take an average, you know, you will find nothing happening but if
you look at the distributions of the population you will find that there
are some individuals who have responded and most of them vlll not, both in
terras of these things that Hammer did and some of the things that ... and I
did years ago where we looked the EEG for example of the effects of CO and
changes in the I'.fif;. It is hard to say if we .statistical!/ average it out-
there is nothing. You look at the variability you wi LI find some
individuals who are just horribly responsive. 1 think that is going to be
your biggest problem, individual variability,

[static]

Ro^er Detels: On the individual variability though, isn't each person his

own control? (See Appendix E, Beard note #2,3

Crocker; Yes, 1 would say each person could be his own control if you had
the opportunity to grade the sequence and times of exposure by individual
according to the concentrations measured. This emphasizes the importance
or measuring right at the subject and not: in the vicinity. The use of the
person as his own control Ik valid if you can identify the range of
concentrations of exposure over several different observation times. Is
that possible?

Tashkin: Let me indicate what the rough study design is. It hasn't been
described in any detail yet. We plan to select 200 people from one of the
populations that have already been defined by Roger's study, the CORD
study, hp that we know a lot about these people already. We know whether

or not they are cigarette smokers, we know their age, sex, race,
occupation. We know whether or not they have respiratory symptoms or a
history of respiratory disease. We also know their lung function. We are

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nut' sure how to segregate or sfr.11 [ f y the cumir.unity, hut thru will be tbc

subject of another question. We have data on three or four thousand people
in each of these communities. Once having selected our study sample, we
also want to stratify on airways sensitivity. We intend to contact each
individual about once a month. Sometimes study participants will be
contacted on smoggy days and at other times on days when the air quality is
good. During these contacts we will query them about their symptomatology»
their activities during that day and about their feeJ inps concerning
whether or not they might have done something differently had the weather
been better. Seme of these days will be weekend days. We know that
weekend days will be less smoggy, but those are days when people engage in
more recreational activities, so that if the weather is bad then there may
be loss inclirstion to engage in vigorous outdoor activities, such as
tennis or ether sports. We will he inquiring about the p eportinn oi time
spent indoors r>nd outdoors, about comirufing, etc. We wfll have the data
from the monitoring station concerning outdoor pollutants and we might be
able to relate those data to the kinds of activities that people do or do
not do when they have the discretion to alter their behavior based on the
weather. Sow during the week it is clear that people have to do certain
things like go to work, but they might conceivably modify their commuting
patterns depending on the presence or abfenev of air pollution. Or they
might rodify their after-work activities. Basically the design of the
study is to follow each person prospectively over the course of a year
during which we would administer a telephone questionnaire on several
different days, some days being smoggy and some being clear. We are
interested in activities not only on the day of the questionnaire but on
the two days preceding the questionnaire. One question about this design
that we have is whether o: not we should try to choose bad days that ,iri>
not the first day of an episode» but rather the second or third day because
of possible delayed effects of air pollution.

Horvath: Certainly, we know pretty well now that the second and more
likely the third day of a repeat exposure is going to be the worst and we
also have evidence now that if you have the first day and then a clear day
and a second day comes up with a certain level of ozone, that the response
is again exaggerated on the second day even though there Is an intervening
day of clearness. You really have another complication there as well.
That is a so-called deser.siti7.ation to ozone by four or five days depending
on the absolute levels. We find people that report no symptoms and they
also have no demonstrable pulmonary detriments (?).

Tashkin: You nre saying that If there is an episode of air pollution that

lasts four or five days, the symptoms on the fourth or fifth day would be
less that on the first day due to adaptation. But if there is a bad day
then a good day followed by a bad day then che symptoms will be exaggerated
on that second bad day?

Horvath: That's right.

Tashkin: Because of sensitization?

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Horvath: Well, the answer to that is unknown. 1 don11 know whether it's
desensit ization or adaptation. I think the question is a moot point
because we don't really know what it is. The real question is that
although there is subjective and objective signs of ones that we can
measure disappear we don't really know whether or not there is a secondary
effect still going on. After all, the contaminant is still getting in the
lung. And whether or not it does destroy various things, it nay destroy
them much nore effectively now that you don't know that it has been doing
it.

Tashkin: That's a confounder chat we will have to deal with,

Horvath: Yes.

Tashkin: We will have some control over the days we select. If you were
designing a study such as this and vcu wanted to know about effects of air
pollution, you would contact the study subjects not on the first day, but
on one of the subsequent days of 2 string of "polluted" days. This
strategy would also have the advantage of alleviating the problem of
selecting days on which air pollution is present since we might not
otherwise be able to predict accurately when air pollution is going to
occur.

Horvath: 1 wouldn't even do that. My own feeling on it is that it 1 v/nre

going to do this kind of study I would take a family or two or five or ten,
or whatever it is, and follow them everyday,

Tashkin; And call them everyday?

Horvath: Absolutely. You have no way of telling people's recall at I
mean we have done nutritional surveys tried to do three-day recall or 24
hour recall of days and that is something that people 1 know they do and
their recall is just not that good, I think that if you have this recall a
month apart you don't know whether what they are telling you today is £
reflection of what happened a week ago or what happened today or what
happened the day before or what they thinks going to happen tomorrow. (See
Appendix E, Beard note #3.)

Tashkin: We agree with you Dr. Horvath. We would like to call these
people up every day given that they would be patient enough to agree to
that and that we would have the funds to do so. However, we feel that it
is more realistic to contact subjects about one day a month and to query
them only about that particular day and the preceding day or two. We
realize that their memory would he rather or imperfect if we were to ask
them about how they felt or what they did more than a couple of days ago.
That is the sane reason why we feel that diaries would be a poor way of
assessing the possible impact of air pollution on behavior because people
don't fill diaries out except before they are ready to hand them in and
then they often "dry lab" them and rely on their imperfect memory.

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Horvath: You know, if Roger has, and I am sure he must have, a very
definitive evaluation of such a snail number I would think that my own
persona] feelings would be T would rather devote my resources to [static]
following a small nuirher of people with close monitoring of exposure rather
than following a large number,

Detels: I didn't hear you completely Steve, but I think you are talking
ahuijL the argument of follow!ng a small number intensively versus a larper

number more sporadically and there is something that you said on both sides
of that argument.

Horvath; In one case you spend more on statistics and perhaps this is good
enough for you, In the other case more will be spent on a few people and
this will require cooperative people, I think that it would be preferable
to get a smaller group that you could follow very intensively both for
symptoms and exposure monitoring and then have a larger group on which to
use the less rigorous follow-up pattern that you suggested. But it
certainly would be an opportunity to look really closely at what happens in
the life of a family or two families ...

Detels: I think that there are really two different kinds of studies
though, Steve. The problem is that if you are going to look at a small
family or a family or a number of families very Intensively then I think
that you are probably right you then probably want to be much more
intensive about getting the mst accurate air pollution measurements that
you really get. Whereas if yoy deal with a larger population more
sporadically then 1 think that you can get by with less accurate
measurements or less closely monitored measurements as long as you realise
the limitations that you are involved with.

Beard: I don't understand that argument. Sounds to me as if you are
saying as long as you have a big enough number it doesn't matter whether
you are accurate or not.

Detelk: No, that isn't really quite what I 
-------
Crocker: Is it possible to consider that you might pick your people with
that variability in mind. In short, try to select as you remember we used
to do in the very old days when we had panels of people who were asked to
give a response to such questions as: Do you have eye irritation tods**?
Are you experiencing smog symptoms today? Dr. llaagen-Swit proposed the line
of such response panels of ten to twelve people and they were selected in a
fairly meaningful fashion, A large number of people were asked if they had
common.1 y found themselves affected by air pollution or whether they did not
find themselves affected. The panel was selected from the respondents to
these questions arid gathered as a group that was supposed to represent a
spectrum of the general population response, 1 suggest that vou could come
a little bit closer to a defined group if you selected them on their past
history of response based on records you have from previous studies in
these cities. This might help you focus a little bit better, Roger, than
if you were to select a group of representative responders on other
criteria. I am not sure what criteria you are going to use to select
responders, but Don mentioned a possibility cf some kind of
bror.chia 1-conftrictivc test of responsiveness. Was there a plan to test
subjects with nethylcholine?

Tashin: Well, we would like to do that but we don't have previous
tnethylcholine data on our prospective subjects from the CORD population and
we do not have the funds to do additional testing at this time. We do have
a history of allergies and asthma so that we are able to choose a sensitive
population which will probably include allergic or asthmatic individuals.

Beard; We also have pulmonary function data but unfortunately we do not
havu even bronchodilator response data which would be another way ot

getting at airways reactivity.

Detels: How would you feel about starting this study by looking at a
larger number of individuals not Quite so frequently and from those
identify some subunits or sub-groups of that population, One sub-group
could be persons who appear to be reacting in correlation with levels of
air pollution and .'mother group could bo tho::tj persons who appear not to be
reacting. More intensive observations could be made thereafter on these
two sub-groups.

Horvath: We have done son.e studies on multiple pollutants and what we have
done is a preliminary ... we have given them an ozone challenge and we find
that the people who respond or at least are challenged are also the ones
th.il react markedly to tht mixture and the ones that don't respond to the
challenge, don't respond to the mixture. So you could possibly pick out a
group that is actually representative of this population.

Tashkin; So what you just said there is that ozone is a reasonable marker
of response to total oxidants. Is that, did I hear you correctly?

Horv.ith: Roughly.

Crocker: Ho that's not what he said. He said that those who are
responsive to ozone on a screening challenge will later be also responsive

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on later exposures, I think he is indicating that if you find a group who
are responsive and a group who are not responsive to ambient pollutants
then you can sub-divide your population into responders and nonresponders
somewhat along the same line as his (Horvath's) laboratory subjects except
that in this case you are using the experience of ambient exposures as a
natural challenge. You would set up a comparison with Horvath's experience
in which he uses a deliberate challenge,

Detels; Also, we are suggesting perhaps a little bit more than that. By
looking at the larger group you can identify those people who would seen to
have onset of symptoms which correlated with levels of pollutants. You may
want to take that group and try to define them further by making more
measurements following them more intensively,

Horvath: But Soger, I thought you were going to take individuals from that
long study of yours already. In other words, you have a preliminary
screen,

Detels: Well we only have two measurements on those individuals we studied
previously; a baseline measurement and then a measurement five years later.
So we really do not have an estimate of their acute responsiveness in terras
of symptoms but on their rate cf decline in lung function—FEV^, FVC,
single breath nitrogen, etc, and change In their history cf symptoms,

Horvath: Yes, I thought you hncl more,

Detels: Well we asked about a lot of symptoms but we really didn't have
much faith in what we found.

Horvath; Well I go along with it except it would be nice if you learned
very quickly whether some people in that large population are sensitive.
If you learned that within, say, a month or two, then at the same tine that
you were doing the long terra one you could conduct a little reore intensive
one going along simultaneously on the sensitives, 1 think that if you wait
a year or two you may find that the environment will change or that you
will lose your people, things like that,

Detels: Well it depends on how you do it, I think we do have soaie
experience in that we followed a group of 35 asthmatics very intensively
Tor a period of .'.shout 10 months and 1 think we were able to identify a fev

of those Individuals who seemed to have exacerbations that correlated with
levels of sulfates.

Horvath: Yes.

Beard: You may know I have been spending a lot of my time working on air
quality standard questions and I fire! that the useful information seems to
come almost exclusively from observations in a handicapped or compromised
subjects,

Detels; We'll they've motivated to coupe rn t c, that'u true,

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Beard: I would encourage you to give attention to compromised subjects
being of the greatest value,

Tashkin: What percentage cf the study sample, ii we have 200, would you
suggest that we include as a sensitive sub-sample?

Beard: Well I would think very seriously about trying to make the whole
study on compromised subjects,

Crocker; I think that what Dr. Beard is talking about is compromised in
the fashion of having sensitive reactors, persons with airwpy constriction,
as in the case of asthma or other broncho-constrictive responses. Is that
true .Rod?

Beard: There's that, but t would also consider that people who are
exercising heavily vculd come into the category, also the very young, and
persons with various chroric diseases.

Crocker; Okay,

Tashkin: That's good so if you so you would stratify em sensitivity and an
.athletic activity or tendency to engage in vigorous or physical activity,
Would you stratify on any other variables? These are design questions,
obviously,

Rokaw: T think Dr. Horvath has raised a very interesting and important
point. That is the cadgetry that people are acquiring in their houses
which for some other chemical reason may be affecting airway performance,
V.'e really need to identify such confounders in the homes ar workplaces of
the subjects, A similar problem troubles me when T walk into a gymnasium
and sniff the air because of the use of aerosols or other fumes that are
related to peoples' bodies, I worry it this is not another eonfounder,
during peoples' exercise activities,

Tashkin: People sprnd about 90 percent of their time indoors on the

average, though this isn't true for everybody. The question is, although
there are certain number of noxious substances found indoors or generated
indoors, to what extent would you expect outside pollutants to irtruda into
such interiors as gym clubs or sports stadiums?

[interruption]

Cross: 1 would like to comment on your selection of patients. T gather
that yot» are not planning to monitor indoor oxidant levels. It should be
emphasized, as Garfield pointed out in a recent issue of Current Contents
about sixth months ago on indoor pollution,that Indoor oxidant levels vary
largely depending on such variables as gas exchanges per hour, ventilation
and recirculation systems and sites of indoor energy generating systw.
Indoor "oxidant" levels probably vary to such n degree, even in the same
community, even in adjacent buildings, that unless you are focusing your
study on indoor pollutants and the measureraent of their levels (and you are
not going to be making any indoor measurements)» you will have no idea of

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what levels of oxidants your subjects are exposed to while working indoors.

Therefore, I would pick those that were working outdoors End doing some
degree of physical exercise. You can find literature on indoor oxidants
that go free. 10 percent of the outdoor level to 40 percent of the outdoor
level. Thus if you were to study indoor workers you will have such a
variability in their oxidant exposure levels that you iiist won't be able to
handle your data—that Is, if you want to relate symptoms experienced back
to actual oxidant exposure: levels.

Tashkin; That variability in the "leakage" of outdoor pollutants into the
interior, plus th& variable added effect of indoor pollutants that we are
not planning to monitor, would not be experimentally manageable ir your
view.

Cross: I would pick outdoor work or s who are working at f^yp.en confiiimption

levels considerably above baseline. (See Appendix E, Beard note #5,}

Tashkin; That's a good point. But lets move on to another question. Do
you feel that o?oiie exposures apart from any other effects, alters the mood
of exposed individuals or their motivation to do things. We hear a lot
about how bad weather makes people Irritable. Bo you really think that
exposure- to oxidant;-; has a specific effect on irritability?

[Dr. Schaeffer joined the conference J

—end of a tape—

Horvath: There is no question that these people don't like exercising at a
high enough level; they don't want to do anything. In fact, one of their
most frequent comments was that "I'll never do this study for you again."
They also feel very lethargic and their attitude towards getting any work
done or what they have to do is definitely decreased. That is, "why should
1 do it, I'm too tirod," whatever that word "tired" means.

Cross: In one sense T think that the phone survey that you are doing 1p
questioning all these things. It's not a good technique. You almost need
to get a uniform questionnaire to look at things like motivation and mood
and maybe for lassitude and some of these things. You need to get down to
port of sophisticated evoked potential responses and look at the nervous
system in an objective way.

Horvath: I would agree with that but 1 don't think from what they have
been saying that they have any way of doing that.

Cross: You could use to]ernetry to get the evoked potentials.

Mustafa: Is it a fact that because of publicity, people do get discouraged
about some of tin-: activities they wanted tu do? Their spirit is dampened
and in parts of California we find that the eea/ocean beaches get crowded,
instead.

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Coulson: Dr. Sch.ieffcr are you on?

Schaeffer: Yes.

Coulson: Welcome to the conference,

Schaeffer: If I can put my two cents in.

Coulson: Sure,

Schaeffer: We in Riverside, that is the Lung Association several years
ago, had an open telephone which was advertised. Individuals were asked to
call in their responses to air pollution. Two of the cost common ones that
we heard were irritability and depression. And this was recorded very very
frequently, It was, as a matter of fact, more common than tightness of the
chest or itchy eyes or burning.

Beard: I agree the irritation Is one thing.

Mustafa: What 1 was saying that people do change their plans when they
hear that there is going to be smoggy days ahead of them. Whereas they
could have dene something more useful but because of the situations, i.e.,
the publicity of snog, they changed minds and did something else. That is
a dampening effect on the motivation.

Tashkin: Of course, that's exactly what vn want to find out, at least what
the EPA wants to find out is whether or not people alter their activity
because of the weather in a way that will have an adverse impact on the

eccnomy, irrespective of whether they are doing any short term or long term
damage to their own health. That is, irrespective of the biochemical or
cellular nature of tissue changes.

Crocker; Mohamad brings up a good point you have got to be able to
separate the difference between the threat of the air pollution and the
,*i c. t is a I presence of the air pollution.

Tashkin: Threat of air pollution, does that really mean that people are
worried or concerned that they will experience syrptoms related to adverse
health effects and so they are taking evasive action or is it due to some
subtle effect of pollution on the central nervous system that may alter
behavior.

Horvath: I don't think they are. I think they are more worried with the
interference with whatever activity they had planned,

One could ask.

Tashkin: There Is some design questions that we wanted to ask. Maybe Anne
could do those quickly.

Coulson: The question thet we are being asked to deal with in this study
is one that presumably has to do with the country as a whole, though, since

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this is where much of the ozone is, this is where the study will be. If
you were doing something of this sort would you be looking more for a place
with a high level of ozone such as the East San Gabriel Valley (Glendora),
a moderate area in the San Fernando V,:; 1 ley, or lighter r>7-;ue in the rut r> 1
area of the Mohave Desert?

Crocker: My tendency would be to focus on Glendora* but we do know that we
are going to have nitrate, sulfate and NO,, as well as ozone there. At
least Glendora gives us the major photochemical pollution mixture and,
in the earlier UCLA studies, Glendora people seemed to have a greater
cumulative health effect than either Burbank or Lancaster. Are you
thinking of Lancaster?

Coulson: Yes.

Crocker: Long Beach had its own separate sulfur-based r.lr pollution issue
but monitoring there is still not enough, is it?

Detels: No.

Crocker: Since Long Beach is such a valuable pollution study area but with
inadequate monitoring, I regret we can't use it until the monitoring is
improved.

Detels: That may be the rationale for the monitoring situation.

Crocker: Yes, Well the comparison between two communities might still be
usefully done between Lancaster and Glendora,

Detels: There is one problem, Lancaster is no longer clean, I'm afraid we
have contaminated it.

Crocker: Yes, 1 expect so,

Detels: The ozone levels have really crept up in the 10 years that we have
been working with that corrrrun i ty.

Mustafa: I would like to clarify one point. Are we talking about or
referring to a day time situation or are we including the night time also,
because in a smoggy situation there slight reactions and that produces
things that could go inside the home and can do almost as much damage as
ozone can. Those are recent measures and well publicized.

Schaeffer: Are they doing a lot of monitoring at night in those areas? I
know that we started monitoring the Palm Springs area, we found out that
the elevated photochemieal oxidants were high past miduip.hr.

Mustafa: They are high at midnight.

Rokaw: That's because of the way the wind blows in the basin. The levels
accumulate down there without much ventilation in the neighborhood of Palm
Springs.

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Schaeffer: Yes, they don't have the solid objects to break down ozone,

Crocker: There are some night time persistences of sone of these
pollutants. Those that are forned actively on a photochemical basis, such
as ezi>r.e, decline at night. K0 declines hut soiae residual levels are
present. The question about nipnt tine vtisus day tine Is related to N0.?
no re than to c?,one. You are going to be measuring both NO,, and 0^ I take
it, although I gather you are not really going to relate "your data to
anything but ozone. Ozone levels will tend to decline more than NO-^, Is
this not your experience, Gerschen?

Schaeffer: Yes, that's right. Also, it is true as fsr as sulfates are
concerned, but we have just such a poor monitoring system throughout the
whole state for

Beard: You mentioned some thought of using more rural observation and if 1
heard you correctly I would caution you,

Coulson: Well not very rural. We were speaking of Lancaster.

Beard: Well, 1 was concerned about introducing another variable of urban
versus rural,

CguIpor; So, we are talking about Lancaster which has a lot more space but
I don't think it can be precisely called rural.

Cross: T would certainly focus on the high level aabient "oxidant"
locations. If you're focusing on the non-pulmonary complaints and trying
to do a survey and see how these night track your oxidant level, would
additionally seem sensible to design two study areas, Obviouply a high and
low would be good, but I suspect that you will decide to put all of your
resources into collecting the maximum aiEount of subjects and information
from the high level area. Were you considering doing two separate areas?

Tashkin: If there were funds available we thought of that because that
would control for such non-pollution related variables as the tine of the
year, aero-allergens, etc.

Coulson: The next question we have is what con.sideration should we give to
netcorologic variables in connection with ozone levels?

Beard: I'll take a crack at that. I have already made a note that you
should take into account tenperature, humidity, wind velocity and direction
and sunlight intensity. At a minir.urr, those should be observed and
probably on a short term basis» that is, preferably hour by hour and should
be taken into account and if attention is given to mood changes, season and
phase of moon should be considered. On the previous point, multiple
locations don't control for allergens; indeed, multiple locations introduce
more confounding variables.

Crocker: I think the additional point is that you must Monitor all the
other available pollutants that you can measure, including N0^, wherever

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possible. If ycu could introduce an oxidant measurement by the old wet
chemical method that would be desirable, but I suppose 5CAQMD is not going
to have that, I'd also be very interested if you plan to measure
particulates. The combination of the various classes of pollutants creates
the symptom complex since the whole abmient pollutant nixture is greater
than the sum of its parts. It is desirable tc have as many of the partF in
place as possible,

Coulson: Thank you.

Tasbkin; Can the oxidant neapuresents oi the old style be derived by some
mathematical manipulation of the data on the individual pollutants?

Beard: I would not have confidence in that.

Horvath: No, 1 wouldn't cither.

Crocker: No, you would just. have to use the old liquid sampling methods
that were used in the pssr which takes account of essentially all oxidant
species, including aldehydes,

Horvath: There have been some great discrepancies in the amount of ozone
and other photochemical oxidants present to put them together and call them
all photochemical oxidants.

Schaeffer: I think that what Dr, Beard said is very inportant particularly
with temperature and humidity because many of the pyrptarns are attributable
to that rather than Mr pollution itself.

Crocker: I think that it's extremely important to have respirablc
particulate size cuts as well as total suspended particulates (TSP), We
have to decide if this is being done and v-hat size sample systems pre
available or in use,

Rokaw: Mould someone describe for us the monitoring equipment that is
available for fractionating particulates.

Rokaw; Rod, what do you think about that?

Beard: Hello, I'm sorry.

Rokaw: Rod, I was say in? that the ARB is encouraging a particulate size
sampling system that is probably available in this area. Is that correct?

Beard: 1 don't know. Not yet,

Schaeffer: I know, was that Stan who was talking?

Rokaw: Yes, right,

Schaeffer: As of about a year ago the advisory committee of the air
quality management district were planning on doing particulates, and for

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("hi: .Tchxeveirent pimi for the flovornmeiit. Tlu-y u*ere very uncertain anc did

not have any definite cut points they were monitoring.

Rokaw; Okay, ve can verify with the district and the ARB whether they do
have particulate dichotomous sizv samplers in the study area. Dr» Beard
may know.

Beard: I think that this is probably pretty well in hand at the 10 micron
level. Certainly this is what has been adopted by the California ARB and 1
pretty sure this is what EPA is doing as well.

Crocker; Rod, I think the question at this moment is whether dichotomous
samplers are available in the Clendora area or anywhere else in the South
Coast Air Duality Management District?

Beard: Well if they aren't they certainly could be made available for very
little expense. It's not a fancy instrument.

Crocker: Well this might be a chance to help the 5CAQMD move toward
installing such samplers.

Cunison: I think that the Air Resources Board station is in Clendora.

DeteJs: I think that they did that in response to our request because
Glondora was one of our sites.

Coulson: It we.s also the site for Henry Cong's asthma study and Stan
Rorku's asthma study.

Beard: I think that getting the dichotomous samplers is of extrenely high
importance. If you are not going to do that 1 think that it is almost a
waste to do a ISP.

Horvath: But if you were to do the dichotomous sample then it would be
good to do TSP as well.

Beard: Correct.

Horvath: Because you really would like to carry over the comparison with
your older TSF data from previous studies. So really it is ideal to have
both.

heard: Quite so,

Coulson: If we assume that we are going to call these people up and ask
them questions, how often would you feel it necessary to contact them,
hearing in mind irritability on their part about phone calls as well as ir
pollution. What mix of good and bad days would you use?

Rokaw: Gersch, do have some recollection of the frequency that you used to
do phoning?

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Sch;] offer: Yes, Stan, we did it once a week, You hyvo to remember these

were people who initiated it themselves and so you know that these were
motivated people,

Rokav: Has there a falling away because of that frequent" do you think or
was it more or less tolerated.

Schaeffer: No, it was very well tolerated and the significant changes were
surprising even with the ones that we followed,

Rokav: Was that always 01 the same day of the week or was it geared to
what the day was like out there.

Schaeffer: Almost always the sane day.

Tashkin: What titae of the day did you phone them?

Schaeffer: Usually we would pbor.e them about two to four in the afternoon.

Tashkin: Then you (mentioned them about that day and about the preceding
the day? How far did you go back?

Schaeffer: We had really asked then to keep a diary,

Tashkin: Oh, a weekly diary,

Schaeffer: That's right,

Tashkin; Did you have any sense for the reliability or validity of the
answers concerning the earlier part of that week,

Schaaffer: Ho, 1 don't. We had a select group of people who had called in
complaining of problems who were then entered into the study. Because 1
felt a lot of the problems were in knowing what the various levels were, of
pollutants that were measured tn this area. Trie ye did not; necessarily
correspond and that was unfortunate. But there again there were other
things that we did not consider or enter into the analysis that Dr. Beard
mentioned such as temperature, humidity and wind direction and so forth,

Coulson: How often would you suggest contacting these people and what mix
of good and bad days would you use if we were able to pick them? What we
were Hi inking about: was calling them on the good or bad i;\v. That is,
selecting the tine to call based on the air quality and weather.

Schaeffer: One of the difficulties you are going to have with this is whet
we have experienced within the last 15 or 20 years that we have been
involved in this. It is that sometimes you may suppose that it is the
height of an air pollution season. And two, three® three and a half weeks
with practical Jy i1 o areoun 1 of ipnificant elevation will occur depending
upon the meteorologic conditions, In other years, it is going to be
unusually high and you will have, such as certain tines of this year so
far, 10, 11, 12 days of elevated levels in a row. So I think that it has

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to based on more than high and low days. There has to be some time
interval,

Crocker: You are saying Gersch that if they call, that if you calx or. a
regular basis, it may be more valuable than if you just wait for good and
bad days?

Schaeffer: That's right, 1 think that if there are unusually good or bad
days they should he included. But to do it just on good and bad days, 1
think that you might iriss a lot.

Crocker; Yes, it is difficult to decide, which of these is better other
than that your arrangements with your people might be a little easier If
you have a fixed schedule of calling.

Rokav: We tried to modify our study of people in the Glen flora area so that
when we were running through a string of bad days we could actually call
them to come to the mobile J ?h an extra time in that week. There was not
very much resistance to that. I think people can be phoned on a schedule
with the understanding that they might get a second phone call if you are
running through a streak cf bad days.-, with no problem.

Schaeffer: Do plan to have your station located in the community that you
are going to work with?

Pokaw: This isn't going to be a testing station Cersch, This is going to
he more an inquiry program, as I understand the protocol thus far, rather
than a pulmonary function evaluation progran,

norvath: I think the easiest answer to that question is that it all
depends on the subjects that ycu use, some will be very cooperative and
some will not be. You car. base your frequency of calls on the responses at
the beginning of the study. Few people will resist you if you call once a
week or two weeks, but if you are going to do it for three, four or five
days in success ton then you have to select your subject.:* based upon how
they respond at the beginning.

Mustafa: I have a comment. Isn't it a fact that in the community there
will be at least two groups of people. One group that will be health
conscious and normally they will cooperate probably to the fullest extent
and von will be in luck to contact them. Then there arc those who don't
care one way or another and they will be the non-respondents.

Cross: You have a problem of group bias if you pick the most polluted days
and the air pollution index on the radio and TV stations are talking about
the terrible pollution on this particular day or other days and you call
patients. It seems to me that you have a built-in bias where the patient
is sort of set up with it and 1s almost going to be giving you
misinformation cr be feeling bad because he/she is being told he/she should
feel bad. I believe that information collected on a regular basis would
probably yield more scientifically believable data. Considering the phone
calls, you night give thought to designing a couple of strategies. In one,

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use ycur regular calling questionnaire routine. In the other, have
subjects call at the ir leisure and answer you standardized questions into a
recorder, giving the subjects options as to what tine they call and not
necessarily having to have a person at the other end of the line,

Coulson: That's an excellent suggestion,

Crocker: I like that suggestion, I would re-raise the point that Carroll
raised a little earlier when he talked about a questionnaire that would be
directed at mood and attitude changes. If you could generate the
questionnaire and let study participants keep it on a card by the phone,
they could re-read the questions each time the)* are phoned and try to
respond to each item while looking at the questions; this might reduce bias
arising from the reaction of the subject to the voice of the interviewer
when the questions are given over the phone.

Horvath: If they can find the questionnaire.

Crocker: Yes, you may have to keep re-issuing it.

Beard; I think that this is an idea that probably is doomed to failure
because T think that a key element is the interviewer. If you are going to
ask people to respond repeatedly, 10 to 20 times over a period of time, a
great deal is going to depend on who talks to then on the telephone, and
how that t. a ] k i n g is done. It would be difficult to mechanize this. 1
think that the drop-off rate would be excessive if the interviewers were
passive. The bias on the other side is that if you h?ve really good
interviewers who know what they are talking about and who can answer some
questions, ?nd if questions are raised, will keep the people interested in
what is going on. That will of course inject soce bias into the
observation. But faced with one or the other. I thank I would go for the
interviewers who are interested in the project, interested in the people,
and who show it in the way they talk on the phone,

Tashkir,: It is our intention to use trained interviewers. We are aware of
the fact that could introduce a bias. That is something that we will have
to deal with.

Crocker: I agree with the suggestion by Rod that subjects could answer the
questionnaire by talking on to an answerirg machine tape. That idea was
good, as Cross mentioned it, if the responders were making a voluntary call
as they did for Schaeffer. Dr. Beard's idea of a direct call by a gocd
interviewer is also valuable. My Idea was that the questionnaire might be
in front of the subject for him/her to read at the same time that he/she is
responding to the- interviewer. This might help the two nf them to cover
each question a little better. 1 thought the availability of the questions
in the hands of the person being telephoned might help the interview. Do
you think that is a reasonable ides?

Cross: It scprr.s to me that it could depend on how objectively fccused your
cuestiors are. If you are asking for responses on a scale of one to ten
each day, as we do visual analogs scale for breath]essaess on exercise

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tearing, etc. , will; n list of 10, 20, or 30 questions, for example, w.-ro

your eyes watery today, the answer is 2 or 8 whether the patient phones in
the 2 or the 8 or gets pskecl the question. The cost of individual
interviewers is going to add significantly to your cost and the
inconvenience of having to be available at a given titr.e may interfere with
their life enough to make them a little bit fed up with the study. 1
assume that you are going to pay these patients in order to increase
cornp 1 iance?

Caul son: It is In negotiation at the moment.

Cross: If you are negotiating paying them they just don't get paid if they
don't make their phone calls on a regular basis. Payment should be given
at the eoncludion of the study.

Coulson: The human subjects people won't let us withhold it all for
completion. Considering the scope cf the project, what we have been
talking about, the Information we have discussed in this conference, are
there other important questions that we could address?

Sch.ieffer: One of the things that I wonder about, in your initial
questioning of these people are you finding out if they have air
conditioning, refrigerated or not, whether they have been in the house or
out of the house a certain part of the day?

Tashkin; Yes, we plan to ask questions of that nature,

Schneffer; And whether they have charcoal filter in their air conditioning
system:

Teshkin: They will receive an initial questionnaire that will try to
define their environment, their health history, and their occupation,
commuting patterns, recreational activities, and proclivities, etc. There
will be follow-up, interval ouestioimaires that will deal with specific
symptoms and activities, some mood questions and also a question as to
their perception of air quality which will be asked at the end of the
i ntervie.w,

Coulson; Anybody else on other important questions that wn could address.

Horvath; No one commented at all on one of your questions which is the
potential health effects of i rnluor activity.

Coulson; Oh yes.

Horvath: That seems to ma to be an important question because it could
also relate to outdoor activities, too, or the combination of the two. 1
don't know how your questionnaire is going to handle that. How can you
tell what activities they do, how are you planning to evaluate whether they
are playing tenni.s or whether they are taking r. long walk.

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Coulson: We vould plan to ask them for a resume of their day? activity to
be sure, particularly in this arc.'), whether it was indoor or outdoor, A
tremendous amount of things are now going under domes, especially here.

Cross: It may be totally crazy but why don't you Hoi tor-monitor these
people and determine the number of heartbeats per 24 hour.'.? That could be
easily related to the pollution index as a measurement of overall activity?

Tashkin: The hpartrate could go up with excitement without necessarily
increasing ventilation but it ir. fin interesting idea.

Coulson: We are actually doing this in the field in Kenya to get some ider
of activity as a function of nutritional status. We are actually doing 24
hour monitoring on some people.

Tashkin: But obviously that would be quite expensive,

I don't think it vouId be expensive if you had to monitor and lust scanned
it for the total heats,

Rokaw: The trouble is that you ha^e the people being convinced that they
shouldn't 6>o out and exercise when they get a smog announcement so they
might actually have a lesser stress rate on a bad day because of their
chosen inactivity.

Cross: Oh yes. That's what I would be scoring is the fact that they
really did change their activity. The questionnaire might pick that up.

Beard: I think that if I had to make a choice between doing monitoring the
physiological responses in the patient versus some more careful monitoring
of the exposure, 1 would choose the latter, I think patient monitoring
would be useful if affordable, but not high on ry priority list.

Crocker: I. buy that.

Cross: I would certainly add the recommendation that nil studies of
ambient air pollution have monitor!np, of the indoor exposure as well as of
the outdoor air.

Schaeffer: Sone of the things that we have done is, that inside buildings
where all the windows are closed, as far as ozone is concerned at least,
that 50 percent of the ambient air level of the ozor.e is present inside the
building.

llorvath: That depends on the rate of exchange and how much they mixed
their air, A lot of groups not are not even mixing outdoor very much.

Schaeffer: He did some hospital work and found out that where at that time
by law it was necessary tc have rapid exchange of air in the intensive care
units and 1n nursery and surgery, in these areas the inside air had 65 to
70 percent of what was out in the ambient air.

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Korvath: It al.l depends on the type of air conditioning systens they put
in. A lot of them don't mi:; indoor and outdoor ait.

Schaefter: That's right

Horvath; Seme of them just continue to circulate the indoor air and others
have find it wore profitable to mix with the outdoor air. But that is one
of the problems, how much of the outdoor air is actually pulled in. So you
could have pretty high levels,

Rokaw: The average residence of this area is so leaky that I think that
there is a constant influx of ambient air. Whereas industrial or hospital
installations may be better protected.

Beard: I think that you should not put too much reliance on your casual
observation about the leakiness of modern houses. Changes are taking place
very rapidly with emphasis on air conditioning and conservation of energy
and places that used to have five air changes an hour now have only one or

less,

Horvath: The conditioning of the air is cheaper for them. They can
recycle that same air than, to pull in outside air which has to be
reconditioned.

Rokaw: Is that a phenomena applicable to the ordinary residence or are you
talking about apartments new Installations or,,,

Re.iTtj: I'm talking about apartment, condom iniuns and those. People nre

living In those they are becoming very conservative in terns of the cost
and therefore, when you have air that is brought down to some temperature,
say, 28°C or something like that, 2Sc'C is going to cost you a lot more if
you are pulling air from the outside which is, say, 35cC, The tendency is
to recirculate that air and depending on what you brought in with it, you
could have sone very high concentrations or very low concentrations. It
nil depends on what is brought in.

Crocker: I would agree with Beard and with Horvath that the indoor
concentration of any pollutant cannot he assumed to be a standard fraction
of the outdoor concentration for all of those reasons including one other:
reae cant pollutants are absorbed in the fabric? and other materials of the
indoor environment. Mustafa's good suggestion about free radicals as
harmful pollutants Is iiEpor tr rU hut I suggest th.it such react ant pollutants
will be absorbed on fabrics. The indoor penetration of outdoor pollutants
will produce a less biologically active atmosphere for that reason. The
reason for nonitoring indoor atmospheres is that they contain pollutants
generated indoor as well as some pollutants iroc outdoor sources,

Tashkin: Are, there any other questions that we should address?

Horvath: How about children?

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Tashkin: We could inquire about the children's activity throuph the adult,
but we would be reluctant to do so, 1 think it would be a little awkward
to query the. children themselves unless perhaps they were teenagers. There
might also be a reliability problem. What do ycu think?

Horvath; I asked the question originally ray response to that is that t
think it is necessary to know more about their, because in some way? they
also influence the activities cf the parents. I taenn if the children are
outdoors and the parents will have to go outdoors or if the parents .listen
carefully to the radio and TV say don't put them outdoors that seems to
ieava the decision up to the whole family. And if you are going to study
one end of it of a family you might as well study the family.

Tashkin: We were actually planning on asking questions about family
activities as well as individual activities including the activities of the
children but we were reluctant to actually consider the child to be the

respondent.

Horvath; Oh, I. think that would be difficult. But as long as you get some
info mat ion about them it is Important.

Schaaffer: Would you also be asking questions about respiratory
Infections?

Tashkin: Yes.

Beard; Okay, I was going to raise that point, J think the susceptibility
to infection question is ere which should be looked at quite closely and
perhaps not only respiratory infections but infectious disease of all
kinds.

Horvath: Do you have a questionnaire you have already designed?

Coulson: No. We are in the planning stages. We have some of it derived
from other questionnaires and we are in the process of designing one.
Today's conference was one of the landmarks in that design process, namely
petting your opinions on this. We will have one probably within a short
tine.

Horvath: Will we be able to see it?

Coulson: Yes indeed. That is part ol what we want yen to do.

Horvath: Oh, okay.

Cross: Great,

Coulson: We want you to see It and tear It apart.

Cross; And to put it back tcpift her again.

Coulson: In fact if you willing we may soon make this an iterative
process.

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Tashklr; I apologise about mentioning that ,.» If any of you have problems
with the questionnaire, or don't have the time to review it we will
understand.

Coulson: You will also receive copies as soon as they are ready of the
transcript for your review. Anything else that we should be doing?

Coulson: 1 want to thank you all very very much for a most enlightening,
slightly discouraging, but in other ways, very encouraging conference with
all of you in terms of our learning frcr you about what is known about
ozone and its health effect? end what we should be doing on this project,
I had no desire to cake the ultimate sponsor of this a secret, this is the
economics section of EPA which is interested in this information. Working
with economists is an interesting activity.

Crocker; You should tell them then that the economic approach here was
inadequate. The agency needs to realize that you need funds sufficient to
do good monitorjng in order to give them data rep.-ruing the ozone
concentrations at which to expect illness or symptoms that will cause
people to do, or not do, actions that affect the economy,

Coulson: Very good, Actually part of the problem is that their budget got
cut and so we will be using, if this goes through, the lions share of their
budget. They were perhaps uneconomic in terms of their interactions with
the Office of Management and Budget,

Coulson; Thank you all very very much.

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APPENDIX K

FURTHER KOTES ON IMF TELEPHONE CO:"HRENCE

In his reading of the transcript, Dr. Beard volunteered a nurbpr of
notes that illuminate and enhance some of the discussion during the
conference. We reproduce those notes here. Reference to them is made at
the appropriate points in the transcript (Appendix D),

NOTE 1

Horvath's point is a good one, and the response that "wp are stuck
with outside ambient level a" may be dangerous: dangerous because the
ambient levels alone may be grossly mis!ending. A possible approach could
be to exclude subjects who occupy homes where indeor pollution levels are
likely to be high, especially with respect to !C0„ and oxidants, and perhans
other irritant gapes such as formaldehyde. For ""starters, homes with gas
cookstoves and houses that are poorly ventilated and have formaldehyde
sources such as urea-formaldehyde foam insulation and plywood paneling. I
would review data on indoor pollution to see if if 1s possible to set up
some simple discriminations by which to Identity a population that
relatively unexposed to indoor pollution. Occupational exposures (e . k .,
welders) and snookers should he taken into account, or course.

NOTE 2

It will be most valuable to have each subject be his own control. It
will also he important to treat the data in ways that will not lose sight
of the highly susceptible individuals. If ottlv 1/200 of subiects has
symptoms at a low level, e. p. , .14 ppn, this would be important for
community health—one-half percent of the copulation of Los Angeles is a
lot of people. One would, of course, want to know if that one subject
reacted consistently to low levels,

Granted that a conclusion that the lowest near, concentration that is
associated with symptons is ha1c the population is an interesting
statistic, and if a standard deviation 1s appended, one can approximate the
level that affects one-half percent of the population, or any other
proportion, hut it's more helpful to state the number and proportion of
subjects affeeted at various levels.


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NOTE 3

T think Steve forgot the stated plan on pr.oe Ifi?—T share his distrust
o-*" symptom reports or even activity reports made several days later,

I would set up a schec u1 e of contacts by the calendar or d ;*e t symptom
and activity reipcrtr, for the day of the call and one day before, and then
re?ate these to the a,p. indices (with due regard for T, H, etc.), for that
day and several days (5, -maybe) before,

i agree with Fteve th;t intensive study of a small group of subjects
is most likely to yield useful information. I Fuspect that he is
remembering the highly productive studies by Professor Yaglou on effects nf
T and H and insolation on physical activity, where only ^nnr sub iects were
used—they had pet statistical validity for rhe population, but the
euideJic.es thus developed were quite satisfactory when applied to large
numbers of men.

T 3 ike the suggestion that Intensive study of a snail group should be
combined with a less intensive studv of a laree jrroun.

NOTE 4

Roger is right to he concerned about the choice of subjects for
intensive followup, Yaglou was inspired when it came to choosing 'bin
subjects; hp was ?lso systematic, laree and small ','r.ot average),
southerners and northerners (Jong term climatic conditioning), and more.
The choice, in this study, should be to get representation from susceptible
subject?—'asthmatics, bronchitics, hypochondriacs, oge extremes, economic
extremes, and more.

The observations will probably not be statistically valid—the study
will be FHore clinical than epidemiological. But the observations should
lead to better understanding of the phenomena and thus to the design of
effective epidemiologic studies.

NOTE 5

As I indicated in Note ?, T think it worthwhile to explore the
possibi litv that one can identify homes where indoor pollution is minimal,
I'd start bv reading the NKC report on indoor a. p., which I have not yet
done. However, T don't reject the notior of limiting the study to outdoor
workers. But thev'll still spend more than half their tire in homes.
Also, it may be hard to find a sufficient number of outdoor workers who are
asthmatic, bronchi tic or otherwise comproraised,

In response to the next paragraph with its question regarding psychic
irritability: I am aware of only one observation that suggests a direct
effect of oxidant or NO on psychic or emotional state. There fray be such
an effect, but it will cte hard to separate it from the secondary psvchic
response to various forms of discomfort. The one observation was made by

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Nettp, Grnndstaf f, in my lab, about ten vears ago, in ? signal -detection
cask with four or five subjects exposed to 0,4 ppm 0^ (nominal, probably
closer to 0.3 ppm) for an hour (or two?); The subjects experienced no
symptores and were unaware of ozone. No effect on peripheral visual
perception was seen, hut there was a non-sign1ficant trend to shorter
response latencies, too uncertain to rcrit reporting. In i-iew of this, T
cannot say there are no data to suggest ,i direct effect of ozone on brain
function. intuitively, 1 expect such rin effect, but it won Id be too
slight to be of practical importance.

i f 3


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APPENDIX F

POWER ANALYSIS IN THE DETERMINATION OF SAMPLE SIZES
FOR THE PROPOSED OZONE-HEALTH STUDY

The purpose of this appendix is to provide further analysis of the
sample sizes to be used in our proposed research project on ozone and
health. As described more fully in, "Estimating Benefits of Reducing
Community Low-Level Osone Exposure: A Feasibility Study," this project
will estimate the dollar benefits attributable to the improvements in human
health that occur when ozone levels are reduced. This feasibility study
indicates that benefit estimates will be based on data collected from 200
previous participants in studios of chronic obstructive respiratory disease
(CORD) conducted by the UCLA Schools of Medicine and Public Health. The
data collection instruments to be used include an extensive in-person
background interview for each respondent, as well as a series of monthly
telephone follow-up interviews.

In a previous version of this feasibility study submitted to USEPA on
1 Sep 84, the 200-person sample was stratified as follows: 80 "normal"
individuals were to be included along with 120 sensitive or vulnerable
persons. The sensitive o: vulnerable group were to be drawn from the
following five categories:

(i) 30 individuals with asthma, chronic bronchitis, or emphysema
diagnosed and treated by a physician;

(ii) 20 individuals with Forced Expired Volume in one second (FEV,)

less than 75% of expected FEV^;

(ill) 10 individuals with definite respiratory symptoms according to

the Rational Heart? Lung, and Blood Institute modification of
the British Medical Research Council questionnaire;

(iv) 30 individuals who regularly engage in heavy occupational or
recreational activity which results in high minute
ventilation; and

(v) 30 individuals who report themselves to be "responders" to
air pol1ution.

At least four issues emerge in evaluating the above sampling strategy.
First, assume that adverse health effects of ozone exposure are present,
but difficult to detect, in normal individuals. Is a sample size of 80
large enough to sufficiently reduce the probability of not rejecting a null
hypothesis stating that ozone exposure has no health effects in such
individuals? Second, what is the role of both monthly follow-up interviews


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used in data collection and regression methods used in data analysis in
determining this probability? Third, assume that adverse health effects of
ozone exposure are greater among sensitive and vulnerable individuals than
among normal individuals. Is a sample size of 80 normals and 120 sensitive
and vulnerabl.es large enough for this difference to be discerned? Fourth,
assume that adverse health effects of ozone exposure differ among the five
groups of sensitive and vulnerable individuals. Are the sample sizes
proposed for each group large enough for these differences to be discerned?
Each of these questions will be addressed sequentially from the standpoint
of statistical power analyses, This discussion will be followed by some
recommendations concerning changes in the sampling design.

(1)	The probability of not rejecting a null hypothesis stating that
ozone exposure has no health effects in normal individuals when in fact
that null hypothesis is false can be computed as shown in equation (1).

sr

2(1—0) « c/^ - Z(l-a)	(1)

In equation (1)s 2(1—3) denotes the probability of not making a Type II
error (i.e., the power of the test) assuming that the sample mean of the
health effect measure.,used is normally distributed about ? (not equal to
zero) with variance a~/N. Further, N denotes the sample size anci Z(l-ci)
denotes the probability of making a Type T error in a one tail test. For
further details on this approach to making power calculations, see J.
Cohen, Statistical Power Analysis for the Behavioral Sciences (revised
edition): New York, Academic Press, 1977; especially Chapter 2. Table F.1
shows power calculations assuming that a = ,05. In that table, three
alternative sample sizes are considered (N = 80, K = 120, and N = 160),
A]sos two alternative assumptions are considered regarding the relationship
between t, and a. In the most conservative power calculations, £/c Is
assumed to equal .2 and ir less conservative calculationsf K/o is assumed
to equal. .5. These two values for Klo correspond to the "small" and
''medium" effect sizes considered by Cohen. As shown in the table, the
power of the test using a sample of N = 80 is quite high at effect size £/a
= .5, However, if an effect size Z/o = .2 is considered; a sample size of
either N = .120 or K = 160 probably should be used in order to increase the
power of the test to an acceptable level,

(2)	The power calculations reported in Table F.l are based on the
assumption that one observation is available for each respondent. However,
the monthly follow-up interviews will serve to reduce the "v?ithin-person"
variation in the sample* :hus increasing the precision of any estimates
made. As a consequence, all power calculations reported in Table F.l
should be viewed as conservative. That interpretation holds especially if,
as indicated in the feasibility study, the follow-up interviews are
scheduled so as to maximize the measured variation in ozone exposure. For
an individual, the variance of health effect measures derived from a
dose-response type regression equation are inversely related to the sum of
squares in the independent variable,

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TABLE F.l

POCTF OF TEST AGAINST

V F-

C/q	80	120	160

,2	.557	.709	.811

.5	.996	>.999	>.999

Source: derived (see text).

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Against the gain in power from the use of monthly follow-up interviews
muse be balanced a loss in power resulting froir the use of regression
methods in data analysis. That is, to explain the observed variation in a
health measure, rovariates in addition to ozone will be used. The
iuciu? ion of each additional covariate results in a less of one degree of
freedom; i.e., the effective sample size is reduced by one observation for
each additional covariate employed. To illustrate, if N = 160, £/o = .2
and 1 if teen covariates are used tn explain heaJi.li, then the- power es I iiaa to
in Table F.1 should be adjusted downwards from ,311 to ,777.

(3) Whether the sample sizes are large enough to detect a difference
between mean health measures in the normal and sensitive and vulnerable
groups can be analyzed from the perspective of an equation similar to
equation (1). Equation (2) gives the appropriate formula, in which Z(1 -
6) ap.-.in denotes the power of the teat assuming that the difference between
two sample means of2thf health effect measure used is normally distributed
with variance of 2a /N ,

Rote that this approach implicitly assur.es that an observation drawn from
either of the tvo groups has the same variance a*". Consequently,
the variance of the djfferer.ee between any pair of observations drawn will
equal 2o~. Further N , interpreted as the effective sample size, is the
harmonic mean of the sample sizes drawn from each of the two groups. If
= 80 denotes the number of normal respondents and Np = 120 denotes the
number of sensitive and vulnerable respondents, then

In the case at hand, N = 96, Finally, Z(l-a/2) denotes one-half the
probability a Type I error using a two tail test. A five percent
significance level is used in the calculations shown here.

Power calculations are shown in Table F,2 for the parallel cases
considered in Table F,l» That is, two values of the standardized mean
difference (C, - Cn)/o are considered (.2 and .5) along with three
effective sample sizes computed from N = 80, 120, 160 and - 120, 180,
240, The calculations shown indicate that if (E^ - C„)/o ^ ,5, then the
original sample sizes considered N = 80 and Kg ~ 120 probably are large
enough to ensure adequate power. Additionally, the case where (£, - $
> .5 may be more relevant to consider here for two reasons. First, the
response to ozone in norcc1 individuals compared to those, for example,
with impaired respiratory function may be substantial. Second, if this
conjecture is wrong (i.e., differences in health responses are slight) then
for policy purposes, the exact magnitude of the difference may not be worth
knowing.

(4) Comparing the means between any pair of the five groups of
sensitive and vulnerable individnls, however, is more troublesome.

Z C1—6) -

Z(l-a/2)

{2)

(3)

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TABLE F.2

POUER OF A TEST AGAINST

Hrt; K, - £„ «¦ 0
0* *1 2

*

	M	

(gj - e2)/o	96	144	192

,2	.284	,397	,500

s	,933	.988	.999

Source: derived

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Ci~. J en I ations hosed on equations	and CO reveal that when comparing

means from, for example, groups (i) and (iv), which would have X = N = N
- 30, Z(l-P) = ,492 assuming that - E„)/c = .5, Clearly, if a more
conservative assumption vere made concerning the standardized mean
difference or if another example comparison was selected in which sample
sizes were smaller, the value of Z(l-f?) would be lower, fore-over, further
calculations reveal that even if CC, - £~)/cf * .5 and all individual group
sample sizes are doubled, none of the Zu-C) values would exceed ,8; a
generally accepted rule of thunh for a minimum power value. Simply stated,
given the total sample size of 120, the feasibility study proposed too many
different groups of sensitive and vulnerable individuals for analysis.

On the basis of these power analyses, two reconrnendatlons appear
warranted. These are;

(i) Fewer groups of sensitive and vulnerable individuals should be
considered. In fact, two such groups now are proposed and this
alteration is reflected in the proposal text. These groups would be:
(1) those with respiratory impairments including individuals with
asthma, chronic bronchitis, and emphysema and (2) those engaging in
regular he:ivv occupational or recrcnt iona 1 activity. Fcual s1?t;
sar.ples would be drawn for each group, thus =• N = N . Power
calculations are shown In Table F,3 for two values or^the standardized
mean difference (.2 and ,5) and for three values of N (60, 90, 120),
These calculations show that if (£. - £-)/c ^ .5, then sample sizes in
the range of	= 60 to	= 90 probably are adequate,

(ii) in light of all power analyses reported here, it would be
prudent to increase the total sample size from 200 to 300, This
sample size increase would allow the number of norrol respondents
to grow from 80 to 120 and would allow the nunber of sensitive and
vulnerable; respondents to grow fron 120 to 180, In this case, if
the standardized mean difference for all tests considered was greater
than or equal to .5, then the value of 2(1-6) always would exceed ,9,
Also, the additional 100 observations would allow for situations
where: (1) some regressions performed in analyzing the data may have
a large number of covariates and (2) the mean standardized difference
for some tests performed may be less than .5,

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(C - C >/cr

1 2

,2

.5

TABLE 3
POWER OF A TEST AGAINST

H0: ~ C2 ° °

*

N

60
,195
,782

90
.271
.917

120
.341
.971

Source: derived

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